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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:55 AM ET

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Walter L. Robb

Named as an officer, director or promoter on SEC Form D filings · NY, WA, AZ · Mar 27, 2009 → Feb 21, 2020

5deals (issuers)
$58.4Mreported sold
189investors
40Form D filings
2009–2020years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Walter L. Robb is listed as a director and promoter on 40 SEC Form D filings by 5 issuers between Mar 2009 and Feb 2020: VISIONGATE INC (Phoenix, AZ — biotechnology — 2009–2019; $36.6M reported sold to 83 investors), Pneuma Respiratory, Inc. (Boone, NC — pharmaceuticals — 2019–2020; $8.11M reported sold to 68 investors), Nortis Inc (Woodinville, WA — biotechnology — 2009–2017; $6M reported sold to 22 investors), PRISM SOLAR TECHNOLOGIES INC (Highland, NY — other energy — 2009; $5M reported sold to 14 investors) and MTI MICROFUEL CELLS INC (Albany, NY — other energy — 2009; $2.7M reported sold to 2 investors).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as director and promoter, over about 11 years. Across those companies the filings report $58.4M sold in total.

Listed alongside Alan C. Nelson (30 shared filings), Sharon K. Everson (26 shared filings), Scarlett Spring (15 shared filings), Thomas Neumann (10 shared filings), Gene F. Pawlick (9 shared filings) and 28 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Walter. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 40 public filings for Walter L. Robb and found 20 differences, 3 worth asking the sponsor about: Investor count went down between filings; 5 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Walter L. Robb has not run yet — it is joining a line of 43,470 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Walter L. Robb..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

WALTER A ROBB closed
United States Bankruptcy Court, D. Minnesota · No. 08-45291 · Filed Oct 14, 2008 · Closed Feb 2, 2009
Role of WALTER A ROBB: Debtor · Outcome: Case closed 2009-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5 federal dockets); 8 people with this name in Form D filings; court in MN (not a filing state); middle initial differs
Walter D. Robb closed
United States Bankruptcy Court, N.D. Georgia · No. 95-77024 · Filed Nov 30, 1995 · Closed Apr 17, 1996
Role of Walter D. Robb: Debtor · Outcome: Case closed 1996-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5 federal dockets); 8 people with this name in Form D filings; court in GA (not a filing state); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

20 differences found between the filings for Walter L. Robb — 3 worth asking about (compared 40 filings on Oct 24, 2026)

Note · Sep 25, 2019 – Aug 9, 2021

Bankruptcy case: Nortis, Inc. — filed Sep 25, 2019

United States Bankruptcy Court, W.D. Washington docket "Nortis, Inc." filed Sep 25, 2019, closed Aug 9, 2021. Nortis Inc (related issuer) is listed as Debtor ("Nortis, Inc."). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, W.D. Washington ↗Nortis Inc — PartnerFacts page ↗
Sources
Worth asking · Jun 26, 2017 – Dec 20, 2017

Investor count went down between filings — VISIONGATE INC

The Jun 26, 2017 filing reports 79 investors; the Dec 20, 2017 Form D/A reports 62 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jun 26, 2017 ↗Form D/A (later) · Dec 20, 2017 ↗VISIONGATE INC — PartnerFacts page ↗
Sources
Note · Nov 16, 2011

Walter L. Robb appears on 1 deal that stopped filing before reaching its target

PRISM SOLAR TECHNOLOGIES INC (last filing Nov 16, 2011; $5,000,000 sold of $16,857,500). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

PRISM SOLAR TECHNOLOGIES INC — PartnerFacts page ↗
Sources
Worth asking · Nov 6, 2008 – Aug 22, 2019

5 Form Ds were filed more than 15 days after the first sale

Form D filed 77 days after the first sale — VISIONGATE INC · Form D filed 68 days after the first sale — Nortis Inc · Form D filed 155 days after the first sale — VISIONGATE INC · Form D filed 36 days after the first sale — VISIONGATE INC · Form D filed 17 days after the first sale — PRISM SOLAR TECHNOLOGIES INC

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Aug 22, 2019 ↗VISIONGATE INC — PartnerFacts page ↗Form D · Oct 27, 2009 ↗Nortis Inc — PartnerFacts page ↗
Sources
Note · Nov 6, 2008 – Dec 17, 2019

11 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — VISIONGATE INC (latest filing Dec 17, 2019) · No amendment in the last 12 months on an offering that may still be open — VISIONGATE INC (latest filing Aug 22, 2019) · No amendment in the last 12 months on an offering that may still be open — Nortis Inc (latest filing Jul 18, 2017) · No amendment in the last 12 months on an offering that may still be open — Nortis Inc (latest filing Jun 30, 2017) · No amendment in the last 12 months on an offering that may still be open — VISIONGATE INC (latest filing Apr 14, 2016) · and 6 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Dec 17, 2019 ↗VISIONGATE INC — PartnerFacts page ↗Form D · Aug 22, 2019 ↗Form D/A · Jul 18, 2017 ↗
Sources
Worth asking · Feb 21, 2020 – Feb 17, 2021

Walter L. Robb is no longer listed on the Feb 17, 2021 amendment — Pneuma Respiratory, Inc.

Walter L. Robb appears on the Feb 21, 2020 Form D/A (director) but not on the Feb 17, 2021 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Feb 21, 2020 ↗Form D/A · Feb 17, 2021 ↗Walter L. Robb — PartnerFacts page ↗Pneuma Respiratory, Inc. — PartnerFacts page ↗
Sources
Note · Oct 27, 2009 – Nov 18, 2011

Walter L. Robb's role changed at Nortis Inc: director, promoter → director

The Oct 27, 2009 filing lists Walter L. Robb as director, promoter; the Nov 18, 2011 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Oct 27, 2009 ↗Form D · Nov 18, 2011 ↗Walter L. Robb — PartnerFacts page ↗Nortis Inc — PartnerFacts page ↗
Sources
Note · Apr 10, 2009 – Feb 21, 2020

11 offerings changed their target amount between filings

Offering amount changed between filings — Pneuma Respiratory, Inc. · Offering amount changed between filings — VISIONGATE INC · Offering amount changed between filings — VISIONGATE INC · Offering amount changed between filings — VISIONGATE INC · Offering amount changed between filings — VISIONGATE INC · and 6 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D (earlier) · Jul 30, 2019 ↗Form D/A (later) · Feb 21, 2020 ↗Pneuma Respiratory, Inc. — PartnerFacts page ↗Form D/A (earlier) · Dec 20, 2017 ↗
Sources
Note · Jul 30, 2019 – Feb 21, 2020

Minimum investment changed between filings — Pneuma Respiratory, Inc.

The Jul 30, 2019 filing lists a minimum of $91,800; the Feb 21, 2020 Form D/A lists $18,360.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jul 30, 2019 ↗Form D/A (later) · Feb 21, 2020 ↗Pneuma Respiratory, Inc. — PartnerFacts page ↗
Sources
Note · Apr 5, 2019 – Apr 18, 2019

Minimum investment changed between filings — Pneuma Respiratory, Inc.

The Apr 5, 2019 filing lists a minimum of $43,000; the Apr 18, 2019 Form D/A lists $12,503.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 5, 2019 ↗Form D/A (later) · Apr 18, 2019 ↗Pneuma Respiratory, Inc. — PartnerFacts page ↗
Sources
Note · Apr 10, 2009 – Sep 1, 2009

Minimum investment changed between filings — VISIONGATE INC

The Apr 10, 2009 filing lists a minimum of $0; the Sep 1, 2009 Form D/A lists $1.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Apr 10, 2009 ↗Form D/A (later) · Sep 1, 2009 ↗VISIONGATE INC — PartnerFacts page ↗
Sources
Note · Mar 27, 2009 – Apr 10, 2009

Walter L. Robb is written 2 different ways on the filings

listed as "Walter L. Robb" on 22 filings (from Mar 27, 2009), and "Walter Robb" on 18 filings (from Apr 10, 2009).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Mar 27, 2009 ↗Form D · Apr 10, 2009 ↗Walter L. Robb — PartnerFacts page ↗
Sources
Note · Mar 12, 2019 – Feb 21, 2020

Reported revenue range changed between filings — Pneuma Respiratory, Inc.

"No Revenues" (Mar 12, 2019); then "Decline to Disclose" (Feb 21, 2020).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Mar 12, 2019 ↗Form D/A · Feb 21, 2020 ↗Pneuma Respiratory, Inc. — PartnerFacts page ↗
Sources
Note · Sep 24, 2021 – Dec 6, 2024

Same name, different state: "Walter Robb" (OH or VA) is a separate record

This page covers filings where the address state is NY or WA or AZ. A separate record, "Walter Robb" with address state OH or VA, is listed on 9 filings — most recently by 80 Acres Urban Agriculture, Inc. (Oct 31, 2025). The two records do not overlap in time: this page runs Mar 27, 2009 to Feb 21, 2020; the other runs Sep 24, 2021 to Dec 6, 2024.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Walter Robb (OH,VA) — PartnerFacts page ↗Form D · Oct 31, 2025 ↗80 Acres Urban Agriculture, Inc. — PartnerFacts page ↗Walter L. Robb (NY,WA,AZ) — this page ↗
Sources
Note · Jun 4, 2018 – Apr 12, 2022

Same name, different state: "Walter Robb" (TX) is a separate record

This page covers filings where the address state is NY or WA or AZ. A separate record, "Walter Robb" with address state TX, is listed on 3 filings — most recently by Healthy America, LLC (Apr 12, 2022). Both records have filings in the same period (Jun 4, 2018 to Feb 21, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Walter Robb (TX) — PartnerFacts page ↗Form D · Apr 12, 2022 ↗Healthy America, LLC — PartnerFacts page ↗Walter L. Robb (NY,WA,AZ) — this page ↗
Sources
Note · Jun 3, 2020 – Aug 18, 2021

Same name, different state: "Walter Robb" (CA) is a separate record

This page covers filings where the address state is NY or WA or AZ. A separate record, "Walter Robb" with address state CA, is listed on 2 filings — most recently by Apeel Technology, Inc. (Aug 18, 2021). The two records do not overlap in time: this page runs Mar 27, 2009 to Feb 21, 2020; the other runs Jun 3, 2020 to Aug 18, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Walter Robb (CA) — PartnerFacts page ↗Form D · Aug 18, 2021 ↗Apeel Technology, Inc. — PartnerFacts page ↗Walter L. Robb (NY,WA,AZ) — this page ↗
Sources
Note · Dec 19, 2017 – Jul 27, 2020

Same name, different state: "Walter Robb" (CO) is a separate record

This page covers filings where the address state is NY or WA or AZ. A separate record, "Walter Robb" with address state CO, is listed on 6 filings — most recently by FoodMaven Corp (Jul 27, 2020). Both records have filings in the same period (Dec 19, 2017 to Feb 21, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Walter Robb (CO) — PartnerFacts page ↗Form D · Jul 27, 2020 ↗FoodMaven Corp — PartnerFacts page ↗Walter L. Robb (NY,WA,AZ) — this page ↗
Sources
Note · Jun 7, 2017

Same name, different state: "Walter Robb" (L3) is a separate record

This page covers filings where the address state is NY or WA or AZ. A separate record, "Walter Robb" with address state L3, is listed on 1 filing — most recently by Check-Cap Ltd (Jun 7, 2017). Both records have filings in the same period (Jun 7, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Walter Robb (L3) — PartnerFacts page ↗Form D · Jun 7, 2017 ↗Check-Cap Ltd — PartnerFacts page ↗Walter L. Robb (NY,WA,AZ) — this page ↗
Sources
Note · Sep 1, 2009 – Jul 18, 2017

5 address changes between filings

Address moved from Woodinville, WA to Seattle, WA — Nortis Inc · Address moved from Seattle, WA to Woodinville, WA — Nortis Inc · Address moved from Latham, NY to Seattle, WA — Nortis Inc · Address moved from Gig Harbor, WA to Latham, NY — Nortis Inc · Address moved from Gig Harbor, WA to Phoenix, AZ — VISIONGATE INC

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Jun 30, 2017 ↗Form D/A · Jul 18, 2017 ↗Nortis Inc — PartnerFacts page ↗Form D · Aug 5, 2016 ↗
Sources
Note · Mar 27, 2009 – Feb 21, 2020

Walter L. Robb is listed with 3 different address states: NY, WA, AZ

NY on 21 filings (Mar 27, 2009 to Feb 21, 2020); WA on 7 filings (Mar 26, 2014 to Jul 18, 2017); AZ on 12 filings (Jun 10, 2014 to Dec 17, 2019).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · Mar 27, 2009 ↗Form D/A · Mar 26, 2014 ↗Form D/A · Jun 10, 2014 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 16 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 21, 2020 D/A
Pneuma Respiratory, Inc.
File 021-345350
$0$0$0None listed on this filingEDGAR ↗
Dec 17, 2019 D/A
VISIONGATE INC
File 021-197905
$0$0$0None listed on this filingEDGAR ↗
Aug 22, 2019 D
VISIONGATE INC
File 021-347199
$0$0$0None listed on this filingEDGAR ↗
Jul 30, 2019 D/A
Pneuma Respiratory, Inc.
File 021-334585
$0$0$0None listed on this filingEDGAR ↗
Jul 18, 2017 D/A
Nortis Inc
File 021-268437
$0$0$0None listed on this filingEDGAR ↗
Jun 30, 2017 D/A
Nortis Inc
File 021-266170
$0$0$0None listed on this filingEDGAR ↗
Apr 14, 2016 D/A
VISIONGATE INC
File 021-226185
$0$0$0None listed on this filingEDGAR ↗
Mar 19, 2015 D
Nortis Inc
File 021-236269
$0$0$0None listed on this filingEDGAR ↗
Jul 7, 2014 D
Nortis Inc
File 021-220429
$0$0$0None listed on this filingEDGAR ↗
Mar 26, 2014 D/A
Nortis Inc
File 021-175800
$0$0$0None listed on this filingEDGAR ↗
Sep 21, 2012 D/A
VISIONGATE INC
File 021-148877
$0$0$0None listed on this filingEDGAR ↗
Nov 18, 2011 D
Nortis Inc
File 021-168941
$0$0$0None listed on this filingEDGAR ↗
Oct 27, 2009 D
Nortis Inc
File 021-110107
$0$0$0None listed on this filingEDGAR ↗
Sep 1, 2009 D/A
VISIONGATE INC
File 021-81398
$0$0$0 (est.)None listed on this filingEDGAR ↗
Apr 10, 2009 D
PRISM SOLAR TECHNOLOGIES INC
File 021-85914
$0$0$0None listed on this filingEDGAR ↗
Mar 27, 2009 D/A
MTI MICROFUEL CELLS INC
File 021-123049
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named Walter L. Robb on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

PR
Pharmaceuticals

Pneuma Respiratory, Inc.

Boone, NC · Mar 12, 2019 → Feb 21, 2020 · 8 filings
  • Feb 21, 2020 · D/A · $4,991,533 sold of $10,000,050 · 19 investors · min. $18,360 · role: Director EDGAR ↗
  • Jul 30, 2019 · D · $300,002 sold of $3,300,026 · 3 investors · min. $91,800 · role: Director (Chairman of the Board) EDGAR ↗
  • Jul 30, 2019 · D/A · $4,999,906 sold of $4,999,906 · 34 investors · min. $12,503 · role: Director (Chairman of the Board) EDGAR ↗
  • May 17, 2019 · D/A · $4,841,203 sold of $4,999,906 · 33 investors · min. $12,503 · role: Director (Chairman of the Board) EDGAR ↗
  • May 6, 2019 · D/A · $4,791,275 sold of $4,999,906 · 32 investors · min. $12,503 · role: Director (Chairman of the Board) EDGAR ↗
  • Apr 18, 2019 · D/A · $4,582,643 sold of $4,999,906 · 29 investors · min. $12,503 · role: Director (Chairman of the Board) EDGAR ↗
  • Apr 5, 2019 · D/A · $2,797,905 sold of $4,999,906 · 15 investors · min. $43,000 · role: Director (Chairman of the Board) EDGAR ↗
  • Mar 12, 2019 · D · $494,123 sold of $4,999,906 · 4 investors · min. $43,000 · role: Director (Chairman of the Board) EDGAR ↗

Raised $8.11M from 68 investors (81% of the $10M target) as of the latest filing. Walter is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

V
Biotechnology

VISIONGATE INC

Phoenix, AZ · Apr 10, 2009 → Dec 17, 2019 · 19 filings
  • Dec 17, 2019 · D/A · $36,563,440 sold of $43,000,001 · 83 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 22, 2019 · D · $3,748,247 sold of $10,000,000 · 43 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 19, 2018 · D/A · $33,535,586 sold of $43,000,001 · 73 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 20, 2017 · D/A · $26,064,119 sold of $35,000,000 · 62 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 26, 2017 · D/A · $24,285,945 sold of $27,000,000 · 79 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 21, 2016 · D/A · $15,048,042 sold of $24,000,000 · 42 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 10, 2016 · D/A · $11,179,852 sold of $20,000,000 · 36 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 14, 2016 · D/A · $5,332,200 sold of $5,500,000 · 18 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 22, 2015 · D/A · $3,753,500 sold of $4,000,000 · 17 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 26, 2015 · D/A · $6,206,206 sold of $12,025,000 · 25 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 10, 2014 · D · $800,000 sold of $3,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 10, 2014 · D/A · $4,847,253 sold of $12,025,000 · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 13, 2013 · D · $800,000 sold of $12,025,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 21, 2012 · D/A · $4,363,073 sold of $8,000,000 · 61 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 24, 2012 · D/A · $4,149,073 sold of $8,000,000 · 56 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 11, 2011 · D/A · $1,960,278 sold of $3,000,000 · 29 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 12, 2010 · D · $125,000 sold of $3,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 1, 2009 · D/A · $1,780,000 sold of $3,500,000 · 17 investors · min. $1 · role: Director EDGAR ↗
  • Apr 10, 2009 · D · $490,000 sold of $1,200,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $36.6M from 83 investors (85% of the $43M target) as of the latest filing. Walter is listed as director on 19 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

N
Biotechnology

Nortis Inc

Woodinville, WA · Oct 27, 2009 → Jul 18, 2017 · 11 filings
  • Jul 18, 2017 · D/A · $323,200 sold of $500,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 30, 2017 · D/A · $12,500 sold of $5,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 5, 2016 · D · $0 sold of $500,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 30, 2016 · D · $0 sold of $5,000,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 19, 2015 · D · $408,845 sold of $3,399,999 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 7, 2014 · D · $1,000,000 sold of $2,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 26, 2014 · D/A · $1,242,250 sold of $1,500,000 · 22 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 27, 2013 · D/A · $427,500 sold of $1,000,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 28, 2012 · D · $10,000 sold of $1,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 18, 2011 · D · $15,000 sold of $15,000 · 1 investors · min. $15,000 · role: Director EDGAR ↗
  • Oct 27, 2009 · D · $13,000 sold of $60,000 · 2 investors · min. $1,000 · role: Director, Promoter EDGAR ↗

Raised $6M from 22 investors (100% of the $500K target) as of the latest filing. Walter is listed as director, promoter on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PS
Other Technology

PRISM SOLAR TECHNOLOGIES INC

Highland, NY · Apr 10, 2009
  • Apr 10, 2009 · D · $5,000,000 sold of $5,000,000 · 14 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5M from 14 investors (100% of the $5M target) as of the latest filing. Walter is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MM
Other Energy

MTI MICROFUEL CELLS INC

Albany, NY · Mar 27, 2009
  • Mar 27, 2009 · D/A · $2,700,000 sold of $2,700,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.7M from 2 investors (100% of the $2.7M target) as of the latest filing. Walter is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (7)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Walter Robb — OH, VA, 3 issuers, Sep 24, 2021 → Dec 6, 2024 · no shared issuer
  • Walter Robb — TX, 2 issuers, Jun 4, 2018 → Apr 12, 2022 · no shared issuer
  • Walter Robb — WA, 2 issuers, Jun 4, 2024 → Apr 22, 2026 · no shared issuer
  • Walter Robb — Israel (as filed: L3), 1 issuer, Jun 7, 2017 → Jun 7, 2017 · no shared issuer
  • Walter Robb — CO, 1 issuer, Dec 19, 2017 → Jul 27, 2020 · no shared issuer
  • Walter Robb — CA, 1 issuer, Jun 3, 2020 → Aug 18, 2021 · no shared issuer
  • Walter E. Robb — NY, 1 issuer, Mar 23, 2018 → May 31, 2018 · shares 1 issuer with this record

People around Walter 33

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AN
No photo found yet (own website and image search run after this page is viewed)
Person

Alan C. Nelson

Executive Officer, Director, Promoter · 30 shared filings (2 issuers)

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

SE
No photo found yet (own website and image search run after this page is viewed)
Person

Sharon K. Everson

Director · 26 shared filings (2 issuers)

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Scarlett Spring

Executive Officer, Promoter · 15 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

TN
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Neumann

Executive Officer, Director · 10 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

GP
No photo found yet (own website and image search run after this page is viewed)
Person

Gene F. Pawlick

Director · 9 shared filings (1 issuer)

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Robert A. Heft

Director · 9 shared filings (1 issuer)

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

J. Knox Singleton

Director · 8 shared filings (1 issuer)

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas E. Stoner

Director · 8 shared filings (1 issuer)

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jay Phillip Morgan

Director · 8 shared filings (1 issuer)

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

C. Eric Hunter

Executive Officer, Director · 8 shared filings (1 issuer)

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas C. Miller

Director · 8 shared filings (1 issuer)

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

WZ
No photo found yet (own website and image search run after this page is viewed)
Person

Wei Zheng

Director · 8 shared filings (1 issuer)

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Richard A. Gimigliano

Executive Officer · 8 shared filings (1 issuer)

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Mary Ellen Harrison

Director · 4 shared filings (1 issuer)

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Maria Forero

Director · 4 shared filings (1 issuer)

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

James S. Burns

Director · 3 shared filings (1 issuer)

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

TV
No photo found yet (own website and image search run after this page is viewed)
Person

Tanisha June-Nichole Villanueva

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Kriss Hammond

Director · 2 shared filings (1 issuer)

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Randy L. Buness

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

FH
No photo found yet (own website and image search run after this page is viewed)
Person

Farrukh Hameed

Director · 1 shared filing (1 issuer)

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis E. O'Connor

Director · 1 shared filing (1 issuer)

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

James K. Prueitt

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

PL
No photo found yet (own website and image search run after this page is viewed)
Person

Peng K. Lim

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas J. Marusak

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

WP
No photo found yet (own website and image search run after this page is viewed)
Person

William P. Phelan

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

TL
No photo found yet (own website and image search run after this page is viewed)
Person

TIM LEWIN

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Robert C. Bateman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Maycock

Director · 1 shared filing (1 issuer)

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Klein

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Lewandowski

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

John Glasspool

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Joe Healey

Director · 1 shared filing (1 issuer)

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Doherty

Director · 1 shared filing (1 issuer)

Listed on the same filings as Walter L. Robb. Their page shows their other deals.

The team behind the deals

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Walter L. Robb by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Walter L. Robb is listed on: none on file. No website or social profile named in PRISM SOLAR TECHNOLOGIES INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #346,616 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Highland, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗Washington Courts case search (dw.courts.wa.gov) ↗Arizona Judicial Branch public access ↗North Carolina eCourts portal ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗Washington Secretary of State business search ↗Arizona Secretary of State business search ↗North Carolina Secretary of State business search ↗OpenCorporates ↗

Change history

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