PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:33 AM ET

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Thomas Neumann

Named as an officer, director or promoter on SEC Form D filings · WA · Nov 18, 2011 → Sep 1, 2026

2deals (issuers)
$8.2Mreported sold
60investors
15Form D filings
2011–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:24 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Thomas Neumann is listed as an executive officer and director on 15 SEC Form D filings by 2 issuers between Nov 2011 and Sep 2026: Nortis Inc (Woodinville, WA — biotechnology — 2011–2022; $6M reported sold to 22 investors) and Voxcell BioInnovation Inc. (Victoria, British Columbia, Canada (as filed: A1) — biotechnology — 2026; $2.2M reported sold to 38 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 15 years. Across those companies the filings report $8.2M sold in total.

Listed alongside Alan C. Nelson (10 shared filings), Sharon K. Everson (10 shared filings), Walter L. Robb (10 shared filings), Greg Corona (4 shared filings), Mary Ellen Harrison (4 shared filings) and 8 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 13 bankruptcy cases matching the name listed in Key records below.

What this means 14 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 15 public filings for Thomas Neumann and found 5 differences: Bankruptcy case: Nortis, Inc; 7 offerings have no amendment in the last 12 months and may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Thomas Neumann has not run yet — it is joining a line of 35,347 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

Thomas R. Neumann v. Weststar Mortgage, Inc. dismissed
District Court, C.D. California · No. 8:14-cv-01769 · Filed Nov 5, 2014 · Closed Mar 5, 2015 · Nature of suit: 470 Civil (RICO)
Role of Thomas R. Neumann: Plaintiff · Outcome: Terminated 2015-03-05 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Thomas Neumann..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

13 cases: 13 closed (disposition not in docket feed)

Thomas A. Neumann closed
United States Bankruptcy Court, E.D. Texas · No. 19-40767 · Filed Mar 24, 2019 · Closed Jul 9, 2019
Role of Thomas A. Neumann: Debtor · Outcome: Case closed 2019-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); court in TX (not a filing state)
Thomas S Neumann and L. Chassity Neumann closed
United States Bankruptcy Court, E.D. Wisconsin · No. 11-38882 · Filed Dec 27, 2011 · Closed Apr 20, 2012
Role of Thomas S Neumann and L. Chassity Neumann: Debtor · Outcome: Case closed 2012-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); court in WI (not a filing state)
Thomas Neumann closed
United States Bankruptcy Court, D. Vermont · No. 11-10145 · Filed Feb 22, 2011 · Closed Jun 22, 2011
Role of Thomas Neumann: Debtor · Outcome: Case closed 2011-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); court in VT (not a filing state)
Thomas Neumann closed
United States Bankruptcy Court, E.D. Virginia · No. 08-73371 · Filed Oct 6, 2008 · Closed Jan 26, 2009
Role of Thomas Neumann: Debtor · Outcome: Case closed 2009-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); court in VA (not a filing state)
Thomas A Neumann closed
United States Bankruptcy Court, N.D. Indiana · No. 08-20848 · Filed Mar 26, 2008 · Closed Jul 24, 2012
Role of Thomas A Neumann: Debtor · Outcome: Case closed 2012-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); court in IN (not a filing state)
Thomas A. Neumann closed
United States Bankruptcy Court, N.D. Texas · No. 03-39115 · Filed Sep 4, 2003 · Closed Nov 7, 2007
Role of Thomas A. Neumann: Debtor · Outcome: Case closed 2007-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); court in TX (not a filing state)
Thomas R Neumann and Christina Neuman closed
United States Bankruptcy Court, N.D. Illinois · No. 01-28033 · Filed Aug 10, 2001 · Closed Nov 29, 2001
Role of Thomas R Neumann and Christina Neuman: Debtor · Outcome: Case closed 2001-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); court in IL (not a filing state)
THOMAS P NEUMANN closed
United States Bankruptcy Court, D. Minnesota · No. 99-44790 · Filed Sep 7, 1999 · Closed Jan 24, 2000
Role of THOMAS P NEUMANN: Debtor · Outcome: Case closed 2000-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); court in MN (not a filing state)
Thomas O. Neumann and Sherri Lynn Neumann closed
United States Bankruptcy Court, S.D. California · No. 95-05786 · Filed Jun 5, 1995 · Closed Oct 5, 1995
Role of Thomas O. Neumann and Sherri Lynn Neumann: Debtor · Outcome: Case closed 1995-10-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); court in CA (not a filing state)
Thomas S. Neumann and Gail E. Neumann closed
United States Bankruptcy Court, E.D. Wisconsin · No. 94-23518 · Filed Jul 7, 1994 · Closed Apr 18, 1995
Role of Thomas S. Neumann and Gail E. Neumann: Debtor · Outcome: Case closed 1995-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); court in WI (not a filing state)
Thomas O. Neumann closed
United States Bankruptcy Court, S.D. California · No. 94-06325 · Filed Jun 9, 1994 · Closed May 1, 1995
Role of Thomas O. Neumann: Debtor · Outcome: Case closed 1995-05-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); court in CA (not a filing state)
Thomas R Neumann and Christina Neumann closed
United States Bankruptcy Court, N.D. Illinois · No. 94-00194 · Filed Jan 5, 1994 · Closed Jul 15, 1994
Role of Thomas R Neumann and Christina Neumann: Debtor · Outcome: Case closed 1994-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); court in IL (not a filing state)
Thomas A. Neumann and Phyllis F. Neumann closed
United States Bankruptcy Court, W.D. Louisiana · No. 92-10082 · Filed Jan 13, 1992 · Closed Jun 11, 1996
Role of Thomas A. Neumann and Phyllis F. Neumann: Debtor · Outcome: Case closed 1996-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 20 federal dockets); court in LA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Thomas Neumann (compared 15 filings on Oct 24, 2026)

Note · Sep 25, 2019 – Aug 9, 2021

Bankruptcy case: Nortis, Inc. — filed Sep 25, 2019

United States Bankruptcy Court, W.D. Washington docket "Nortis, Inc." filed Sep 25, 2019, closed Aug 9, 2021. Nortis Inc (related issuer) is listed as Debtor ("Nortis, Inc."). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, W.D. Washington ↗Nortis Inc — PartnerFacts page ↗
Sources
Note · Mar 16, 2012 – Aug 10, 2022

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Nortis Inc (latest filing Aug 10, 2022) · No amendment in the last 12 months on an offering that may still be open — Nortis Inc (latest filing Jan 10, 2022) · No amendment in the last 12 months on an offering that may still be open — Nortis Inc (latest filing Jul 18, 2017) · No amendment in the last 12 months on an offering that may still be open — Nortis Inc (latest filing Jun 30, 2017) · No amendment in the last 12 months on an offering that may still be open — Nortis Inc (latest filing Mar 19, 2015) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Aug 10, 2022 ↗Nortis Inc — PartnerFacts page ↗Form D · Jan 10, 2022 ↗Form D/A · Jul 18, 2017 ↗
Sources
Note · Mar 26, 2014 – Jul 7, 2014

Thomas Neumann's role changed at Nortis Inc: executive officer → executive officer, director

The Mar 26, 2014 filing lists Thomas Neumann as executive officer; the Jul 7, 2014 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Mar 26, 2014 ↗Form D · Jul 7, 2014 ↗Thomas Neumann — PartnerFacts page ↗Nortis Inc — PartnerFacts page ↗
Sources
Note · Mar 27, 2013 – Mar 26, 2014

Offering amount changed between filings — Nortis Inc

The Mar 27, 2013 filing says $1,000,000 offered; the Mar 26, 2014 Form D/A says $1,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Mar 27, 2013 ↗Form D/A (later) · Mar 26, 2014 ↗Nortis Inc — PartnerFacts page ↗
Sources
Note · Mar 27, 2013 – Jun 15, 2021

4 address changes between filings

Address moved from Seattle, WA to Woodinville, WA — Nortis Inc · Address moved from Woodinville, WA to Seattle, WA — Nortis Inc · Address moved from Seattle, WA to Woodinville, WA — Nortis Inc · Address moved from Latham, NY to Seattle, WA — Nortis Inc

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Jul 18, 2017 ↗Form D · Jun 15, 2021 ↗Nortis Inc — PartnerFacts page ↗Form D/A · Jun 30, 2017 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 11 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $72,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 1, 2026 D
Voxcell BioInnovation Inc.
File 021-596109
$0$0$72,000 (est.)None listed on this filingEDGAR ↗
Aug 10, 2022 D
Nortis Inc
File 021-455527
$0$0$0None listed on this filingEDGAR ↗
Jan 10, 2022 D
Nortis Inc
File 021-428543
$0$0$0None listed on this filingEDGAR ↗
Jun 15, 2021 D
Nortis Inc
File 021-402922
$0$0$0None listed on this filingEDGAR ↗
Jun 15, 2021 D
Nortis Inc
File 021-402923
$0$0$0None listed on this filingEDGAR ↗
Jul 18, 2017 D/A
Nortis Inc
File 021-268437
$0$0$0None listed on this filingEDGAR ↗
Jun 30, 2017 D/A
Nortis Inc
File 021-266170
$0$0$0None listed on this filingEDGAR ↗
Mar 19, 2015 D
Nortis Inc
File 021-236269
$0$0$0None listed on this filingEDGAR ↗
Jul 7, 2014 D
Nortis Inc
File 021-220429
$0$0$0None listed on this filingEDGAR ↗
Mar 26, 2014 D/A
Nortis Inc
File 021-175800
$0$0$0None listed on this filingEDGAR ↗
Nov 18, 2011 D
Nortis Inc
File 021-168941
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Thomas Neumann on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

VB
Biotechnology

Voxcell BioInnovation Inc.

Victoria, British Columbia, Canada (as filed: A1) · Sep 1, 2026
  • Sep 1, 2026 · D · $2,200,676 sold of $2,200,676 · 31 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.2M from 38 investors (100% of the $2.2M target) as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

N
Biotechnology

Nortis Inc

Woodinville, WA · Nov 18, 2011 → Aug 10, 2022 · 14 filings
  • Aug 10, 2022 · D · $6,000,000 sold of $9,500,000 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 10, 2022 · D · $1,500,000 sold of $3,000,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jun 15, 2021 · D · $1,000,000 sold of $1,000,000 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jun 15, 2021 · D · $1,500,000 sold of $1,500,000 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jul 18, 2017 · D/A · $323,200 sold of $500,000 · 10 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jun 30, 2017 · D/A · $12,500 sold of $5,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Aug 5, 2016 · D · $0 sold of $500,000 · 0 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jun 30, 2016 · D · $0 sold of $5,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 19, 2015 · D · $408,845 sold of $3,399,999 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jul 7, 2014 · D · $1,000,000 sold of $2,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 26, 2014 · D/A · $1,242,250 sold of $1,500,000 · 22 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 27, 2013 · D/A · $427,500 sold of $1,000,000 · 9 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 28, 2012 · D · $10,000 sold of $1,000,000 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 18, 2011 · D · $15,000 sold of $15,000 · 1 investors · min. $15,000 · role: Executive Officer EDGAR ↗

Raised $6M from 22 investors (63% of the $9.5M target) as of the latest filing. Thomas is listed as executive officer, director on 14 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Thomas 13

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

WR
No photo found yet (own website and image search run after this page is viewed)
Person

Walter L. Robb

Director · 10 shared filings (1 issuer) · also on 4 other issuers

Walter L. Robb is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SE
No photo found yet (own website and image search run after this page is viewed)
Person

Sharon K. Everson

Director · 10 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas Neumann. Their page shows their other deals.

AN
No photo found yet (own website and image search run after this page is viewed)
Person

Alan C. Nelson

Executive Officer, Director · 10 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas Neumann. Their page shows their other deals.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Susan Preston

Director · 4 shared filings (1 issuer) · also on 8 other issuers

Susan Preston is on 9 issuers in total — a repeat sponsor. Their page lists every one.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Mary Ellen Harrison

Director · 4 shared filings (1 issuer)

Listed on the same filings as Thomas Neumann. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Conley

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas Neumann. Their page shows their other deals.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Corona

Director · 4 shared filings (1 issuer)

Listed on the same filings as Thomas Neumann. Their page shows their other deals.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Kriss Hammond

Director · 2 shared filings (1 issuer)

Listed on the same filings as Thomas Neumann. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Mark S. Miller

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas Neumann. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Makoto Shintani

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Neumann. Their page shows their other deals.

KV
No photo found yet (own website and image search run after this page is viewed)
Person

Karolina Papera Valente

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Neumann. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jessica Miller

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Neumann. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Marie-Helene Raigneau

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Neumann. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Thomas Neumann by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Thomas Neumann is listed on: none on file. No website or social profile named in Voxcell BioInnovation Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #10,073 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Victoria, A1). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Washington Courts case search (dw.courts.wa.gov) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Washington Secretary of State business search ↗OpenCorporates ↗

Change history

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