Scarlett Spring is listed as an executive officer, director, and promoter on 18 SEC Form D filings by 3 issuers between Oct 2010 and Jan 2023: VISIONGATE INC (Phoenix, AZ — biotechnology — 2010–2018; $36.6M reported sold to 83 investors), RBAZ Bancorp, Inc. (Phoenix, AZ — other banking and financial services — 2021; $6M reported sold to 7 investors) and TapRoot Interventions & Solutions, Inc. (Phoenix, AZ — other technology — 2022–2023; $1.34M reported sold to 16 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, director, and promoter, over about 13 years. Across those companies the filings report $43.9M sold in total.
Listed alongside Alan C. Nelson (15 shared filings), Walter L. Robb (15 shared filings), Sharon K. Everson (13 shared filings), Gene F. Pawlick (9 shared filings), Robert A. Heft (9 shared filings) and 17 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Scarlett. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 18 public filings for Scarlett Spring and found 8 differences, 2 worth asking the sponsor about: Investor count went down between filings; Scarlett Spring is no longer listed on the Dec 17, 2019 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.