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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 4:59 AM ET

Sponsor Check › Person

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Scarlett Spring

Named as an officer, director or promoter on SEC Form D filings · AZ · Oct 12, 2010 → Jan 10, 2023

3deals (issuers)
$43.9Mreported sold
106investors
18Form D filings
2010–2023years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Scarlett Spring is listed as an executive officer, director, and promoter on 18 SEC Form D filings by 3 issuers between Oct 2010 and Jan 2023: VISIONGATE INC (Phoenix, AZ — biotechnology — 2010–2018; $36.6M reported sold to 83 investors), RBAZ Bancorp, Inc. (Phoenix, AZ — other banking and financial services — 2021; $6M reported sold to 7 investors) and TapRoot Interventions & Solutions, Inc. (Phoenix, AZ — other technology — 2022–2023; $1.34M reported sold to 16 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, director, and promoter, over about 13 years. Across those companies the filings report $43.9M sold in total.

Listed alongside Alan C. Nelson (15 shared filings), Walter L. Robb (15 shared filings), Sharon K. Everson (13 shared filings), Gene F. Pawlick (9 shared filings), Robert A. Heft (9 shared filings) and 17 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Scarlett. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 18 public filings for Scarlett Spring and found 8 differences, 2 worth asking the sponsor about: Investor count went down between filings; Scarlett Spring is no longer listed on the Dec 17, 2019 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Scarlett Spring has not run yet — it is joining a line of 3,453 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Scarlett Spring..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Scarlett Spring — 2 worth asking about (compared 18 filings on Oct 24, 2026)

Worth asking · Jun 26, 2017 – Dec 20, 2017

Investor count went down between filings — VISIONGATE INC

The Jun 26, 2017 filing reports 79 investors; the Dec 20, 2017 Form D/A reports 62 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · Dec 19, 2018 – Dec 17, 2019

Scarlett Spring is no longer listed on the Dec 17, 2019 amendment — VISIONGATE INC

Scarlett Spring appears on the Dec 19, 2018 Form D/A (executive officer) but not on the Dec 17, 2019 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Note · Sep 6, 2010 – Oct 12, 2010

Form D filed 36 days after the first sale — VISIONGATE INC

The filing says the first sale was Sep 6, 2010. The Form D was filed Oct 12, 2010 — 36 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 21 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Sep 21, 2012 – Jun 13, 2013

Scarlett Spring's role changed at VISIONGATE INC: executive officer, promoter → executive officer

The Sep 21, 2012 filing lists Scarlett Spring as executive officer, promoter; the Jun 13, 2013 Form D lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Oct 11, 2011 – Dec 19, 2018

8 offerings changed their target amount between filings

Offering amount changed between filings — VISIONGATE INC · Offering amount changed between filings — VISIONGATE INC · Offering amount changed between filings — VISIONGATE INC · Offering amount changed between filings — VISIONGATE INC · Offering amount changed between filings — VISIONGATE INC · and 3 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Sources
Note · Dec 24, 2022 – Jan 10, 2023

No amendment in the last 12 months on an offering that may still be open — TapRoot Interventions & Solutions, Inc. (latest filing Jan 10, 2023)

The latest filing for this offering is dated Jan 10, 2023 (first sale Dec 24, 2022). It reports $1,342,070 sold of $1,920,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Sep 30, 2014 – Apr 14, 2016

No amendment in the last 12 months on an offering that may still be open — VISIONGATE INC (latest filing Apr 14, 2016)

The latest filing for this offering is dated Apr 14, 2016 (first sale Sep 30, 2014). It reports $5,332,200 sold of $5,500,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Sep 6, 2010 – Sep 21, 2012

No amendment in the last 12 months on an offering that may still be open — VISIONGATE INC (latest filing Sep 21, 2012)

The latest filing for this offering is dated Sep 21, 2012 (first sale Sep 6, 2010). It reports $4,363,073 sold of $8,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 5 offerings reports sales commissions totalling $120,000; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 10, 2023 D/A
TapRoot Interventions & Solutions, Inc.
File 021-469300
$0$0$0None listed on this filingEDGAR ↗
Jun 21, 2021 D
RBAZ Bancorp, Inc.
File 021-403472
$120,000$0$0MJC Partners, LLC BrokerCheck CRD 149937 ↗EDGAR ↗
Dec 19, 2018 D/A
VISIONGATE INC
File 021-197905
$0$0$0None listed on this filingEDGAR ↗
Apr 14, 2016 D/A
VISIONGATE INC
File 021-226185
$0$0$0None listed on this filingEDGAR ↗
Sep 21, 2012 D/A
VISIONGATE INC
File 021-148877
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Scarlett Spring on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

TapRoot Interventions & Solutions, Inc.

Phoenix, AZ · Dec 30, 2022 → Jan 10, 2023 · 2 filings
  • Jan 10, 2023 · D/A · $1,342,070 sold of $1,920,000 · 16 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • Dec 30, 2022 · D · $1,342,070 sold of $1,920,000 · 16 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗

Raised $1.34M from 16 investors (70% of the $1.92M target) as of the latest filing. Scarlett is listed as executive officer, director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Banking and Financial Services

RBAZ Bancorp, Inc.

Phoenix, AZ · Jun 21, 2021
  • Jun 21, 2021 · D · $6,000,000 sold of $6,000,000 · 7 investors · min. $500,000 · role: Director EDGAR ↗

Raised $6M from 7 investors (100% of the $6M target) as of the latest filing. Scarlett is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Biotechnology

VISIONGATE INC

Phoenix, AZ · Oct 12, 2010 → Dec 19, 2018 · 15 filings
  • Dec 19, 2018 · D/A · $33,535,586 sold of $43,000,001 · 73 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 20, 2017 · D/A · $26,064,119 sold of $35,000,000 · 62 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 26, 2017 · D/A · $24,285,945 sold of $27,000,000 · 79 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 21, 2016 · D/A · $15,048,042 sold of $24,000,000 · 42 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 10, 2016 · D/A · $11,179,852 sold of $20,000,000 · 36 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 14, 2016 · D/A · $5,332,200 sold of $5,500,000 · 18 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Sep 22, 2015 · D/A · $3,753,500 sold of $4,000,000 · 17 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 26, 2015 · D/A · $6,206,206 sold of $12,025,000 · 25 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 10, 2014 · D · $800,000 sold of $3,000,000 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 10, 2014 · D/A · $4,847,253 sold of $12,025,000 · 14 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 13, 2013 · D · $800,000 sold of $12,025,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Sep 21, 2012 · D/A · $4,363,073 sold of $8,000,000 · 61 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
  • Jul 24, 2012 · D/A · $4,149,073 sold of $8,000,000 · 56 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
  • Oct 11, 2011 · D/A · $1,960,278 sold of $3,000,000 · 29 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
  • Oct 12, 2010 · D · $125,000 sold of $3,000,000 · 2 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $36.6M from 83 investors (85% of the $43M target) as of the latest filing. Scarlett is listed as executive officer, promoter on 15 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Scarlett 22

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

WR
No photo found yet (own website and image search run after this page is viewed)
Person

Walter L. Robb

Director · 15 shared filings (1 issuer) · also on 4 other issuers

Walter L. Robb is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AN
No photo found yet (own website and image search run after this page is viewed)
Person

Alan C. Nelson

Executive Officer, Director, Promoter · 15 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Scarlett Spring. Their page shows their other deals.

SE
No photo found yet (own website and image search run after this page is viewed)
Person

Sharon K. Everson

Director · 13 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Scarlett Spring. Their page shows their other deals.

GP
No photo found yet (own website and image search run after this page is viewed)
Person

Gene F. Pawlick

Director · 9 shared filings (1 issuer)

Listed on the same filings as Scarlett Spring. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Robert A. Heft

Director · 9 shared filings (1 issuer)

Listed on the same filings as Scarlett Spring. Their page shows their other deals.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas C. Miller

Director · 8 shared filings (1 issuer)

Listed on the same filings as Scarlett Spring. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Ray Croghan

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Ray Croghan is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Maria Forero

Director · 2 shared filings (1 issuer)

Listed on the same filings as Scarlett Spring. Their page shows their other deals.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Linda Buscemi

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Scarlett Spring. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

James S. Burns

Director · 1 shared filing (1 issuer)

Listed on the same filings as Scarlett Spring. Their page shows their other deals.

TV
No photo found yet (own website and image search run after this page is viewed)
Person

Tanisha June-Nichole Villanueva

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Scarlett Spring. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

John Glasspool

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Scarlett Spring. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Camala Bailey

Director · 1 shared filing (1 issuer)

Listed on the same filings as Scarlett Spring. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Chris C.M. Beams

Director · 1 shared filing (1 issuer)

Listed on the same filings as Scarlett Spring. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Judy A. Lynn

Director · 1 shared filing (1 issuer)

Listed on the same filings as Scarlett Spring. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Chad E. Cline

Director · 1 shared filing (1 issuer)

Listed on the same filings as Scarlett Spring. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Amy Lou Blunt

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Scarlett Spring. Their page shows their other deals.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Brian J. Ruisinger

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Scarlett Spring. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Christine Haugen

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Scarlett Spring. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Alan L. Sparks

Director · 1 shared filing (1 issuer)

Listed on the same filings as Scarlett Spring. Their page shows their other deals.

RE
No photo found yet (own website and image search run after this page is viewed)
Person

Regina L.R. Edwards

Director · 1 shared filing (1 issuer)

Listed on the same filings as Scarlett Spring. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Randy L. Buness

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Scarlett Spring. Their page shows their other deals.

The team behind the deals

Registrations and other filings

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Scarlett Spring by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Scarlett Spring is listed on: none on file. No website or social profile named in RBAZ Bancorp, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #189,221 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Phoenix, AZ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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