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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:27 AM ET

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Tom Amy

Named as an officer, director or promoter on SEC Form D filings · Guernsey (as filed: Y7) · Jan 25, 2017 → Apr 10, 2025

17deals (issuers)
$3.02Breported sold
68investors
20Form D filings
2017–2025years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:38 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Tom Amy is listed as a director on 20 SEC Form D filings by 17 issuers between Jan 2017 and Apr 2025. Largest by amount reported sold: Coller Credit Secondaries - Opportunities Fund II - B, L.P. (St. Peter Port, Guernsey (as filed: Y7) — pooled investment fund — 2023; $1.97B reported sold to 2 investors), Corten Capital I, LP (St. Peter Port, Guernsey (as filed: Y7) — pooled investment fund — 2019–2021; $593.7M reported sold to 26 investors), Coller Credit Secondaries - Opportunities Fund II - A, L.P. (St. Peter Port, Guernsey (as filed: Y7) — pooled investment fund — 2023; $199.2M reported sold to 8 investors), Coller Credit Secondaries - Opportunities Fund II - Annex I - B, L.P. (St. Peter Port, Guernsey (as filed: Y7) — pooled investment fund — 2023; $162.8M reported sold to 1 investors), Anthemis Venture Fund III LP (St Peter Port, Guernsey (as filed: Y7) — pooled investment fund — 2023–2025; $55.8M reported sold to 27 investors) and 12 more (all listed below).

What this means That is a lot of deals — 17 separate companies raised money with this person listed as director, over about 8 years. Across those companies the filings report $3.02B sold in total.

Listed alongside Christopher Legge (11 shared filings), Helen Lamb (11 shared filings), Jeremy Coller (11 shared filings), John Loveless (11 shared filings), Roger Le Tissier (11 shared filings) and 31 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Tom. Each name links to their own page.

The issuers belong to 3 sponsor groups: Coller (50 issuers, $49.22B reported sold, 2011–2026), Corten (2 issuers, $1.12B reported sold, 2019–2023) and Icon Infrastructure (17 issuers, $600M reported sold, 2010–2025).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 20 public filings for Tom Amy and found 10 differences, 5 worth asking the sponsor about: Paid seller listed without a CRD number: AHMED AL DARWISH; Paid seller listed without a CRD number: Armilla Partners, LLC; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Tom Amy has not run yet — it is joining a line of 33,567 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:38 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Tom Amy..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:38 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Tom Amy — 5 worth asking about (compared 20 filings on Oct 24, 2026)

Note · Nov 14, 2022

Tom Amy appears on 1 deal that stopped filing before reaching its target

Oaktree European CLO Capital Fund Ltd (last filing Nov 14, 2022; $17,924,475 sold of $230,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · May 19, 2023 – Apr 10, 2025

Paid seller listed without a CRD number: AHMED AL DARWISH — Anthemis Venture Fund III LP

AHMED AL DARWISH is listed as receiving sales compensation on 2 filings (May 19, 2023 to Apr 10, 2025) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Worth asking · Apr 10, 2025

Paid seller listed without a CRD number: Armilla Partners, LLC — Anthemis Venture Fund III LP

Armilla Partners, LLC is listed as receiving sales compensation on 1 filing (Apr 10, 2025) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Worth asking · Jan 13, 2023 – May 19, 2023

Form D filed 126 days after the first sale — Anthemis Venture Fund III LP

The filing says the first sale was Jan 13, 2023. The Form D was filed May 19, 2023 — 126 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 111 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Worth asking · Oct 18, 2018 – Jan 14, 2019

Form D filed 88 days after the first sale — Oaktree European CLO Capital Fund Ltd

The filing says the first sale was Oct 18, 2018. The Form D was filed Jan 14, 2019 — 88 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 73 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Jan 13, 2023 – Apr 10, 2025

No amendment in the last 12 months on an offering that may still be open — Anthemis Venture Fund III LP (latest filing Apr 10, 2025)

The latest filing for this offering is dated Apr 10, 2025 (first sale Jan 13, 2023). It reports $55,842,240 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Oct 26, 2021 – Nov 9, 2021

No amendment in the last 12 months on an offering that may still be open — Corten Capital I, LP (latest filing Nov 9, 2021)

The latest filing for this offering is dated Nov 9, 2021 (first sale Oct 26, 2021). It reports $593,664,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Oct 18, 2018 – Jan 14, 2019

No amendment in the last 12 months on an offering that may still be open — Oaktree European CLO Capital Fund Ltd (latest filing Jan 14, 2019)

The latest filing for this offering is dated Jan 14, 2019 (first sale Oct 18, 2018). It reports $14,887,059 sold of $230,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Worth asking · Jul 28, 2023 – May 12, 2026

4 people are no longer listed on a later amendment

Tom Amy is no longer listed on the May 12, 2026 amendment — Coller Credit Secondaries - Opportunities Fund II - Annex I - A, L.P. · Tom Amy is no longer listed on the May 12, 2026 amendment — Coller Credit Secondaries - Opportunities Fund II - Annex I - B, L.P. · Tom Amy is no longer listed on the May 12, 2026 amendment — Coller Credit Secondaries - Opportunities Fund II - B, L.P. · Tom Amy is no longer listed on the May 12, 2026 amendment — Coller Credit Secondaries - Opportunities Fund II - A, L.P.

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Sources
Note · May 19, 2023 – May 12, 2026

5 offerings changed their target amount between filings

Offering amount changed between filings — Coller Credit Secondaries - Opportunities Fund II - Annex I - A, L.P. · Offering amount changed between filings — Coller Credit Secondaries - Opportunities Fund II - Annex I - B, L.P. · Offering amount changed between filings — Coller Credit Secondaries - Opportunities Fund II - B, L.P. · Offering amount changed between filings — Coller Credit Secondaries - Opportunities Fund II - A, L.P. · Offering amount changed between filings — Anthemis Venture Fund III LP

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 19 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 10, 2025 D/A
Anthemis Venture Fund III LP
File 021-482213
$0$0$0AHMED AL DARWISH no CRD number reported
Armilla Partners, LLC no CRD number reported
EDGAR ↗
Mar 7, 2025 D
CCO II Shore Co-Investment Vehicle (Offshore), LP Inc.
File 021-540128
$0$0$0None listed on this filingEDGAR ↗
Mar 7, 2025 D
CCO II Shore Co-Investment Vehicle (Onshore), L.P.
File 021-540127
$0$0$0None listed on this filingEDGAR ↗
Nov 27, 2024 D
CCS Co-Investment Vehicle 2 (Feeder) LP Inc
File 021-530610
$0$0$0None listed on this filingEDGAR ↗
Nov 27, 2024 D
CCS Co-Investment Vehicle 2 LP Inc
File 021-530607
$0$0$0None listed on this filingEDGAR ↗
Jul 28, 2023 D
Coller Credit Secondaries - Opportunities Fund II - A, L.P.
File 021-488220
$0$0$0None listed on this filingEDGAR ↗
Jul 28, 2023 D
Coller Credit Secondaries - Opportunities Fund II - B, L.P.
File 021-488227
$0$0$0None listed on this filingEDGAR ↗
Jul 28, 2023 D
Coller Credit Secondaries - Opportunities Fund II - Annex I - B, L.P.
File 021-488230
$0$0$0None listed on this filingEDGAR ↗
Jul 28, 2023 D
Coller Credit Secondaries - Opportunities Fund II - Annex I - A, L.P.
File 021-488228
$0$0$0None listed on this filingEDGAR ↗
Nov 14, 2022 D
Oaktree European CLO Capital Fund Ltd
File 021-464774
$0$0$0None listed on this filingEDGAR ↗
Dec 16, 2021 D
Coller Credit Opportunities I - Annex II, L.P.
File 021-425338
$0$0$0None listed on this filingEDGAR ↗
Dec 9, 2021 D
ARCH Sustainable Resources Fund LP
File 021-424329
$0$0$0None listed on this filingEDGAR ↗
Nov 9, 2021 D
Corten Capital I, LP
File 021-420467
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2021 D
Coller Credit Opportunities I - A, L.P.
File 021-406731
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2021 D
Coller Credit Opportunities I - B, L.P.
File 021-406737
$0$0$0None listed on this filingEDGAR ↗
Aug 21, 2019 D
Corten Capital I, LP
File 021-347057
$0$0$0None listed on this filingEDGAR ↗
Jan 14, 2019 D
Oaktree European CLO Capital Fund Ltd
File 021-330379
$0$0$0None listed on this filingEDGAR ↗
Nov 23, 2018 D
LCH Partners L.P.
File 021-326402
$0$0$0None listed on this filingEDGAR ↗
Jan 25, 2017 D
iCON Infrastructure Partners III (Bristol), L.P.
File 021-279212
$0$0$0
The general partner is entitled to receive a priority profit share of fund profits, details of which are fully disclosed in the Issuer's governing documents.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 17

Every issuer that named Tom Amy on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Coller

Anthemis Venture Fund III LP

St Peter Port, Guernsey (as filed: Y7) · May 19, 2023 → Apr 10, 2025 · 2 filings
  • Apr 10, 2025 · D/A · $55,842,240 sold of Indefinite · 27 investors · min. $5,000,000 · role: Director (Director of the Issuer's Investment Manager) EDGAR ↗
  • May 19, 2023 · D · $36,401,442 sold of $200,000,000 · 12 investors · min. $5,000,000 · role: Director (Director of the Issuer's Investment Manager) EDGAR ↗

Raised $55.8M from 27 investors as of the latest filing. Tom is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Coller

CCO II Shore Co-Investment Vehicle (Offshore), LP Inc.

St. Peter Port, Guernsey (as filed: Y7) · Mar 7, 2025
  • Mar 7, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the Manager) EDGAR ↗

No sales reported yet as of the latest filing. Tom is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Coller

CCO II Shore Co-Investment Vehicle (Onshore), L.P.

St. Peter Port, Guernsey (as filed: Y7) · Mar 7, 2025
  • Mar 7, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the Manager) EDGAR ↗

No sales reported yet as of the latest filing. Tom is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Coller

CCS Co-Investment Vehicle 2 (Feeder) LP Inc

St Peter Port, Guernsey (as filed: Y7) · Nov 27, 2024
  • Nov 27, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the Manager) EDGAR ↗

No sales reported yet as of the latest filing. Tom is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Coller

CCS Co-Investment Vehicle 2 LP Inc

St. Peter Port, Guernsey (as filed: Y7) · Nov 27, 2024
  • Nov 27, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the Manager) EDGAR ↗

No sales reported yet as of the latest filing. Tom is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Coller

Coller Credit Secondaries - Opportunities Fund II - Annex I - B, L.P.

St. Peter Port, Guernsey (as filed: Y7) · Jul 28, 2023
  • Jul 28, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the Manager) EDGAR ↗

Raised $162.8M from 1 investor as of the latest filing. Tom is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Coller

Coller Credit Secondaries - Opportunities Fund II - Annex I - A, L.P.

St. Peter Port, Guernsey (as filed: Y7) · Jul 28, 2023
  • Jul 28, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the Manager) EDGAR ↗

Raised $18.3M from 3 investors as of the latest filing. Tom is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Coller

Coller Credit Secondaries - Opportunities Fund II - B, L.P.

St. Peter Port, Guernsey (as filed: Y7) · Jul 28, 2023
  • Jul 28, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the Manager) EDGAR ↗

Raised $1.97B from 2 investors as of the latest filing. Tom is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Coller

Coller Credit Secondaries - Opportunities Fund II - A, L.P.

St. Peter Port, Guernsey (as filed: Y7) · Jul 28, 2023
  • Jul 28, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the Manager) EDGAR ↗

Raised $199.2M from 8 investors as of the latest filing. Tom is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Coller

Oaktree European CLO Capital Fund Ltd

St Peter Port, Guernsey (as filed: Y7) · Jan 14, 2019 → Nov 14, 2022 · 2 filings
  • Nov 14, 2022 · D · $17,924,475 sold of $17,924,475 · 1 investors · min. $5,738,000 · role: Director EDGAR ↗
  • Jan 14, 2019 · D · $14,887,059 sold of $230,000,000 · 1 investors · min. $5,738,000 · role: Director EDGAR ↗

Raised $17.9M from 1 investor (100% of the $17.9M target) as of the latest filing. Tom is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Coller

Coller Credit Opportunities I - Annex II, L.P.

St Peter Port, Guernsey (as filed: Y7) · Dec 16, 2021
  • Dec 16, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the Manager) EDGAR ↗

No sales reported yet as of the latest filing. Tom is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Coller

ARCH Sustainable Resources Fund LP

St Peter Port, Guernsey (as filed: Y7) · Dec 9, 2021
  • Dec 9, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the Manager and of the General Partner of Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Tom is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Corten

Corten Capital I, LP

St. Peter Port, Guernsey (as filed: Y7) · Aug 21, 2019 → Nov 9, 2021 · 2 filings
  • Nov 9, 2021 · D · $593,664,000 sold of Indefinite · 26 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 21, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $593.7M from 26 investors as of the latest filing. Tom is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Coller

Coller Credit Opportunities I - B, L.P.

St. Peter Port, Guernsey (as filed: Y7) · Jul 19, 2021
  • Jul 19, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the Manager) EDGAR ↗

No sales reported yet as of the latest filing. Tom is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Coller

Coller Credit Opportunities I - A, L.P.

St. Peter Port, Guernsey (as filed: Y7) · Jul 19, 2021
  • Jul 19, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the Manager) EDGAR ↗

No sales reported yet as of the latest filing. Tom is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Coller

LCH Partners L.P.

St Peter Port, Guernsey (as filed: Y7) · Nov 23, 2018
  • Nov 23, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the Ultimate General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Tom is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Icon Infrastructure

iCON Infrastructure Partners III (Bristol), L.P.

St. Peter Port, Guernsey (as filed: Y7) · Jan 25, 2017
  • Jan 25, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the Issuer's managing general partner) EDGAR ↗

No sales reported yet as of the latest filing. Tom is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Tom 36

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

CCO II GP Limited

Promoter · 6 shared filings (6 issuers)

CCO II GP Limited is on 6 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

CCO I GP Limited

Promoter · 3 shared filings (3 issuers)

Listed on the same filings as Tom Amy. Their page shows their other deals.

Management entity

CCS I GP Limited

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Tom Amy. Their page shows their other deals.

Management entity

LCH Partners Limited

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Tom Amy. Their page shows their other deals.

Management entity

LCH Partners GP L.P.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Tom Amy. Their page shows their other deals.

RT
No photo found yet (own website and image search run after this page is viewed)
Person

Roger Le Tissier

Director · 11 shared filings (11 issuers) · also on 31 other issuers

Roger Le Tissier is on 42 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jeremy Coller

Director · 11 shared filings (11 issuers) · also on 23 other issuers

Jeremy Coller is on 34 issuers in total — a repeat sponsor. Their page lists every one.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

John Loveless

Director · 11 shared filings (11 issuers) · also on 29 other issuers

John Loveless is on 40 issuers in total — a repeat sponsor. Their page lists every one.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Legge

Director · 11 shared filings (11 issuers) · also on 15 other issuers

Christopher Legge is on 26 issuers in total — a repeat sponsor. Their page lists every one.

HL
No photo found yet (own website and image search run after this page is viewed)
Person

Helen Lamb

Director · 11 shared filings (11 issuers) · also on 24 other issuers

Helen Lamb is on 35 issuers in total — a repeat sponsor. Their page lists every one.

ST
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Thomas

Director · 11 shared filings (11 issuers)

Stephen Thomas is on 11 issuers in total — a repeat sponsor. Their page lists every one.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jeremy Roster Latham

Director · 7 shared filings (7 issuers) · also on 33 other issuers

Jeremy Roster Latham is on 40 issuers in total — a repeat sponsor. Their page lists every one.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Whittaker

Director · 5 shared filings (3 issuers) · also on 137 other issuers

Andrew Whittaker is on 140 issuers in total — a repeat sponsor. Their page lists every one.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Desmond

Director · 4 shared filings (4 issuers)

Listed on the same filings as Tom Amy. Their page shows their other deals.

FH
No photo found yet (own website and image search run after this page is viewed)
Person

Frederic Michel Hervouet

Director · 2 shared filings (1 issuer) · also on 26 other issuers

Frederic Michel Hervouet is on 27 issuers in total — a repeat sponsor. Their page lists every one.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Simon Begg

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Tom Amy. Their page shows their other deals.

NV
No photo found yet (own website and image search run after this page is viewed)
Person

Naoshir Vachha

Director · 2 shared filings (1 issuer) · also on 9 other issuers

Naoshir Vachha is on 10 issuers in total — a repeat sponsor. Their page lists every one.

LD
No photo found yet (own website and image search run after this page is viewed)
Person

Leonard Steven Desmond

Director · 2 shared filings (2 issuers) · also on 8 other issuers

Leonard Steven Desmond is on 10 issuers in total — a repeat sponsor. Their page lists every one.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Levin

Director · 2 shared filings (1 issuer)

Listed on the same filings as Tom Amy. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Wood

Director · 1 shared filing (1 issuer) · also on 44 other issuers

Matthew Wood is on 45 issuers in total — a repeat sponsor. Their page lists every one.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Deryk Irving King

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Deryk Irving King is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Henry Simon

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Tom Amy. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Richard Malan

Director · 1 shared filing (1 issuer) · also on 14 other issuers

Paul Richard Malan is on 15 issuers in total — a repeat sponsor. Their page lists every one.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew John Wrigley

Director · 1 shared filing (1 issuer) · also on 7 other issuers

Matthew John Wrigley is on 8 issuers in total — a repeat sponsor. Their page lists every one.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Simon Holden

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Tom Amy. Their page shows their other deals.

FH
No photo found yet (own website and image search run after this page is viewed)
Person

Fred Hervouet

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Fred Hervouet is on 6 issuers in total — a repeat sponsor. Their page lists every one.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

Werner Stals

Director · 1 shared filing (1 issuer)

Listed on the same filings as Tom Amy. Their page shows their other deals.

TK
No photo found yet (own website and image search run after this page is viewed)
Person

Tina Kerrigan

Director · 1 shared filing (1 issuer)

Listed on the same filings as Tom Amy. Their page shows their other deals.

JE
No photo found yet (own website and image search run after this page is viewed)
Person

Jonty Erridge

Director · 1 shared filing (1 issuer)

Listed on the same filings as Tom Amy. Their page shows their other deals.

The team behind the deals

Sponsor group

Coller

50 issuers · 69 filings · $49.22B reported sold · 2011–2026

One team, 50 deal companies. Tom Amy is listed on 15 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Tom Amy.

Sponsor group

Corten

2 issuers · 4 filings · $1.12B reported sold · 2019–2023

One team, 2 deal companies. Tom Amy is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Tom Amy.

Sponsor group

Icon Infrastructure

17 issuers · 17 filings · $600M reported sold · 2010–2025

One team, 17 deal companies. Tom Amy is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Tom Amy.

Same business address

11 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 8 of the 17 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Coller Credit Secondaries - Opportunities Fund II - Annex I - B, L.P., Coller Credit Secondaries - Opportunities Fund II - Annex I - A, L.P., Coller Credit Secondaries - Opportunities Fund II - B, L.P., Coller Credit Secondaries - Opportunities Fund II - A, L.P., CCO II Shore Co-Investment Vehicle (Offshore), LP Inc., CCO II Shore Co-Investment Vehicle (Onshore), L.P., CCS Co-Investment Vehicle 2 (Feeder) LP Inc, CCS Co-Investment Vehicle 2 LP Inc.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Tom Amy by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 17 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Tom Amy is listed on: none on file. No website or social profile named in Anthemis Venture Fund III LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #73,027 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (St Peter Port, Y7). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Business registries

Change history

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