Stephen Thomas is listed as a director on 11 SEC Form D filings by 11 issuers between Jul 2021 and Mar 2025. Largest by amount reported sold: Coller Credit Secondaries - Opportunities Fund II - B, L.P. (St. Peter Port, Guernsey (as filed: Y7) — pooled investment fund — 2023; $1.97B reported sold to 2 investors), Coller Credit Secondaries - Opportunities Fund II - A, L.P. (St. Peter Port, Guernsey (as filed: Y7) — pooled investment fund — 2023; $199.2M reported sold to 8 investors), Coller Credit Secondaries - Opportunities Fund II - Annex I - B, L.P. (St. Peter Port, Guernsey (as filed: Y7) — pooled investment fund — 2023; $162.8M reported sold to 1 investors), Coller Credit Secondaries - Opportunities Fund II - Annex I - A, L.P. (St. Peter Port, Guernsey (as filed: Y7) — pooled investment fund — 2023; $18.3M reported sold to 3 investors), CCO II Shore Co-Investment Vehicle (Offshore), LP Inc. (St. Peter Port, Guernsey (as filed: Y7) — pooled investment fund — 2025) and 6 more (all listed below).
What this means That is a lot of deals — 11 separate companies raised money with this person listed as director, over about 4 years. Across those companies the filings report $2.35B sold in total.
Listed alongside Christopher Legge (11 shared filings), Helen Lamb (11 shared filings), Jeremy Coller (11 shared filings), John Loveless (11 shared filings), Roger Le Tissier (11 shared filings) and 11 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.
All 11 issuers belong to the sponsor group Coller (50 issuers, $49.22B reported sold, 2011–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Coller has 50 companies on file and $49.22B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 SEC releases listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 11 public filings for Stephen Thomas and found 8 differences, 2 worth asking the sponsor about: Regulator action: First Americap Corporation, Capital Relations Group, LLC, Stephen Harrison Thomas, Robert Douglas Williams, Tiji Thomas, Cyrus Industries, Inc., f/k/a Icon Trading, Inc., Raece B. Richardson and Byteaudio.com,Inc. (Apr 12, 2001); 4 people are no longer listed on a later amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.