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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:19 AM ET

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Thomas J. Smach

Named as an officer, director or promoter on SEC Form D filings · CA, FL, NY · Mar 16, 2009 → Dec 11, 2020

18deals (issuers)
$6.86Breported sold
454investors
41Form D filings
2009–2020years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Thomas J. Smach is listed as an executive officer, director, and promoter on 41 SEC Form D filings by 18 issuers between Mar 2009 and Mar 2022. Largest by amount reported sold: Riverwood Capital Partners III (Parallel - A) L.P. (Menlo Park, CA — pooled investment fund — 2020; $1.31B reported sold to 1 investors), Riverwood Capital Partners III L.P. (Menlo Park, CA — pooled investment fund — 2018–2020; $1.16B reported sold to 106 investors), Riverwood Capital Partners Latam L.P. (Menlo Park, CA — pooled investment fund — 2018–2020; $1.16B reported sold to 28 investors), Riverwood Capital Partners III (Parallel - B) L.P. (Menlo Park, CA — pooled investment fund — 2018–2020; $1.16B reported sold to 1 investors), Riverwood Capital Partners II L.P. (Menlo Park, CA — pooled investment fund — 2014; $955.4M reported sold to 108 investors) and 13 more (all listed below).

What this means That is a lot of deals — 18 separate companies raised money with this person listed as executive officer, director, and promoter, over about 13 years. Across those companies the filings report $6.86B sold in total.

Listed alongside Christopher Varelas (24 shared filings), Michael Marks (17 shared filings), Francisco Alvarez-Demalde (15 shared filings), Jeffrey Parks (14 shared filings), Riverwood Capital GP Ltd. (9 shared filings, management entity) and 64 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.

16 of the issuers belong to the sponsor group Riverwood (23 issuers, $12.95B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Riverwood has 23 companies on file and $12.95B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 41 public filings for Thomas J. Smach and found 15 differences, 3 worth asking the sponsor about: Paid seller listed without a CRD number: Brunel Advisors Ltd; 9 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Thomas J. Smach has not run yet — it is joining a line of 12,921 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

Smach v. Hartford Life and Accident Insurance Company closed
District Court, M.D. Florida · No. 8:20-cv-02261 · Filed Sep 25, 2020 · Closed Jan 25, 2021
Role of Smach: Plaintiff · Outcome: Terminated 2021-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 1 federal dockets); surname only in the caption; court in the person's filing state (FL)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Thomas J. Smach..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

15 differences found between the filings for Thomas J. Smach — 3 worth asking about (compared 41 filings on Oct 24, 2026)

Worth asking · Mar 26, 2020

Paid seller listed without a CRD number: Brunel Advisors Ltd. — Riverwood Capital Partners III L.P.

Brunel Advisors Ltd. is listed as receiving sales compensation on 1 filing (Mar 26, 2020) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Mar 26, 2020 ↗BrokerCheck search: Brunel Advisors Ltd. ↗Riverwood Capital Partners III L.P. — PartnerFacts page ↗
Sources
Worth asking · Mar 26, 2020

Paid seller listed without a CRD number: Brunel Advisors Ltd. — Riverwood Capital Partners Latam L.P.

Brunel Advisors Ltd. is listed as receiving sales compensation on 1 filing (Mar 26, 2020) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Mar 26, 2020 ↗BrokerCheck search: Brunel Advisors Ltd. ↗Riverwood Capital Partners Latam L.P. — PartnerFacts page ↗
Sources
Worth asking · Jan 27, 2009 – Aug 21, 2020

9 Form Ds were filed more than 15 days after the first sale

Form D filed 174 days after the first sale — Industrious National Management Co LLC · Form D filed 133 days after the first sale — LIGHTING SCIENCE GROUP CORP · Form D filed 42 days after the first sale — Riverwood Capital Partners III (Parallel - A) L.P. · Form D filed 22 days after the first sale — Riverwood Solutions, Inc. · Form D filed 19 days after the first sale — LIGHTING SCIENCE GROUP CORP · and 4 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Oct 8, 2019 ↗Industrious National Management Co LLC — PartnerFacts page ↗Form D · Jan 22, 2014 ↗LIGHTING SCIENCE GROUP CORP — PartnerFacts page ↗
Sources
Note · Jul 12, 2013 – Dec 11, 2017

Thomas J. Smach's role changed at Pinnacle Holding Company, LLC: executive officer, promoter → director

The Jul 12, 2013 filing lists Thomas J. Smach as executive officer, promoter; the Dec 11, 2017 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Jul 12, 2013 ↗Form D · Dec 11, 2017 ↗Thomas J. Smach — PartnerFacts page ↗Pinnacle Holding Company, LLC — PartnerFacts page ↗
Sources
Note · May 13, 2014 – Nov 13, 2014

Offering amount changed between filings — Riverwood Capital Partners II L.P.

The May 13, 2014 filing says an indefinite amount offered; the Nov 13, 2014 Form D/A says $955,425,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · May 13, 2014 ↗Form D/A (later) · Nov 13, 2014 ↗Riverwood Capital Partners II L.P. — PartnerFacts page ↗
Sources
Note · Jan 10, 2014 – Nov 13, 2014

Offering amount changed between filings — Riverwood Capital Partners II (Parallel-B) L.P.

The Jan 10, 2014 filing says an indefinite amount offered; the Nov 13, 2014 Form D/A says $250,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jan 10, 2014 ↗Form D/A (later) · Nov 13, 2014 ↗Riverwood Capital Partners II (Parallel-B) L.P. — PartnerFacts page ↗
Sources
Note · Jan 27, 2009 – Mar 30, 2022

14 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Industrious National Management Co LLC (latest filing Mar 30, 2022) · No amendment in the last 12 months on an offering that may still be open — Riverwood Capital Partners III (Parallel - A) L.P. (latest filing Aug 21, 2020) · No amendment in the last 12 months on an offering that may still be open — Riverwood Capital Partners III (Parallel - B) L.P. (latest filing Mar 26, 2020) · No amendment in the last 12 months on an offering that may still be open — Riverwood Capital Partners Latam L.P. (latest filing Mar 26, 2020) · No amendment in the last 12 months on an offering that may still be open — Riverwood Capital Partners III L.P. (latest filing Mar 26, 2020) · and 9 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Mar 30, 2022 ↗Industrious National Management Co LLC — PartnerFacts page ↗Form D · Aug 21, 2020 ↗Riverwood Capital Partners III (Parallel - A) L.P. — PartnerFacts page ↗
Sources
Note · Mar 16, 2009 – Jun 11, 2012

Thomas J. Smach is written 2 different ways on the filings

listed as "Thomas J Smach" on 35 filings (from Mar 16, 2009), and "Thomas Smach" on 6 filings (from Jun 11, 2012).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Mar 16, 2009 ↗Form D · Jun 11, 2012 ↗Thomas J. Smach — PartnerFacts page ↗
Sources
Note · Apr 18, 2019

Same name, different state: "Thomas Smach" (N4) is a separate record

This page covers filings where the address state is CA or FL or NY. A separate record, "Thomas Smach" with address state N4, is listed on 1 filing — most recently by Technisys S.A. (Apr 18, 2019). Both records have filings in the same period (Apr 18, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas Smach (N4) — PartnerFacts page ↗Form D · Apr 18, 2019 ↗Technisys S.A. — PartnerFacts page ↗Thomas J. Smach (CA,FL,NY) — this page ↗
Sources
Note · Jul 5, 2017

Same name, different state: "Thomas Smach" (E9) is a separate record

This page covers filings where the address state is CA or FL or NY. A separate record, "Thomas Smach" with address state E9, is listed on 1 filing — most recently by 99 TAXIS (Jul 5, 2017). Both records have filings in the same period (Jul 5, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas Smach (E9) — PartnerFacts page ↗Form D · Jul 5, 2017 ↗99 TAXIS — PartnerFacts page ↗Thomas J. Smach (CA,FL,NY) — this page ↗
Sources
Note · Feb 27, 2018 – Oct 8, 2019

Address moved from Brooklyn, NY to New York, NY — Industrious National Management Co LLC

The people listed on the Feb 27, 2018 filing give Brooklyn, NY; on the Oct 8, 2019 filing they give New York, NY. The address now on file (215 Park Avenue South, Floor 12, New York, NY) is a registered-agent or shared-office address used by 8 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · Feb 27, 2018 ↗Form D · Oct 8, 2019 ↗Industrious National Management Co LLC — PartnerFacts page ↗
Sources
Note · Jul 12, 2013 – Dec 11, 2017

Address moved from Manlius, NY to Syracuse, NY — Pinnacle Holding Company, LLC

The people listed on the Jul 12, 2013 filing give Manlius, NY; on the Dec 11, 2017 filing they give Syracuse, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jul 12, 2013 ↗Form D · Dec 11, 2017 ↗Pinnacle Holding Company, LLC — PartnerFacts page ↗
Sources
Note · Mar 16, 2009 – Mar 30, 2022

Thomas J. Smach is listed with 3 different address states: CA, FL, NY

CA on 32 filings (Mar 16, 2009 to Dec 11, 2020); FL on 3 filings (Jun 11, 2012 to Jan 22, 2014); NY on 6 filings (Jul 12, 2013 to Mar 30, 2022).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Mar 16, 2009 ↗Form D · Jun 11, 2012 ↗Form D · Jul 12, 2013 ↗
Sources
Note · Jul 12, 2013 – Dec 11, 2017

Reported revenue range changed between filings — Pinnacle Holding Company, LLC

"$1 - $1,000,000" (Jul 12, 2013); then "Decline to Disclose" (Dec 11, 2017).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jul 12, 2013 ↗Form D · Dec 11, 2017 ↗Pinnacle Holding Company, LLC — PartnerFacts page ↗
Sources
Note · Mar 2, 2010 – May 18, 2010

Minimum investment changed between filings — Riverwood Capital Partners L.P.

The Mar 2, 2010 filing lists a minimum of $10,000,000; the May 18, 2010 Form D/A lists $30,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Mar 2, 2010 ↗Form D/A (later) · May 18, 2010 ↗Riverwood Capital Partners L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

11 of 23 offerings report sales commissions totalling $17,921,647; 0 report finder's fees; 1 reports proceeds to related persons totalling $1,589. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 30, 2022 D/A
Industrious National Management Co LLC
File 021-350573
$690,047$0$0Wells Fargo Securities, LLC BrokerCheck CRD 126292 ↗EDGAR ↗
Dec 11, 2020 D
Riverwood Shoreline L.P.
File 021-383003
$0$0$0None listed on this filingEDGAR ↗
Aug 21, 2020 D
Riverwood Capital Partners III (Parallel - A) L.P.
File 021-373816
$0$0$0None listed on this filingEDGAR ↗
Mar 26, 2020 D/A
Riverwood Capital Partners III L.P.
File 021-318198
$798,750$0$0Park Hill Group LLC BrokerCheck CRD 135898 ↗
via Park Hill Group LLC (CRD 135898 ↗)

Brunel Advisors Ltd. no CRD number reported		EDGAR ↗
Mar 26, 2020 D/A
Riverwood Capital Partners Latam L.P.
File 021-318207
$798,750$0$0Park Hill Group LLC BrokerCheck CRD 135898 ↗
via Park Hill Group LLC (CRD 135898 ↗)

Brunel Advisors Ltd. no CRD number reported		EDGAR ↗
Mar 26, 2020 D/A
Riverwood Capital Partners III (Parallel - B) L.P.
File 021-318203
$798,750$0$0Park Hill Group LLC BrokerCheck CRD 135898 ↗
via Park Hill Group LLC (CRD 135898 ↗)
EDGAR ↗
Dec 11, 2018 D/A
Pinnacle Holding Company, LLC
File 021-300447
$300,000 (est.)$0$0Pinnacle Investments, LLC BrokerCheck CRD 142910 ↗EDGAR ↗
Feb 27, 2018 D
Industrious National Management Co LLC
File 021-306540
$0$0$0None listed on this filingEDGAR ↗
Mar 29, 2016 D
Riverwood Solutions, Inc.
File 021-260173
$0$0$0None listed on this filingEDGAR ↗
Mar 27, 2015 D
Riverwood Solutions, Inc.
File 021-236789
$0$0$0None listed on this filingEDGAR ↗
Nov 13, 2014 D/A
Riverwood Capital Partners II (Parallel-B) L.P.
File 021-209722
$500,000$0$0Park Hill Group LLC BrokerCheck CRD 135898 ↗
via Park Hill Group LLC (CRD 135898 ↗)
EDGAR ↗
Nov 13, 2014 D/A
Riverwood Capital Partners II L.P.
File 021-209720
$4,341,000$0$0Park Hill Group LLC BrokerCheck CRD 135898 ↗
via Park Hill Group LLC (CRD 135898 ↗)
EDGAR ↗
Jun 26, 2014 D/A
RWCP Holdings L.P.
File 021-156265
$0$0$0None listed on this filingEDGAR ↗
Feb 18, 2014 D
Riverwood Capital Ventures, L.P.
File 021-212107
$0$0$0
The Issuer's General Partner (or its designee) is entitled to a management fee payable by the Issuer.
None listed on this filingEDGAR ↗
Jan 22, 2014 D
LIGHTING SCIENCE GROUP CORP
File 021-210461
$0$0$0None listed on this filingEDGAR ↗
Jan 22, 2014 D
LIGHTING SCIENCE GROUP CORP
File 021-210462
$0$0$0None listed on this filingEDGAR ↗
Jul 12, 2013 D
Pinnacle Holding Company, LLC
File 021-199573
$0$0$0None listed on this filingEDGAR ↗
Jan 15, 2013 D
Sintec Media Ltd.
File 021-190227
$0$0$1,589None listed on this filingEDGAR ↗
Jun 11, 2012 D
LIGHTING SCIENCE GROUP CORP
File 021-179532
$2,971,600$0$0None listed on this filingEDGAR ↗
Apr 14, 2011 D
Riverwood Capital Partners (Parallel - B) L.P.
File 021-158446
$2,187,500$0$0Park Hill Group LLC BrokerCheck CRD 135898 ↗
via Park Hill Group LLC (CRD 135898 ↗)
EDGAR ↗
Mar 7, 2011 D/A
Riverwood Capital Partners L.P.
File 021-139153
$2,799,750$0$0PARK HILL GROUP LLC BrokerCheck CRD 135898 ↗
via PARK HILL GROUP LLC (CRD 135898 ↗)
EDGAR ↗
Mar 7, 2011 D/A
Riverwood Capital Partners (Parallel-A) L.P.
File 021-142191
$1,735,500$0$0Park Hill Group LLC BrokerCheck CRD 135898 ↗
via Park Hill Group LLC (CRD 135898 ↗)
EDGAR ↗
Mar 16, 2009 D
Riverwood Capital Group LLC
File 021-127942
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 18

Every issuer that named Thomas J. Smach on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

IN
Other · group: Riverwood

Industrious National Management Co LLC

New York, NY · Feb 27, 2018 → Mar 30, 2022 · 3 filings
  • Mar 30, 2022 · D/A · $79,869,990 sold of $79,999,998 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 8, 2019 · D · $79,869,990 sold of $79,999,998 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 27, 2018 · D · $77,470,001 sold of $85,000,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $79.9M from 46 investors (100% of the $80M target) as of the latest filing. Thomas is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RS
Pooled Investment Fund · group: Riverwood

Riverwood Shoreline L.P.

Menlo Park, CA · Dec 11, 2020
  • Dec 11, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director, Managing Partner, Chief Financial Officer and Secretary) EDGAR ↗

No sales reported yet as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RC
Pooled Investment Fund · group: Riverwood

Riverwood Capital Partners III (Parallel - A) L.P.

Menlo Park, CA · Aug 21, 2020
  • Aug 21, 2020 · D · $1,314,324,396 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer, Director (Director, Managing Partner, Chief Financial Officer and Secretary of the General Partner of the GP) EDGAR ↗

Raised $1.31B from 1 investor as of the latest filing. Thomas is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RC
Pooled Investment Fund · group: Riverwood

Riverwood Capital Partners Latam L.P.

Menlo Park, CA · Jul 31, 2018 → Mar 26, 2020 · 3 filings
  • Mar 26, 2020 · D/A · $1,156,175,777 sold of Indefinite · 28 investors · min. No minimum reported · role: Executive Officer, Director (Director, Managing Partner, Chief Financial Officer and Secretary of the General Partner of the GP) EDGAR ↗
  • Jul 30, 2019 · D/A · $1,002,533,108 sold of Indefinite · 25 investors · min. No minimum reported · role: Executive Officer, Director (Director, Managing Partner, Chief Financial Officer and Secretary of the General Partner of the GP) EDGAR ↗
  • Jul 31, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (Director, Managing Partner, Chief Financial Officer and Secretary of the General Partner of the GP) EDGAR ↗

Raised $1.16B from 28 investors as of the latest filing. Thomas is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RC
Pooled Investment Fund · group: Riverwood

Riverwood Capital Partners III (Parallel - B) L.P.

Menlo Park, CA · Jul 31, 2018 → Mar 26, 2020 · 3 filings
  • Mar 26, 2020 · D/A · $1,156,175,777 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer, Director (Director, Managing Partner, Chief Financial Officer and Secretary of the General Partner of the GP) EDGAR ↗
  • Jul 30, 2019 · D/A · $1,002,533,108 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer, Director (Director, Managing Partner, Chief Financial Officer and Secretary of the General Partner of the GP) EDGAR ↗
  • Jul 31, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (Director, Managing Partner, Chief Financial Officer and Secretary of the General Partner of the GP) EDGAR ↗

Raised $1.16B from 1 investor as of the latest filing. Thomas is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RC
Pooled Investment Fund · group: Riverwood

Riverwood Capital Partners III L.P.

Menlo Park, CA · Jul 31, 2018 → Mar 26, 2020 · 3 filings
  • Mar 26, 2020 · D/A · $1,156,175,777 sold of Indefinite · 106 investors · min. No minimum reported · role: Executive Officer, Director (Director, Managing Partner, Chief Financial Officer and Secretary of the General Partner of the GP) EDGAR ↗
  • Jan 22, 2019 · D/A · $1,002,533,108 sold of Indefinite · 79 investors · min. No minimum reported · role: Executive Officer, Director (Director, Managing Partner, Chief Financial Officer and Secretary of the General Partner of the GP) EDGAR ↗
  • Jul 31, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (Director, Managing Partner, Chief Financial Officer and Secretary of the General Partner of the GP) EDGAR ↗

Raised $1.16B from 106 investors as of the latest filing. Thomas is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PH
Other · group: Riverwood

Pinnacle Holding Company, LLC

Syracuse, NY · Jul 12, 2013 → Dec 11, 2018 · 3 filings
  • Dec 11, 2018 · D/A · $0 sold of $5,000,000 · 0 investors · min. $25,000 · role: Director (Executive Committee Member) EDGAR ↗
  • Dec 11, 2017 · D · $0 sold of $5,000,000 · 0 investors · min. $25,000 · role: Director (Executive Committee Member) EDGAR ↗
  • Jul 12, 2013 · D · $25,000 sold of $5,000,000 · 1 investors · min. $25,000 · role: Executive Officer, Promoter (Managing Member) EDGAR ↗

Raised $25K from 1 investor (1% of the $5M target) as of the latest filing. Thomas is listed as director, executive officer, promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RS
Other · group: Riverwood

Riverwood Solutions, Inc.

Menlo Park, CA · Mar 27, 2015 → Mar 29, 2016 · 2 filings
  • Mar 29, 2016 · D · $2,003,498 sold of $2,142,269 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 27, 2015 · D · $1,200,000 sold of $1,400,000 · 19 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2M from 19 investors (94% of the $2.14M target) as of the latest filing. Thomas is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RC
Pooled Investment Fund · group: Riverwood

Riverwood Capital Partners II L.P.

Menlo Park, CA · Jan 10, 2014 → Nov 13, 2014 · 3 filings
  • Nov 13, 2014 · D/A · $955,425,000 sold of $955,425,000 · 108 investors · min. No minimum reported · role: Director (Of the General Partner of the GP and limited partner of the GP.) EDGAR ↗
  • May 13, 2014 · D/A · $818,150,000 sold of Indefinite · 74 investors · min. No minimum reported · role: Director (Of the General Partner of the GP and limited partner of the GP.) EDGAR ↗
  • Jan 10, 2014 · D · $377,950,000 sold of Indefinite · 44 investors · min. No minimum reported · role: Director (Of the General Partner of the GP and limited partner of the GP.) EDGAR ↗

Raised $955.4M from 108 investors (100% of the $955.4M target) as of the latest filing. Thomas is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RC
Pooled Investment Fund · group: Riverwood

Riverwood Capital Partners II (Parallel-B) L.P.

Menlo Park, CA · Jan 10, 2014 → Nov 13, 2014 · 2 filings
  • Nov 13, 2014 · D/A · $250,000,000 sold of $250,000,000 · 1 investors · min. No minimum reported · role: Director (Of the General Partner of the GP and limited partner of the GP.) EDGAR ↗
  • Jan 10, 2014 · D · $125,882,835 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Of the General Partner of the GP and limited partner of the GP.) EDGAR ↗

Raised $250M from 1 investor (100% of the $250M target) as of the latest filing. Thomas is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RH
Pooled Investment Fund · group: Riverwood

RWCP Holdings L.P.

Menlo Park, CA · Mar 7, 2011 → Jun 26, 2014 · 2 filings
  • Jun 26, 2014 · D/A · $13,909,479 sold of Indefinite · 1 investors · min. $2,428,000 · role: Executive Officer, Director (Chief Financial Officer and Director of the General Partner of the GP of the Issuer.) EDGAR ↗
  • Mar 7, 2011 · D · $5,342,000 sold of Indefinite · 1 investors · min. $2,428,000 · role: Executive Officer, Director (Chief Financial Officer and Director of the General Partner of the GP of the Issuer.) EDGAR ↗

Raised $13.9M from 1 investor as of the latest filing. Thomas is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RC
Pooled Investment Fund · group: Riverwood

Riverwood Capital Ventures, L.P.

Menlo Park, CA · Feb 18, 2014
  • Feb 18, 2014 · D · $0 sold of $35,000,000 · 0 investors · min. No minimum reported · role: Director (Director of the GPGP) EDGAR ↗

No sales reported yet as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LS
Other Technology

LIGHTING SCIENCE GROUP CORP

West Warwick, RI · Jun 11, 2012 → Jan 22, 2014 · 3 filings
  • Jan 22, 2014 · D · $17,430,000 sold of $50,000,000 · 0 investors · min. $1,000 · role: Director (Director of the Issuer) EDGAR ↗
  • Jan 22, 2014 · D · $20,000,000 sold of $20,000,000 · 0 investors · min. $1,000 · role: Director (Director of the Issuer) EDGAR ↗
  • Jun 11, 2012 · D · $67,069,000 sold of $67,069,000 · 34 investors · min. $1,000 · role: Director (Director of the Issuer) EDGAR ↗

Raised $67.1M from 34 investors (100% of the $50M target) as of the latest filing. Thomas is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SM
Other Technology

Sintec Media Ltd.

Jerusalem, Israel (as filed: L3) · Jan 15, 2013
  • Jan 15, 2013 · D · $1,589 sold of $1,589 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1,589 from 2 investors (100% of the $1,589 target) as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

RC
Pooled Investment Fund · group: Riverwood

Riverwood Capital Partners (Parallel - B) L.P.

Menlo Park, CA · Apr 14, 2011
  • Apr 14, 2011 · D · $175,000,000 sold of $175,000,000 · 1 investors · min. $175,000,000 · role: Director (of the General Partner of the GP and a member of the GP.) EDGAR ↗

Raised $175M from 1 investor (100% of the $175M target) as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

RC
Pooled Investment Fund · group: Riverwood

Riverwood Capital Partners (Parallel-A) L.P.

Menlo Park, CA · May 18, 2010 → Mar 7, 2011 · 3 filings
  • Mar 7, 2011 · D/A · $138,840,000 sold of $200,000,000 · 1 investors · min. $100,000,000 · role: Director (Of the General Partner of the GP and member of the GP) EDGAR ↗
  • Nov 22, 2010 · D/A · $119,500,000 sold of $200,000,000 · 1 investors · min. $100,000,000 · role: Director (Of the General Partner of the GP and member of the GP) EDGAR ↗
  • May 18, 2010 · D · $100,000,000 sold of $200,000,000 · 1 investors · min. $100,000,000 · role: Director (Of the General Partner of the GP and member of the GP) EDGAR ↗

Raised $138.8M from 1 investor (69% of the $200M target) as of the latest filing. Thomas is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

RC
Pooled Investment Fund · group: Riverwood

Riverwood Capital Partners L.P.

Menlo Park, CA · Mar 2, 2010 → Mar 7, 2011 · 5 filings
  • Mar 7, 2011 · D/A · $389,785,000 sold of $750,000,000 · 94 investors · min. $30,000 · role: Director (Of the General Partner of the GP and limited partner of the GP) EDGAR ↗
  • Nov 22, 2010 · D/A · $332,255,000 sold of $750,000,000 · 61 investors · min. $30,000 · role: Director (Of the General Partner of the GP and limited partner of the GP) EDGAR ↗
  • Jul 2, 2010 · D/A · $283,255,000 sold of $750,000,000 · 56 investors · min. $30,000 · role: Director (Of the General Partner of the GP and limited partner of the GP) EDGAR ↗
  • May 18, 2010 · D/A · $240,005,000 sold of $750,000,000 · 50 investors · min. $30,000 · role: Director (Of the General Partner of the GP and member of the GP) EDGAR ↗
  • Mar 2, 2010 · D · $189,505,000 sold of $750,000,000 · 45 investors · min. $10,000,000 · role: Director (Of the General Partner of the GP and member of the GP) EDGAR ↗

Raised $389.8M from 94 investors (52% of the $750M target) as of the latest filing. Thomas is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

RC
Pooled Investment Fund · group: Riverwood

Riverwood Capital Group LLC

Menlo Park, CA · Mar 16, 2009
  • Mar 16, 2009 · D · $1,097,500 sold of Indefinite · 10 investors · min. $2,500 · role: Executive Officer (Manager) EDGAR ↗

Raised $1.1M from 10 investors as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Thomas Smach — Cayman Islands (as filed: E9), 1 issuer, Jul 5, 2017 → Jul 5, 2017 · no shared issuer
  • Thomas Smach — Luxembourg (as filed: N4), 1 issuer, Apr 18, 2019 → Apr 18, 2019 · no shared issuer

People around Thomas 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

RC
Management entity

Riverwood Capital L.P.

Promoter · 9 shared filings (3 issuers)

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

RC
Management entity

Riverwood Capital GP Ltd.

Promoter · 9 shared filings (3 issuers)

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

RC
Management entity

Riverwood Capital GP III Ltd.

Promoter · 8 shared filings (4 issuers)

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

RC
Management entity

Riverwood Capital III L.P.

Promoter · 8 shared filings (4 issuers)

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

RC
Management entity

Riverwood Capital GP II Ltd.

Promoter · 5 shared filings (2 issuers)

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

RC
Management entity

Riverwood Capital II L.P.

Promoter · 5 shared filings (2 issuers)

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

RC
Management entity

Riverwood Capital Latam L.P.

Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

RC
Management entity

Riverwood Capital Latam GP Ltd.

Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

RC
Management entity

RWCP Capital GP Ltd.

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

RC
Management entity

RWCP Capital L.P.

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

RC
Management entity

RCV Capital L.P.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

RC
Management entity

RCV Capital GP Ltd.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

CV
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Varelas

Director, Executive Officer · 24 shared filings (10 issuers) · also on 2 other issuers

Christopher Varelas is on 12 issuers in total — a repeat sponsor. Their page lists every one.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Marks

Director, Executive Officer · 17 shared filings (7 issuers) · also on 26 other issuers

Michael Marks is on 33 issuers in total — a repeat sponsor. Their page lists every one.

FD
No photo found yet (own website and image search run after this page is viewed)
Person

Francisco Alvarez-Demalde

Director, Executive Officer · 15 shared filings (7 issuers) · also on 12 other issuers

Francisco Alvarez-Demalde is on 19 issuers in total — a repeat sponsor. Their page lists every one.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Parks

Director, Executive Officer · 14 shared filings (7 issuers) · also on 12 other issuers

Jeffrey Parks is on 19 issuers in total — a repeat sponsor. Their page lists every one.

NB
No photo found yet (own website and image search run after this page is viewed)
Person

Nicholas Brathwaite

Director, Executive Officer · 7 shared filings (3 issuers) · also on 14 other issuers

Nicholas Brathwaite is on 17 issuers in total — a repeat sponsor. Their page lists every one.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Wacaster

Director · 3 shared filings (1 issuer) · also on 39 other issuers

Steven Wacaster is on 40 issuers in total — a repeat sponsor. Their page lists every one.

GK
No photo found yet (own website and image search run after this page is viewed)
Person

Gregg A. Kidd

Executive Officer, Director, Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

CV
No photo found yet (own website and image search run after this page is viewed)
Person

Chistopher Varelas

Director · 3 shared filings (1 issuer)

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

LW
No photo found yet (own website and image search run after this page is viewed)
Person

Leon Wagner

Director · 3 shared filings (1 issuer)

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Masella

Executive Officer, Promoter, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

EK
No photo found yet (own website and image search run after this page is viewed)
Person

Eric D. Krouse

Executive Officer, Promoter, Director · 3 shared filings (1 issuer)

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jamie Hodari

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Justin Stewart

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

LL
No photo found yet (own website and image search run after this page is viewed)
Person

Linden Lee

Director · 3 shared filings (1 issuer)

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Donald Harkleroad

Director · 3 shared filings (1 issuer)

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Keith Scott

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

BK
No photo found yet (own website and image search run after this page is viewed)
Person

Brad Knight

Executive Officer, Director · 2 shared filings (2 issuers)

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Mark W. Hansen

Executive Officer · 2 shared filings (1 issuer) · also on 7 other issuers

Mark W. Hansen is on 8 issuers in total — a repeat sponsor. Their page lists every one.

KD
No photo found yet (own website and image search run after this page is viewed)
Person

Karel den Daas

Director · 2 shared filings (1 issuer)

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

FM
No photo found yet (own website and image search run after this page is viewed)
Person

Fredric Maxik

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

VC
No photo found yet (own website and image search run after this page is viewed)
Person

Vincent Colistra

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

PH
No photo found yet (own website and image search run after this page is viewed)
Person

Philip Handy

Director · 2 shared filings (1 issuer)

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Shields

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Samer Salty

Director · 2 shared filings (1 issuer)

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Marc Schechter

Director · 2 shared filings (1 issuer)

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Robson

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Dave DeClark

Director · 2 shared filings (1 issuer)

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

EB
No photo found yet (own website and image search run after this page is viewed)
Person

Elizabeth Bartlett

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Thomas J. Smach. Their page shows their other deals.

The team behind the deals

R
Sponsor group

Riverwood

23 issuers · 59 filings · $12.95B reported sold · 2009–2026

One team, 23 deal companies. Thomas J. Smach is listed on 16 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Thomas J. Smach.

Same business address

18 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 18 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Thomas J. Smach by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 18 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Thomas J. Smach is listed on: none on file. No website or social profile named in Riverwood Capital Partners III (Parallel - A) L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #211,475 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Menlo Park, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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Courts

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Business registries

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Change history

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