PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:00 AM ET

Sponsor Check › Person

Michael Marks

Related person on Form D filings · address states as listed: CA, E9, TX · listed Sep 1, 2009 → Sep 17, 2025

33issuers
66Form D filings
2009–2025years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:57 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:57 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:57 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

6 of 46 offerings report sales commissions totalling $15,313,750; 0 report finder's fees; 1 reports proceeds to related persons totalling $350,000. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Sep 17, 2025 D/A
File 021-524191
$0$0$0
Certain affiliates of the General Partner may receive payments deemed to be made from the proceeds of the offering including management fees and/or incentive allocations. The amount such fees cannot be estimated at this time.
None listed on this filing
EDGAR ↗May 20, 2025 D/A
File 021-495342
$0$0$0None listed on this filing
EDGAR ↗Apr 28, 2023 D/A
File 021-441839
$0$0$0None listed on this filing
EDGAR ↗Apr 4, 2023 D/A
File 021-399538
$0$0$0None listed on this filing
EDGAR ↗Jan 17, 2023 D/A
File 021-430538
$0$0$0None listed on this filing
EDGAR ↗Jul 6, 2022 D
File 021-451265
$0$0$0None listed on this filing
EDGAR ↗Mar 24, 2022 D
File 021-438796
$0$0$0None listed on this filing
EDGAR ↗Dec 15, 2021 D
File 021-425011
$0$0$0None listed on this filing
EDGAR ↗Oct 19, 2021 D
File 021-417458
$0$0$0None listed on this filing
EDGAR ↗Sep 3, 2021 D
File 021-412331
$0$0$0None listed on this filing
EDGAR ↗Jul 14, 2021 D
File 021-406179
$0$0$0None listed on this filing
EDGAR ↗Dec 2, 2020 D
File 021-382020
$0$0$0None listed on this filing
EDGAR ↗Oct 23, 2020 D
File 021-378697
$0$0$0None listed on this filing
EDGAR ↗Jul 21, 2020 D
File 021-371515
$0$0$0
The Issuer's General Partner (or its designee) is entitled to the payment of a management fee payable by the Issuer.
None listed on this filing
EDGAR ↗Jun 17, 2020 D/A
File 021-353834
$0$0$0None listed on this filing
EDGAR ↗Mar 2, 2020 D/A
File 021-317307
$0$0$0
The Issuers' General Partner (or its designee) is entitled to the payment of a management fee payable by the Issuers.
None listed on this filing
EDGAR ↗Jan 17, 2020 D
File 021-358467
$0$0$0
The Issuer's General Partner (or its designee) is entitled to the payment of a management fee payable by the Issuer.
None listed on this filing
EDGAR ↗Aug 22, 2019 D
File 021-347226
$0$0$350,000
A MANAGEMENT FEE EQUAL TO 2% OF THE GROSS REVENUES OF THE RESTAURANTS AND A ONE-TIME DEVELOPMENT FEE OF $350,000.
None listed on this filing
EDGAR ↗May 15, 2019 D
File 021-339616
$3,750,000 (est.)$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Oct 25, 2018 D/A
File 021-309891
$0$0$0None listed on this filing
EDGAR ↗Oct 9, 2018 D
File 021-323045
$0$0$0
The Issuer?s General Partner (or its designee) is entitled to the payment of a management fee payable by the Issuer.
None listed on this filing
EDGAR ↗Sep 20, 2018 D/A
File 021-305025
$0$0$0None listed on this filing
EDGAR ↗Dec 27, 2017 D
File 021-301730
$0$0$0None listed on this filing
EDGAR ↗Apr 14, 2017 D
File 021-284812
$0$0$0None listed on this filing
EDGAR ↗Nov 15, 2016 D
File 021-274451
$0$0$0None listed on this filing
EDGAR ↗Jul 12, 2016 D
File 021-266842
$0$0$0None listed on this filing
EDGAR ↗Mar 28, 2016 D
File 021-260070
$0$0$0None listed on this filing
EDGAR ↗Nov 3, 2015 D
File 021-250557
$0$0$0None listed on this filing
EDGAR ↗Aug 19, 2015 D
File 021-246081
$0$0$0None listed on this filing
EDGAR ↗Jun 18, 2015 D
File 021-242086
$0$0$0None listed on this filing
EDGAR ↗Jun 17, 2015 D
File 021-241986
$0$0$0None listed on this filing
EDGAR ↗May 26, 2015 D
File 021-240539
$0$0$0
The Issuers' General Partner (or its designee) is entitled to the payment of a management fee payable by the Issuers.
None listed on this filing
EDGAR ↗Feb 20, 2015 D
File 021-234466
$0$0$0None listed on this filing
EDGAR ↗Nov 13, 2014 D/A
File 021-209722
$500,000$0$0Park Hill Group LLC BrokerCheck CRD 135898 ↗
via Park Hill Group LLC (CRD 135898 ↗)
EDGAR ↗Nov 13, 2014 D/A
File 021-209720
$4,341,000$0$0Park Hill Group LLC BrokerCheck CRD 135898 ↗
via Park Hill Group LLC (CRD 135898 ↗)
EDGAR ↗Jun 26, 2014 D/A
File 021-156265
$0$0$0None listed on this filing
EDGAR ↗Feb 18, 2014 D
File 021-212107
$0$0$0
The Issuer's General Partner (or its designee) is entitled to a management fee payable by the Issuer.
None listed on this filing
EDGAR ↗Sep 13, 2013 D
File 021-202897
$0$0$0
The Issuers' General Partner (or its designee) is entitled to the payment of a management fee payable by the Issuers.
None listed on this filing
EDGAR ↗Apr 14, 2011 D
File 021-158446
$2,187,500$0$0Park Hill Group LLC BrokerCheck CRD 135898 ↗
via Park Hill Group LLC (CRD 135898 ↗)
EDGAR ↗Mar 7, 2011 D/A
File 021-139153
$2,799,750$0$0PARK HILL GROUP LLC BrokerCheck CRD 135898 ↗
via PARK HILL GROUP LLC (CRD 135898 ↗)
EDGAR ↗Mar 7, 2011 D/A
File 021-142191
$1,735,500$0$0Park Hill Group LLC BrokerCheck CRD 135898 ↗
via Park Hill Group LLC (CRD 135898 ↗)
EDGAR ↗Oct 29, 2010 D
File 021-149760
$0$0$0None listed on this filing
EDGAR ↗Jun 1, 2010 D
File 021-142739
$0$0$0None listed on this filing
EDGAR ↗Oct 29, 2009 D
File 021-123863
$0$0$0 (est.)
Issuer will continue to fund salaries from cash from operations. Capital raised in this issuance may also be used.
None listed on this filing
EDGAR ↗Sep 17, 2009 D
File 021-126563
$0$0$0None listed on this filing
EDGAR ↗Sep 1, 2009 D
File 021-105932
$0$0$0 (est.)None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Celesta Capital V, L.P.Director
Managing Member of the General Partner of Issuer
Sep 17, 2025D/AIndefinite
similar: $155,000–$5,250,000
$102,083,33327
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Percipient.ai Inc.DirectorMay 20, 2025D/A$28,929,137
similar: $1,100,015–$10,001,163
$25,529,61118
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Celesta Capital V, L.P.Director
Managing Member of the General Partner of Issuer
Sep 17, 2024DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Percipient.ai Inc.DirectorSep 12, 2024D/A$18,901,706
similar: $1,100,015–$10,001,163
$18,876,05614
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Percipient.ai Inc.DirectorJun 11, 2024D/A$17,046,633
similar: $1,100,015–$10,001,163
$15,199,99710
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Percipient.ai Inc.DirectorOct 20, 2023D$15,041,148
similar: $1,100,015–$10,001,163
$8,499,9994
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Slate Technologies, Inc.DirectorApr 28, 2023D/AIndefinite
similar: $500,000–$7,000,000
$20,240,00019
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Finicast, Inc.DirectorApr 4, 2023D/A$14,832,396
similar: $500,000–$7,000,000
$8,728,54433
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗ONX, Inc.DirectorJan 17, 2023D/AIndefinite
similar: $500,000–$7,000,000
$167,316,04038
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Prellis Biologics, IncDirectorJul 6, 2022D$35,000,000
similar: $1,100,015–$10,001,163
$17,000,00019
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Slate Technologies, Inc.DirectorApr 14, 2022DIndefinite
similar: $500,000–$7,000,000
$11,890,00014
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗MINA GROUP HOLDINGS, LLCDirectorMar 24, 2022D$5,000,000
similar: $779,000–$5,000,015
$4,538,05014
similar: 2–13
No minimum reported
similar: $12,500–$100,000
EDGAR ↗ONX, Inc.DirectorJan 24, 2022DIndefinite
similar: $500,000–$7,000,000
$119,991,04038
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗NextCar Holding Co
group: Truecar
DirectorDec 15, 2021D$35,468,468
similar: $1,100,015–$10,001,163
$32,750,53344
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Voga Coffee, Inc.DirectorOct 19, 2021D$5,915,179
similar: $1,000,000–$7,247,539
$4,711,17932
similar: 2–13
$10,000
similar: $10,000–$60,000
EDGAR ↗Maui Greens, Inc.DirectorSep 3, 2021D$17,000,000
similar: $1,100,015–$10,001,163
$16,700,00038
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Prellis Biologics, IncDirectorJul 14, 2021D$19,252,758
similar: $1,100,015–$10,001,163
$19,252,7589
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Finicast, Inc.DirectorMay 17, 2021D$4,499,960
similar: $500,000–$7,000,000
$4,499,96022
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Finicast, Inc.DirectorDec 2, 2020D$999,991
similar: $500,000–$7,000,000
$999,99110
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Maui Greens, Inc.DirectorOct 23, 2020D$15,000,000
similar: $1,100,015–$10,001,163
$5,000,0071
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗WRVI Capital IV, L.P.
group: Wrvi
Director
Manager of General Partner of Issuer
Jul 21, 2020D$500,000,000
similar: $155,000–$5,250,000
$40,000,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Finicast, Inc.DirectorJun 17, 2020D/A$2,199,992
similar: $500,000–$7,000,000
$1,773,9935
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗WRVI Capital III, L.P.
group: Wrvi
Director
Manager of General Partner of Issuers
Mar 2, 2020D/A$304,184,011
similar: $155,000–$5,250,000
$304,184,01157
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗WRVI Capital III-P, L.P.
group: Wrvi
Director
Manager of General Partner of Issuer
Jan 17, 2020D$40,000,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗MG-International Smoke, LLCExecutive OfficerAug 22, 2019D$3,500,000
similar: $500,000–$7,000,000
$300,0002
similar: 2–14
$100,000
similar: $5,000–$50,000
EDGAR ↗Enjoy Technology, Inc.DirectorMay 15, 2019D$149,999,996
similar: $1,100,015–$10,001,163
$74,999,9961
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Berkeley Lights, Inc.DirectorOct 25, 2018D/A$95,000,000
similar: $2,000,000–$19,999,994
$95,000,00033
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗WRV III-H, L.P.Director
Manager of General Partner of Issuer
Oct 9, 2018D$10,000,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Katerra Inc.Executive Officer, Director, PromoterSep 20, 2018D/A$1,008,899,600
similar: $500,000–$7,000,000
$998,899,61356
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗WRVI Capital III, L.P.
group: Wrvi
Director
Manager of General Partner of Issuer
Jul 19, 2018D$300,000,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Berkeley Lights, Inc.DirectorApr 11, 2018D$75,000,003
similar: $2,000,000–$19,999,994
$44,067,76116
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Katerra Inc.Executive Officer, Director, PromoterFeb 7, 2018D$805,000,000
similar: $500,000–$7,000,000
$755,996,02827
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Katerra Inc.Executive Officer, Director, PromoterDec 27, 2017D$30,000,000
similar: $500,000–$7,000,000
$27,798,21930
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Katerra Inc.Executive Officer, DirectorApr 14, 2017D$130,000,000
similar: $500,000–$7,000,000
$130,000,00033
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Berkeley Lights, Inc.DirectorNov 15, 2016D$39,999,981
similar: $1,100,015–$10,001,163
$29,717,21718
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Liquid Robotics, IncDirectorJul 12, 2016D$105,049
similar: $500,000–$7,000,000
$105,0491
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Katerra Inc.DirectorMar 28, 2016D$85,000,000
similar: $500,000–$7,000,000
$75,573,02814
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Liquid Robotics, IncDirectorNov 3, 2015D$175,000
similar: $500,000–$7,000,000
$175,0001
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Skycatch, Inc.DirectorAug 19, 2015D$25,046,200
similar: $1,100,015–$10,001,163
$22,046,20216
similar: 2–14
$50,000
similar: $5,000–$50,000
EDGAR ↗Katerra Inc.DirectorJun 18, 2015D$13,000,000
similar: $500,000–$7,000,000
$7,400,0008
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Lolli & Pops, Inc.DirectorJun 17, 2015D$26,185,478
similar: $500,000–$7,000,000
$10,000,0004
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗WRV II, L.P.Director, Promoter
Managing Director of General Partner of Issuers
May 26, 2015D$325,000,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Katerra Inc.DirectorFeb 20, 2015D$1,000,000
similar: $500,000–$7,000,000
$995,50050
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Riverwood Capital Partners II L.P.
group: Riverwood
Director
Of the General Partner of the GP and limited partner of the GP.
Nov 13, 2014D/A$955,425,000
similar: $155,000–$5,250,000
$955,425,000108
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Riverwood Capital Partners II (Parallel-B) L.P.
group: Riverwood
Director
Of the General Partner of the GP and limited partner of the GP.
Nov 13, 2014D/A$250,000,000
similar: $155,000–$5,250,000
$250,000,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗RWCP Holdings L.P.
group: Riverwood
Executive Officer, Director
Chief Executive Officer and Director of the General Partner of the GP of the Issuer.
Jun 26, 2014D/AIndefinite
similar: $155,000–$5,250,000
$13,909,4791
similar: 4–27
$2,428,000
similar: $1,000–$100,000
EDGAR ↗Riverwood Capital Partners II L.P.
group: Riverwood
Director
Of the General Partner of the GP and limited partner of the GP.
May 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$818,150,00074
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Riverwood Capital Ventures, L.P.
group: Riverwood
Director
Director of the GPGP
Feb 18, 2014D$35,000,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Riverwood Capital Partners II (Parallel-B) L.P.
group: Riverwood
Director
Of the General Partner of the GP and limited partner of the GP.
Jan 10, 2014DIndefinite
similar: $155,000–$5,250,000
$125,882,8351
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Riverwood Capital Partners II L.P.
group: Riverwood
Director
Of the General Partner of the GP and limited partner of the GP.
Jan 10, 2014DIndefinite
similar: $155,000–$5,250,000
$377,950,00044
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Walden Riverwood Ventures, L.P.Director, Promoter
Managing Director of General Partner of Issuers
Sep 13, 2013D$250,000,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Riverwood Capital Partners (Parallel - B) L.P.
group: Riverwood
Director
of the General Partner of the GP and a member of the GP.
Apr 14, 2011D$175,000,000
similar: $155,000–$5,250,000
$175,000,0001
similar: 4–27
$175,000,000
similar: $1,000–$100,000
EDGAR ↗Riverwood Capital Partners (Parallel-A) L.P.
group: Riverwood
Director
Of the General Partner of the GP and member of the GP
Mar 7, 2011D/A$200,000,000
similar: $155,000–$5,250,000
$138,840,0001
similar: 4–27
$100,000,000
similar: $1,000–$100,000
EDGAR ↗Riverwood Capital Partners L.P.
group: Riverwood
Director
Of the General Partner of the GP and limited partner of the GP
Mar 7, 2011D/A$750,000,000
similar: $155,000–$5,250,000
$389,785,00094
similar: 4–27
$30,000
similar: $1,000–$100,000
EDGAR ↗RWCP Holdings L.P.
group: Riverwood
Executive Officer, Director
Chief Executive Officer and Director of the General Partner of the GP of the Issuer.
Mar 7, 2011DIndefinite
similar: $155,000–$5,250,000
$5,342,0001
similar: 4–27
$2,428,000
similar: $1,000–$100,000
EDGAR ↗Riverwood Capital Partners (Parallel-A) L.P.
group: Riverwood
Director
Of the General Partner of the GP and member of the GP
Nov 22, 2010D/A$200,000,000
similar: $155,000–$5,250,000
$119,500,0001
similar: 4–27
$100,000,000
similar: $1,000–$100,000
EDGAR ↗Riverwood Capital Partners L.P.
group: Riverwood
Director
Of the General Partner of the GP and limited partner of the GP
Nov 22, 2010D/A$750,000,000
similar: $155,000–$5,250,000
$332,255,00061
similar: 4–27
$30,000
similar: $1,000–$100,000
EDGAR ↗VIRTUAL INSTRUMENTS CorpDirectorOct 29, 2010D$22,500,000$21,858,4767No minimum reported
EDGAR ↗Riverwood Capital Partners L.P.
group: Riverwood
Director
Of the General Partner of the GP and limited partner of the GP
Jul 2, 2010D/A$750,000,000
similar: $155,000–$5,250,000
$283,255,00056
similar: 4–27
$30,000
similar: $1,000–$100,000
EDGAR ↗VIRTUAL INSTRUMENTS CorpDirectorJun 1, 2010D$8,558,000$7,394,4205No minimum reported
EDGAR ↗Riverwood Capital Partners L.P.
group: Riverwood
Director
Of the General Partner of the GP and member of the GP
May 18, 2010D/A$750,000,000
similar: $155,000–$5,250,000
$240,005,00050
similar: 4–27
$30,000
similar: $1,000–$100,000
EDGAR ↗Riverwood Capital Partners (Parallel-A) L.P.
group: Riverwood
Director
Of the General Partner of the GP and member of the GP
May 18, 2010D$200,000,000
similar: $155,000–$5,250,000
$100,000,0001
similar: 4–27
$100,000,000
similar: $1,000–$100,000
EDGAR ↗Riverwood Capital Partners L.P.
group: Riverwood
Director
Of the General Partner of the GP and member of the GP
Mar 2, 2010D$750,000,000
similar: $155,000–$5,250,000
$189,505,00045
similar: 4–27
$10,000,000
similar: $1,000–$100,000
EDGAR ↗FLIXLAB INCDirectorOct 29, 2009D$400,000$400,0002No minimum reported
EDGAR ↗VIRTUAL INSTRUMENTS CorpDirectorSep 17, 2009D$3,798,153$3,798,15314$24,999
EDGAR ↗CALIX NETWORKS INCDirectorSep 1, 2009D$50,000,001$50,000,00195$29

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (6 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.

  • Michael Marks — address state NY, 1 issuer, Dec 12, 2014 → Dec 12, 2014
  • Michael Marks — address state WA, 1 issuer, Sep 30, 2021 → Oct 22, 2024
  • MICHAEL MARKS — address state NC, 1 issuer, Feb 28, 2022 → Jan 3, 2025

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (14 management entities, 26 people)

People and management entities the issuers listed as related persons on the same Form D filings as Michael Marks. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • Riverwood Capital L.P. entity — 9 shared filings (3 issuers) · role as listed: Promoter
  • Riverwood Capital GP Ltd. entity — 9 shared filings (3 issuers) · role as listed: Promoter
  • Riverwood Capital GP II Ltd. entity — 5 shared filings (2 issuers) · role as listed: Promoter
  • Riverwood Capital II L.P. entity — 5 shared filings (2 issuers) · role as listed: Promoter
  • RWCP Capital GP Ltd. entity — 2 shared filings (1 issuer) · role as listed: Promoter
  • RWCP Capital L.P. entity — 2 shared filings (1 issuer) · role as listed: Promoter
  • WRV GP III, LLC entity — 2 shared filings (2 issuers) · role as listed: Promoter
  • WRVI Capital GP III, LLC entity — 2 shared filings (2 issuers) · role as listed: Promoter
  • Celesta Capital GP V, L.L.C. entity — 2 shared filings (1 issuer) · role as listed: Director
  • Walden Riverwood GP, LLC entity — 1 shared filing (1 issuer) · role as listed: Promoter
  • RCV Capital L.P. entity — 1 shared filing (1 issuer) · role as listed: Promoter
  • RCV Capital GP Ltd. entity — 1 shared filing (1 issuer) · role as listed: Promoter
  • WRV GP II, LLC entity — 1 shared filing (1 issuer) · role as listed: Promoter
  • WRVI Capital GP IV, LLC entity — 1 shared filing (1 issuer) · role as listed: Promoter
  • Thomas J. Smach — 17 shared filings (7 issuers) · roles as listed: Director, Executive Officer · also listed on 11 other issuers
  • Christopher Varelas — 13 shared filings (5 issuers) · roles as listed: Director, Executive Officer · also listed on 7 other issuers
  • Nicholas Brathwaite — 13 shared filings (9 issuers) · roles as listed: Director, Promoter, Executive Officer · also listed on 8 other issuers
  • Lip-Bu Tan — 6 shared filings (5 issuers) · roles as listed: Director, Promoter · also listed on 4 other issuers
  • John Thompson — 5 shared filings (2 issuers) · roles as listed: Director, Executive Officer · also listed on 4 other issuers
  • Neil Mehta — 5 shared filings (2 issuers) · role as listed: Director · also listed on 51 other issuers
  • Jim Davidson — 5 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Ashish Bhardwaj — 5 shared filings (3 issuers) · roles as listed: Director, Executive Officer
  • Shaun Holt — 5 shared filings (2 issuers) · roles as listed: Executive Officer, Director
  • Sriram Viswanathan — 5 shared filings (4 issuers) · role as listed: Director · also listed on 3 other issuers
  • Fritz Wolff — 5 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Balan Ayyar — 4 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Paal Kibsgaard — 4 shared filings (1 issuer) · role as listed: Director
  • Rajendra Shah — 4 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Nick Beim — 4 shared filings (1 issuer) · role as listed: Director
  • Ben Fitzgerald — 4 shared filings (1 issuer) · role as listed: Director
  • Steve Mullins — 4 shared filings (1 issuer) · role as listed: Executive Officer
  • Michael Moritz — 3 shared filings (1 issuer) · role as listed: Director · also listed on 7 other issuers
  • Mark R. Urdahl — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Steven M. Mankoff — 3 shared filings (1 issuer) · role as listed: Director
  • Dennis Morrison — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • William Davidow — 3 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Chistopher Varelas — 3 shared filings (1 issuer) · role as listed: Director
  • Ming Wu — 3 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Igor Khandros — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 2 other issuers
  • James Rothman — 3 shared filings (1 issuer) · role as listed: Director

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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