PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:24 AM ET

Sponsor Check › Person

FM
No photo found yet (own website and image search run after this page is viewed)

Fredric Maxik

Named as an officer, director or promoter on SEC Form D filings · FL, RI · Jan 22, 2014 → Sep 28, 2020

2deals (issuers)
$87.1Mreported sold
67investors
11Form D filings
2014–2020years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:30 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Fredric Maxik is listed as an executive officer and director on 11 SEC Form D filings by 2 issuers between Jan 2014 and Sep 2020: LIGHTING SCIENCE GROUP CORP (West Warwick, RI — other technology — 2014–2016; $67.1M reported sold to 34 investors) and Healthe, Inc. (Melbourne, FL — other technology — 2020; $20M reported sold to 33 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 6 years. Across those companies the filings report $87.1M sold in total.

Listed alongside Craig Cogut (8 shared filings), Donald Harkleroad (8 shared filings), Richard Davis (7 shared filings), Dennis McGill (6 shared filings), Edward D. Bednarcik (6 shared filings) and 23 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Fredric. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 11 public filings for Fredric Maxik and found 13 differences, 1 worth asking the sponsor about: 5 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Fredric Maxik has not run yet — it is joining a line of 53,638 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 judgment

Centrust Mortgage v. Maxik judgment
District Court, N.D. Illinois · No. 1:90-cv-03548 · Filed Jun 21, 1990 · Closed Aug 30, 1990 · Nature of suit: 220 Foreclosure
Role of Maxik: Defendant · Outcome: Terminated 1990-08-30 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 1 federal dockets); surname only in the caption; court in IL (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:30 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Fredric Maxik..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:30 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for Fredric Maxik — 1 worth asking about (compared 11 filings on Oct 24, 2026)

Note · Aug 2, 2016

Fredric Maxik appears on 1 deal that stopped filing before reaching its target

LIGHTING SCIENCE GROUP CORP (last filing Aug 2, 2016; $67,069,000 sold of $174,918,270). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

LIGHTING SCIENCE GROUP CORP — PartnerFacts page ↗
Sources
Worth asking · Sep 11, 2013 – Sep 28, 2020

5 Form Ds were filed more than 15 days after the first sale

Form D filed 133 days after the first sale — LIGHTING SCIENCE GROUP CORP · Form D filed 17 days after the first sale — Healthe, Inc. · Form D filed 17 days after the first sale — Healthe, Inc. · Form D filed 34 days after the first sale — LIGHTING SCIENCE GROUP CORP · Form D filed 19 days after the first sale — LIGHTING SCIENCE GROUP CORP

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jan 22, 2014 ↗LIGHTING SCIENCE GROUP CORP — PartnerFacts page ↗Form D · Sep 28, 2020 ↗Healthe, Inc. — PartnerFacts page ↗
Sources
Note · May 5, 2020 – May 20, 2020

No amendment in the last 12 months on an offering that may still be open — Healthe, Inc. (latest filing May 20, 2020)

The latest filing for this offering is dated May 20, 2020 (first sale May 5, 2020). It reports $4,627,876 sold of $5,877,876 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · May 20, 2020 ↗Healthe, Inc. — PartnerFacts page ↗
Sources
Note · Sep 11, 2015 – Aug 2, 2016

No amendment in the last 12 months on an offering that may still be open — LIGHTING SCIENCE GROUP CORP (latest filing Aug 2, 2016)

The latest filing for this offering is dated Aug 2, 2016 (first sale Sep 11, 2015). It reports $18,000,000 sold of $25,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Aug 2, 2016 ↗LIGHTING SCIENCE GROUP CORP — PartnerFacts page ↗
Sources
Note · Jan 3, 2014 – Jan 22, 2014

No amendment in the last 12 months on an offering that may still be open — LIGHTING SCIENCE GROUP CORP (latest filing Jan 22, 2014)

The latest filing for this offering is dated Jan 22, 2014 (first sale Jan 3, 2014). It reports $17,430,000 sold of $50,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jan 22, 2014 ↗LIGHTING SCIENCE GROUP CORP — PartnerFacts page ↗
Sources
Note · Sep 17, 2014 – Nov 20, 2014

Fredric Maxik's role changed at LIGHTING SCIENCE GROUP CORP: executive officer → executive officer, director

The Sep 17, 2014 filing lists Fredric Maxik as executive officer; the Nov 20, 2014 Form D/A lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Sep 17, 2014 ↗Form D/A · Nov 20, 2014 ↗Fredric Maxik — PartnerFacts page ↗LIGHTING SCIENCE GROUP CORP — PartnerFacts page ↗
Sources
Note · Jan 21, 2016 – Aug 2, 2016

Offering amount changed between filings — LIGHTING SCIENCE GROUP CORP

The Jan 21, 2016 filing says $15,000,000 offered; the Aug 2, 2016 Form D/A says $25,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Jan 21, 2016 ↗Form D/A (later) · Aug 2, 2016 ↗LIGHTING SCIENCE GROUP CORP — PartnerFacts page ↗
Sources
Note · Nov 20, 2014 – Feb 17, 2015

Offering amount changed between filings — LIGHTING SCIENCE GROUP CORP

The Nov 20, 2014 filing says $21,000,000 offered; the Feb 17, 2015 Form D/A says $32,525,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Nov 20, 2014 ↗Form D/A (later) · Feb 17, 2015 ↗LIGHTING SCIENCE GROUP CORP — PartnerFacts page ↗
Sources
Note · Sep 17, 2014 – Nov 20, 2014

Offering amount changed between filings — LIGHTING SCIENCE GROUP CORP

The Sep 17, 2014 filing says $8,000,000 offered; the Nov 20, 2014 Form D/A says $21,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Sep 17, 2014 ↗Form D/A (later) · Nov 20, 2014 ↗LIGHTING SCIENCE GROUP CORP — PartnerFacts page ↗
Sources
Note · Jun 8, 2020 – Sep 28, 2020

Address moved from Cocoa Beach, FL to Melbourne, FL — Healthe, Inc.

The people listed on the Jun 8, 2020 filing give Cocoa Beach, FL; on the Sep 28, 2020 filing they give Melbourne, FL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jun 8, 2020 ↗Form D · Sep 28, 2020 ↗Healthe, Inc. — PartnerFacts page ↗
Sources
Note · Sep 25, 2015 – Jan 21, 2016

Address moved from Melbourne, FL to West Warwick, RI — LIGHTING SCIENCE GROUP CORP

The people listed on the Sep 25, 2015 filing give Melbourne, FL; on the Jan 21, 2016 filing they give West Warwick, RI.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Sep 25, 2015 ↗Form D/A · Jan 21, 2016 ↗LIGHTING SCIENCE GROUP CORP — PartnerFacts page ↗
Sources
Note · Sep 17, 2014 – Nov 20, 2014

Address moved from Satellite Beach, FL to Melbourne, FL — LIGHTING SCIENCE GROUP CORP

The people listed on the Sep 17, 2014 filing give Satellite Beach, FL; on the Nov 20, 2014 filing they give Melbourne, FL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Sep 17, 2014 ↗Form D/A · Nov 20, 2014 ↗LIGHTING SCIENCE GROUP CORP — PartnerFacts page ↗
Sources
Note · Jan 22, 2014 – Sep 28, 2020

Fredric Maxik is listed with 2 different address states: FL, RI

FL on 9 filings (Jan 22, 2014 to Sep 28, 2020); RI on 2 filings (Jan 21, 2016 to Aug 2, 2016).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jan 22, 2014 ↗Form D/A · Jan 21, 2016 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 7 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 28, 2020 D
Healthe, Inc.
File 021-376510
$0$0$0
None, other than compensation to executive officers in their roles as employees.
None listed on this filingEDGAR ↗
Jun 8, 2020 D
Healthe, Inc.
File 021-368444
$0$0$0
None, other than compensation to executive officers in their roles as employees.
None listed on this filingEDGAR ↗
May 20, 2020 D
Healthe, Inc.
File 021-367356
$0$0$0None listed on this filingEDGAR ↗
Aug 2, 2016 D/A
LIGHTING SCIENCE GROUP CORP
File 021-248272
$0$0$0None listed on this filingEDGAR ↗
Feb 17, 2015 D/A
LIGHTING SCIENCE GROUP CORP
File 021-224878
$0$0$0None listed on this filingEDGAR ↗
Jan 22, 2014 D
LIGHTING SCIENCE GROUP CORP
File 021-210461
$0$0$0None listed on this filingEDGAR ↗
Jan 22, 2014 D
LIGHTING SCIENCE GROUP CORP
File 021-210462
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Fredric Maxik on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

H
Other Technology

Healthe, Inc.

Melbourne, FL · May 20, 2020 → Sep 28, 2020 · 3 filings
  • Sep 28, 2020 · D · $20,000,008 sold of $20,000,008 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 8, 2020 · D · $4,999,999 sold of $4,999,999 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 20, 2020 · D · $4,627,876 sold of $5,877,876 · 33 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $20M from 33 investors (100% of the $20M target) as of the latest filing. Fredric is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LS
Other Technology

LIGHTING SCIENCE GROUP CORP

West Warwick, RI · Jan 22, 2014 → Aug 2, 2016 · 8 filings
  • Aug 2, 2016 · D/A · $18,000,000 sold of $25,000,000 · 1 investors · min. $1,000 · role: Executive Officer, Director (Chief Technology Officer and Director of the Issuer) EDGAR ↗
  • Jan 21, 2016 · D/A · $10,000,000 sold of $15,000,000 · 1 investors · min. $1,000 · role: Executive Officer, Director (Chief Technology Officer and Director of the Issuer) EDGAR ↗
  • Sep 25, 2015 · D · $10,000,000 sold of $15,000,000 · 1 investors · min. $1,000 · role: Executive Officer, Director (Chief Technology Officer and Director of the Issuer) EDGAR ↗
  • Feb 17, 2015 · D/A · $32,525,000 sold of $32,525,000 · 4 investors · min. $1,000 · role: Executive Officer, Director (Chief Technology Officer and Director of the Issuer) EDGAR ↗
  • Nov 20, 2014 · D/A · $21,000,000 sold of $21,000,000 · 3 investors · min. $1,000 · role: Executive Officer, Director (Chief Technology Officer and Director of the Issuer) EDGAR ↗
  • Sep 17, 2014 · D · $8,000,000 sold of $8,000,000 · 1 investors · min. $1,000 · role: Executive Officer (Chief Technology Officer of the Issuer) EDGAR ↗
  • Jan 22, 2014 · D · $17,430,000 sold of $50,000,000 · 0 investors · min. $1,000 · role: Executive Officer (Chief Technology Officer of the Issuer) EDGAR ↗
  • Jan 22, 2014 · D · $20,000,000 sold of $20,000,000 · 0 investors · min. $1,000 · role: Executive Officer (Chief Technology Officer of the Issuer) EDGAR ↗

Raised $67.1M from 34 investors (100% of the $25M target) as of the latest filing. Fredric is listed as executive officer, director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Fredric 28

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Craig Cogut

Director · 8 shared filings (2 issuers) · also on 5 other issuers

Craig Cogut is on 7 issuers in total — a repeat sponsor. Their page lists every one.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Donald Harkleroad

Director · 8 shared filings (1 issuer)

Listed on the same filings as Fredric Maxik. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Davis

Director · 7 shared filings (1 issuer) · also on 14 other issuers

Richard Davis is on 15 issuers in total — a repeat sponsor. Their page lists every one.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis McGill

Executive Officer, Director · 6 shared filings (2 issuers)

Listed on the same filings as Fredric Maxik. Their page shows their other deals.

JJ
No photo found yet (own website and image search run after this page is viewed)
Person

James Jones

Director · 6 shared filings (1 issuer)

Listed on the same filings as Fredric Maxik. Their page shows their other deals.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Sanford R. Climan

Director · 6 shared filings (1 issuer)

Listed on the same filings as Fredric Maxik. Their page shows their other deals.

EB
No photo found yet (own website and image search run after this page is viewed)
Person

Edward D. Bednarcik

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Fredric Maxik. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Rosenbaum

Director · 6 shared filings (1 issuer)

Listed on the same filings as Fredric Maxik. Their page shows their other deals.

LW
No photo found yet (own website and image search run after this page is viewed)
Person

Leon Wagner

Director · 5 shared filings (1 issuer)

Listed on the same filings as Fredric Maxik. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Seth Bernstein

Director · 5 shared filings (1 issuer)

Listed on the same filings as Fredric Maxik. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Joel Haney

Director · 4 shared filings (2 issuers) · also on 4 other issuers

Joel Haney is on 6 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Samer Salty

Director · 3 shared filings (1 issuer)

Listed on the same filings as Fredric Maxik. Their page shows their other deals.

WP
No photo found yet (own website and image search run after this page is viewed)
Person

Warner Philips

Director · 3 shared filings (1 issuer)

Listed on the same filings as Fredric Maxik. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Abraham Morris

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Fredric Maxik. Their page shows their other deals.

DQ
No photo found yet (own website and image search run after this page is viewed)
Person

David Quigley

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Fredric Maxik. Their page shows their other deals.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Wacaster

Director · 2 shared filings (1 issuer) · also on 39 other issuers

Steven Wacaster is on 40 issuers in total — a repeat sponsor. Their page lists every one.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas J. Smach

Director · 2 shared filings (1 issuer) · also on 17 other issuers

Thomas J. Smach is on 18 issuers in total — a repeat sponsor. Their page lists every one.

NB
No photo found yet (own website and image search run after this page is viewed)
Person

Nicholas Brathwaite

Director · 2 shared filings (1 issuer) · also on 16 other issuers

Nicholas Brathwaite is on 17 issuers in total — a repeat sponsor. Their page lists every one.

KD
No photo found yet (own website and image search run after this page is viewed)
Person

Karel den Daas

Director · 2 shared filings (1 issuer)

Listed on the same filings as Fredric Maxik. Their page shows their other deals.

VC
No photo found yet (own website and image search run after this page is viewed)
Person

Vincent Colistra

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Fredric Maxik. Their page shows their other deals.

PH
No photo found yet (own website and image search run after this page is viewed)
Person

Philip Handy

Director · 2 shared filings (1 issuer)

Listed on the same filings as Fredric Maxik. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Shields

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Fredric Maxik. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Ajay Kori

Director · 2 shared filings (1 issuer)

Listed on the same filings as Fredric Maxik. Their page shows their other deals.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

Khim Lee

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Fredric Maxik. Their page shows their other deals.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Keith Scott

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Fredric Maxik. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

David Cline

Director · 1 shared filing (1 issuer)

Listed on the same filings as Fredric Maxik. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Matt Higgins

Director · 1 shared filing (1 issuer)

Listed on the same filings as Fredric Maxik. Their page shows their other deals.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew C Cooper

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Fredric Maxik. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Fredric Maxik by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Fredric Maxik is listed on: none on file. No website or social profile named in LIGHTING SCIENCE GROUP CORP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #1,288 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (West Warwick, RI). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗Rhode Island state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Florida Secretary of State business search ↗Rhode Island Secretary of State business search ↗OpenCorporates ↗

Change history

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