Sponsor Check › Person
Related person on Form D filings · address states as listed: CA, FL, NY · listed Mar 16, 2009 → Dec 11, 2020
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
11 of 23 offerings report sales commissions totalling $17,921,647; 0 report finder's fees; 1 reports proceeds to related persons totalling $1,589. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Mar 30, 2022 D/A File 021-350573 | $690,047 | $0 | $0 | Wells Fargo Securities, LLC BrokerCheck CRD 126292 ↗ |
| EDGAR ↗ | Dec 11, 2020 D File 021-383003 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 21, 2020 D File 021-373816 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 26, 2020 D/A File 021-318198 | $798,750 | $0 | $0 | Park Hill Group LLC BrokerCheck CRD 135898 ↗ via Park Hill Group LLC (CRD 135898 ↗) Brunel Advisors Ltd. no CRD number reported |
| EDGAR ↗ | Mar 26, 2020 D/A File 021-318207 | $798,750 | $0 | $0 | Park Hill Group LLC BrokerCheck CRD 135898 ↗ via Park Hill Group LLC (CRD 135898 ↗) Brunel Advisors Ltd. no CRD number reported |
| EDGAR ↗ | Mar 26, 2020 D/A File 021-318203 | $798,750 | $0 | $0 | Park Hill Group LLC BrokerCheck CRD 135898 ↗ via Park Hill Group LLC (CRD 135898 ↗) |
| EDGAR ↗ | Dec 11, 2018 D/A File 021-300447 | $300,000 (est.) | $0 | $0 | Pinnacle Investments, LLC BrokerCheck CRD 142910 ↗ |
| EDGAR ↗ | Feb 27, 2018 D File 021-306540 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 29, 2016 D File 021-260173 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 27, 2015 D File 021-236789 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 13, 2014 D/A File 021-209722 | $500,000 | $0 | $0 | Park Hill Group LLC BrokerCheck CRD 135898 ↗ via Park Hill Group LLC (CRD 135898 ↗) |
| EDGAR ↗ | Nov 13, 2014 D/A File 021-209720 | $4,341,000 | $0 | $0 | Park Hill Group LLC BrokerCheck CRD 135898 ↗ via Park Hill Group LLC (CRD 135898 ↗) |
| EDGAR ↗ | Jun 26, 2014 D/A File 021-156265 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 18, 2014 D File 021-212107 | $0 | $0 | $0 The Issuer's General Partner (or its designee) is entitled to a management fee payable by the Issuer. | None listed on this filing |
| EDGAR ↗ | Jan 22, 2014 D File 021-210461 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 22, 2014 D File 021-210462 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 12, 2013 D File 021-199573 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 15, 2013 D File 021-190227 | $0 | $0 | $1,589 | None listed on this filing |
| EDGAR ↗ | Jun 11, 2012 D File 021-179532 | $2,971,600 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 14, 2011 D File 021-158446 | $2,187,500 | $0 | $0 | Park Hill Group LLC BrokerCheck CRD 135898 ↗ via Park Hill Group LLC (CRD 135898 ↗) |
| EDGAR ↗ | Mar 7, 2011 D/A File 021-139153 | $2,799,750 | $0 | $0 | PARK HILL GROUP LLC BrokerCheck CRD 135898 ↗ via PARK HILL GROUP LLC (CRD 135898 ↗) |
| EDGAR ↗ | Mar 7, 2011 D/A File 021-142191 | $1,735,500 | $0 | $0 | Park Hill Group LLC BrokerCheck CRD 135898 ↗ via Park Hill Group LLC (CRD 135898 ↗) |
| EDGAR ↗ | Mar 16, 2009 D File 021-127942 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Industrious National Management Co LLC group: Riverwood | Director | Mar 30, 2022 | D/A | $79,999,998 similar: $500,000–$7,000,000 | $79,869,990 | 12 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Riverwood Shoreline L.P. group: Riverwood | Director Director, Managing Partner, Chief Financial Officer and Secretary | Dec 11, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Riverwood Capital Partners III (Parallel - A) L.P. group: Riverwood | Executive Officer, Director Director, Managing Partner, Chief Financial Officer and Secretary of the General Partner of the GP | Aug 21, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $1,314,324,396 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Riverwood Capital Partners Latam L.P. group: Riverwood | Executive Officer, Director Director, Managing Partner, Chief Financial Officer and Secretary of the General Partner of the GP | Mar 26, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,156,175,777 | 28 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Riverwood Capital Partners III (Parallel - B) L.P. group: Riverwood | Executive Officer, Director Director, Managing Partner, Chief Financial Officer and Secretary of the General Partner of the GP | Mar 26, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,156,175,777 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Riverwood Capital Partners III L.P. group: Riverwood | Executive Officer, Director Director, Managing Partner, Chief Financial Officer and Secretary of the General Partner of the GP | Mar 26, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,156,175,777 | 106 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Industrious National Management Co LLC group: Riverwood | Director | Oct 8, 2019 | D | $79,999,998 similar: $500,000–$7,000,000 | $79,869,990 | 12 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Riverwood Capital Partners III (Parallel - B) L.P. group: Riverwood | Executive Officer, Director Director, Managing Partner, Chief Financial Officer and Secretary of the General Partner of the GP | Jul 30, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,002,533,108 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Riverwood Capital Partners Latam L.P. group: Riverwood | Executive Officer, Director Director, Managing Partner, Chief Financial Officer and Secretary of the General Partner of the GP | Jul 30, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,002,533,108 | 25 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Riverwood Capital Partners III L.P. group: Riverwood | Executive Officer, Director Director, Managing Partner, Chief Financial Officer and Secretary of the General Partner of the GP | Jan 22, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,002,533,108 | 79 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Pinnacle Holding Company, LLC group: Riverwood | Director Executive Committee Member | Dec 11, 2018 | D/A | $5,000,000 similar: $500,000–$7,000,000 | $0 | 0 similar: 2–14 | $25,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Riverwood Capital Partners Latam L.P. group: Riverwood | Executive Officer, Director Director, Managing Partner, Chief Financial Officer and Secretary of the General Partner of the GP | Jul 31, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Riverwood Capital Partners III (Parallel - B) L.P. group: Riverwood | Executive Officer, Director Director, Managing Partner, Chief Financial Officer and Secretary of the General Partner of the GP | Jul 31, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Riverwood Capital Partners III L.P. group: Riverwood | Executive Officer, Director Director, Managing Partner, Chief Financial Officer and Secretary of the General Partner of the GP | Jul 31, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Industrious National Management Co LLC group: Riverwood | Director | Feb 27, 2018 | D | $85,000,000 similar: $500,000–$7,000,000 | $77,470,001 | 10 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Pinnacle Holding Company, LLC group: Riverwood | Director Executive Committee Member | Dec 11, 2017 | D | $5,000,000 similar: $500,000–$7,000,000 | $0 | 0 similar: 2–14 | $25,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Riverwood Solutions, Inc. group: Riverwood | Director | Mar 29, 2016 | D | $2,142,269 similar: $500,000–$7,000,000 | $2,003,498 | 4 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Riverwood Solutions, Inc. group: Riverwood | Director | Mar 27, 2015 | D | $1,400,000 similar: $500,000–$7,000,000 | $1,200,000 | 19 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Riverwood Capital Partners II L.P. group: Riverwood | Director Of the General Partner of the GP and limited partner of the GP. | Nov 13, 2014 | D/A | $955,425,000 similar: $155,000–$5,250,000 | $955,425,000 | 108 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Riverwood Capital Partners II (Parallel-B) L.P. group: Riverwood | Director Of the General Partner of the GP and limited partner of the GP. | Nov 13, 2014 | D/A | $250,000,000 similar: $155,000–$5,250,000 | $250,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | RWCP Holdings L.P. group: Riverwood | Executive Officer, Director Chief Financial Officer and Director of the General Partner of the GP of the Issuer. | Jun 26, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $13,909,479 | 1 similar: 4–27 | $2,428,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Riverwood Capital Partners II L.P. group: Riverwood | Director Of the General Partner of the GP and limited partner of the GP. | May 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $818,150,000 | 74 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Riverwood Capital Ventures, L.P. group: Riverwood | Director Director of the GPGP | Feb 18, 2014 | D | $35,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | LIGHTING SCIENCE GROUP CORP | Director Director of the Issuer | Jan 22, 2014 | D | $50,000,000 similar: $1,100,015–$10,001,163 | $17,430,000 | 0 similar: 2–14 | $1,000 similar: $5,000–$50,000 |
| EDGAR ↗ | LIGHTING SCIENCE GROUP CORP | Director Director of the Issuer | Jan 22, 2014 | D | $20,000,000 similar: $1,100,015–$10,001,163 | $20,000,000 | 0 similar: 2–14 | $1,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Riverwood Capital Partners II (Parallel-B) L.P. group: Riverwood | Director Of the General Partner of the GP and limited partner of the GP. | Jan 10, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $125,882,835 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Riverwood Capital Partners II L.P. group: Riverwood | Director Of the General Partner of the GP and limited partner of the GP. | Jan 10, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $377,950,000 | 44 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Pinnacle Holding Company, LLC group: Riverwood | Executive Officer, Promoter Managing Member | Jul 12, 2013 | D | $5,000,000 similar: $500,000–$7,000,000 | $25,000 | 1 similar: 2–14 | $25,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Sintec Media Ltd. | Director | Jan 15, 2013 | D | $1,589 similar: $1,100,015–$10,001,163 | $1,589 | 2 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | LIGHTING SCIENCE GROUP CORP | Director Director of the Issuer | Jun 11, 2012 | D | $67,069,000 similar: $1,100,015–$10,001,163 | $67,069,000 | 34 similar: 2–14 | $1,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Riverwood Capital Partners (Parallel - B) L.P. group: Riverwood | Director of the General Partner of the GP and a member of the GP. | Apr 14, 2011 | D | $175,000,000 similar: $155,000–$5,250,000 | $175,000,000 | 1 similar: 4–27 | $175,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Riverwood Capital Partners (Parallel-A) L.P. group: Riverwood | Director Of the General Partner of the GP and member of the GP | Mar 7, 2011 | D/A | $200,000,000 similar: $155,000–$5,250,000 | $138,840,000 | 1 similar: 4–27 | $100,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Riverwood Capital Partners L.P. group: Riverwood | Director Of the General Partner of the GP and limited partner of the GP | Mar 7, 2011 | D/A | $750,000,000 similar: $155,000–$5,250,000 | $389,785,000 | 94 similar: 4–27 | $30,000 similar: $1,000–$100,000 |
| EDGAR ↗ | RWCP Holdings L.P. group: Riverwood | Executive Officer, Director Chief Financial Officer and Director of the General Partner of the GP of the Issuer. | Mar 7, 2011 | D | Indefinite similar: $155,000–$5,250,000 | $5,342,000 | 1 similar: 4–27 | $2,428,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Riverwood Capital Partners (Parallel-A) L.P. group: Riverwood | Director Of the General Partner of the GP and member of the GP | Nov 22, 2010 | D/A | $200,000,000 similar: $155,000–$5,250,000 | $119,500,000 | 1 similar: 4–27 | $100,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Riverwood Capital Partners L.P. group: Riverwood | Director Of the General Partner of the GP and limited partner of the GP | Nov 22, 2010 | D/A | $750,000,000 similar: $155,000–$5,250,000 | $332,255,000 | 61 similar: 4–27 | $30,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Riverwood Capital Partners L.P. group: Riverwood | Director Of the General Partner of the GP and limited partner of the GP | Jul 2, 2010 | D/A | $750,000,000 similar: $155,000–$5,250,000 | $283,255,000 | 56 similar: 4–27 | $30,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Riverwood Capital Partners L.P. group: Riverwood | Director Of the General Partner of the GP and member of the GP | May 18, 2010 | D/A | $750,000,000 similar: $155,000–$5,250,000 | $240,005,000 | 50 similar: 4–27 | $30,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Riverwood Capital Partners (Parallel-A) L.P. group: Riverwood | Director Of the General Partner of the GP and member of the GP | May 18, 2010 | D | $200,000,000 similar: $155,000–$5,250,000 | $100,000,000 | 1 similar: 4–27 | $100,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Riverwood Capital Partners L.P. group: Riverwood | Director Of the General Partner of the GP and member of the GP | Mar 2, 2010 | D | $750,000,000 similar: $155,000–$5,250,000 | $189,505,000 | 45 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Riverwood Capital Group LLC group: Riverwood | Executive Officer Manager | Mar 16, 2009 | D | Indefinite similar: $155,000–$5,250,000 | $1,097,500 | 10 similar: 4–27 | $2,500 similar: $1,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); Pooled Investment Fund / 506(b) (83,801 filings); Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Thomas J. Smach. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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