Sponsor Check › Person
Related person on Form D filings · address states as listed: NY, CA · listed Oct 20, 2017 → May 15, 2026
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
11 of 13 offerings report sales commissions totalling $14,911,988; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | May 15, 2026 D/A File 021-123969 | $268,307 (est.) | $0 | $0 | Guggenheim Securities, LLC BrokerCheck CRD 40638 ↗ via Guggenheim Securities, LLC (CRD 40638 ↗) Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ via Guggenheim Funds Distributors, LLC (CRD 39805 ↗) ABG, LLC BrokerCheck CRD 167190 ↗ via ABG, LLC (CRD 167190 ↗) Kelson Capital LLC BrokerCheck CRD 149477 ↗ via Kelson Capital LLC (CRD 149477 ↗) |
| EDGAR ↗ | May 15, 2026 D/A File 021-122826 | $213,500 (est.) | $0 | $0 | Guggenheim Securities, LLC BrokerCheck CRD 40638 ↗ via Guggenheim Securities, LLC (CRD 40638 ↗) Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ via Guggenheim Funds Distributors, LLC (CRD 39805 ↗) ABG, LLC BrokerCheck CRD 167190 ↗ via ABG, LLC (CRD 167190 ↗) Kelson Capital LLC BrokerCheck CRD 149477 ↗ via Kelson Capital LLC (CRD 149477 ↗) |
| EDGAR ↗ | May 15, 2026 D/A File 021-204487 | $702,235 (est.) | $0 | $0 | GUGGENHEIM SECURITIES, LLC BrokerCheck CRD 40638 ↗ via GUGGENHEIM SECURITIES, LLC (CRD 40638 ↗) Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ via Guggenheim Funds Distributors, LLC (CRD 39805 ↗) ABG, LLC BrokerCheck CRD 167190 ↗ via ABG, LLC (CRD 167190 ↗) Kelson Capital LLC BrokerCheck CRD 149477 ↗ via Kelson Capital LLC (CRD 149477 ↗) |
| EDGAR ↗ | May 15, 2026 D/A File 021-247323 | $787,940 (est.) | $0 | $0 | GUGGENHEIM SECURITIES, LLC BrokerCheck CRD 40638 ↗ via GUGGENHEIM SECURITIES, LLC (CRD 40638 ↗) Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ via Guggenheim Funds Distributors, LLC (CRD 39805 ↗) ABG, LLC BrokerCheck CRD 167190 ↗ via ABG, LLC (CRD 167190 ↗) Kelson Capital LLC BrokerCheck CRD 149477 ↗ via Kelson Capital LLC (CRD 149477 ↗) |
| EDGAR ↗ | May 15, 2026 D/A File 021-203969 | $251,756 (est.) | $0 | $0 | Guggenheim Securities, LLC BrokerCheck CRD 40638 ↗ via Guggenheim Securities, LLC (CRD 40638 ↗) Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ via Guggenheim Funds Distributors, LLC (CRD 39805 ↗) ABG, LLC BrokerCheck CRD 167190 ↗ via ABG, LLC (CRD 167190 ↗) Kelson Capital LLC BrokerCheck CRD 149477 ↗ via Kelson Capital LLC (CRD 149477 ↗) |
| EDGAR ↗ | Mar 15, 2024 D/A File 021-253730 | $37,500 (est.) | $0 | $0 | Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ via Guggenheim Funds Distributors, LLC (CRD 39805 ↗) |
| EDGAR ↗ | Oct 6, 2017 D File 021-296152 | $9,918,750 (est.) | $0 | $0 | Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ via Guggenheim Funds Distributors, LLC (CRD 39805 ↗) |
| EDGAR ↗ | Sep 22, 2017 D/A File 021-256830 | $683,000 (est.) | $0 | $0 | Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ Guggenheim Fund Distributors, LLC BrokerCheck CRD 39805 ↗ |
| EDGAR ↗ | Sep 22, 2017 D/A File 021-256827 | $683,000 (est.) | $0 | $0 | Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ |
| EDGAR ↗ | Sep 22, 2017 D/A File 021-269285 | $683,000 (est.) | $0 | $0 | Credite Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ |
| EDGAR ↗ | Sep 22, 2017 D/A File 021-256841 | $683,000 (est.) | $0 | $0 | Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ |
| EDGAR ↗ | Sep 11, 2014 D/A File 021-132059 | $0 | $0 | $0 | Guggenheim Securities, LLC BrokerCheck CRD 40638 ↗ |
| EDGAR ↗ | Aug 19, 2013 D/A File 021-136185 | $0 | $0 | $0 | Guggenheim Securities, LLC BrokerCheck CRD 40638 ↗ |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | GUGGENHEIM HIGH-YIELD FUND, LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | May 15, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $267,760,836 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | GUGGENHEIM LOAN FUND, LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Advisor of the Issuer. | May 15, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $474,931,115 | 17 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Loan Fund, Ltd. group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Advisor of the Issuer. | May 15, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $577,632,213 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | May 15, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,112,365,238 | 165 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LTD group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | May 15, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $407,996,116 | 71 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,112,365,238 | 165 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LTD group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $407,996,116 | 71 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GUGGENHEIM HIGH-YIELD FUND, LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $267,760,836 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Loan Fund, Ltd. group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Advisor of the Issuer. | Oct 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $577,632,213 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GUGGENHEIM LOAN FUND, LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Advisor of the Issuer. | Oct 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $454,931,115 | 17 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | GUGGENHEIM LOAN FUND, LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Advisor of the Issuer. | Sep 11, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $454,931,115 | 17 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LTD group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Apr 24, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $407,996,116 | 71 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Loan Fund, Ltd. group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Advisor of the Issuer. | Apr 24, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $377,632,213 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Loan Fund, Ltd. group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Advisor of the Issuer. | Mar 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $377,632,213 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GUGGENHEIM HIGH-YIELD FUND, LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 11, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $267,760,836 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LTD group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 11, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $407,996,116 | 71 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 11, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,112,365,238 | 165 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | GUGGENHEIM LOAN FUND, LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Advisor of the Issuer. | Sep 11, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $454,931,115 | 17 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | GUGGENHEIM LOAN FUND, LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Advisor of the Issuer. | Aug 21, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $454,931,115 | 17 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim High-Yield Fund, Ltd. group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Mar 15, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,601,774 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Loan Fund, Ltd. group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Advisor of the Issuer. | Mar 15, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $369,632,213 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GUGGENHEIM HIGH-YIELD FUND, LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 13, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $267,760,836 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 13, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,112,365,238 | 165 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LTD group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 13, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $407,996,116 | 71 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GUGGENHEIM LOAN FUND, LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Advisor of the Issuer. | Aug 22, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $454,931,115 | 17 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Loan Fund, Ltd. group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Advisor of the Issuer. | Mar 17, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $369,632,213 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim High-Yield Fund, Ltd. group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Mar 17, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,601,774 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LTD group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 14, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $407,996,116 | 71 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 14, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,112,365,238 | 165 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | GUGGENHEIM HIGH-YIELD FUND, LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 14, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $267,760,836 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | GUGGENHEIM LOAN FUND, LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Advisor of the Issuer. | Aug 23, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $454,931,115 | 17 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LTD group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Mar 18, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $407,996,116 | 71 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim High-Yield Fund, Ltd. group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Mar 18, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,601,774 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Loan Fund, Ltd. group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Advisor of the Issuer. | Mar 18, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $364,632,213 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim High-Yield Fund, Ltd. group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 15, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,601,774 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GUGGENHEIM HIGH-YIELD FUND, LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 15, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $267,760,836 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 15, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,112,365,238 | 165 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LTD group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 15, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $407,996,116 | 71 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GUGGENHEIM LOAN FUND, LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Advisor of the Issuer. | Aug 24, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $454,931,115 | 17 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Loan Fund, Ltd. group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Advisor of the Issuer. | Aug 24, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $352,632,213 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim High-Yield Fund, Ltd. group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 16, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,601,774 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GUGGENHEIM HIGH-YIELD FUND, LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 16, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $267,760,836 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 16, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,112,365,238 | 165 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LTD group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 16, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $407,996,116 | 71 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Loan Fund, Ltd. group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Advisor of the Issuer. | Aug 25, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $352,632,213 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GUGGENHEIM LOAN FUND, LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Advisor of the Issuer. | Aug 25, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $454,931,115 | 17 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim High-Yield Fund, Ltd. group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 18, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,601,774 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GUGGENHEIM HIGH-YIELD FUND, LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 18, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $267,760,836 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LTD group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 18, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $406,996,116 | 71 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 18, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,112,115,238 | 164 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Loan Fund, Ltd. group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Advisor of the Issuer. | Sep 5, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $352,632,213 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GUGGENHEIM LOAN FUND, LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Advisor of the Issuer. | Sep 5, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $454,931,115 | 17 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim High-Yield Fund, Ltd. group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 19, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,601,774 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GUGGENHEIM HIGH-YIELD FUND, LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 19, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $267,760,836 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LTD group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 19, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $404,926,116 | 70 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 19, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,112,115,238 | 164 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Loan Fund, Ltd. group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Advisor of the Issuer. | Sep 6, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $352,632,213 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GUGGENHEIM LOAN FUND, LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Advisor of the Issuer. | Sep 6, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $454,931,115 | 17 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LTD group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 20, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $400,216,116 | 65 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 20, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,112,115,238 | 164 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim High-Yield Fund, Ltd. group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 20, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,582,927 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GUGGENHEIM HIGH-YIELD FUND, LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. | Oct 20, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $267,760,836 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Corporate Opportunity Fund, L.P. group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser to the Issuer. | Oct 6, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $200,000,000 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Private Debt Fund 2.0, Ltd. group: Guggenheim | Executive Officer Reinsurer | Sep 22, 2017 | D/A | $2,000,000,000 similar: $155,000–$5,250,000 | $386,500,000 | 14 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Private Debt Fund 2.0, LLC group: Guggenheim | Executive Officer Reinsurer | Sep 22, 2017 | D/A | $2,000,000,000 similar: $155,000–$5,250,000 | $83,500,000 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Private Debt Fund Note Issuer 2.0, LLC group: Guggenheim | Executive Officer Reinsurer | Sep 22, 2017 | D/A | $2,000,000,000 similar: $155,000–$5,250,000 | $1,148,947,369 | 26 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Private Debt Fund 2.0-I, LLC group: Guggenheim | Executive Officer Reinsurer | Sep 22, 2017 | D/A | $2,000,000,000 similar: $155,000–$5,250,000 | $90,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Private Debt Fund 2.0, Ltd. group: Guggenheim | Executive Officer Reinsurer | Sep 22, 2017 | D/A | $2,000,000,000 similar: $155,000–$5,250,000 | $386,500,000 | 14 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GUGGENHEIM LOAN FUND, LLC group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Advisor of the Issuer. | Sep 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $347,980,154 | 15 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Loan Fund, Ltd. group: Guggenheim | Executive Officer Mr. Hauser is Senior Managing Director of the Investment Advisor of the Issuer. | Sep 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $345,632,213 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim High-Yield Fund, Ltd. group: Guggenheim | Executive Officer Mr. Hauser is Managing Director of the Investment Adviser of the Issuer. | Oct 21, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,582,927 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GUGGENHEIM HIGH-YIELD FUND, LLC group: Guggenheim | Executive Officer Mr. Hauser is Managing Director of the Investment Adviser of the Issuer. | Oct 21, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $217,760,836 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LLC group: Guggenheim | Executive Officer Mr. Hauser is Managing Director of the Investment Adviser of the Issuer. | Oct 21, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,107,290,238 | 161 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LTD group: Guggenheim | Executive Officer Mr. Hauser is Managing Director of the Investment Adviser of the Issuer. | Oct 21, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $348,262,883 | 52 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GUGGENHEIM LOAN FUND, LLC group: Guggenheim | Executive Officer Mr. Hauser is Managing Director of the Investment Advisor of the Issuer. | Sep 9, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $279,028,657 | 12 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Loan Fund, Ltd. group: Guggenheim | Executive Officer Mr. Hauser is Managing Director of the Investment Advisor of the Issuer. | Sep 9, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $241,752,213 | 9 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Private Debt Fund 2.0, Ltd. group: Guggenheim | Executive Officer Reinsurer | Aug 22, 2016 | D/A | $2,000,000,000 similar: $155,000–$5,250,000 | $238,000,000 | 10 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Private Debt Fund Note Issuer 2.0, LLC group: Guggenheim | Executive Officer Reinsurer | Aug 22, 2016 | D/A | $2,000,000,000 similar: $155,000–$5,250,000 | $1,070,000,000 | 23 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Private Debt Fund 2.0-I, LLC group: Guggenheim | Executive Officer Reinsurer | Aug 22, 2016 | D | $2,000,000,000 similar: $155,000–$5,250,000 | $90,000,000 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Private Debt Fund 2.0, LLC group: Guggenheim | Executive Officer | Aug 19, 2016 | D/A | $2,000,000,000 similar: $155,000–$5,250,000 | $23,500,000 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Private Debt Fund 2.0, Ltd. group: Guggenheim | Executive Officer | Feb 5, 2016 | D | $2,000,000,000 similar: $155,000–$5,250,000 | $10,000,000 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Private Debt Fund 2.0, LLC group: Guggenheim | Executive Officer | Feb 5, 2016 | D | $2,000,000,000 similar: $155,000–$5,250,000 | $104,000,000 | 5 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim High-Yield Fund, Ltd. group: Guggenheim | Executive Officer Mr. Hauser is Managing Director of the Investment Advisor of the Issuer. | Dec 23, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $16,673,385 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LTD group: Guggenheim | Executive Officer Mr. Hauser is Managing Director of the Investment Advisor of the Issuer. | Oct 23, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $294,336,586 | 49 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LLC group: Guggenheim | Executive Officer Mr. Hauser is Managing Director of the Investment Advisor of the Issuer. | Oct 23, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,056,234,946 | 161 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | GUGGENHEIM HIGH-YIELD FUND, LLC group: Guggenheim | Executive Officer Mr. Hauser is Managing Director of the Investment Advisor of the Issuer. | Oct 23, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $79,875,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim Loan Fund, Ltd. group: Guggenheim | Executive Officer Mr. Hauser is Managing Director of the Investment Advisor of the Issuer. | Sep 10, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $58,728,318 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GUGGENHEIM LOAN FUND, LLC group: Guggenheim | Executive Officer Mr. Hauser is Managing Director of the Investment Advisor of the Issuer. | Sep 10, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $162,688,318 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim High-Yield Plus Fund SPC group: Guggenheim | Executive Officer | Sep 11, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $571,182,782 | 73 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LLC group: Guggenheim | Executive Officer | Sep 11, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $993,914,545 | 128 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LTD group: Guggenheim | Executive Officer | Sep 11, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $277,071,593 | 40 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Orpheus Holdings Ltd group: Guggenheim | Executive Officer | Aug 19, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $194,608,348 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LTD group: Guggenheim | Executive Officer | Aug 19, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $182,540,199 | 23 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim High-Yield Plus Fund SPC group: Guggenheim | Executive Officer | Aug 19, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $534,560,963 | 64 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LLC group: Guggenheim | Executive Officer | Aug 19, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $841,066,110 | 107 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LLC group: Guggenheim | Executive Officer | Aug 16, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $544,101,110 | 73 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim High-Yield Plus Fund SPC group: Guggenheim | Executive Officer | Aug 16, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $491,131,666 | 56 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LTD group: Guggenheim | Executive Officer | Aug 16, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $168,540,198 | 20 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim High-Yield Plus Fund SPC group: Guggenheim | Executive Officer | Mar 15, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $392,071,666 | 46 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LLC group: Guggenheim | Executive Officer | Mar 15, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $520,901,110 | 66 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LTD group: Guggenheim | Executive Officer | Mar 15, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $168,065,198 | 20 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LLC group: Guggenheim | Executive Officer | Mar 15, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $503,833,795 | 61 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LTD group: Guggenheim | Executive Officer | Mar 15, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $120,566,394 | 23 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim High-Yield Plus Fund SPC group: Guggenheim | Executive Officer | Jun 25, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $277,685,000 | 18 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LLC group: Guggenheim | Executive Officer | Mar 12, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $432,750,000 | 39 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LTD group: Guggenheim | Executive Officer | Mar 12, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $101,870,000 | 17 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Guggenheim High-Yield Plus Fund SPC group: Guggenheim | Executive Officer | Jun 17, 2009 | D | Indefinite similar: $155,000–$5,250,000 | $58,000,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LTD group: Guggenheim | Executive Officer | Mar 16, 2009 | D/A | Indefinite similar: $155,000–$5,250,000 | $211,908,601 | 14 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LLC group: Guggenheim | Executive Officer | Mar 16, 2009 | D/A | Indefinite similar: $155,000–$5,250,000 | $211,908,601 | 14 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Thomas Hauser. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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