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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:37 AM ET

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Thomas Brock

Named as an officer, director or promoter on SEC Form D filings · MN · Jan 3, 2013 → Jan 3, 2013

2deals (issuers)
$478.1Mreported sold
90investors
3Form D filings
2013year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:28 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Thomas Brock is listed as a director on 3 SEC Form D filings by 2 issuers between Jan 2013 and Oct 2014: Silver Bay Realty Trust Corp. (Minnetonka, MN — reits and finance — 2013; $442.5M reported sold to 88 investors) and Silver Bay Operating Partnership L.P. (Plymouth, MN — residential — 2013–2014; $35.6M reported sold to 2 investors).

What this means 2 separate companies raised money with this person listed as director. Across those companies the filings report $478.1M sold in total.

Listed alongside Christine Battist (3 shared filings), David N. Miller (3 shared filings), Irvin Kessler (3 shared filings), Ronald N. Weisner (3 shared filings), Stephen G. Kasnet (3 shared filings) and 12 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.

All 2 issuers belong to the sponsor group Prudential (8 issuers, $1.2B reported sold, 2011–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Prudential has 8 companies on file and $1.2B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 52 bankruptcy cases matching the name listed in Key records below.

What this means 53 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Thomas Brock and found 4 differences: Thomas Brock is written 2 different ways on the filings; Same name, different state: "Thomas Jones Brock" (IL) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Thomas Brock has not run yet — it is joining a line of 37,208 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

December Partners v. Brock, Thomas W dismissed
District Court, S.D. California · No. 3:87-cv-00218 · Filed Feb 19, 1987 · Closed Sep 28, 1992 · Nature of suit: 190 Other contract actions
Role of Brock, Thomas W: Defendant · Outcome: Terminated 1992-09-28 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:28 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Thomas Brock..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

52 cases: 1 open, 51 closed (disposition not in docket feed)

Thomas D. Brock and James T. Emerson open
United States Bankruptcy Court, N.D. Alabama · No. 25-40084 · Filed Jan 22, 2025
Role of Thomas D. Brock and James T. Emerson: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)
Thomas S Brock closed
United States Bankruptcy Court, E.D. New York · No. 8-22-71285 · Filed Jun 2, 2022 · Closed Sep 15, 2022
Role of Thomas S Brock: Debtor · Outcome: Case closed 2022-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Thomas S Brock closed
United States Bankruptcy Court, E.D. New York · No. 8-19-77108 · Filed Oct 17, 2019 · Closed Mar 4, 2020
Role of Thomas S Brock: Debtor · Outcome: Case closed 2020-03-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Thomas Brock closed
United States Bankruptcy Court, N.D. Illinois · No. 16-81311 · Filed May 27, 2016 · Closed Sep 12, 2016
Role of Thomas Brock: Debtor · Outcome: Case closed 2016-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Thomas J. Brock and Sharon A. Brock closed
United States Bankruptcy Court, E.D. Tennessee · No. 4:15-bk-15085 · Filed Nov 18, 2015 · Closed Apr 5, 2016
Role of Thomas J. Brock and Sharon A. Brock: Debtor · Outcome: Case closed 2016-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)
Thomas J. Brock and Sharon A. Brock closed
United States Bankruptcy Court, E.D. Tennessee · No. 4:15-bk-11728 · Filed Apr 24, 2015 · Closed Mar 2, 2016
Role of Thomas J. Brock and Sharon A. Brock: Debtor · Outcome: Case closed 2016-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)
Thomas Brock and Sandra Brock closed
United States Bankruptcy Court, C.D. Illinois · No. 14-80772 · Filed Apr 29, 2014 · Closed Nov 4, 2014
Role of Thomas Brock and Sandra Brock: Debtor · Outcome: Case closed 2014-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Thomas Brock closed
United States Bankruptcy Court, E.D. Kentucky · No. 13-61344 · Filed Oct 16, 2013 · Closed Mar 7, 2014
Role of Thomas Brock: Debtor · Outcome: Case closed 2014-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in KY (not a filing state)
Thomas C. Brock and Cynthia J. Brock closed
United States Bankruptcy Court, C.D. Illinois · No. 13-81950 · Filed Oct 15, 2013 · Closed Feb 14, 2014
Role of Thomas C. Brock and Cynthia J. Brock: Debtor · Outcome: Case closed 2014-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Thomas Brock closed
United States Bankruptcy Court, N.D. Georgia · No. 12-24112 · Filed Dec 1, 2012 · Closed Aug 23, 2016
Role of Thomas Brock: Debtor · Outcome: Case closed 2016-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
Thomas M Brock closed
United States Bankruptcy Court, N.D. Illinois · No. 11-14594 · Filed Apr 6, 2011 · Closed Jul 28, 2011
Role of Thomas M Brock: Debtor · Outcome: Case closed 2011-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Thomas Brock closed
United States Bankruptcy Court, N.D. Illinois · No. 11-05813 · Filed Feb 15, 2011 · Closed Jun 6, 2011
Role of Thomas Brock: Debtor · Outcome: Case closed 2011-06-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Thomas L Brock, Sr and Inez M Brock closed
United States Bankruptcy Court, S.D. Illinois · No. 07-32410 · Filed Nov 27, 2007 · Closed Oct 4, 2013
Role of Thomas L Brock, Sr: Debtor · Outcome: Case closed 2013-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Thomas A Brock and Sidney M Brock closed
United States Bankruptcy Court, D. Minnesota · No. 07-34369 · Filed Nov 15, 2007 · Closed Feb 29, 2008
Role of Thomas A Brock and Sidney M Brock: Debtor · Outcome: Case closed 2008-02-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (MN)
Thomas Brock closed
United States Bankruptcy Court, W.D. New York · No. 1-07-01923 · Filed May 11, 2007 · Closed Aug 29, 2007
Role of Thomas Brock: Debtor · Outcome: Case closed 2007-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Thomas E. Brock and Wanda L. Brock closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 05-25896 · Filed Sep 28, 2005 · Closed Feb 2, 2006
Role of Thomas E. Brock and Wanda L. Brock: Debtor · Outcome: Case closed 2006-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Laura Ann Brock and Thomas K. Brock closed
United States Bankruptcy Court, N.D. Ohio · No. 05-25875 · Filed Sep 27, 2005 · Closed Feb 20, 2006
Role of Thomas K. Brock: Debtor · Outcome: Case closed 2006-02-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Thomas Brock closed
United States Bankruptcy Court, N.D. Georgia · No. 05-95856 · Filed Sep 7, 2005 · Closed Jan 9, 2006
Role of Thomas Brock: Debtor · Outcome: Case closed 2006-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
Thomas C. Brock and Cynthia J Brock closed
United States Bankruptcy Court, C.D. Illinois · No. 04-83150 · Filed Jul 12, 2004 · Closed Nov 12, 2004
Role of Thomas C. Brock and Cynthia J Brock: Debtor · Outcome: Case closed 2004-11-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Thomas E Brock closed
United States Bankruptcy Court, W.D. Virginia · No. 04-00634 · Filed Apr 1, 2004 · Closed Nov 23, 2005
Role of Thomas E Brock: Debtor · Outcome: Case closed 2005-11-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in VA (not a filing state)
Hilary S. Barth and Thomas A. Brock closed
United States Bankruptcy Court, S.D. Ohio · No. 1:04-bk-11893 · Filed Mar 16, 2004 · Closed Oct 28, 2008
Role of Hilary S. Barth and Thomas A. Brock: Debtor · Outcome: Case closed 2008-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Thomas Brock closed
United States Bankruptcy Court, D. New Jersey · No. 04-17835 · Filed Mar 8, 2004 · Closed Mar 17, 2005
Role of Thomas Brock: Debtor · Outcome: Case closed 2005-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Thomas Brock and Delores Brock closed
United States Bankruptcy Court, W.D. Tennessee · No. 03-13096 · Filed Jun 27, 2003 · Closed Apr 9, 2007
Role of Thomas Brock and Delores Brock: Debtor · Outcome: Case closed 2007-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)
Thomas R. Brock and Mary H. Brock closed
United States Bankruptcy Court, D. Oregon · No. 03-60856 · Filed Feb 5, 2003 · Closed Oct 4, 2007
Role of Thomas R. Brock and Mary H. Brock: Debtor · Outcome: Case closed 2007-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in OR (not a filing state)
Thomas Brock and Brenda Brock closed
United States Bankruptcy Court, N.D. Mississippi · No. 02-17970 · Filed Dec 30, 2002 · Closed Apr 29, 2003
Role of Thomas Brock and Brenda Brock: Debtor · Outcome: Case closed 2003-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in MS (not a filing state)
Thomas L Brock and Inez M Brock closed
United States Bankruptcy Court, S.D. Illinois · No. 02-33169 · Filed Aug 30, 2002 · Closed Jul 9, 2003
Role of Thomas L Brock and Inez M Brock: Debtor · Outcome: Case closed 2003-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Thomas E. Brock and Patricia L. Brock closed
United States Bankruptcy Court, W.D. Kentucky · No. 01-34311 · Filed Jul 23, 2001 · Closed Nov 20, 2001
Role of Thomas E. Brock and Patricia L. Brock: Debtor · Outcome: Case closed 2001-11-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in KY (not a filing state)
Thomas W. Brock closed
United States Bankruptcy Court, E.D. Louisiana · No. 01-15633 · Filed Jul 11, 2001 · Closed Nov 13, 2001
Role of Thomas W. Brock: Debtor · Outcome: Case closed 2001-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in LA (not a filing state)
Thomas S. Brock closed
United States Bankruptcy Court, E.D. Tennessee · No. 1:00-bk-13328 · Filed Jul 6, 2000 · Closed Nov 8, 2001
Role of Thomas S. Brock: Debtor · Outcome: Case closed 2001-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)
Thomas H Brock and Sheila A Brock closed
United States Bankruptcy Court, N.D. Illinois · No. 99-29054 · Filed Sep 17, 1999 · Closed Jul 18, 2000
Role of Thomas H Brock and Sheila A Brock: Debtor · Outcome: Case closed 2000-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Melissa D. Brock and Thomas S. Brock closed
United States Bankruptcy Court, N.D. Georgia · No. 99-72240 · Filed Aug 20, 1999 · Closed Dec 7, 1999
Role of Thomas S. Brock: Debtor · Outcome: Case closed 1999-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
Thomas B. Brock closed
United States Bankruptcy Court, N.D. Texas · No. 99-32986 · Filed Apr 21, 1999 · Closed Sep 29, 1999
Role of Thomas B. Brock: Debtor · Outcome: Case closed 1999-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
Thomas N. Brock closed
United States Bankruptcy Court, E.D. Tennessee · No. 1:99-bk-10724 · Filed Feb 11, 1999 · Closed Jul 1, 1999
Role of Thomas N. Brock: Debtor · Outcome: Case closed 1999-07-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)
Thomas M. Brock closed
United States Bankruptcy Court, M.D. Florida · No. 8:98-bk-18133 · Filed Oct 16, 1998 · Closed Feb 26, 1999
Role of Thomas M. Brock: Debtor · Outcome: Case closed 1999-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Thomas P. Brock closed
United States Bankruptcy Court, D. New Jersey · No. 98-50653 · Filed Aug 19, 1998 · Closed Dec 1, 1998
Role of Thomas P. Brock: Debtor · Outcome: Case closed 1998-12-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Thomas H Brock and Sheila Brock closed
United States Bankruptcy Court, N.D. Illinois · No. 98-25147 · Filed Aug 12, 1998 · Closed Dec 1, 1998
Role of Thomas H Brock and Sheila Brock: Debtor · Outcome: Case closed 1998-12-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Thomas E Brock and Mickey D. Brock closed
United States Bankruptcy Court, D. Kansas · No. 98-42229 · Filed Aug 12, 1998 · Closed Oct 3, 2002
Role of Thomas E Brock and Mickey D. Brock: Debtor · Outcome: Case closed 2002-10-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in KS (not a filing state)
Thomas L Brock closed
United States Bankruptcy Court, S.D. Ohio · No. 3:96-bk-33243 · Filed Jul 25, 1996 · Closed Jun 3, 1999
Role of Thomas L Brock: Debtor · Outcome: Case closed 1999-06-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Thomas Brock closed
United States Bankruptcy Court, W.D. New York · No. 2-96-20229 · Filed Jan 29, 1996 · Closed Jun 9, 1998
Role of Thomas Brock: Debtor · Outcome: Case closed 1998-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
THOMAS R. BROCK closed
United States Bankruptcy Court, D. Montana · No. 95-11590 · Filed Sep 12, 1995 · Closed Jan 29, 1996
Role of THOMAS R. BROCK: Debtor · Outcome: Case closed 1996-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in MT (not a filing state)
Thomas M. Brock closed
United States Bankruptcy Court, E.D. Michigan · No. 92-21529 · Filed Oct 20, 1992 · Closed Jul 27, 1998
Role of Thomas M. Brock: Debtor · Outcome: Case closed 1998-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Thomas R. Brock and Barbara L. Brock closed
United States Bankruptcy Court, D. South Carolina · No. 92-72693 · Filed May 5, 1992 · Closed Oct 6, 1993
Role of Thomas R. Brock and Barbara L. Brock: Debtor · Outcome: Case closed 1993-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in SC (not a filing state)
Thomas T. Brock and Robin L. Brock closed
United States Bankruptcy Court, E.D. Kentucky · No. 92-20549 · Filed Apr 8, 1992 · Closed Nov 25, 1992
Role of Thomas T. Brock and Robin L. Brock: Debtor · Outcome: Case closed 1992-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in KY (not a filing state)
Thomas A. Brock and Nona P. Brock closed
United States Bankruptcy Court, M.D. Georgia · No. 91-52907 · Filed Aug 21, 1991 · Closed May 9, 1995
Role of Thomas A. Brock and Nona P. Brock: Debtor · Outcome: Case closed 1995-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
Thomas H. Brock and Zenobia K. Brock closed
United States Bankruptcy Court, S.D. Illinois · No. 91-40313 · Filed Mar 7, 1991 · Closed Jul 11, 1991
Role of Thomas H. Brock and Zenobia K. Brock: Debtor · Outcome: Case closed 1991-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Thomas Brock closed
United States Bankruptcy Court, S.D. Ohio · No. 1:90-bk-13734 · Filed Jul 20, 1990 · Closed Jun 11, 1993
Role of Thomas Brock: Debtor · Outcome: Case closed 1993-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Thomas L. Brock and Faye L. Brock closed
United States Bankruptcy Court, S.D. Georgia · No. 89-20573 · Filed Oct 20, 1989 · Closed Nov 8, 1991
Role of Thomas L. Brock and Faye L. Brock: Debtor · Outcome: Case closed 1991-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
Thomas F. Brock and Patricia L. Brock closed
United States Bankruptcy Court, N.D. Oklahoma · No. 89-02366 · Filed Aug 9, 1989 · Closed Jan 17, 1990
Role of Thomas F. Brock and Patricia L. Brock: Debtor · Outcome: Case closed 1990-01-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in OK (not a filing state)
Thomas Brock closed
United States Bankruptcy Court, W.D. New York · No. 2-87-21290 · Filed Jun 7, 1988 · Closed Aug 24, 1988
Role of Thomas Brock: Debtor · Outcome: Case closed 1988-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Thomas Brock and Gail Brock closed
United States Bankruptcy Court, N.D. Illinois · No. 87-05205 · Filed Apr 8, 1987 · Closed May 13, 1988
Role of Thomas Brock and Gail Brock: Debtor · Outcome: Case closed 1988-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Thomas H. Brock and Carolyn v. Brock closed
United States Bankruptcy Court, M.D. Florida · No. 3:80-bk-00630 · Filed Oct 17, 1980 · Closed Nov 24, 1981
Role of Thomas H. Brock and Carolyn: Plaintiff · Outcome: Case closed 1981-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
THOMAS E. BROCK closed
United States Bankruptcy Court, N.D. Alabama · No. 80-04009 · Filed Jul 29, 1980 · Closed Jul 7, 1986
Role of THOMAS E. BROCK: Debtor · Outcome: Case closed 1986-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 89 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:28 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for Thomas Brock (compared 3 filings on Oct 24, 2026)

Note · Jan 3, 2013 – Oct 3, 2014

Thomas Brock is written 2 different ways on the filings

listed as "Thomas Brock" on 2 filings (from Jan 3, 2013), and "Thomas W. Brock" on the Oct 3, 2014 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jan 3, 2013 ↗Form D · Oct 3, 2014 ↗Thomas Brock — PartnerFacts page ↗
Sources
Note · Jan 6, 2022

Same name, different state: "Thomas Jones Brock" (IL) is a separate record

This page covers filings where the address state is MN. A separate record, "Thomas Jones Brock" with address state IL, is listed on 1 filing — most recently by Dibz, Inc. (Jan 6, 2022). The two records do not overlap in time: this page has one filing dated Jan 3, 2013; the other has one filing dated Jan 6, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas Jones Brock (IL) — PartnerFacts page ↗Form D · Jan 6, 2022 ↗Dibz, Inc. — PartnerFacts page ↗Thomas Brock (MN) — this page ↗
Sources
Note · Jul 8, 2011 – Jun 28, 2012

Same name, different state: "THOMAS BROCK" (NY) is a separate record

This page covers filings where the address state is MN. A separate record, "THOMAS BROCK" with address state NY, is listed on 2 filings — most recently by STONE HARBOR GLOBAL FUNDS PLC - STONE HARBOR EMERGING MARKETS DEBT BLEND PORTFOLIO (Jun 28, 2012). The two records do not overlap in time: this page has one filing dated Jan 3, 2013; the other runs Jul 8, 2011 to Jun 28, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

THOMAS BROCK (NY) — PartnerFacts page ↗Form D/A · Jun 28, 2012 ↗STONE HARBOR GLOBAL FUNDS PLC - STONE HARBOR EMERGING MARKETS DEBT BLEND PORTFOLIO — PartnerFacts page ↗Thomas Brock (MN) — this page ↗
Sources
Note · Jan 3, 2013 – Oct 3, 2014

Address moved from Minnetonka, MN to Plymouth, MN — Silver Bay Operating Partnership L.P.

The people listed on the Jan 3, 2013 filing give Minnetonka, MN; on the Oct 3, 2014 filing they give Plymouth, MN.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jan 3, 2013 ↗Form D · Oct 3, 2014 ↗Silver Bay Operating Partnership L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 3 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 3, 2014 D
Silver Bay Operating Partnership L.P.
File 021-225769
$0$0$0None listed on this filingEDGAR ↗
Jan 3, 2013 D
Silver Bay Realty Trust Corp.
File 021-189375
$0$0$0None listed on this filingEDGAR ↗
Jan 3, 2013 D
Silver Bay Operating Partnership L.P.
File 021-189361
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Thomas Brock on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SB
Residential · group: Prudential

Silver Bay Operating Partnership L.P.

Plymouth, MN · Jan 3, 2013 → Oct 3, 2014 · 2 filings
  • Oct 3, 2014 · D · $35,600,000 sold of $35,600,000 · 2 investors · min. No minimum reported · role: Director (Director of the Managing Member of the GP of the Issuer.) EDGAR ↗
  • Jan 3, 2013 · D · $507,992 sold of $507,992 · 2 investors · min. No minimum reported · role: Director (Director of the Managing Member of the GP of the Issuer.) EDGAR ↗

Raised $35.6M from 2 investors (100% of the $35.6M target) as of the latest filing. Thomas is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SB
REITS and Finance · group: Prudential

Silver Bay Realty Trust Corp.

Minnetonka, MN · Jan 3, 2013
  • Jan 3, 2013 · D · $442,476,377 sold of $442,476,377 · 88 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $442.5M from 88 investors (100% of the $442.5M target) as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • THOMAS BROCK — NY, 1 issuer, Jul 8, 2011 → Jun 28, 2012 · no shared issuer
  • Thomas Jones Brock — IL, 1 issuer, Jan 6, 2022 → Jan 6, 2022 · no shared issuer

People around Thomas 17

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

IK
No photo found yet (own website and image search run after this page is viewed)
Person

Irvin Kessler

Director · 3 shared filings (2 issuers) · also on 11 other issuers

Irvin Kessler is on 13 issuers in total — a repeat sponsor. Their page lists every one.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David N. Miller

Executive Officer, Director · 3 shared filings (2 issuers)

Listed on the same filings as Thomas Brock. Their page shows their other deals.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen G. Kasnet

Director · 3 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Thomas Brock. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Siering

Director · 3 shared filings (2 issuers)

Listed on the same filings as Thomas Brock. Their page shows their other deals.

TD
No photo found yet (own website and image search run after this page is viewed)
Person

Tanuja M. Dehne

Director · 3 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Thomas Brock. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Christine Battist

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as Thomas Brock. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald N. Weisner

Director · 3 shared filings (2 issuers)

Listed on the same filings as Thomas Brock. Their page shows their other deals.

BT
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Curtis Taylor

Director · 2 shared filings (2 issuers) · also on 47 other issuers

Brian Curtis Taylor is on 49 issuers in total — a repeat sponsor. Their page lists every one.

AE
No photo found yet (own website and image search run after this page is viewed)
Person

Advisers LLC PRCM Real Estate

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Thomas Brock. Their page shows their other deals.

PF
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Freydberg

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Thomas Brock. Their page shows their other deals.

WJ
No photo found yet (own website and image search run after this page is viewed)
Person

William W. Johnson

Director · 2 shared filings (2 issuers)

Listed on the same filings as Thomas Brock. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Management LLC Silver Bay

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Thomas Brock. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Realty Trust Corp. Silver Bay

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Thomas Brock. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy O'Brien

Executive Officer · 2 shared filings (2 issuers) · also on 4 other issuers

Timothy O'Brien is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel J. Buechler

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Brock. Their page shows their other deals.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Lawrence Shapiro

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Brock. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Daryl J. Carter

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Brock. Their page shows their other deals.

The team behind the deals

P
Sponsor group

Prudential

8 issuers · 10 filings · $1.2B reported sold · 2011–2025

One team, 8 deal companies. Thomas Brock is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Thomas Brock.

Same business address

38 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Thomas Brock by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Thomas Brock is listed on: none on file. No website or social profile named in Silver Bay Realty Trust Corp.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #334,262 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Minnetonka, MN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Minnesota court records online ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Minnesota Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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