PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:50 AM ET

Sponsor Check › Sponsor group

P

Prudential

One sponsor team, 8 deal companies · New York, NY

Grouped because: 16 shared people, same business address (2 issuers), similar issuer names (6) (automatic match from the filings) · not the same sponsor?

8deal companies
$1.2Breported sold
488investors
10Form D filings
2011–2025active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Jun 13, 2025 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Prudential is a sponsor group of 8 issuers that PartnerFacts links to one sponsor (shared people, same business address, same person name on both filings, similar issuer names, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity; automatic match from the filings), filing 10 Form D filings between Aug 2011 and Jun 2025.

What this means One team, 8 deal companies, about 14 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $1.2B to 488 investors (latest filing per issuer). Industries as reported: REITS and Finance (4), Pooled Investment Fund (3), Residential (1). Issuers are based in NY (4), MN (2), MD (1), NJ (1).

What this means $1.2B raised across the group, about $2.47M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: John Taylor (6 issuers, executive officer and director), Stephen Alpart (5 issuers, executive officer and director), Steven Plust (4 issuers, executive officer and director), Stephen G. Kasnet (3 issuers, director), Tanuja M. Dehne (3 issuers, director) and 26 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Jun 13, 2025.

What this means No new raise filed in the past year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 45 court cases matching the name, 5 bankruptcy cases matching the name listed in Key records below.

What this means 50 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 10 public filings for Prudential and found 12 differences: 38 other issuers file from the same address; 16 other issuers file from the same address; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Prudential has not run yet — it is #26,834 of 61,960 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 725 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

45 cases: 1 open, 10 closed (disposition not in docket feed), 30 dismissed, 4 judgment

Silver Bay Seafood Restaurant SB. LLC v. City of Stockbridge open
District Court, N.D. Georgia · No. 1:25-cv-03209 · Filed Jun 8, 2025
Role of Silver Bay Seafood Restaurant SB. LLC v. City of Stockbridge: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in GA (not the issuer's state)
Smith v. Silver Bay Seafood Restaurant SB, LLC closed
District Court, N.D. Georgia · No. 1:23-cv-02321 · Filed May 24, 2023 · Closed Feb 29, 2024
Role of Smith v. Silver Bay Seafood Restaurant SB, LLC: Party · Outcome: Terminated 2024-02-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in GA (not the issuer's state)
Silver Bay Property Corp. v. Donalson closed
District Court, N.D. Georgia · No. 1:17-cv-02218 · Filed Jun 15, 2017 · Closed Jun 16, 2017 · Nature of suit: 230 Rent, lease, ejectment
Role of Silver Bay Property Corp. v. Donalson: Party · Outcome: Terminated 2017-06-16 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
company name words appear in the caption; court in GA (not the issuer's state)
Schwartz v. Silver Bay Realty Trust Corp. dismissed
District Court, D. Minnesota · No. 0:17-cv-01571 · Filed May 11, 2017 · Closed Jul 9, 2018 · Nature of suit: 850 Securities/Commodities · Cause: 28:1331 Fed. Question: Securities Violation
Role of Silver Bay Realty Trust Corp.: Defendant · Outcome: Terminated 2018-07-09 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
exact company name; court in the issuer's state (MN)
Dell'Osso v. Silver Bay Realty Trust Corp. dismissed
District Court, D. Maryland · No. 1:17-cv-00969 · Filed Apr 7, 2017 · Closed May 10, 2017 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Silver Bay Realty Trust Corp.: Defendant · Outcome: Terminated 2017-05-10 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; court in MD (not the issuer's state)
Scarantino v. Silver Bay Realty Trust Corp. dismissed
District Court, D. Minnesota · No. 0:17-cv-01066 · Filed Apr 5, 2017 · Closed Jun 8, 2017 · Nature of suit: 850 Securities/Commodities · Cause: 28:1331 Fed. Question: Securities Violation
Role of Silver Bay Realty Trust Corp.: Defendant · Outcome: Terminated 2017-06-08 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; court in the issuer's state (MN)
Garcia-Armas v. Prudential Inc. judgment matched at sponsor-group level (Prudential)
District Court, S.D. Florida · No. 1:03-cv-22265 · Filed Aug 21, 2003 · Closed Dec 31, 2003 · Nature of suit: 890 Other statutory actions
Role of Prudential Inc.: Defendant · Outcome: Terminated 2003-12-31 — FJC Integrated Database disposition: Judgment on default; judgment for defendant Docket on CourtListener ↗
exact company name; name has one distinctive word; court in FL (not the issuer's state); filed 2003, issuer incorporated 2011
Garcia v. Prudential, Inc. dismissed matched at sponsor-group level (Prudential)
District Court, S.D. New York · No. 1:03-cv-02510 · Filed Apr 11, 2003 · Closed Jul 11, 2003 · Nature of suit: 190 Other contract actions
Role of Prudential, Inc.: Defendant · Outcome: Terminated 2003-07-11 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the group's state (NY); filed 2003, issuer incorporated 2011
Prudential Inc v. Mamandur judgment matched at sponsor-group level (Prudential)
District Court, E.D. Arkansas · No. 4:02-cv-00619 · Filed Oct 3, 2002 · Closed Sep 29, 2003 · Nature of suit: 890 Other Statutory Actions · Cause: 28:1651 Petition for Writ of Coram Nobis
Role of Prudential Inc: Plaintiff · Outcome: Terminated 2003-09-29 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
exact company name; name has one distinctive word; court in AR (not the issuer's state); filed 2002, issuer incorporated 2011
Prudential, Inc. v. Madison Trading dismissed matched at sponsor-group level (Prudential)
District Court, S.D. New York · No. 1:01-cv-08275 · Filed Sep 4, 2001 · Closed Dec 16, 2002 · Nature of suit: 190 Other contract actions
Role of Prudential, Inc.: Plaintiff · Outcome: Terminated 2002-12-16 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the group's state (NY); filed 2001, issuer incorporated 2011
Wiykovics v. Prudential Company dismissed matched at sponsor-group level (Prudential)
District Court, N.D. Georgia · No. 1:01-cv-00073 · Filed Jan 10, 2001 · Closed Jan 9, 2002 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Prudential Company: Defendant · Outcome: Terminated 2002-01-09 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in GA (not the issuer's state); filed 2001, issuer incorporated 2011
Scott v. Prudential/Inc. dismissed matched at sponsor-group level (Prudential)
District Court, M.D. Florida · No. 6:00-cv-01539 · Filed Nov 16, 2000 · Closed Mar 27, 2001 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Prudential/Inc.: Defendant · Outcome: Terminated 2001-03-27 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in FL (not the issuer's state); filed 2000, issuer incorporated 2011
ROSE v. PRUDENTIAL CO dismissed matched at sponsor-group level (Prudential)
District Court, E.D. Pennsylvania · No. 2:99-cv-05882 · Filed Nov 23, 1999 · Closed Feb 3, 2000 · Nature of suit: 791 Employee Retirement Income Security Act
Role of PRUDENTIAL CO: Defendant · Outcome: Terminated 2000-02-03 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in PA (not the issuer's state); filed 1999, issuer incorporated 2011
Cascone v. Prudential Inc. dismissed matched at sponsor-group level (Prudential)
District Court, S.D. New York · No. 1:99-cv-11363 · Filed Nov 16, 1999 · Closed May 11, 2001 · Nature of suit: 890 Other statutory actions
Role of Prudential Inc.: Defendant · Outcome: Terminated 2001-05-11 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the group's state (NY); filed 1999, issuer incorporated 2011
LAKEW v. THE PRUDENTIAL INC dismissed matched at sponsor-group level (Prudential)
District Court, District of Columbia · No. 1:98-cv-02760 · Filed Nov 12, 1998 · Closed Mar 19, 1999 · Nature of suit: 791 Employee Retirement Income Security Act
Role of THE PRUDENTIAL INC: Defendant · Outcome: Terminated 1999-03-19 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; name has one distinctive word; court in DC (not the issuer's state); filed 1998, issuer incorporated 2011
Miller v. Prudential, Inc. dismissed matched at sponsor-group level (Prudential)
District Court, S.D. New York · No. 1:98-cv-07271 · Filed Oct 15, 1998 · Closed Apr 13, 1999 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Prudential, Inc.: Defendant · Outcome: Terminated 1999-04-13 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the group's state (NY); filed 1998, issuer incorporated 2011
Prudential Inc v. Sweed dismissed matched at sponsor-group level (Prudential)
District Court, D. Connecticut · No. 3:98-cv-01652 · Filed Aug 18, 1998 · Closed Oct 2, 1998 · Nature of suit: 380 Other personal property damage
Role of Prudential Inc: Plaintiff · Outcome: Terminated 1998-10-02 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; name has one distinctive word; court in CT (not the issuer's state); filed 1998, issuer incorporated 2011
Crews v. Prudential Co dismissed matched at sponsor-group level (Prudential)
District Court, W.D. Missouri · No. 4:98-cv-00482 · Filed Apr 27, 1998 · Closed Aug 3, 1998 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Prudential Co: Defendant · Outcome: Terminated 1998-08-03 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MO (not the issuer's state); filed 1998, issuer incorporated 2011
Lohn v. Prudential Co dismissed matched at sponsor-group level (Prudential)
District Court, W.D. Missouri · No. 6:97-cv-03190 · Filed Apr 21, 1997 · Closed Feb 10, 1999 · Nature of suit: 190 Other contract actions
Role of Prudential Co: Defendant · Outcome: Terminated 1999-02-10 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MO (not the issuer's state); filed 1997, issuer incorporated 2011
MAKOULIAN v. PRUDENTIAL CO. closed matched at sponsor-group level (Prudential)
District Court, E.D. Pennsylvania · No. · Filed Apr 11, 1997 · Closed Sep 2, 1997 · Nature of suit: 791 Employee Retirement Income Security Act
Role of PRUDENTIAL CO.: Defendant · Outcome: Terminated 1997-09-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in PA (not the issuer's state); filed 1997, issuer incorporated 2011
MAKOULIAN v. PRUDENTIAL CO. dismissed matched at sponsor-group level (Prudential)
District Court, E.D. Pennsylvania · No. 2:97-cv-02507 · Filed Apr 11, 1997 · Closed Jun 2, 2004 · Nature of suit: 791 Employee Retirement Income Security Act
Role of PRUDENTIAL CO.: Defendant · Outcome: Terminated 2004-06-02 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in PA (not the issuer's state); filed 1997, issuer incorporated 2011
Montez v. Prudential Inc closed matched at sponsor-group level (Prudential)
District Court, E.D. Arkansas · No. 4:97-mc-00022 · Filed Feb 4, 1997 · Closed Nov 6, 2000
Role of Prudential Inc: Defendant · Outcome: Terminated 2000-11-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in AR (not the issuer's state); filed 1997, issuer incorporated 2011
Prudential Inc. v. Dunhill Equities dismissed matched at sponsor-group level (Prudential)
District Court, S.D. New York · No. 1:95-cv-08011 · Filed Sep 20, 1995 · Closed Mar 29, 1996 · Nature of suit: 890 Other statutory actions
Role of Prudential Inc.: Plaintiff · Outcome: Terminated 1996-03-29 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the group's state (NY); filed 1995, issuer incorporated 2011
Kreisberg v. Prudential Inc. dismissed matched at sponsor-group level (Prudential)
District Court, S.D. New York · No. 1:95-cv-07941 · Filed Sep 18, 1995 · Closed Nov 7, 1995 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Prudential Inc.: Defendant · Outcome: Terminated 1995-11-07 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the group's state (NY); filed 1995, issuer incorporated 2011
Prudential Inc. v. Laurita judgment matched at sponsor-group level (Prudential)
District Court, S.D. New York · No. 1:95-cv-07737 · Filed Sep 7, 1995 · Closed Mar 13, 1997 · Nature of suit: 370 Other fraud
Role of Prudential Inc.: Plaintiff · Outcome: Terminated 1997-03-13 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the group's state (NY); filed 1995, issuer incorporated 2011
Fitzhugh v. Prudential Inc closed matched at sponsor-group level (Prudential)
District Court, E.D. Arkansas · No. 4:95-cv-00510 · Filed Aug 25, 1995 · Closed Jun 24, 1996 · Nature of suit: 370 Other fraud
Role of Prudential Inc: Defendant · Outcome: Terminated 1996-06-24 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
exact company name; name has one distinctive word; court in AR (not the issuer's state); filed 1995, issuer incorporated 2011
Prudential, Inc. v. Creative Strategy closed matched at sponsor-group level (Prudential)
District Court, S.D. Florida · No. 9:95-cv-08423 · Filed Jul 7, 1995 · Closed Nov 1, 1995
Role of Prudential, Inc.: Plaintiff · Outcome: Terminated 1995-11-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in FL (not the issuer's state); filed 1995, issuer incorporated 2011
Estate of Adams v. Prudential, Inc. dismissed matched at sponsor-group level (Prudential)
District Court, S.D. New York · No. 1:95-cv-02580 · Filed Apr 14, 1995 · Closed Aug 10, 1999 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Prudential, Inc.: Defendant · Outcome: Terminated 1999-08-10 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the group's state (NY); filed 1995, issuer incorporated 2011
Estate of Adams v. Prudential, Inc. dismissed matched at sponsor-group level (Prudential)
District Court, S.D. New York · No. 1:95-cv-02579 · Filed Apr 14, 1995 · Closed Aug 10, 1999 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Prudential, Inc.: Defendant · Outcome: Terminated 1999-08-10 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the group's state (NY); filed 1995, issuer incorporated 2011
Armanino v. Prudential, Inc. dismissed matched at sponsor-group level (Prudential)
District Court, S.D. New York · No. 1:95-cv-02412 · Filed Apr 10, 1995 · Closed Oct 25, 1996 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Prudential, Inc.: Defendant · Outcome: Terminated 1996-10-25 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the group's state (NY); filed 1995, issuer incorporated 2011
BURCH, ET AL v. PRUDENTIAL INC., ET AL dismissed matched at sponsor-group level (Prudential)
District Court, W.D. Texas · No. · Filed Apr 7, 1995 · Closed May 8, 1996 · Nature of suit: 791 Employee Retirement Income Security Act
Role of PRUDENTIAL INC.: Defendant · Outcome: Terminated 1996-05-08 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in TX (not the issuer's state); filed 1995, issuer incorporated 2011
Wilson v. Prudential Co judgment matched at sponsor-group level (Prudential)
District Court, E.D. Missouri · No. 1:95-cv-00023 · Filed Feb 13, 1995 · Closed Aug 25, 1995 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Prudential Co: Defendant · Outcome: Terminated 1995-08-25 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MO (not the issuer's state); filed 1995, issuer incorporated 2011
Banque Nationale v. Prudential, Inc. dismissed matched at sponsor-group level (Prudential)
District Court, S.D. New York · No. 1:95-cv-00990 · Filed Feb 10, 1995 · Closed Jan 13, 1998 · Nature of suit: 370 Other fraud
Role of Prudential, Inc.: Defendant · Outcome: Terminated 1998-01-13 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the group's state (NY); filed 1995, issuer incorporated 2011
GARY v. THE PRUDENTIAL CO. dismissed matched at sponsor-group level (Prudential)
District Court, E.D. Pennsylvania · No. 2:94-cv-07600 · Filed Dec 20, 1994 · Closed Mar 7, 1995 · Nature of suit: 791 Employee Retirement Income Security Act
Role of THE PRUDENTIAL CO.: Defendant · Outcome: Terminated 1995-03-07 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in PA (not the issuer's state); filed 1994, issuer incorporated 2011
Curtis v. Prudential Inc. dismissed matched at sponsor-group level (Prudential)
District Court, S.D. New York · No. 1:94-cv-02547 · Filed Apr 11, 1994 · Closed Jun 14, 1994 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Prudential Inc.: Defendant · Outcome: Terminated 1994-06-14 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the group's state (NY); filed 1994, issuer incorporated 2011
McEllen v. Prudential, Inc. closed matched at sponsor-group level (Prudential)
District Court, M.D. Alabama · No. 3:94-cv-00272 · Filed Mar 4, 1994 · Closed Apr 13, 1994 · Nature of suit: 370 Other fraud
Role of Prudential, Inc.: Defendant · Outcome: Terminated 1994-04-13 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
exact company name; name has one distinctive word; court in AL (not the issuer's state); filed 1994, issuer incorporated 2011
PRUDENTIAL COMPANY v. FARLEY dismissed matched at sponsor-group level (Prudential)
District Court, E.D. Pennsylvania · No. 2:93-cv-03712 · Filed Jul 9, 1993 · Closed Mar 25, 1994 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of PRUDENTIAL COMPANY: Plaintiff · Outcome: Terminated 1994-03-25 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in PA (not the issuer's state); filed 1993, issuer incorporated 2011
Worobow v. Prudential, Inc. dismissed matched at sponsor-group level (Prudential)
District Court, S.D. New York · No. 1:93-cv-00980 · Filed Feb 19, 1993 · Closed Feb 17, 1995 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Prudential, Inc.: Defendant · Outcome: Terminated 1995-02-17 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the group's state (NY); filed 1993, issuer incorporated 2011
Glynwill Investments v. Prudential, Inc. dismissed matched at sponsor-group level (Prudential)
District Court, S.D. New York · No. 1:92-cv-09267 · Filed Dec 23, 1992 · Closed May 14, 1997 · Nature of suit: 190 Other contract actions
Role of Prudential, Inc.: Defendant · Outcome: Terminated 1997-05-14 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the group's state (NY); filed 1992, issuer incorporated 2011
Byrd v. The Prudential Co. closed matched at sponsor-group level (Prudential)
District Court, S.D. Georgia · No. 4:92-cv-00299 · Filed Nov 25, 1992 · Closed Apr 19, 1993
Role of The Prudential Co.: Defendant · Outcome: Terminated 1993-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in GA (not the issuer's state); filed 1992, issuer incorporated 2011
Equal Employment Opportunity Commission v. Silver Bay Logging Inc closed
District Court, D. Alaska · No. 1:92-cv-00018 · Filed Sep 4, 1992 · Closed Feb 22, 1994
Role of Equal Employment Opportunity Commission v. Silver Bay Logging Inc: Party · Outcome: Terminated 1994-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in AK (not the issuer's state)
Prudential Co v. Connecticut General closed matched at sponsor-group level (Prudential)
District Court, E.D. Missouri · No. 4:92-cv-01718 · Filed Aug 27, 1992 · Closed Mar 12, 1993 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Prudential Co: Plaintiff · Outcome: Terminated 1993-03-12 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MO (not the issuer's state); filed 1992, issuer incorporated 2011
Prudential Inc. v. Kirchmeier dismissed matched at sponsor-group level (Prudential)
District Court, E.D. New York · No. 0:92-cv-02170 · Filed May 7, 1992 · Closed Jul 31, 1992 · Nature of suit: 890 Other statutory actions
Role of Prudential Inc.: Plaintiff · Outcome: Terminated 1992-07-31 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the group's state (NY); filed 1992, issuer incorporated 2011
Gregory v. Prudential Inc dismissed matched at sponsor-group level (Prudential)
District Court, E.D. Arkansas · No. 1:92-cv-00021 · Filed Mar 16, 1992 · Closed Dec 29, 1992 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Prudential Inc: Defendant · Outcome: Terminated 1992-12-29 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in AR (not the issuer's state); filed 1992, issuer incorporated 2011
McLean Hospital Corp v. Prudential Company dismissed matched at sponsor-group level (Prudential)
District Court, D. Massachusetts · No. 1:90-cv-12753 · Filed Nov 14, 1990 · Closed Jan 14, 1991 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Prudential Company: Defendant · Outcome: Terminated 1991-01-14 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MA (not the issuer's state); filed 1990, issuer incorporated 2011
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Prudential..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

5 cases: 5 closed (disposition not in docket feed)

Silver Bay Construction Company, Inc. closed
United States Bankruptcy Court, N.D. New York · No. 13-10846 · Filed Apr 1, 2013 · Closed Aug 9, 2013
Role of Silver Bay Construction Company, Inc.: Party · Outcome: Case closed 2013-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
O'Brien v. Silver Bay Marine Services Inc closed
United States Bankruptcy Court, E.D. New York · No. 8-03-08456 · Filed Oct 28, 2003 · Closed Jan 26, 2005
Role of O'Brien v. Silver Bay Marine Services Inc: Party · Outcome: Case closed 2005-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Silver Bay Logging Inc. - Official Service List closed
United States Bankruptcy Court, D. Alaska · No. 03-60091 · Filed Mar 14, 2003 · Closed Dec 30, 2004
Role of Silver Bay Logging Inc. - Official Service List: Party · Outcome: Case closed 2004-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in AK (not the issuer's state)
Silver Bay Logging Inc closed
United States Bankruptcy Court, D. Alaska · No. 03-00091 · Filed Jan 31, 2003 · Closed Mar 19, 2004
Role of Silver Bay Logging Inc: Party · Outcome: Case closed 2004-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in AK (not the issuer's state)
Hetrick v. Silver Bay Seafood Rest, INC closed
United States Bankruptcy Court, S.D. Alabama · No. 02-01095 · Filed Jun 7, 2002 · Closed Dec 14, 2004
Role of Hetrick v. Silver Bay Seafood Rest, INC: Party · Outcome: Case closed 2004-12-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in AL (not the issuer's state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

12 differences found between the filings for Prudential (compared 10 filings on Oct 24, 2026)

Note · Jan 3, 2013

38 other issuers file from the same address — Silver Bay Realty Trust Corp.

The address on file, 601 Carlson Parkway, Suite 250, Minnetonka, MN, is used by 39 issuers in our index across 10 sponsor groups; 38 are outside this group. It is on our registered-agent / shared-office list (59 issuers in 19 unrelated clusters).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Silver Bay Realty Trust Corp. — PartnerFacts page ↗EDGAR filer page · Silver Bay Realty Trust Corp. ↗
Sources
Note · Aug 24, 2012 – Aug 28, 2012

16 other issuers file from the same address — 2 member issuers (Prudential U.S. Real Estate Debt Fund, L.P.; Prudential U.S. Real Estate Debt Fund (EI), L.P.)

The address on file, 680 Fifth Avenue, 20th Floor, New York, NY, is used by 18 issuers in our index across 4 sponsor groups; 16 are outside this group. It is on our registered-agent / shared-office list (18 issuers in 13 unrelated clusters).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Prudential U.S. Real Estate Debt Fund, L.P. — PartnerFacts page ↗Prudential U.S. Real Estate Debt Fund (EI), L.P. — PartnerFacts page ↗EDGAR filer page · Prudential U.S. Real Estate Debt Fund, L.P. ↗
Sources
Note · Jul 19, 2011 – Aug 16, 2011

Form D filed 28 days after the first sale — Prudential U.S. Real Estate Debt Fund, L.P.

The filing says the first sale was Jul 19, 2011. The Form D was filed Aug 16, 2011 — 28 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 13 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 16, 2011 ↗Prudential U.S. Real Estate Debt Fund, L.P. — PartnerFacts page ↗
Sources
Note · Jun 5, 2025 – Jun 13, 2025

No amendment in the last 12 months on an offering that may still be open — Granite Point Mortgage Trust Inc. (latest filing Jun 13, 2025)

The latest filing for this offering is dated Jun 13, 2025 (first sale Jun 5, 2025). It reports $0 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jun 13, 2025 ↗Granite Point Mortgage Trust Inc. — PartnerFacts page ↗
Sources
Note · Aug 14, 2012 – Aug 28, 2012

No amendment in the last 12 months on an offering that may still be open — Prudential U.S. Real Estate Debt Fund (EI), L.P. (latest filing Aug 28, 2012)

The latest filing for this offering is dated Aug 28, 2012 (first sale Aug 14, 2012). It reports $250,000,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Aug 28, 2012 ↗Prudential U.S. Real Estate Debt Fund (EI), L.P. — PartnerFacts page ↗
Sources
Note · Jul 19, 2011 – Aug 24, 2012

No amendment in the last 12 months on an offering that may still be open — Prudential U.S. Real Estate Debt Fund, L.P. (latest filing Aug 24, 2012)

The latest filing for this offering is dated Aug 24, 2012 (first sale Jul 19, 2011). It reports $474,747,250 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Aug 24, 2012 ↗Prudential U.S. Real Estate Debt Fund, L.P. — PartnerFacts page ↗
Sources
Note · Aug 16, 2011 – Jun 13, 2025

5 people are written more than one way across the filings

Stephen G. Kasnet is written 2 different ways on the filings · Tanuja M. Dehne is written 2 different ways on the filings · John Taylor is written 2 different ways on the filings · Thomas Brock is written 2 different ways on the filings · Steven Plust is written 2 different ways on the filings

What this means Middle names and suffixes come and go on these forms. Check full legal names against your documents.

Form D · Jan 3, 2013 ↗Form D · Jun 13, 2025 ↗Stephen G. Kasnet — PartnerFacts page ↗Tanuja M. Dehne — PartnerFacts page ↗
Sources
Note · Jan 3, 2013 – Oct 3, 2014

Address moved from Minnetonka, MN to Plymouth, MN — Silver Bay Operating Partnership L.P.

The people listed on the Jan 3, 2013 filing give Minnetonka, MN; on the Oct 3, 2014 filing they give Plymouth, MN.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jan 3, 2013 ↗Form D · Oct 3, 2014 ↗Silver Bay Operating Partnership L.P. — PartnerFacts page ↗
Sources
Note · Jan 24, 2012 – Jan 2, 2014

5 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — Prudential U.S. Real Estate Debt Fund REIT II, Inc. · Address on file is a registered agent / shared office — Silver Bay Realty Trust Corp. · Address on file is a registered agent / shared office — Prudential U.S. Real Estate Debt Fund (EI), L.P. · Address on file is a registered agent / shared office — Prudential U.S. Real Estate Debt Fund, L.P. · Address on file is a registered agent / shared office — Prudential U.S. Real Estate Debt Fund REIT, Inc.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Form D · Jan 2, 2014 ↗Prudential U.S. Real Estate Debt Fund REIT II, Inc. — PartnerFacts page ↗Form D · Jan 3, 2013 ↗Silver Bay Realty Trust Corp. — PartnerFacts page ↗
Sources
Note · Jan 24, 2012 – Jun 13, 2025

Member companies were formed in 2 different states

Delaware (4), Maryland (4) — out of 8 member issuers. The odd ones out: Prudential U.S. Real Estate Debt Fund REIT, Inc. (Maryland); Silver Bay Realty Trust Corp. (Maryland); Prudential U.S. Real Estate Debt Fund REIT II, Inc. (Maryland); Granite Point Mortgage Trust Inc. (Maryland).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Prudential — sponsor group page ↗Prudential U.S. Real Estate Debt Fund REIT, Inc. — PartnerFacts page ↗Silver Bay Realty Trust Corp. — PartnerFacts page ↗Prudential U.S. Real Estate Debt Fund REIT II, Inc. — PartnerFacts page ↗
Sources
Note · Jan 24, 2012 – Jun 13, 2025

Member companies list addresses in 4 different states

NY (4), MN (2), MD (1), NJ (1). 5 members use a registered-agent or shared-office address: Prudential U.S. Real Estate Debt Fund, L.P. (680 Fifth Avenue, 20th Floor, New York, NY); Prudential U.S. Real Estate Debt Fund REIT, Inc. (351 West Camden Street, Baltimore, MD); Prudential U.S. Real Estate Debt Fund (EI), L.P. (680 Fifth Avenue, 20th Floor, New York, NY); Silver Bay Realty Trust Corp. (601 Carlson Parkway, Suite 250, Minnetonka, MN).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Prudential — sponsor group page ↗Prudential U.S. Real Estate Debt Fund, L.P. — PartnerFacts page ↗Prudential U.S. Real Estate Debt Fund REIT, Inc. — PartnerFacts page ↗Prudential U.S. Real Estate Debt Fund (EI), L.P. — PartnerFacts page ↗
Sources
Note · Jan 24, 2012

Issuer used a different name before — Prudential U.S. Real Estate Debt Fund REIT, Inc.

SEC records list prior names for this filer: Prudential Real Estate Debt Fund. The current name on file is "Prudential U.S. Real Estate Debt Fund REIT, Inc.".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗Prudential U.S. Real Estate Debt Fund REIT, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 9 offerings report sales commissions totalling $12,500; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 13, 2025 D
Granite Point Mortgage Trust Inc.
File 021-548954
$0$0$0None listed on this filingEDGAR ↗
Jan 12, 2021 D
GPMT CLO REIT LLC
File 021-385943
$0$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Oct 3, 2014 D
Silver Bay Operating Partnership L.P.
File 021-225769
$0$0$0None listed on this filingEDGAR ↗
Jan 2, 2014 D
Prudential U.S. Real Estate Debt Fund REIT II, Inc.
File 021-209110
$6,250$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 3, 2013 D
Silver Bay Realty Trust Corp.
File 021-189375
$0$0$0None listed on this filingEDGAR ↗
Jan 3, 2013 D
Silver Bay Operating Partnership L.P.
File 021-189361
$0$0$0None listed on this filingEDGAR ↗
Aug 28, 2012 D
Prudential U.S. Real Estate Debt Fund (EI), L.P.
File 021-183303
$0$0$0
Prudential Investment Management, Inc. is entitled to receive fees as investment manager of the Issuer.
None listed on this filingEDGAR ↗
Aug 24, 2012 D/A
Prudential U.S. Real Estate Debt Fund, L.P.
File 021-164526
$0$0$0
Prudential Investment Management, Inc. is entitled to receive fees as investment manager of the Issuer.
Not Applicable no CRD number reported
via Prudential Investment Management Services LLC (CRD 18353 ↗)
EDGAR ↗
Jan 24, 2012 D
Prudential U.S. Real Estate Debt Fund REIT, Inc.
File 021-172332
$6,250 (est.)$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis J. Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 8 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 10:16 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Prudential in the sources searched.

Not found in sources searched as of Oct 24, 2026, 10:16 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗PU Prudential U.S. Real Estate Debt Fund, L.P.shared people, same person name on both filings, similar issuer namesNEW YORK, NYPooled Investment Fund2$474,747,25010No minimum reported2011–2012
EDGAR ↗PU Prudential U.S. Real Estate Debt Fund REIT, Inc.shared people, same person name on both filings, similar issuer namesBALTIMORE, MDREITS and Finance1$125,000125$1,0002012–2012
EDGAR ↗PU Prudential U.S. Real Estate Debt Fund (EI), L.P.shared people, same person name on both filings, similar issuer namesNEW YORK, NYPooled Investment Fund1$250,000,0001No minimum reported2012–2012
EDGAR ↗SB Silver Bay Realty Trust Corp.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesMINNETONKA, MNREITS and Finance1$442,476,37788No minimum reported2013–2013
EDGAR ↗SB Silver Bay Operating Partnership L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesPlymouth, MNResidential2$35,600,000
offering $35,600,000 · similar: $1,675,000–$12,980,153
2
similar: 5–37
No minimum reported
similar: $25,000–$86,942
2013–2014
EDGAR ↗PU Prudential U.S. Real Estate Debt Fund REIT II, Inc.shared people, same person name on both filings, similar issuer namesMADISON, NJREITS and Finance1$125,000
offering $125,000 · similar: $125,000–$125,000
125
similar: 124–125
$1,000
similar: $1,000–$1,000
2014–2014
EDGAR ↗GC GPMT CLO REIT LLCshared people, same business addressNEW YORK, NYPooled Investment Fund1$125,000
offering $125,000 · similar: $155,000–$5,250,000
125
similar: 4–27
$1,000
similar: $1,000–$100,000
2021–2021
EDGAR ↗GP Granite Point Mortgage Trust Inc.shared people, same person name on both filings, same business addressNEW YORK, NYREITS and Finance1$0
offering Indefinite · similar: $125,000–$125,000
12
similar: 124–125
No minimum reported
similar: $1,000–$1,000
2025–2025

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); REITS and Finance / 506(b) (3,490 filings); Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Jun 13, 2025Granite Point Mortgage Trust Inc.DREITS and FinanceIndefinite$0
EDGAR ↗Jan 12, 2021GPMT CLO REIT LLCDPooled Investment Fund$125,000$125,000
EDGAR ↗Oct 3, 2014Silver Bay Operating Partnership L.P.DResidential$35,600,000$35,600,000
EDGAR ↗Jan 2, 2014Prudential U.S. Real Estate Debt Fund REIT II, Inc.DREITS and Finance$125,000$125,000
EDGAR ↗Jan 3, 2013Silver Bay Operating Partnership L.P.DResidential$507,992$507,992
EDGAR ↗Jan 3, 2013Silver Bay Realty Trust Corp.DREITS and Finance$442,476,377$442,476,377
EDGAR ↗Aug 28, 2012Prudential U.S. Real Estate Debt Fund (EI), L.P.DPooled Investment FundIndefinite$250,000,000
EDGAR ↗Aug 24, 2012Prudential U.S. Real Estate Debt Fund, L.P.D/APooled Investment FundIndefinite$474,747,250
EDGAR ↗Jan 24, 2012Prudential U.S. Real Estate Debt Fund REIT, Inc.DREITS and Finance$125,000$125,000
EDGAR ↗Aug 16, 2011Prudential U.S. Real Estate Debt Fund, L.P.DPooled Investment FundIndefinite$224,419,509

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Jun 13, 2025. Industry history, as reported on each offering's latest filing: Previous offerings: Pooled Investment Fund (2011), REITS and Finance (2012), Pooled Investment Fund (2012), REITS and Finance (2013), Residential (2013), REITS and Finance (2014), Residential (2014), Pooled Investment Fund (2021). Latest offering: REITS and Finance (Jun 13, 2025).

People across the group

NameRolesIssuers hereFirst → last listed
JT John TaylorExecutive Officer, Director6Aug 16, 2011 → Jun 13, 2025
SA Stephen AlpartExecutive Officer, Director5Aug 16, 2011 → Jun 13, 2025
SP Steven PlustExecutive Officer, Director4Aug 16, 2011 → Jan 2, 2014
SK Stephen G. KasnetDirector3Jan 3, 2013 → Jun 13, 2025
TD Tanuja M. DehneDirector3Jan 3, 2013 → Jun 13, 2025
IK Irvin KesslerDirector2Jan 3, 2013 → Oct 3, 2014
DM David N. MillerExecutive Officer, Director2Jan 3, 2013 → Oct 3, 2014
TS Thomas SieringDirector2Jan 3, 2013 → Oct 3, 2014
CB Christine BattistExecutive Officer2Jan 3, 2013 → Oct 3, 2014
TB Thomas BrockDirector2Jan 3, 2013 → Oct 3, 2014
RW Ronald N. WeisnerDirector2Jan 3, 2013 → Oct 3, 2014
BT Brian Curtis TaylorDirector2Jan 3, 2013 → Jan 3, 2013
AE Advisers LLC PRCM Real EstatePromoter2Jan 3, 2013 → Jan 3, 2013
PF Patrick FreydbergExecutive Officer2Jan 3, 2013 → Jan 3, 2013
WJ William W. JohnsonDirector2Jan 3, 2013 → Jan 3, 2013
TB Timothy O'BrienExecutive Officer2Jan 3, 2013 → Jan 3, 2013
LN Lazar NikolicDirector1Jun 13, 2025 → Jun 13, 2025
BJ Blake JohnsonExecutive Officer1Jun 13, 2025 → Jun 13, 2025
MK Michael KarberExecutive Officer1Jun 13, 2025 → Jun 13, 2025
HW Hope WoodhouseDirector1Jun 13, 2025 → Jun 13, 2025
PM Peter MorralExecutive Officer1Jun 13, 2025 → Jun 13, 2025
PH Patrick HalterDirector1Jun 13, 2025 → Jun 13, 2025
EL Ethan LebowitzExecutive Officer1Jun 13, 2025 → Jun 13, 2025
SM Sheila McGrathDirector1Jun 13, 2025 → Jun 13, 2025
MU Marcin UrbaszekDirector1Jan 12, 2021 → Jan 12, 2021
GC GPMT CLO REIT Holdings LLC entityPromoter1Jan 12, 2021 → Jan 12, 2021
MB Management LLC Silver BayExecutive Officer1Jan 3, 2013 → Oct 3, 2014
RB Realty Trust Corp. Silver BayExecutive Officer1Jan 3, 2013 → Oct 3, 2014
DB Daniel J. BuechlerExecutive Officer1Oct 3, 2014 → Oct 3, 2014
LS Lawrence ShapiroExecutive Officer1Oct 3, 2014 → Oct 3, 2014
DC Daryl J. CarterDirector1Oct 3, 2014 → Oct 3, 2014

Business registration (state registry / Secretary of State)

6 of 8 issuers have a matched state registry record — records by status: inactive 4 · active 2.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Prudential.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Prudential as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Prudential's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #337,936 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Export this report as PDF · Premium

Request diligence pack (Premium) PartnerFacts asks the sponsor for the standard information pack and delivers it to you labelled "provided by the sponsor".

Change history

No corrections have been requested for this page.

Request a correction

Free. Covers the grouping itself or any record shown here. Logged with status: received → under review → fixed / confirmed with source.

Sponsor response

Add a sourced explanation next to any fact. Reviewed before publishing.

Grouping is PartnerFacts' inference from public filings (shared related persons, management entities, business address). Everything else on this page is drawn from the filings themselves. Not the same sponsor? Request a correction.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (outside the US (as filed: NEW YORK), NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn companies ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗Maryland Judiciary case search ↗Minnesota court records online ↗New Jersey state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗Maryland Secretary of State business search ↗Minnesota Secretary of State business search ↗New Jersey Secretary of State business search ↗OpenCorporates ↗