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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:07 AM ET

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TB
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Thomas Beck

Named as an officer, director or promoter on SEC Form D filings · NJ, WI · Jul 9, 2014 → Jan 31, 2018

3deals (issuers)
$41.6Mreported sold
14investors
6Form D filings
2014–2018years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:32 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Thomas Beck is listed as a director on 6 SEC Form D filings by 3 issuers between Jul 2014 and Dec 2019: Symbiomix Therapeutics, LLC (Newark, NJ — pharmaceuticals — 2014–2016; $19.5M reported sold to 5 investors), Promentis Pharmaceuticals, Inc. (Milwaukee, WI — pharmaceuticals — 2019; $17.6M reported sold to 8 investors) and Akriveia Therapeutics, LLC (Skillman, NJ — biotechnology — 2016–2018; $4.5M reported sold to 1 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 5 years. Across those companies the filings report $41.6M sold in total.

Listed alongside Klaus Veitinger (4 shared filings), Rishi Gupta (3 shared filings), Robert Jacks (3 shared filings), Ben Auspitz (2 shared filings), Benjamin Auspitz (2 shared filings) and 10 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.

1 of the issuers belongs to the sponsor group Akriveia (2 issuers, $3.2M reported sold, 2016–2023).

What this means A sponsor group is one team that sets up a new company for each deal. Akriveia has 2 companies on file and $3.2M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 6 public filings for Thomas Beck and found 7 differences, 1 worth asking the sponsor about: Form D filed 432 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Thomas Beck has not run yet — it is joining a line of 7,203 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:32 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Thomas Beck..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:32 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Thomas Beck — 1 worth asking about (compared 6 filings on Oct 24, 2026)

Worth asking · May 3, 2013 – Jul 9, 2014

Form D filed 432 days after the first sale — Symbiomix Therapeutics, LLC

The filing says the first sale was May 3, 2013. The Form D was filed Jul 9, 2014 — 432 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 417 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Sources
Note · Dec 10, 2019 – Dec 27, 2019

Form D filed 17 days after the first sale — Promentis Pharmaceuticals, Inc.

The filing says the first sale was Dec 10, 2019. The Form D was filed Dec 27, 2019 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · May 25, 2016 – Jun 15, 2016

Form D filed 21 days after the first sale — Akriveia Therapeutics, LLC

The filing says the first sale was May 25, 2016. The Form D was filed Jun 15, 2016 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · May 3, 2013 – Dec 27, 2019

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Promentis Pharmaceuticals, Inc. (latest filing Dec 27, 2019) · No amendment in the last 12 months on an offering that may still be open — Akriveia Therapeutics, LLC (latest filing Jan 31, 2018) · No amendment in the last 12 months on an offering that may still be open — Akriveia Therapeutics, LLC (latest filing Jun 15, 2016) · No amendment in the last 12 months on an offering that may still be open — Symbiomix Therapeutics, LLC (latest filing Jul 9, 2014)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Aug 20, 2009 – Jun 24, 2016

Same name, different state: "Thomas Beck" (MA) is a separate record

This page covers filings where the address state is NJ or WI. A separate record, "Thomas Beck" with address state MA, is listed on 12 filings — most recently by Mersana Therapeutics, Inc. (Jun 24, 2016). Both records have filings in the same period (Jul 9, 2014 to Jun 24, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Mar 13, 2015 – Dec 23, 2015

Same name, different state: "Thomas Beck" (CA) is a separate record

This page covers filings where the address state is NJ or WI. A separate record, "Thomas Beck" with address state CA, is listed on 2 filings — most recently by R2i Holdings, LLC (Dec 23, 2015). Both records have filings in the same period (Mar 13, 2015 to Dec 23, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jul 9, 2014 – Dec 27, 2019

Thomas Beck is listed with 2 different address states: NJ, WI

NJ on 5 filings (Jul 9, 2014 to Jan 31, 2018); WI on 1 filing (Dec 27, 2019).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 5 offerings report sales commissions; 1 reports finder's fees totalling $45,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 27, 2019 D
Promentis Pharmaceuticals, Inc.
File 021-356545
$0$0$0 (est.)
Proceeds are used for research and development and general corporate purposes. The executive officers and certain directors will receive compensation from the Issuer's investment proceeds.
None listed on this filingEDGAR ↗
Jan 31, 2018 D
Akriveia Therapeutics, LLC
File 021-304462
$0$0$0None listed on this filingEDGAR ↗
Jun 15, 2016 D
Akriveia Therapeutics, LLC
File 021-265056
$0$45,000$0WALTER GREENBLATT & ASSOCIATES, LLC BrokerCheck CRD 129291 ↗
via Walter Greenblatt (CRD 4723413 ↗)
EDGAR ↗
May 3, 2016 D
Symbiomix Therapeutics, LLC
File 021-262464
$0$0$0None listed on this filingEDGAR ↗
Jul 9, 2014 D/A
Symbiomix Therapeutics, LLC
File 021-220646
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Thomas Beck on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pharmaceuticals

Promentis Pharmaceuticals, Inc.

Milwaukee, WI · Dec 27, 2019
  • Dec 27, 2019 · D · $2,500,000 sold of $6,000,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $17.6M from 8 investors (100% of the $6M target) as of the latest filing. Thomas is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Biotechnology · group: Akriveia

Akriveia Therapeutics, LLC

Skillman, NJ · Jun 15, 2016 → Jan 31, 2018 · 2 filings
  • Jan 31, 2018 · D · $3,000,000 sold of $22,500,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 15, 2016 · D · $4,500,000 sold of $7,500,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $4.5M from 1 investor (20% of the $22.5M target) as of the latest filing. Thomas is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pharmaceuticals

Symbiomix Therapeutics, LLC

Newark, NJ · Jul 9, 2014 → May 3, 2016 · 3 filings
  • May 3, 2016 · D · $6,000,000 sold of $6,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 9, 2014 · D/A · $19,545,389 sold of $32,545,389 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 9, 2014 · D · $19,545,389 sold of $32,545,389 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $19.5M from 5 investors (100% of the $6M target) as of the latest filing. Thomas is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Thomas Beck — MA, 3 issuers, Aug 20, 2009 → Jun 24, 2016 · no shared issuer
  • Thomas Beck — CA, 1 issuer, Mar 13, 2015 → Dec 23, 2015 · no shared issuer

People around Thomas 15

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

KV
No photo found yet (own website and image search run after this page is viewed)
Person

Klaus Veitinger

Director · 4 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Thomas Beck. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Rishi Gupta

Director · 3 shared filings (1 issuer) · also on 10 other issuers

Rishi Gupta is on 11 issuers in total — a repeat sponsor. Their page lists every one.

RJ
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Jacks

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas Beck. Their page shows their other deals.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Amprey III

Executive Officer · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Thomas Beck. Their page shows their other deals.

BA
No photo found yet (own website and image search run after this page is viewed)
Person

Ben Auspitz

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Thomas Beck. Their page shows their other deals.

BA
No photo found yet (own website and image search run after this page is viewed)
Person

Benjamin Auspitz

Director · 2 shared filings (1 issuer)

Listed on the same filings as Thomas Beck. Their page shows their other deals.

ST
No photo found yet (own website and image search run after this page is viewed)
Person

Simon Tomlinson

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas Beck. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

David Grayzel

Director · 1 shared filing (1 issuer) · also on 14 other issuers

David Grayzel is on 15 issuers in total — a repeat sponsor. Their page lists every one.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Lawton

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Beck. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Chad Beyer

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Beck. Their page shows their other deals.

KD
No photo found yet (own website and image search run after this page is viewed)
Person

Karen Dawes

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas Beck. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Squinto

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Beck. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Stacey Seltzer

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Beck. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Gladstone

Director · 1 shared filing (1 issuer) · also on 6 other issuers

Michael Gladstone is on 7 issuers in total — a repeat sponsor. Their page lists every one.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Schwarz-Schuette

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Beck. Their page shows their other deals.

The team behind the deals

Sponsor group

Akriveia

2 issuers · 3 filings · $3.2M reported sold · 2016–2023

One team, 2 deal companies. Thomas Beck is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Thomas Beck.

Registrations and other filings

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Thomas Beck by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Thomas Beck is listed on: none on file. No website or social profile named in Symbiomix Therapeutics, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #288,819 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Newark, NJ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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