PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 4:56 AM ET

Sponsor Check › Person

BA
No photo found yet (own website and image search run after this page is viewed)

Benjamin Auspitz

Named as an officer, director or promoter on SEC Form D filings · NJ · Jun 15, 2016 → Jan 31, 2018

1deal (issuers)
$4.5Mreported sold
1investors
2Form D filings
2016–2018years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:36 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Benjamin Auspitz is listed as a director on 2 SEC Form D filings by 1 issuer between Jun 2016 and Jan 2018: Akriveia Therapeutics, LLC (Skillman, NJ — biotechnology — 2016–2018; $4.5M reported sold to 1 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Simon Tomlinson (2 shared filings), Thomas Beck (2 shared filings), David Grayzel (1 shared filing) and Michael Gladstone (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Benjamin. Each name links to their own page.

The issuer belongs to the sponsor group Akriveia (2 issuers, $3.2M reported sold, 2016–2023).

What this means A sponsor group is one team that sets up a new company for each deal. Akriveia has 2 companies on file and $3.2M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 2 public filings for Benjamin Auspitz and found 4 differences: Form D filed 21 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Benjamin Auspitz has not run yet — it is joining a line of 2,209 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:36 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Benjamin Auspitz..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:36 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for Benjamin Auspitz (compared 2 filings on Oct 24, 2026)

Note · May 25, 2016 – Jun 15, 2016

Form D filed 21 days after the first sale — Akriveia Therapeutics, LLC

The filing says the first sale was May 25, 2016. The Form D was filed Jun 15, 2016 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Jan 23, 2018 – Jan 31, 2018

No amendment in the last 12 months on an offering that may still be open — Akriveia Therapeutics, LLC (latest filing Jan 31, 2018)

The latest filing for this offering is dated Jan 31, 2018 (first sale Jan 23, 2018). It reports $3,000,000 sold of $22,500,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · May 25, 2016 – Jun 15, 2016

No amendment in the last 12 months on an offering that may still be open — Akriveia Therapeutics, LLC (latest filing Jun 15, 2016)

The latest filing for this offering is dated Jun 15, 2016 (first sale May 25, 2016). It reports $4,500,000 sold of $7,500,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Feb 11, 2015 – Apr 23, 2015

Same name, different state: "Benjamin Auspitz" (MA or DC or MD) is a separate record

This page covers filings where the address state is NJ. A separate record, "Benjamin Auspitz" with address state MA or DC or MD, is listed on 4 filings — most recently by REGENXBIO Inc. (May 28, 2015). The two records do not overlap in time: this page runs Jun 15, 2016 to Jan 31, 2018; the other runs Feb 11, 2015 to Apr 23, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 2 offerings report sales commissions; 1 reports finder's fees totalling $45,000; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 31, 2018 D
Akriveia Therapeutics, LLC
File 021-304462
$0$0$0None listed on this filingEDGAR ↗
Jun 15, 2016 D
Akriveia Therapeutics, LLC
File 021-265056
$0$45,000$0WALTER GREENBLATT & ASSOCIATES, LLC BrokerCheck CRD 129291 ↗
via Walter Greenblatt (CRD 4723413 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Benjamin Auspitz on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Biotechnology · group: Akriveia

Akriveia Therapeutics, LLC

Skillman, NJ · Jun 15, 2016 → Jan 31, 2018 · 2 filings
  • Jan 31, 2018 · D · $3,000,000 sold of $22,500,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 15, 2016 · D · $4,500,000 sold of $7,500,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $4.5M from 1 investor (20% of the $22.5M target) as of the latest filing. Benjamin is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Benjamin Auspitz — MA, DC, MD, 2 issuers, Feb 11, 2015 → Apr 23, 2015 · no shared issuer

People around Benjamin 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Beck

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Benjamin Auspitz. Their page shows their other deals.

ST
No photo found yet (own website and image search run after this page is viewed)
Person

Simon Tomlinson

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Benjamin Auspitz. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

David Grayzel

Director · 1 shared filing (1 issuer) · also on 14 other issuers

David Grayzel is on 15 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Gladstone

Director · 1 shared filing (1 issuer) · also on 6 other issuers

Michael Gladstone is on 7 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Sponsor group

Akriveia

2 issuers · 3 filings · $3.2M reported sold · 2016–2023

One team, 2 deal companies. Benjamin Auspitz is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Benjamin Auspitz.

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Benjamin Auspitz by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Benjamin Auspitz is listed on: none on file. No website or social profile named in Akriveia Therapeutics, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #260,333 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Skillman, NJ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Benjamin Auspitz appears on a new Form D, or when a court case or SEC action is matched to them. See plans →