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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:43 AM ET

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Stuart Frost

Named as an officer, director or promoter on SEC Form D filings · CA · Jun 3, 2010 → Jun 10, 2024

13deals (issuers)
$156.2Mreported sold
243investors
41Form D filings
2010–2024years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Stuart Frost is listed as an executive officer, director, and promoter on 41 SEC Form D filings by 13 issuers between Jun 2010 and Jun 2024. Largest by amount reported sold: Frost VP Early Stage Fund II, L.P. (San Juan Capistrano, CA — pooled investment fund — 2013–2015; $41.5M reported sold to 75 investors), Maana, Inc. (Palo Alto, CA — other technology — 2013–2018; $33.2M reported sold to 12 investors), Frost Fund III, L.P. (San Juan Capistrano, CA — pooled investment fund — 2017; $23.4M reported sold to 11 investors), Predixion Software, Inc. (Aliso Viejo, CA — other technology — 2010–2013; $12.2M reported sold to 17 investors), SWARM Engineering, Inc. (Irvine, CA — other technology — 2020–2024; $10.2M reported sold to 13 investors) and 8 more (all listed below).

What this means That is a lot of deals — 13 separate companies raised money with this person listed as executive officer, director, and promoter, over about 14 years. Across those companies the filings report $156.2M sold in total.

Listed alongside John Vigouroux (14 shared filings), Jack Kreindler (11 shared filings), Bill Guerry (9 shared filings), Anthony Howcroft (8 shared filings), John C. Power (7 shared filings) and 36 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stuart. Each name links to their own page.

9 of the issuers belong to the sponsor group Frost (13 issuers, $102.5M reported sold, 2009–2020).

What this means A sponsor group is one team that sets up a new company for each deal. Frost has 13 companies on file and $102.5M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 3 SEC releases listed in Key records below.

What this means 4 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 41 public filings for Stuart Frost and found 17 differences, 5 worth asking the sponsor about: Regulator action: Stuart Frost (Mar 24, 2026); Regulator action: Stuart Frost (Mar 17, 2026); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Stuart Frost has not run yet — it is joining a line of 59,971 names; searches run around the clock at the hosts' allowed rate. Searched so far: 683 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 open

Securities and Exchange Commission v. Stuart Frost open
District Court, C.D. California · No. 8:19-cv-01559 · Filed Aug 13, 2019 · Nature of suit: 850 Securities/Commodities · Cause: 15:77 Securities Fraud
Role of Stuart Frost: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (rare in federal dockets); court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

3 SEC releases

Stuart Frost Litigation release
SEC · Mar 24, 2026 · Parties as named in the release: Stuart Frost Read the release ↗
same full name in the release title; the person's filing state is named in the release
Stuart Frost Administrative proceeding
SEC · Mar 17, 2026 · Parties as named in the release: Stuart Frost Read the release ↗
same full name in the release title; the person's filing state is named in the release
Stuart Frost and Frost Management Company, LLC Litigation release
SEC · Aug 14, 2019 · Parties as named in the release: Stuart Frost and Frost Management Company, LLC Read the release ↗
same full name in the release title; the person's filing state is named in the release
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stuart Frost..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

17 differences found between the filings for Stuart Frost — 5 worth asking about (compared 41 filings on Oct 24, 2026)

Worth asking · Mar 24, 2026

Regulator action: Stuart Frost (Mar 24, 2026)

An SEC litigation release dated Mar 24, 2026 names Stuart Frost. Our match estimate: 50%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Sources
Worth asking · Mar 17, 2026

Regulator action: Stuart Frost (Mar 17, 2026)

A ap release dated Mar 17, 2026 names Stuart Frost. Our match estimate: 50%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Sources
Worth asking · Aug 14, 2019

Regulator action: Stuart Frost and Frost Management Company, LLC (Aug 14, 2019)

An SEC litigation release dated Aug 14, 2019 names Stuart Frost. Our match estimate: 50%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Sources
Note · Jan 4, 1995 – May 2, 2025

5 bankruptcy cases name the subject or team members

Bankruptcy case: 620 Arkell Drive House, LLC — filed May 2, 2025 · Bankruptcy case: Consolidated Freightways Corp v. Sheakley-Uniservice — filed Jan 21, 2004 · Bankruptcy case: Consolidated Freightways Corp v. Sheakley-Uniservice, Inc — filed Jan 6, 2004 · Bankruptcy case: Steve Desantis and Michele Rogers — filed Aug 5, 1996 · Bankruptcy case: CFLC, Inc. Official Unsecured Creditors' Comm v. Sheakley Uniservice — filed Jan 4, 1995

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Jun 3, 2010 – Aug 15, 2017

12 filings report more than 10% of the money raised going to insiders

33% of the money raised went to insiders — GenieDB, Inc. · 80% of the money raised went to insiders — Sentrian, Inc. · 48% of the money raised went to insiders — Predixion Software, Inc. · 13% of the money raised went to insiders — Veracity Security Intelligence, Inc. · 10% of the money raised went to insiders — OspreyData Inc. · and 7 more

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Sources
Note · Mar 15, 2012

Stuart Frost appears on 1 deal that stopped filing before reaching its target

Frost VP Seed, LLC (last filing Mar 15, 2012; $0 sold of $10,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Oct 31, 2009 – Mar 1, 2018

22 Form Ds were filed more than 15 days after the first sale

Form D filed 87 days after the first sale — Maana, Inc. · Form D filed 179 days after the first sale — Veracity Security Intelligence, Inc. · Form D filed 291 days after the first sale — OspreyData Inc. · Form D filed 987 days after the first sale — OspreyData Inc. · Form D filed 931 days after the first sale — Exara, Inc. · and 17 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Oct 31, 2009 – Jun 10, 2024

19 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — SWARM Engineering, Inc. (latest filing Jun 10, 2024) · No amendment in the last 12 months on an offering that may still be open — SWARM Engineering, Inc. (latest filing Jun 27, 2023) · No amendment in the last 12 months on an offering that may still be open — Maana, Inc. (latest filing Mar 1, 2018) · No amendment in the last 12 months on an offering that may still be open — Veracity Security Intelligence, Inc. (latest filing Aug 15, 2017) · No amendment in the last 12 months on an offering that may still be open — OspreyData Inc. (latest filing Jun 12, 2017) · and 14 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Jul 13, 2010 – Nov 4, 2021

10 role changes for the same people across filings

Stuart Frost's role changed at SWARM Engineering, Inc.: executive officer, director → director · Stuart Frost's role changed at Maana, Inc.: director, promoter → director · Stuart Frost's role changed at OspreyData Inc.: director, promoter → promoter · Stuart Frost's role changed at GenieDB, Inc.: director, promoter → executive officer, director, promoter · Stuart Frost's role changed at GenieDB, Inc.: executive officer, director, promoter → director, promoter · and 5 more

What this means Roles on Form D are self-reported. Ask who runs the company today.

Sources
Note · Jan 20, 2012 – Jun 29, 2022

8 offerings changed their target amount between filings

Offering amount changed between filings — SWARM Engineering, Inc. · Offering amount changed between filings — SWARM Engineering, Inc. · Offering amount changed between filings — Maana, Inc. · Offering amount changed between filings — Ubix Labs, Inc. · Offering amount changed between filings — GenieDB, Inc. · and 3 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Sources
Note · Apr 18, 2016 – Jan 6, 2017

Minimum investment changed between filings — Frost Fund III, L.P.

The Apr 18, 2016 filing lists a minimum of $0; the Jan 6, 2017 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Aug 27, 2014 – Jan 21, 2015

Minimum investment changed between filings — Maana, Inc.

The Aug 27, 2014 filing lists a minimum of $1,000,000; the Jan 21, 2015 Form D/A lists $25,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Oct 16, 2012 – Jul 23, 2014

Minimum investment changed between filings — GenieDB, Inc.

The Oct 16, 2012 filing lists a minimum of $10,000; the Jul 23, 2014 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Jun 3, 2010 – Jul 23, 2014

4 issuers described their industry differently on different filings

Industry group changed between filings — GenieDB, Inc. · Industry group changed between filings — Sentrian, Inc. · Industry group changed between filings — Cirro, Inc. · Industry group changed between filings — Predixion Software, Inc.

What this means Often just a different box ticked; sometimes the deal changed. Ask which business your money is in.

Sources
Note · Jun 3, 2010 – Jan 21, 2015

6 issuers changed their reported size band between filings

Reported revenue range changed between filings — Maana, Inc. · Reported revenue range changed between filings — Ubix Labs, Inc. · Reported revenue range changed between filings — Sentrian, Inc. · Reported revenue range changed between filings — GenieDB, Inc. · Reported revenue range changed between filings — Cirro, Inc. · and 1 more

What this means The size band is self-reported. Ask for current numbers.

Sources
Note · Jan 21, 2015 – May 3, 2016

Address moved from San Juan Capistrano, CA to Palo Alto, CA — Maana, Inc.

The people listed on the Jan 21, 2015 filing give San Juan Capistrano, CA; on the May 3, 2016 filing they give Palo Alto, CA. The address now on file (555 Bryant Street, Suite 551, Palo Alto, CA) is a registered-agent or shared-office address used by 28 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Sources
Note · Jul 13, 2010 – Aug 2, 2011

Address moved from Aliso Viejo, CA to San Juan Capistrano, CA — Predixion Software, Inc.

The people listed on the Jul 13, 2010 filing give Aliso Viejo, CA; on the Aug 2, 2011 filing they give San Juan Capistrano, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 32 offerings report sales commissions; 1 reports finder's fees totalling $15,000; 19 report proceeds to related persons totalling $5,655,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 10, 2024 D
SWARM Engineering, Inc.
File 021-515564
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 27, 2023 D
SWARM Engineering, Inc.
File 021-485249
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 29, 2022 D/A
SWARM Engineering, Inc.
File 021-419832
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 31, 2021 D/A
SWARM Engineering, Inc.
File 021-374976
$0$0$0 (est.)None listed on this filingEDGAR ↗
Sep 8, 2020 D
SWARM Engineering, Inc.
File 021-375000
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 1, 2018 D
Maana, Inc.
File 021-306706
$0$0$0None listed on this filingEDGAR ↗
Aug 15, 2017 D
Veracity Security Intelligence, Inc.
File 021-292835
$0$0$150,000 (est.)
Normal and customary compensation and benefits for executive officer
None listed on this filingEDGAR ↗
Jun 12, 2017 D
OspreyData Inc.
File 021-288568
$0$0$350,000 (est.)
Salaries, sales commissions, and other cash compensation paid to the executive officers of the company, and reimbursement of expenses incurred by Board members to attend Board meetings
None listed on this filingEDGAR ↗
Jan 6, 2017 D/A
Frost Fund III, L.P.
File 021-261552
$0$0$0
The General Partner of the Issuer is entitled to a management fee.
None listed on this filingEDGAR ↗
May 24, 2016 D
OspreyData Inc.
File 021-263730
$0$0$200,000 (est.)
Normal and customary annual salary to CEO.
None listed on this filingEDGAR ↗
May 3, 2016 D
Maana, Inc.
File 021-262479
$0$0$450,000 (est.)
Normal and customary salary and contingent bonus payments over the next two years
None listed on this filingEDGAR ↗
Apr 1, 2016 D
Exara, Inc.
File 021-260508
$0$0$200,000 (est.)
For normal and customary annual compensation payments.
None listed on this filingEDGAR ↗
May 5, 2015 D/A
Frost VP Early Stage Fund II, L.P.
File 021-197007
$0$15,000$0
The General Partner of the Issuer is entitled to a management fee.
Alpha Strategies Registered Investment Advisor BrokerCheck CRD 151782 ↗
via Dinosaur Securities (CRD 104446 ↗)
EDGAR ↗
Jan 21, 2015 D/A
Maana, Inc.
File 021-223704
$0$0$400,000 (est.)
Normal and customary base salary, service fees, and reimbursement of business-related expenses.
None listed on this filingEDGAR ↗
Jan 13, 2015 D/A
Ubix Labs, Inc.
File 021-211827
$0$0$500,000 (est.)
Normal and customary wages and other compensation and service fees
None listed on this filingEDGAR ↗
Nov 24, 2014 D
Sentrian, Inc.
File 021-228915
$0$0$400,000 (est.)
Normal and customary annual salary payments to executive officers and service payments.
None listed on this filingEDGAR ↗
Jul 23, 2014 D/A
GenieDB, Inc.
File 021-172205
$0$0$250,000 (est.)
Normal and customary salaries for executive officers.
None listed on this filingEDGAR ↗
Jul 23, 2014 D/A
GenieDB, Inc.
File 021-185615
$0$0$250,000 (est.)
Normal and customary salaries for executive officers.
None listed on this filingEDGAR ↗
May 21, 2014 D/A
Sentrian, Inc.
File 021-185545
$0$0$250,000 (est.)
Normal and customary base salary payments to executive officers.
None listed on this filingEDGAR ↗
Mar 28, 2014 D
Cirro, Inc.
File 021-214429
$0$0$250,000 (est.)
Normal and customary base salary payments over the next 12 months.
None listed on this filingEDGAR ↗
Oct 16, 2013 D
Cirro, Inc.
File 021-204672
$0$0$225,000 (est.)
Normal and customary base salary payments over the next 12 months.
None listed on this filingEDGAR ↗
Aug 20, 2013 D
Maana, Inc.
File 021-201595
$0$0$200,000 (est.)
Normal and customary salaries and employee healthcare benefits.
None listed on this filingEDGAR ↗
Jun 12, 2013 D
Predixion Software, Inc.
File 021-197861
$0$0$0None listed on this filingEDGAR ↗
Jan 31, 2013 D
Maana, Inc.
File 021-191157
$0$0$100,000 (est.)
Normal and customary salaries and employee healthcare benefits.
None listed on this filingEDGAR ↗
Apr 19, 2012 D
Cirro, Inc.
File 021-176963
$0$0$200,000 (est.)
Normal and customary salary payments to CEO
None listed on this filingEDGAR ↗
Mar 15, 2012 D
Frost VP Seed, LLC
File 021-174962
$0$0$0
The Manager of the Issuer is entitled to a management fee.
None listed on this filingEDGAR ↗
Jan 20, 2012 D
GenieDB, Inc.
File 021-172202
$0$0$0None listed on this filingEDGAR ↗
Oct 11, 2011 D
Predixion Software, Inc.
File 021-167026
$0$0$0 (est.)None listed on this filingEDGAR ↗
Aug 24, 2011 D
Predixion Software, Inc.
File 021-164879
$0$0$0 (est.)None listed on this filingEDGAR ↗
Aug 2, 2011 D
Predixion Software, Inc.
File 021-163844
$0$0$500,000 (est.)
Normal and customary wages, bonus, and reimbursement of expenses incurred on behalf of issuer and payable to executive officers/employees of issuer.
None listed on this filingEDGAR ↗
Jul 13, 2010 D
Predixion Software, Inc.
File 021-144792
$0$0$400,000 (est.)
Normal and customary wages, bonus, and reimbursement of expenses incurred on behalf of issuer.
None listed on this filingEDGAR ↗
Jun 3, 2010 D
Predixion Software, Inc.
File 021-142880
$0$0$380,000 (est.)
Normal and customary wages and reimbursement of expenses for executive officers.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 13

Every issuer that named Stuart Frost on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

SWARM Engineering, Inc.

Irvine, CA · Sep 8, 2020 → Jun 10, 2024 · 7 filings
  • Jun 10, 2024 · D · $367,000 sold of $1,500,000 · 2 investors · min. $10,000 · role: Director EDGAR ↗
  • Jun 27, 2023 · D · $1,033,980 sold of $1,500,000 · 4 investors · min. $25,000 · role: Director EDGAR ↗
  • Jun 29, 2022 · D/A · $4,000,000 sold of $4,000,000 · 7 investors · min. $25,000 · role: Director EDGAR ↗
  • Nov 4, 2021 · D · $1,100,000 sold of $1,500,000 · 3 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 31, 2021 · D/A · $2,740,279 sold of $2,740,279 · 8 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
  • Sep 8, 2020 · D · $474,573 sold of $474,573 · 2 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
  • Sep 8, 2020 · D · $1,150,000 sold of $2,000,000 · 2 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗

Raised $10.2M from 13 investors (100% of the $1.5M target) as of the latest filing. Stuart is listed as director, executive officer on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Maana, Inc.

Palo Alto, CA · Jan 31, 2013 → Mar 1, 2018 · 6 filings
  • Mar 1, 2018 · D · $33,249,234 sold of $49,999,559 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 3, 2016 · D · $26,000,000 sold of $30,000,000 · 7 investors · min. $70,000 · role: Director, Promoter EDGAR ↗
  • Jan 21, 2015 · D/A · $10,802,000 sold of $10,802,000 · 7 investors · min. $25,000 · role: Director, Promoter EDGAR ↗
  • Aug 27, 2014 · D · $6,000,000 sold of $9,000,000 · 3 investors · min. $1,000,000 · role: Director, Promoter EDGAR ↗
  • Aug 20, 2013 · D · $2,612,000 sold of $2,612,000 · 5 investors · min. $9,000 · role: Director, Promoter EDGAR ↗
  • Jan 31, 2013 · D · $535,000 sold of $2,100,000 · 4 investors · min. $25,000 · role: Director, Promoter EDGAR ↗

Raised $33.2M from 12 investors (66% of the $50M target) as of the latest filing. Stuart is listed as director, promoter on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology · group: Frost

Veracity Security Intelligence, Inc.

Aliso Viejo, CA · Aug 15, 2017
  • Aug 15, 2017 · D · $1,145,000 sold of $1,500,000 · 5 investors · min. $150,000 · role: Promoter EDGAR ↗

Raised $3.03M from 5 investors (100% of the $1.5M target) as of the latest filing. Stuart is listed as promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

OspreyData Inc.

San Juan Capistrano, CA · May 24, 2016 → Jun 12, 2017 · 2 filings
  • Jun 12, 2017 · D · $3,364,221 sold of $3,509,221 · 18 investors · min. $25,000 · role: Promoter EDGAR ↗
  • May 24, 2016 · D · $6,215,807 sold of $6,215,807 · 8 investors · min. $25,000 · role: Director, Promoter EDGAR ↗

Raised $6.22M from 18 investors (100% of the $3.51M target) as of the latest filing. Stuart is listed as promoter, director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Frost

Frost Fund III, L.P.

San Juan Capistrano, CA · Jan 6, 2017
  • Jan 6, 2017 · D/A · $23,440,000 sold of Indefinite · 11 investors · min. $50,000 · role: Director (Managing Director of the General Partner of Issuer) EDGAR ↗

Raised $23.4M from 11 investors as of the latest filing. Stuart is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology · group: Frost

Exara, Inc.

San Juan Capistrano, CA · Apr 1, 2016
  • Apr 1, 2016 · D · $3,132,953 sold of $4,500,000 · 13 investors · min. $25,000 · role: Promoter EDGAR ↗

Raised $3.13M from 13 investors (70% of the $4.5M target) as of the latest filing. Stuart is listed as promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Frost

Frost VP Early Stage Fund II, L.P.

San Juan Capistrano, CA · May 24, 2013 → May 5, 2015 · 3 filings
  • May 5, 2015 · D/A · $41,529,521 sold of Indefinite · 75 investors · min. No minimum reported · role: Director (Manager of the General Partner of the Issuer.) EDGAR ↗
  • Jun 12, 2014 · D/A · $38,379,521 sold of Indefinite · 63 investors · min. No minimum reported · role: Director (Manager of the General Partner of the Issuer.) EDGAR ↗
  • May 24, 2013 · D · $0 sold of $50,000,000 · 0 investors · min. No minimum reported · role: Director (Manager of the General Partner of the Issuer.) EDGAR ↗

Raised $41.5M from 75 investors as of the latest filing. Stuart is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology · group: Frost

Ubix Labs, Inc.

San Juan Capistrano, CA · Feb 12, 2014 → Jan 13, 2015 · 2 filings
  • Jan 13, 2015 · D/A · $3,650,000 sold of $4,150,000 · 4 investors · min. $100,000 · role: Director, Promoter EDGAR ↗
  • Feb 12, 2014 · D · $2,050,000 sold of $2,500,000 · 4 investors · min. $100,000 · role: Director, Promoter EDGAR ↗

Raised $3.65M from 4 investors (88% of the $4.15M target) as of the latest filing. Stuart is listed as director, promoter on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology · group: Frost

Sentrian, Inc.

San Juan Capistrano, CA · Oct 15, 2012 → Nov 24, 2014 · 3 filings
  • Nov 24, 2014 · D · $8,091,000 sold of $8,091,000 · 4 investors · min. $500,000 · role: Director, Promoter EDGAR ↗
  • May 21, 2014 · D/A · $3,820,000 sold of $4,500,000 · 19 investors · min. $25,000 · role: Director, Promoter EDGAR ↗
  • Oct 15, 2012 · D · $250,000 sold of $3,000,000 · 1 investors · min. $25,000 · role: Director, Promoter EDGAR ↗

Raised $8.09M from 19 investors (100% of the $8.09M target) as of the latest filing. Stuart is listed as director, promoter on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology · group: Frost

GenieDB, Inc.

San Juan Capistrano, CA · Jan 20, 2012 → Jul 23, 2014 · 5 filings
  • Jul 23, 2014 · D/A · $3,775,000 sold of $3,775,000 · 22 investors · min. $10,000 · role: Executive Officer, Director, Promoter EDGAR ↗
  • Jul 23, 2014 · D/A · $3,500,000 sold of $4,000,000 · 6 investors · min. $50,000 · role: Director, Promoter EDGAR ↗
  • Oct 16, 2012 · D · $750,000 sold of $3,500,000 · 2 investors · min. $10,000 · role: Director, Promoter EDGAR ↗
  • Jan 20, 2012 · D · $584,493 sold of $1,250,000 · 14 investors · min. $10,000 · role: Executive Officer, Director, Promoter EDGAR ↗
  • Jan 20, 2012 · D · $100 sold of $100 · 2 investors · min. $40 · role: Executive Officer, Director EDGAR ↗

Raised $3.77M from 22 investors (100% of the $3.77M target) as of the latest filing. Stuart is listed as executive officer, director, promoter on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology · group: Frost

Cirro, Inc.

Aliso Viejo, CA · Apr 19, 2012 → Mar 28, 2014 · 3 filings
  • Mar 28, 2014 · D · $1,000,000 sold of $1,000,000 · 1 investors · min. $1,000,000 · role: Director, Promoter EDGAR ↗
  • Oct 16, 2013 · D · $7,692,032 sold of $8,192,032 · 8 investors · min. $52,000 · role: Director, Promoter EDGAR ↗
  • Apr 19, 2012 · D · $2,500,000 sold of $3,000,000 · 34 investors · min. $25,000 · role: Director, Promoter EDGAR ↗

Raised $7.69M from 34 investors (100% of the $1M target) as of the latest filing. Stuart is listed as director, promoter on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Predixion Software, Inc.

Aliso Viejo, CA · Jun 3, 2010 → Jun 12, 2013 · 6 filings
  • Jun 12, 2013 · D · $12,249,997 sold of $15,000,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 11, 2011 · D · $6,008,485 sold of $10,000,000 · 17 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 24, 2011 · D · $530 sold of $530 · 3 investors · min. $30 · role: Director, Promoter EDGAR ↗
  • Aug 2, 2011 · D · $3,010,000 sold of $3,010,000 · 5 investors · min. $10,000 · role: Director, Promoter EDGAR ↗
  • Jul 13, 2010 · D · $2,065,000 sold of $2,500,000 · 15 investors · min. $10,000 · role: Director EDGAR ↗
  • Jun 3, 2010 · D · $800,000 sold of $3,000,000 · 13 investors · min. $10,000 · role: Director EDGAR ↗

Raised $12.2M from 17 investors (82% of the $15M target) as of the latest filing. Stuart is listed as director, executive officer, promoter on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Frost

Frost VP Seed, LLC

San Juan Capistrano, CA · Mar 15, 2012
  • Mar 15, 2012 · D · $0 sold of $10,000,000 · 0 investors · min. No minimum reported · role: Director (Manger of the Manager of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Stuart is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Stuart 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

Management entity

Frost Venture Partners GP, LLC

Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Stuart Frost. Their page shows their other deals.

Management entity

Frost Management Company, LLC

Promoter · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Stuart Frost. Their page shows their other deals.

Management entity

Frost Fund III GP, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Stuart Frost. Their page shows their other deals.

JV
No photo found yet (own website and image search run after this page is viewed)
Person

John Vigouroux

Director, Promoter · 14 shared filings (6 issuers) · also on 4 other issuers

John Vigouroux is on 10 issuers in total — a repeat sponsor. Their page lists every one.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jack Kreindler

Executive Officer, Director, Promoter · 11 shared filings (3 issuers)

Listed on the same filings as Stuart Frost. Their page shows their other deals.

BG
No photo found yet (own website and image search run after this page is viewed)
Person

Bill Guerry

Executive Officer, Promoter · 9 shared filings (4 issuers)

Listed on the same filings as Stuart Frost. Their page shows their other deals.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Howcroft

Director, Executive Officer · 8 shared filings (2 issuers)

Listed on the same filings as Stuart Frost. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

John C. Power

Director · 7 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Stuart Frost. Their page shows their other deals.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Simon Arkell

Executive Officer, Director, Promoter · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Stuart Frost. Their page shows their other deals.

BO
No photo found yet (own website and image search run after this page is viewed)
Person

Babur Ozden

Director, Executive Officer, Promoter · 6 shared filings (1 issuer)

Listed on the same filings as Stuart Frost. Their page shows their other deals.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Bob Holmen

Director · 5 shared filings (1 issuer)

Listed on the same filings as Stuart Frost. Their page shows their other deals.

VB
No photo found yet (own website and image search run after this page is viewed)
Person

Vamsi Bonthala

Director · 5 shared filings (1 issuer)

Listed on the same filings as Stuart Frost. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jim Schraith

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Stuart Frost. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Mike Colaco

Director · 4 shared filings (2 issuers)

Listed on the same filings as Stuart Frost. Their page shows their other deals.

BO
No photo found yet (own website and image search run after this page is viewed)
Person

Bob Obuch

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Stuart Frost. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Steve DeSantis

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Stuart Frost. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen DeSantis

Executive Officer, Promoter · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Stuart Frost. Their page shows their other deals.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Theissen

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Stuart Frost. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Cary Breese

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Stuart Frost. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Dean Sawyer

Executive Officer, Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Stuart Frost. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Miles Mahoney

Director, Promoter, Executive Officer · 3 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Stuart Frost. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

JOHN F BURKE

Executive Officer, Director, Promoter · 2 shared filings (1 issuer) · also on 90 other issuers

JOHN F BURKE is on 91 issuers in total — a repeat sponsor. Their page lists every one.

TF
No photo found yet (own website and image search run after this page is viewed)
Person

Thiel Fred

Director · 2 shared filings (1 issuer)

Listed on the same filings as Stuart Frost. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jamie MacLennan

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Stuart Frost. Their page shows their other deals.

FT
No photo found yet (own website and image search run after this page is viewed)
Person

Fred Thiel

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Stuart Frost. Their page shows their other deals.

WG
No photo found yet (own website and image search run after this page is viewed)
Person

William Guerry

Executive Officer, Promoter · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Stuart Frost. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Mark McNally

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Stuart Frost. Their page shows their other deals.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Fligel

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Stuart Frost. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Mike Murphy

Director · 2 shared filings (2 issuers) · also on 3 other issuers

Mike Murphy is on 5 issuers in total — a repeat sponsor. Their page lists every one.

FF
No photo found yet (own website and image search run after this page is viewed)
Person

Frank Foster

Director · 1 shared filing (1 issuer) · also on 13 other issuers

Frank Foster is on 14 issuers in total — a repeat sponsor. Their page lists every one.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Brian S. Murphy

Executive Officer, Director, Promoter · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Stuart Frost. Their page shows their other deals.

TW
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Willis

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Stuart Frost. Their page shows their other deals.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Brown

Director · 1 shared filing (1 issuer) · also on 8 other issuers

Kevin Brown is on 9 issuers in total — a repeat sponsor. Their page lists every one.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Dhiraj Malkani

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Stuart Frost. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jim Greene

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stuart Frost. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Cory Steffek

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Stuart Frost. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Colaco

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stuart Frost. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Myer

Executive Officer, Director, Promoter · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Stuart Frost. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Litchfield

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Stuart Frost. Their page shows their other deals.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Larry Sheakley

Director · 1 shared filing (1 issuer)

Listed on the same filings as Stuart Frost. Their page shows their other deals.

The team behind the deals

Sponsor group

Frost

13 issuers · 30 filings · $102.5M reported sold · 2009–2020

One team, 13 deal companies. Stuart Frost is listed on 9 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Stuart Frost.

Same business address

37 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 13 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Stuart Frost by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 13 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Stuart Frost is listed on: none on file. No website or social profile named in Frost Fund III, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #277,623 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Juan Capistrano, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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