Stephen DeSantis is listed as an executive officer and promoter on 4 SEC Form D filings by 2 issuers between Jul 2010 and Nov 2017: Cloudvirga, Inc. (Irvine, CA — other technology — 2017; $60M reported sold to 34 investors) and Predixion Software, Inc. (Aliso Viejo, CA — other technology — 2010–2011; $12.2M reported sold to 17 investors).
What this means 2 separate companies raised money with this person listed as executive officer and promoter, over about 7 years. Across those companies the filings report $72.3M sold in total.
Listed alongside Bob Holmen (3 shared filings), Jim Schraith (3 shared filings), Simon Arkell (3 shared filings), Stuart Frost (3 shared filings), Bob Obuch (2 shared filings) and 6 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for Stephen DeSantis and found 9 differences, 2 worth asking the sponsor about: Form D filed 317 days after the first sale; Form D filed 308 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.