PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:06 AM ET

Sponsor Check › Person

SP
No photo found yet (own website and image search run after this page is viewed)

Steve Persky

Named as an officer, director or promoter on SEC Form D filings · CA · Dec 24, 2009 → Jan 19, 2016

6deals (issuers)
$336.8Mreported sold
252investors
28Form D filings
2009–2016years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Steve Persky is listed as an executive officer, director, and promoter on 28 SEC Form D filings by 6 issuers between Dec 2009 and Jan 2016. Largest by amount reported sold: Pacific & General Investments Inc. (El Segundo, CA — pooled investment fund — 2011–2016; $182.8M reported sold to 167 investors), DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd. (Santa Monica, CA — pooled investment fund — 2010–2016; $100M reported sold to 13 investors), DALTON ASIA (US FEEDER) FUND LP (El Segundo, CA — pooled investment fund — 2009–2013; $46M reported sold to 26 investors), DALTON DISTRESSED MORTGAGE FUND LTD (Santa Monica, CA — pooled investment fund — 2010–2013; $5M reported sold to 10 investors), DALTON DISTRESSED MORTGAGE FUND LP (Santa Monica, CA — pooled investment fund — 2010–2013; $3.05M reported sold to 36 investors) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer, director, and promoter, over about 7 years. Across those companies the filings report $336.8M sold in total.

Listed alongside James B. Rosenwald III (27 shared filings), DALTON INVESTMENTS, INC. (24 shared filings, management entity), Gifford Combs (23 shared filings), Belita Ong (21 shared filings), Todd Sherer (8 shared filings) and 13 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Steve. Each name links to their own page.

All 6 issuers belong to the sponsor group Dalton (39 issuers, $1.25B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Dalton has 39 companies on file and $1.25B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 8 court cases matching the name, 18 bankruptcy cases matching the name listed in Key records below.

What this means 26 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 28 public filings for Steve Persky and found 16 differences, 8 worth asking the sponsor about: Bankruptcy case: Persky Enterprises Limited; Amount sold went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Steve Persky has not run yet — it is joining a line of 46,965 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

8 cases: 2 closed (disposition not in docket feed), 1 open, 5 dismissed

PERSKY v. EQUIFAX INFORMATION SERVICES, LLC closed
District Court, D. New Jersey · No. 3:22-cv-02034 · Filed Apr 7, 2022 · Closed Dec 1, 2022
Role of PERSKY: Plaintiff · Outcome: Terminated 2022-12-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 30 federal dockets); surname only in the caption; court in NJ (not a filing state)
PERSKY v. EQUIFAX INFORMATION SERVICES, LLC open
District Court, D. New Jersey · No. 1:22-cv-02034 · Filed Apr 7, 2022
Role of PERSKY: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 30 federal dockets); surname only in the caption; court in NJ (not a filing state)
J.P. Morgan Securities LLC v. Persky dismissed
District Court, N.D. Illinois · No. 1:20-cv-01975 · Filed Mar 25, 2020 · Closed Dec 8, 2020 · Nature of suit: 190 Other contract actions
Role of Persky: Defendant · Outcome: Terminated 2020-12-08 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 30 federal dockets); surname only in the caption; court in IL (not a filing state)
Persky v. Bank of America NA dismissed
District Court, D. Arizona · No. 3:15-cv-08000 · Filed Jan 2, 2015 · Closed Jun 1, 2015 · Nature of suit: 220 Foreclosure
Role of Persky: Plaintiff · Outcome: Terminated 2015-06-01 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 30 federal dockets); surname only in the caption; court in AZ (not a filing state)
Persky v. William Blair & Company dismissed
District Court, N.D. Illinois · No. 1:09-cv-02614 · Filed Apr 29, 2009 · Closed Jul 7, 2009 · Nature of suit: 370 Other fraud
Role of Persky: Plaintiff · Outcome: Terminated 2009-07-07 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 30 federal dockets); surname only in the caption; court in IL (not a filing state)
Persky v. Xinos Enterprises dismissed
District Court, S.D. California · No. 3:93-cv-00225 · Filed Feb 11, 1993 · Closed Jan 31, 1994 · Nature of suit: 190 Other contract actions
Role of Persky: Plaintiff · Outcome: Terminated 1994-01-31 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 30 federal dockets); surname only in the caption; court in the person's filing state (CA)
Pension Benefit Guar v. Persky & Wolfe, Inc. dismissed
District Court, N.D. Ohio · No. 4:92-cv-01036 · Filed May 26, 1992 · Closed Aug 11, 1993 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Persky & Wolfe, Inc.: Defendant · Outcome: Terminated 1993-08-11 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 30 federal dockets); surname only in the caption; court in OH (not a filing state)
Exploration, Inc. v. Persky closed
District Court, S.D. New York · No. 1:88-cv-01490 · Filed Mar 4, 1988 · Closed Sep 27, 1991
Role of Persky: Defendant · Outcome: Terminated 1991-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 30 federal dockets); surname only in the caption; court in NY (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Steve Persky..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

18 cases: 1 open, 17 closed (disposition not in docket feed)

Michael A. Persky open
United States Bankruptcy Court, E.D. Michigan · No. 25-46383 · Filed Jun 23, 2025
Role of Michael A. Persky: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 30 federal dockets); different first name (michael); court in MI (not a filing state)
Michael Persky closed
United States Bankruptcy Court, C.D. California · No. 1:14-bk-15039 · Filed Nov 6, 2014 · Closed Dec 23, 2014
Role of Michael Persky: Debtor · Outcome: Case closed 2014-12-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 30 federal dockets); different first name (michael); court in the person's filing state (CA)
Michael Persky closed
United States Bankruptcy Court, C.D. California · No. 9:14-bk-11668 · Filed Aug 4, 2014 · Closed Sep 11, 2014
Role of Michael Persky: Debtor · Outcome: Case closed 2014-09-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 30 federal dockets); different first name (michael); court in the person's filing state (CA)
Persky Enterprises Limited closed
United States Bankruptcy Court, C.D. California · No. 1:13-bk-15952 · Filed Sep 12, 2013 · Closed Jan 23, 2014
Role of Persky Enterprises Limited: Debtor · Outcome: Case closed 2014-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 30 federal dockets); surname only in the caption; court in the person's filing state (CA)
William S Persky closed
United States Bankruptcy Court, N.D. Illinois · No. 13-27588 · Filed Jul 9, 2013 · Closed Oct 25, 2013
Role of William S Persky: Debtor · Outcome: Case closed 2013-10-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 30 federal dockets); different first name (william); court in IL (not a filing state)
Irving H. Picard, Trustee for the Liquidation of B v. Joseph Persky Foundation closed
United States Bankruptcy Court, S.D. New York · No. 10-05057 · Filed Dec 2, 2010 · Closed Mar 12, 2015
Role of Joseph Persky Foundation: Defendant · Outcome: Case closed 2015-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 30 federal dockets); different first name (joseph); court in NY (not a filing state)
Michael Eric Persky closed
United States Bankruptcy Court, N.D. California · No. 10-13842 · Filed Oct 5, 2010 · Closed Jan 18, 2011
Role of Michael Eric Persky: Debtor · Outcome: Case closed 2011-01-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 30 federal dockets); different first name (eric); court in the person's filing state (CA)
ADAM PERSKY D.M.D. & SILVA BATTAGLIN D.M.D. LTD. closed
United States Bankruptcy Court, D. Nevada · No. 09-16701 · Filed Apr 29, 2009 · Closed Sep 21, 2010
Role of ADAM PERSKY D.M.D. & SILVA BATTAGLIN D.M.D. LTD.: Debtor · Outcome: Case closed 2010-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 30 federal dockets); different first name (adam); court in NV (not a filing state)
Wickes Inc v. Goldbrg Persky & White PC closed
United States Bankruptcy Court, N.D. Illinois · No. 05-02008 · Filed Sep 21, 2005 · Closed Oct 25, 2006
Role of Goldbrg Persky & White PC: Defendant · Outcome: Case closed 2006-10-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 30 federal dockets); different first name (goldbrg); court in IL (not a filing state)
Steven A Persky and Donna M Persky closed
United States Bankruptcy Court, E.D. New York · No. 1-05-20520 · Filed Jun 30, 2005 · Closed Feb 6, 2006
Role of Steven A Persky and Donna M Persky: Debtor · Outcome: Case closed 2006-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 30 federal dockets); first name matches; court in NY (not a filing state)
Goldberg, Persky & White, P.C. v. Continental Casualty Company closed
United States Bankruptcy Court, D. New Jersey · No. 04-02052 · Filed Jun 14, 2004 · Closed Sep 22, 2004
Role of Goldberg, Persky & White, P.C.: Plaintiff · Outcome: Case closed 2004-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 30 federal dockets); different first name (goldberg); court in NJ (not a filing state)
Goldberg, Persky & White, P.C. v. Continental Casualty Company closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 04-00204 · Filed May 13, 2004 · Closed Jan 11, 2011
Role of Goldberg, Persky & White, P.C.: Plaintiff · Outcome: Case closed 2011-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 30 federal dockets); different first name (goldberg); court in PA (not a filing state)
Michael A. Persky and Angela M. Persky closed
United States Bankruptcy Court, E.D. Michigan · No. 03-54131 · Filed May 16, 2003 · Closed Sep 16, 2003
Role of Michael A. Persky and Angela M. Persky: Debtor · Outcome: Case closed 2003-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 30 federal dockets); different first name (michael); court in MI (not a filing state)
G-I Holdings, Inc. v. Goldberg, Persky, Jennings & White closed
United States Bankruptcy Court, D. New Jersey · No. 03-01031 · Filed Jan 3, 2003 · Closed Aug 13, 2010
Role of Goldberg, Persky, Jennings & White: Defendant · Outcome: Case closed 2010-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 30 federal dockets); different first name (goldberg); court in NJ (not a filing state)
Steven Persky and Sharon Persky closed
United States Bankruptcy Court, E.D. New York · No. 8-02-87673 · Filed Oct 24, 2002 · Closed Apr 4, 2003
Role of Steven Persky and Sharon Persky: Debtor · Outcome: Case closed 2003-04-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 30 federal dockets); first name matches; court in NY (not a filing state)
Steve Persky closed
United States Bankruptcy Court, N.D. Illinois · No. 00-09358 · Filed Mar 29, 2000 · Closed Jul 24, 2000
Role of Steve Persky: Debtor · Outcome: Case closed 2000-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 30 federal dockets); first name matches; court in IL (not a filing state)
Geltzer v. J Persky & Associates P.C. closed
United States Bankruptcy Court, E.D. New York · No. 1-98-01214 · Filed May 26, 1998 · Closed Nov 3, 1998
Role of J Persky & Associates P.C.: Defendant · Outcome: Case closed 1998-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 30 federal dockets); different first name (j); court in NY (not a filing state)
William Bennett Persky and Betty Jean Persky closed
United States Bankruptcy Court, M.D. Florida · No. 8:98-bk-06138 · Filed Apr 14, 1998 · Closed Aug 3, 2001
Role of William Bennett Persky and Betty Jean Persky: Debtor · Outcome: Case closed 2001-08-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 30 federal dockets); different first name (bennett); court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

16 differences found between the filings for Steve Persky — 8 worth asking about (compared 28 filings on Oct 24, 2026)

Worth asking · Sep 12, 2013 – Jan 23, 2014

Bankruptcy case: Persky Enterprises Limited — filed Sep 12, 2013

United States Bankruptcy Court, C.D. California docket "Persky Enterprises Limited" filed Sep 12, 2013, closed Jan 23, 2014. Steve Persky is listed as Debtor ("Persky Enterprises Limited"). Our match estimate: 50%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗
Sources
Note · Sep 9, 2015 – Sep 13, 2017

Bankruptcy case: Mega RV Corporation v. Rosenwald — filed Sep 9, 2015

United States Bankruptcy Court, C.D. California docket "Mega RV Corporation v. Rosenwald" filed Sep 9, 2015, closed Sep 13, 2017. James B. Rosenwald III (listed on the same filings) is listed as Defendant ("Rosenwald"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗James B. Rosenwald III — PartnerFacts page ↗
Sources
Note · Mar 4, 2010 – Jun 22, 2010

Bankruptcy case: Rosenwald v. Volkswagen Group of America, Inc. d/b/a Volkswagen — filed Mar 4, 2010

United States Bankruptcy Court, S.D. Florida. docket "Rosenwald v. Volkswagen Group of America, Inc. d/b/a Volkswagen" filed Mar 4, 2010, closed Jun 22, 2010. James B. Rosenwald III (listed on the same filings) is listed as Plaintiff ("Rosenwald"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. Florida. ↗James B. Rosenwald III — PartnerFacts page ↗
Sources
Worth asking · Nov 20, 2012 – Nov 22, 2013

Amount sold went down between filings — DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd.

The Nov 20, 2012 filing says $100,000,000 sold; the Nov 22, 2013 Form D/A says $10,000,000 sold — $90,000,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Nov 20, 2012 ↗Form D/A (later) · Nov 22, 2013 ↗DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd. — PartnerFacts page ↗
Sources
Worth asking · Dec 24, 2009 – Dec 1, 2010

Investor count went down between filings — DALTON ASIA (US FEEDER) FUND LP

The Dec 24, 2009 filing reports 5 investors; the Dec 1, 2010 Form D/A reports 4 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Dec 24, 2009 ↗Form D/A (later) · Dec 1, 2010 ↗DALTON ASIA (US FEEDER) FUND LP — PartnerFacts page ↗
Sources
Worth asking · Jan 2, 2013 – Jan 19, 2016

Steve Persky appears on 3 deals that stopped filing before reaching their target

DALTON JAPAN LONG/SHORT (US FEEDER) FUND LP (last filing Jan 19, 2016; $0 sold of $5,000,000,000); DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd. (last filing Jan 19, 2016; $100,000,000 sold of $5,000,000,000); DALTON DISTRESSED MORTGAGE FUND LTD (last filing Jan 2, 2013; $5,000,000 sold of $500,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

DALTON JAPAN LONG/SHORT (US FEEDER) FUND LP — PartnerFacts page ↗DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd. — PartnerFacts page ↗DALTON DISTRESSED MORTGAGE FUND LTD — PartnerFacts page ↗
Sources
Worth asking · Jan 1, 2008 – Nov 20, 2012

6 Form Ds were filed more than 15 days after the first sale

Form D filed 1,541 days after the first sale — DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd. · Form D filed 1,176 days after the first sale — DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd. · Form D filed 506 days after the first sale — DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd. · Form D filed 592 days after the first sale — DALTON DISTRESSED MORTGAGE FUND LP · Form D filed 560 days after the first sale — DALTON DISTRESSED MORTGAGE FUND LTD · and 1 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Nov 20, 2012 ↗DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd. — PartnerFacts page ↗Form D · Nov 21, 2011 ↗Form D · Jan 20, 2010 ↗
Sources
Note · Jun 1, 2008 – Jan 19, 2016

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd. (latest filing Jan 19, 2016) · No amendment in the last 12 months on an offering that may still be open — DALTON DISTRESSED MORTGAGE FUND LP (latest filing Jan 2, 2013) · No amendment in the last 12 months on an offering that may still be open — DALTON DISTRESSED MORTGAGE FUND LTD (latest filing Jan 2, 2013) · No amendment in the last 12 months on an offering that may still be open — DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd. (latest filing Nov 21, 2011) · No amendment in the last 12 months on an offering that may still be open — DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd. (latest filing Mar 11, 2010)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jan 19, 2016 ↗DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd. — PartnerFacts page ↗Form D/A · Jan 2, 2013 ↗DALTON DISTRESSED MORTGAGE FUND LP — PartnerFacts page ↗
Sources
Worth asking · Jan 19, 2016 – Nov 1, 2017

Steve Persky is no longer listed on the Nov 1, 2017 amendment — Pacific & General Investments Inc.

Steve Persky appears on the Jan 19, 2016 Form D/A (executive officer) but not on the Nov 1, 2017 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jan 19, 2016 ↗Form D/A · Nov 1, 2017 ↗Steve Persky — PartnerFacts page ↗Pacific & General Investments Inc. — PartnerFacts page ↗
Sources
Worth asking · Jan 2, 2013 – Jan 3, 2014

Steve Persky is no longer listed on the Jan 3, 2014 amendment — DALTON ASIA (US FEEDER) FUND LP

Steve Persky appears on the Jan 2, 2013 Form D/A (director) but not on the Jan 3, 2014 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jan 2, 2013 ↗Form D/A · Jan 3, 2014 ↗Steve Persky — PartnerFacts page ↗DALTON ASIA (US FEEDER) FUND LP — PartnerFacts page ↗
Sources
Worth asking · Nov 21, 2011 – Jan 4, 2012

Steve Persky is no longer listed on the Jan 4, 2012 amendment — DALTON JAPAN LONG/SHORT (US FEEDER) FUND LP

Steve Persky appears on the Nov 21, 2011 Form D (director) but not on the Jan 4, 2012 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Nov 21, 2011 ↗Form D/A · Jan 4, 2012 ↗Steve Persky — PartnerFacts page ↗DALTON JAPAN LONG/SHORT (US FEEDER) FUND LP — PartnerFacts page ↗
Sources
Note · Mar 11, 2010 – Nov 22, 2013

4 role changes for the same people across filings

Steve Persky's role changed at DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd.: director → executive officer · Steve Persky's role changed at Pacific & General Investments Inc.: director → executive officer · Steve Persky's role changed at DALTON JAPAN LONG/SHORT (US FEEDER) FUND LP: promoter → director · Steve Persky's role changed at DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd.: promoter → director

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D · Nov 20, 2012 ↗Form D/A · Nov 22, 2013 ↗Steve Persky — PartnerFacts page ↗DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd. — PartnerFacts page ↗
Sources
Note · Jan 2, 2013 – Jan 3, 2014

Offering amount changed between filings — DALTON ASIA (US FEEDER) FUND LP

The Jan 2, 2013 filing says $500,000,000 offered; the Jan 3, 2014 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Jan 2, 2013 ↗Form D/A (later) · Jan 3, 2014 ↗DALTON ASIA (US FEEDER) FUND LP — PartnerFacts page ↗
Sources
Note · Nov 20, 2012 – Nov 22, 2013

Offering amount changed between filings — DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd.

The Nov 20, 2012 filing says $5,000,000,000 offered; the Nov 22, 2013 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Nov 20, 2012 ↗Form D/A (later) · Nov 22, 2013 ↗DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd. — PartnerFacts page ↗
Sources
Note · Dec 24, 2009 – Jan 4, 2012

4 issuers described their industry differently on different filings

Industry group changed between filings — DALTON DISTRESSED MORTGAGE FUND LP · Industry group changed between filings — DALTON DISTRESSED MORTGAGE FUND LTD · Industry group changed between filings — DALTON ASIA (US FEEDER) FUND LP · Industry group changed between filings — DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd.

What this means Often just a different box ticked; sometimes the deal changed. Ask which business your money is in.

Form D · Jan 14, 2010 ↗Form D/A · Jan 4, 2012 ↗DALTON DISTRESSED MORTGAGE FUND LP — PartnerFacts page ↗Form D · Jan 12, 2010 ↗
Sources
Note · Mar 11, 2010 – Feb 3, 2026

9 address changes between filings

Address moved from Las Vegas, NV to El Segundo, CA — Pacific & General Investments Inc. · Address moved from Las Vegas, NV to El Segundo, CA — DALTON ASIA (US FEEDER) FUND LP · Address moved from Santa Monica, CA to Las Vegas, NV — DALTON ASIA (US FEEDER) FUND LP · Address moved from Santa Monica, CA to Las Vegas, NV — Pacific & General Investments Inc. · Address moved from Los Angeles, CA to Santa Monica, CA — DALTON DISTRESSED MORTGAGE FUND LP · and 4 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Mar 4, 2025 ↗Form D/A · Feb 3, 2026 ↗Pacific & General Investments Inc. — PartnerFacts page ↗Form D/A · Mar 3, 2025 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 10 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 19, 2016 D/A
DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd.
File 021-187262
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 19, 2016 D/A
Pacific & General Investments Inc.
File 021-187278
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 2, 2013 D/A
DALTON ASIA (US FEEDER) FUND LP
File 021-115175
$0$0$0None listed on this filingEDGAR ↗
Jan 2, 2013 D/A
DALTON DISTRESSED MORTGAGE FUND LTD
File 021-119386
$0$0$0None listed on this filingEDGAR ↗
Jan 2, 2013 D/A
DALTON DISTRESSED MORTGAGE FUND LP
File 021-119385
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Nov 21, 2011 D
DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd.
File 021-169015
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Nov 21, 2011 D
DALTON JAPAN LONG/SHORT (US FEEDER) FUND LP
File 021-169012
$0$0$0 (est.)None no CRD number reportedEDGAR ↗
Nov 21, 2011 D
Pacific & General Investments Inc.
File 021-169018
$0$0$0None listed on this filingEDGAR ↗
Mar 11, 2010 D/A
DALTON JAPAN LONG/SHORT (US FEEDER) FUND LP
File 021-121488
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 11, 2010 D/A
DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd.
File 021-121489
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named Steve Persky on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

PG
Pooled Investment Fund · group: Dalton

Pacific & General Investments Inc.

El Segundo, CA · Nov 21, 2011 → Jan 19, 2016 · 5 filings
  • Jan 19, 2016 · D/A · $130,341,660 sold of Indefinite · 61 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Nov 21, 2014 · D/A · $125,000,000 sold of Indefinite · 53 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Nov 22, 2013 · D/A · $120,000,000 sold of Indefinite · 53 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Nov 20, 2012 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Nov 21, 2011 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $182.8M from 167 investors as of the latest filing. Steve is listed as executive officer, director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DJ
Pooled Investment Fund · group: Dalton

DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd.

Santa Monica, CA · Jan 20, 2010 → Jan 19, 2016 · 7 filings
  • Jan 19, 2016 · D/A · $14,304,003 sold of Indefinite · 13 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Nov 21, 2014 · D/A · $14,000,000 sold of Indefinite · 13 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Nov 22, 2013 · D/A · $10,000,000 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Nov 20, 2012 · D · $100,000,000 sold of $5,000,000,000 · 1 investors · min. $1,000,000 · role: Director (General and/or Managing Member) EDGAR ↗
  • Nov 21, 2011 · D · $100,000,000 sold of $5,000,000,000 · 1 investors · min. $1,000,000 · role: Director (General and/or Managing Partner) EDGAR ↗
  • Mar 11, 2010 · D/A · $100,000,000 sold of $5,000,000,000 · 1 investors · min. $100,000,000 · role: Promoter (General and/or Managing Partner) EDGAR ↗
  • Jan 20, 2010 · D · $100,000,000 sold of $5,000,000,000 · 1 investors · min. $100,000,000 · role: Promoter (General and/or Managing Partner) EDGAR ↗

Raised $100M from 13 investors as of the latest filing. Steve is listed as executive officer, director, promoter on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DA
Pooled Investment Fund · group: Dalton

DALTON ASIA (US FEEDER) FUND LP

El Segundo, CA · Dec 24, 2009 → Jan 2, 2013 · 5 filings
  • Jan 2, 2013 · D/A · $20,462,043 sold of $500,000,000 · 5 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jan 4, 2012 · D/A · $20,462,043 sold of $500,000,000 · 5 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Feb 24, 2011 · D/A · $20,462,043 sold of $500,000,000 · 5 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Dec 1, 2010 · D/A · $20,462,043 sold of $500,000,000 · 4 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Dec 24, 2009 · D · $20,000,000 sold of $500,000,000 · 5 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $46M from 26 investors (9% of the $500M target) as of the latest filing. Steve is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DD
Pooled Investment Fund · group: Dalton

DALTON DISTRESSED MORTGAGE FUND LTD

Santa Monica, CA · Jan 12, 2010 → Jan 2, 2013 · 4 filings
  • Jan 2, 2013 · D/A · $5,000,000 sold of $500,000,000 · 10 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jan 4, 2012 · D/A · $5,000,000 sold of $500,000,000 · 10 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Feb 24, 2011 · D/A · $5,000,000 sold of $500,000,000 · 10 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jan 12, 2010 · D · $5,000,000 sold of $500,000,000 · 10 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $5M from 10 investors (1% of the $500M target) as of the latest filing. Steve is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DD
Pooled Investment Fund · group: Dalton

DALTON DISTRESSED MORTGAGE FUND LP

Santa Monica, CA · Jan 14, 2010 → Jan 2, 2013 · 4 filings
  • Jan 2, 2013 · D/A · $3,050,000 sold of Indefinite · 36 investors · min. $1,000,000 · role: Executive Officer (Founder and Managing Partner of the General Partner) EDGAR ↗
  • Jan 4, 2012 · D/A · $3,050,000 sold of Indefinite · 36 investors · min. $1,000,000 · role: Executive Officer (Founder and Managing Partner of the General Partner) EDGAR ↗
  • Feb 24, 2011 · D/A · $3,050,000 sold of Indefinite · 36 investors · min. $1,000,000 · role: Executive Officer (Founder and Managing Partner of the General Partner) EDGAR ↗
  • Jan 14, 2010 · D · $3,050,000 sold of Indefinite · 12 investors · min. $1,000,000 · role: Executive Officer (Founder and Managing Partner of the General Partner) EDGAR ↗

Raised $3.05M from 36 investors as of the latest filing. Steve is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DJ
Pooled Investment Fund · group: Dalton

DALTON JAPAN LONG/SHORT (US FEEDER) FUND LP

Santa Monica, CA · Jan 19, 2010 → Nov 21, 2011 · 3 filings
  • Nov 21, 2011 · D · $0 sold of $5,000,000,000 · 0 investors · min. $1,000,000 · role: Director (General and/or Managing Partner) EDGAR ↗
  • Mar 11, 2010 · D/A · $0 sold of $5,000,000,000 · 0 investors · min. $100,000,000 · role: Promoter (General and/or Managing Partner) EDGAR ↗
  • Jan 19, 2010 · D · $0 sold of $5,000,000,000 · 0 investors · min. $100,000,000 · role: Promoter (General and/or Managing Partner) EDGAR ↗

No sales reported yet as of the latest filing. Steve is listed as director, promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Steve 18

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DI
Management entity

DALTON INVESTMENTS, INC.

Promoter · 24 shared filings (5 issuers) · also on 19 other issuers

DALTON INVESTMENTS, INC. is on 24 issuers in total — a repeat sponsor. Their page lists every one.

DB
Management entity

Dalton B. Investments LLC.

Promoter · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Steve Persky. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

James B. Rosenwald III

Director, Promoter, Executive Officer · 27 shared filings (6 issuers) · also on 27 other issuers

James B. Rosenwald III is on 33 issuers in total — a repeat sponsor. Their page lists every one.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

Gifford Combs

Executive Officer, Promoter, Director · 23 shared filings (5 issuers) · also on 13 other issuers

Gifford Combs is on 18 issuers in total — a repeat sponsor. Their page lists every one.

BO
No photo found yet (own website and image search run after this page is viewed)
Person

Belita Ong

Promoter, Executive Officer · 21 shared filings (5 issuers) · also on 11 other issuers

Belita Ong is on 16 issuers in total — a repeat sponsor. Their page lists every one.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Todd Sherer

Executive Officer · 8 shared filings (2 issuers) · also on 5 other issuers

Todd Sherer is on 7 issuers in total — a repeat sponsor. Their page lists every one.

YS
No photo found yet (own website and image search run after this page is viewed)
Person

Yuya Shimizu

Director · 7 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Steve Persky. Their page shows their other deals.

EC
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Clauson

Director · 5 shared filings (2 issuers) · also on 3 other issuers

Eric Clauson is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MN
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Nelson

Director · 5 shared filings (1 issuer) · also on 5 other issuers

Mark Nelson is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

James Denham

Director · 5 shared filings (1 issuer)

Listed on the same filings as Steve Persky. Their page shows their other deals.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Kyle Kazan

Director · 4 shared filings (1 issuer) · also on 6 other issuers

Kyle Kazan is on 7 issuers in total — a repeat sponsor. Their page lists every one.

YO
No photo found yet (own website and image search run after this page is viewed)
Person

Yasuhiro Ogita

Director · 4 shared filings (1 issuer)

Listed on the same filings as Steve Persky. Their page shows their other deals.

BO
No photo found yet (own website and image search run after this page is viewed)
Person

Bellta Ong

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Steve Persky. Their page shows their other deals.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

David Robinson

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Steve Persky. Their page shows their other deals.

YO
No photo found yet (own website and image search run after this page is viewed)
Person

Yusuhiro Ogita

Director · 2 shared filings (1 issuer)

Listed on the same filings as Steve Persky. Their page shows their other deals.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Swaraj Chowdry

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Steve Persky. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Joy L. Milan

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Steve Persky. Their page shows their other deals.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

David Atkinson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Steve Persky. Their page shows their other deals.

The team behind the deals

D
Sponsor group

Dalton

39 issuers · 302 filings · $1.25B reported sold · 2009–2026

One team, 39 deal companies. Steve Persky is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Steve Persky.

Same business address

15 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 5 of the 6 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Pacific & General Investments Inc., DALTON ASIA (US FEEDER) FUND LP, DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd., DALTON JAPAN LONG/SHORT (US FEEDER) FUND LP, DALTON DISTRESSED MORTGAGE FUND LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Steve Persky by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Steve Persky is listed on: none on file. No website or social profile named in DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #292,426 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Santa Monica, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Steve Persky appears on a new Form D, or when a court case or SEC action is matched to them. See plans →