PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:33 AM ET

Sponsor Check › Sponsor group

D

Dalton

One sponsor team, 39 deal companies · El Segundo, CA

Grouped because: 23 shared people, 8 shared management entities, same business address (34 issuers), similar issuer names (36) · 7 issuers also list a director who sits on many unrelated issuers (not used to group) (automatic match from the filings) · not the same sponsor?

39deal companies
$1.25Breported sold
1,306investors
302Form D filings
2009–2026active
4new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Feb 11, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Dalton is a sponsor group of 39 issuers that PartnerFacts links to one sponsor (shared people, shared management entity, same business address, similar issuer names, same person name on both filings; automatic match from the filings), filing 302 Form D filings between Mar 2009 and Feb 2026.

What this means One team, 39 deal companies, about 17 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $1.25B to 1,306 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (37), "Other" (2). Issuers are based in CA (33), Cayman Islands (as filed: E9) (3), NV (3).

What this means $1.25B raised across the group, about $959K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: James B. Rosenwald III (30 issuers, executive officer, director, and promoter), Dalton Investments, INC. (24 issuers, executive officer and promoter, entity), Gifford Combs (18 issuers, executive officer, director, and promoter), Belita Ong (16 issuers, executive officer and promoter), Steven D. Persky (12 issuers, executive officer, director, and promoter) and 91 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 4 new offerings in the last 12 months; latest filing Feb 11, 2026.

What this means Busy — still raising money this year.

Adviser registration (Form ADV) on record: ROSENWALD CAPITAL MANAGEMENT, INC.; DALTON INVESTMENTS, INC..

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 8 court cases matching the name, 5 bankruptcy cases matching the name listed in Key records below.

What this means 13 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 302 public filings for Dalton and found 20 differences, 11 worth asking the sponsor about: 18 offerings reported less sold on a later filing than an earlier one; 13 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Dalton has not run yet — it is joining a line of 56,340 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

8 cases: 2 open, 3 judgment, 3 dismissed

JSABF LLC v. Dalton Corporation open matched at sponsor-group level (Dalton)
District Court, D. Arizona · No. 3:25-cv-08136 · Filed Jun 25, 2025 · Nature of suit: 376 Qui Tam (31 U.S.C. § 3729(a)) · Cause: 31:3730 Qui Tam False Claims Act
Role of Dalton Corporation: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in AZ (not the issuer's state)
Prater v. Dalton Corporation open matched at sponsor-group level (Dalton)
District Court, N.D. Indiana · No. 3:24-cv-00910 · Filed Nov 8, 2024
Role of Dalton Corporation: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in IN (not the issuer's state)
Ratchford v. Dalton Corporation judgment matched at sponsor-group level (Dalton)
District Court, D. Arizona · No. 2:19-cv-01421 · Filed Feb 28, 2019 · Closed Mar 4, 2021 · Nature of suit: 890 Other statutory actions
Role of Dalton Corporation: Defendant · Outcome: Terminated 2021-03-04 — FJC Integrated Database disposition: Judgment on consent; judgment for plaintiff Docket on CourtListener ↗
exact company name; name has one distinctive word; court in AZ (not the issuer's state)
Sterling Savings Bank v. Dalton Company, LLC judgment matched at sponsor-group level (Dalton)
District Court, D. Oregon · No. 3:11-cv-01490 · Filed Dec 9, 2011 · Closed Feb 28, 2012 · Nature of suit: Negotiable Instrument · Cause: 28:1332 Diversity-Account Receivable
Role of Dalton Company, LLC: Defendant · Outcome: Terminated 2012-02-28 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
exact company name; name has one distinctive word; court in OR (not the issuer's state)
Stanley v. Dalton Corporation dismissed matched at sponsor-group level (Dalton)
District Court, N.D. Indiana · No. 1:03-cv-00049 · Filed Feb 4, 2003 · Closed Apr 22, 2004 · Nature of suit: 865 R.S.I.
Role of Dalton Corporation: Defendant · Outcome: Terminated 2004-04-22 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in IN (not the issuer's state); filed 2003, issuer incorporated 2008
Sht Mtl Wkr Nat Pen v. Dalton Corporation dismissed matched at sponsor-group level (Dalton)
District Court, E.D. Virginia · No. 1:94-cv-00261 · Filed Mar 4, 1994 · Closed Jul 27, 1994 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Dalton Corporation: Defendant · Outcome: Terminated 1994-07-27 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
exact company name; name has one distinctive word; court in VA (not the issuer's state); filed 1994, issuer incorporated 2008
Hubbell Steel Corp v. Dalton Corporation judgment matched at sponsor-group level (Dalton)
District Court, N.D. Indiana · No. 2:93-cv-00350 · Filed Dec 15, 1993 · Closed Mar 17, 1994 · Nature of suit: 190 Other contract actions
Role of Dalton Corporation: Defendant · Outcome: Terminated 1994-03-17 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
exact company name; name has one distinctive word; court in IN (not the issuer's state); filed 1993, issuer incorporated 2008
DALTON INC v. SONZERO dismissed matched at sponsor-group level (Dalton)
District Court, N.D. Illinois · No. · Filed Jan 22, 1988 · Closed Mar 21, 1988 · Nature of suit: 190 Other contract actions
Role of DALTON INC: Plaintiff · Outcome: Terminated 1988-03-21 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; name has one distinctive word; court in IL (not the issuer's state); filed 1988, issuer incorporated 2008
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Dalton..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

5 cases: 5 closed (disposition not in docket feed)

Dalton Corporation closed matched at sponsor-group level (Dalton)
United States Bankruptcy Court, D. Delaware · No. 10-10370 · Filed Feb 3, 2010 · Closed Apr 12, 2011
Role of Dalton Corporation: Debtor · Outcome: Case closed 2011-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in DE (not the issuer's state)
Unsecured Creditors Committee of Uni Boring Co., I v. Dalton Corporation closed matched at sponsor-group level (Dalton)
United States Bankruptcy Court, E.D. Michigan · No. 07-05958 · Filed Jun 8, 2007 · Closed Sep 4, 2007
Role of Dalton Corporation: Defendant · Outcome: Case closed 2007-09-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MI (not the issuer's state)
Reorganized Tokheim, By and Through Kevin M. Coffe v. Dalton Corporation closed matched at sponsor-group level (Dalton)
United States Bankruptcy Court, D. Delaware · No. 04-55905 · Filed Oct 20, 2004 · Closed Mar 9, 2006
Role of Dalton Corporation: Defendant · Outcome: Case closed 2006-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in DE (not the issuer's state); filed 2004, issuer incorporated 2008
Dalton Corporation closed matched at sponsor-group level (Dalton)
United States Bankruptcy Court, D. Delaware · No. 03-12425 · Filed Aug 5, 2003 · Closed Dec 31, 2003
Role of Dalton Corporation: Debtor · Outcome: Case closed 2003-12-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in DE (not the issuer's state); filed 2003, issuer incorporated 2008
Covey v. Dalton Corporation closed matched at sponsor-group level (Dalton)
United States Bankruptcy Court, C.D. Illinois · No. 01-08222 · Filed Sep 13, 2001 · Closed Dec 28, 2001
Role of Dalton Corporation: Defendant · Outcome: Case closed 2001-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in IL (not the issuer's state); filed 2001, issuer incorporated 2008
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

20 differences found between the filings for Dalton — 11 worth asking about (compared the newest 50 of 302 filings on Oct 24, 2026; older filings not covered)

Note · Mar 25, 2009 – Dec 11, 2023

7 bankruptcy cases name the subject or team members

Bankruptcy case: GenProp Rising Sun, LLC v. Watkins — filed Dec 11, 2023 · Bankruptcy case: Rising Sun Aviation, LLC v. Airlux Aircraft, Inc. — filed Feb 22, 2019 · Bankruptcy case: Mega RV Corporation v. Rosenwald — filed Sep 9, 2015 · Bankruptcy case: Rising Sun Enterprises, Inc. v. Kaur — filed Apr 29, 2013 · Bankruptcy case: Rising Sun Enterprises, Inc. — filed Jul 1, 2011 · and 2 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. California ↗Rising Sun Management Ltd. — PartnerFacts page ↗Docket · United States Bankruptcy Court, C.D. California ↗Docket · United States Bankruptcy Court, C.D. California ↗
Sources
Worth asking · Apr 12, 2024 – Feb 6, 2026

18 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — Pacific & General Investments ( Master )LP · Amount sold went down between filings — Dalton Pacific Rim Fund LP · Amount sold went down between filings — Dalton India (Master) Fund LP · Amount sold went down between filings — Dalton Investments Trust - Series B · Amount sold went down between filings — DALTON KIZUNA (US FEEDER) FUND LP · and 13 more

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D (earlier) · May 20, 2025 ↗Form D/A (later) · Feb 6, 2026 ↗Pacific & General Investments ( Master )LP — PartnerFacts page ↗Form D/A (earlier) · Mar 12, 2025 ↗
Sources
Worth asking · Jan 7, 2025 – Feb 3, 2026

13 offerings reported fewer investors on a later filing

Investor count went down between filings — Dalton India (Master) Fund LP · Investor count went down between filings — Dalton Investments Trust - Series J · Investor count went down between filings — Dalton Investments Trust - Series B · Investor count went down between filings — DALTON KIZUNA (US FEEDER) FUND LP · Investor count went down between filings — Pacific & General Investments Inc. · and 8 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D (earlier) · May 20, 2025 ↗Form D/A (later) · Feb 3, 2026 ↗Dalton India (Master) Fund LP — PartnerFacts page ↗Form D/A (earlier) · Oct 16, 2025 ↗
Sources
Worth asking · Jan 19, 2010 – Jan 31, 2022

Dalton includes 8 deals that stopped filing before reaching their target

DALTON GREATER CHINA (OFFSHORE FEEDER) FUND LTD. (last filing Jan 31, 2022; $80,889,816 sold of $500,000,000); DALTON GREATER CHINA (US FEEDER) FUND LP (last filing Jan 31, 2022; $98,922,608 sold of $250,000,000); CA Brand Collective LLC (last filing Dec 3, 2018; $2,082,289 sold of $10,000,000); DALTON JAPAN LONG/SHORT (US FEEDER) FUND LP (last filing Jan 19, 2016; $0 sold of $5,000,000,000); DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd. (last filing Jan 19, 2016; $100,000,000 sold of $5,000,000,000); Convergent US Fund LP (last filing Jan 16, 2015; $11,500,000 sold of $500,000,000); and 2 more. Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

DALTON GREATER CHINA (OFFSHORE FEEDER) FUND LTD. — PartnerFacts page ↗DALTON GREATER CHINA (US FEEDER) FUND LP — PartnerFacts page ↗CA Brand Collective LLC — PartnerFacts page ↗DALTON JAPAN LONG/SHORT (US FEEDER) FUND LP — PartnerFacts page ↗
Sources
Worth asking · Jan 31, 2022 – Feb 6, 2026

14 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Kings Gate Capital Partners Pty Ltd — Pacific & General Investments ( Master )LP · Paid seller listed without a CRD number: Kings Gate Capital Partners Pty Ltd — Pacific & General Investments LP · Paid seller listed without a CRD number: Kings Gate Capital Partners Pty Ltd — Pacific & General Investments Inc. · Paid seller listed without a CRD number: Kings Gate Capital Partners Pty Ltd — Dalton India (Offshore Feeder) Fund Ltd. · Paid seller listed without a CRD number: Kings Gate Capital Partners Pty Ltd — Dalton India (US Feeder) Fund LP · and 9 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Feb 6, 2026 ↗BrokerCheck search: Kings Gate Capital Partners Pty Ltd ↗Pacific & General Investments ( Master )LP — PartnerFacts page ↗Form D/A · Feb 3, 2026 ↗
Sources
Note · Aug 31, 2017 – Aug 22, 2018

44 other issuers file from the same address — 2 member issuers (IAM Credit Opportunities Offshore Fund, Ltd.; IAM Credit Opportunities Master Fund, LP)

The address on file, C/O Maples Corporate Services Limited, Ugland House, South Church Street, Grand Cayman, Cayman Islands (as filed: E9), is used by 46 issuers in our index across 15 sponsor groups; 44 are outside this group. It is on our registered-agent / shared-office list (registered agent / corporate services / fund administrator).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

IAM Credit Opportunities Offshore Fund, Ltd. — PartnerFacts page ↗IAM Credit Opportunities Master Fund, LP — PartnerFacts page ↗EDGAR filer page · IAM Credit Opportunities Offshore Fund, Ltd. ↗
Sources
Worth asking · Jan 1, 2005 – May 20, 2025

Form D filed 7,444 days after the first sale — Pacific & General Investments ( Master )LP

The filing says the first sale was Jan 1, 2005. The Form D was filed May 20, 2025 — 7,444 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 7,429 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · May 20, 2025 ↗Pacific & General Investments ( Master )LP — PartnerFacts page ↗
Sources
Worth asking · Jan 1, 2014 – May 20, 2025

Form D filed 4,157 days after the first sale — Dalton India (Master) Fund LP

The filing says the first sale was Jan 1, 2014. The Form D was filed May 20, 2025 — 4,157 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4,142 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · May 20, 2025 ↗Dalton India (Master) Fund LP — PartnerFacts page ↗
Sources
Worth asking · Jan 1, 2008 – May 20, 2025

Form D filed 6,349 days after the first sale — Dalton Asia ( Master) Fund LP

The filing says the first sale was Jan 1, 2008. The Form D was filed May 20, 2025 — 6,349 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6,334 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · May 20, 2025 ↗Dalton Asia ( Master) Fund LP — PartnerFacts page ↗
Sources
Worth asking · Apr 12, 2024 – Feb 6, 2026

23 people are no longer listed on a later amendment

Dalton Investments, Inc. is no longer listed on the Feb 6, 2026 amendment — Pacific & General Investments ( Master )LP · PacGen GP LLC is no longer listed on the Feb 6, 2026 amendment — Pacific & General Investments ( Master )LP · Dalton Investments, Inc. is no longer listed on the Feb 5, 2026 amendment — Dalton Pacific Rim Fund LP · PACRIM GP LLC is no longer listed on the Feb 5, 2026 amendment — Dalton Pacific Rim Fund LP · Dalton Investments, Inc. is no longer listed on the Feb 3, 2026 amendment — Dalton India (Master) Fund LP · and 18 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D · May 20, 2025 ↗Form D/A · Feb 6, 2026 ↗Dalton Investments, Inc. — PartnerFacts page ↗Pacific & General Investments ( Master )LP — PartnerFacts page ↗
Sources
Note · Nov 20, 2012 – Feb 3, 2026

11 role changes for the same people across filings

Kizuna GP LLC's role changed at DALTON KIZUNA (US FEEDER) FUND LP: executive officer → promoter · James B. Rosenwald III's role changed at DALTON ASIA (OFFSHORE FEEDER) FUND LTD.: director, promoter → executive officer, director · James B. Rosenwald III's role changed at Dalton India (Offshore Feeder) Fund Ltd.: director, promoter → executive officer, director · James B. Rosenwald III's role changed at DALTON ASIA (US FEEDER) FUND LP: promoter → executive officer · James B. Rosenwald III's role changed at Dalton India (US Feeder) Fund LP: promoter → executive officer · and 6 more

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D/A · Jan 28, 2021 ↗Form D/A · Feb 3, 2026 ↗Kizuna GP LLC — PartnerFacts page ↗DALTON KIZUNA (US FEEDER) FUND LP — PartnerFacts page ↗
Sources
Note · Dec 24, 2009 – Feb 6, 2026

11 people are written more than one way across the filings

PacGen GP LLC is written 2 different ways on the filings · India GP LLC is written 2 different ways on the filings · DALTON INVESTMENTS, INC. is written 3 different ways on the filings · Asia GP LLC is written 2 different ways on the filings · PacGen GP LLC is written 2 different ways on the filings · and 6 more

What this means Middle names and suffixes come and go on these forms. Check full legal names against your documents.

Form D/A · Nov 1, 2017 ↗Form D/A · Feb 6, 2026 ↗PacGen GP LLC — PartnerFacts page ↗Form D · Jul 18, 2014 ↗
Sources
Note · Dec 24, 2009 – Jan 4, 2012

Industry group changed between filings — DALTON ASIA (US FEEDER) FUND LP

"Other" (Dec 24, 2009 to Feb 24, 2011); then "Pooled Investment Fund" (Jan 4, 2012 to Feb 2, 2026).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Dec 24, 2009 ↗Form D/A · Jan 4, 2012 ↗DALTON ASIA (US FEEDER) FUND LP — PartnerFacts page ↗
Sources
Note · Feb 24, 2011 – Feb 6, 2026

30 address changes between filings

Address moved from Las Vegas, NV to El Segundo, CA — Pacific & General Investments ( Master )LP · Address moved from Las Vegas, NV to El Segundo, CA — NAVF Select ( Offshore Fund) Ltd. · Address moved from Las Vegas, NV to El Segundo, CA — Dalton Pacific Rim Fund LP · Address moved from Las Vegas, NV to El Segundo, CA — Dalton India (Master) Fund LP · Address moved from Las Vegas, NV to El Segundo, CA — Dalton Investments Trust - Series K Sub Series K-2 · and 25 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D · May 20, 2025 ↗Form D/A · Feb 6, 2026 ↗Pacific & General Investments ( Master )LP — PartnerFacts page ↗Form D/A · Mar 4, 2025 ↗
Sources
Worth asking · Oct 23, 2018 – Oct 3, 2024

2 separate companies in this group use the same name: "Dalton Investments Trust - Series B"

CIK 1756601 (first filed Oct 23, 2018, El Segundo, CA); CIK 2039421 (first filed Oct 3, 2024, Las Vegas, NV).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

Dalton Investments Trust - Series B — PartnerFacts page ↗Dalton Investments Trust - Series B — PartnerFacts page ↗EDGAR filer page · CIK 1756601 ↗EDGAR filer page · CIK 2039421 ↗
Sources
Worth asking · Oct 12, 2010 – Nov 1, 2017

2 separate companies in this group use the same name: "Pacific & General Investments Inc."

CIK 1503162 (first filed Oct 12, 2010, El Segundo, CA); CIK 1314612 (first filed Nov 1, 2017, El Segundo, CA).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

Pacific & General Investments Inc. — PartnerFacts page ↗Pacific & General Investments LP — PartnerFacts page ↗EDGAR filer page · CIK 1503162 ↗EDGAR filer page · CIK 1314612 ↗
Sources
Worth asking · Jan 12, 2010 – Jan 14, 2010

2 separate companies in this group use the same name: "DALTON DISTRESSED MORTGAGE FUND LTD"

CIK 1437993 (first filed Jan 12, 2010, Santa Monica, CA); CIK 1437994 (first filed Jan 14, 2010, Santa Monica, CA).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

DALTON DISTRESSED MORTGAGE FUND LTD — PartnerFacts page ↗DALTON DISTRESSED MORTGAGE FUND LP — PartnerFacts page ↗EDGAR filer page · CIK 1437993 ↗EDGAR filer page · CIK 1437994 ↗
Sources
Note · Jan 19, 2010 – Feb 11, 2026

Member companies were formed in 2 different states

Delaware (22), Cayman Islands (17) — out of 39 member issuers. The odd ones out: JMBO FUND LTD (Cayman Islands); DALTON GREATER CHINA (OFFSHORE FEEDER) FUND LTD. (Cayman Islands); DALTON ASIA (OFFSHORE FEEDER) FUND LTD. (Cayman Islands); DALTON DISTRESSED MORTGAGE FUND LTD (Cayman Islands); DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd. (Cayman Islands); Dalton Distressed Credit (Offshore Feeder) Fund Ltd. (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Dalton — sponsor group page ↗JMBO FUND LTD — PartnerFacts page ↗DALTON GREATER CHINA (OFFSHORE FEEDER) FUND LTD. — PartnerFacts page ↗DALTON ASIA (OFFSHORE FEEDER) FUND LTD. — PartnerFacts page ↗
Sources
Note · Jan 19, 2010 – Feb 11, 2026

Member companies list addresses in 3 different states

CA (33), Cayman Islands (as filed: E9) (3), NV (3). 2 members use a registered-agent or shared-office address: IAM Credit Opportunities Offshore Fund, Ltd. (C/O Maples Corporate Services Limited, Ugland House, South Church Street, Grand Cayman, Cayman Islands (as filed: E9)); IAM Credit Opportunities Master Fund, LP (C/O Maples Corporate Services Limited, Ugland House, South Church Street, Grand Cayman, Cayman Islands (as filed: E9)).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Dalton — sponsor group page ↗IAM Credit Opportunities Offshore Fund, Ltd. — PartnerFacts page ↗IAM Credit Opportunities Master Fund, LP — PartnerFacts page ↗JMBO FUND LTD — PartnerFacts page ↗
Sources
Note · Feb 2, 2010 – Feb 5, 2026

6 issuers used a different name before

Issuer used a different name before — NAVF Select LLC · Issuer used a different name before — Dalton Investments Trust - Series J · Issuer used a different name before — Dalton Investments Trust - Series B · Issuer used a different name before — Dalton India (Offshore Feeder) Fund Ltd. · Issuer used a different name before — Pacific & General Investments LP · and 1 more

What this means Match the CIK on your documents, not just the name.

EDGAR filer page ↗NAVF Select LLC — PartnerFacts page ↗EDGAR filer page ↗Dalton Investments Trust - Series J — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 302 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

0 of 50 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 11, 2026 D
KAVF Select GP LLC
File 021-573307
$0$0$0None listed on this filingEDGAR ↗
Feb 6, 2026 D/A
Pacific & General Investments ( Master )LP
File 021-546660
$0$0$0
Dalton Investments, Inc. receives a percentage on the assets under management for investment management services and performance fees as applicable. Directors serving on the fund's board, if any, are paid director fees.
Kings Gate Capital Partners Pty Ltd no CRD number reportedEDGAR ↗
Feb 6, 2026 D
KAVF Select (Master) Fund LP
File 021-572868
$0$0$0
Dalton Investments, Inc. receives a percentage on the assets under management for investment management services and performance fees as applicable. Directors serving on the fund's board, if any, are paid director fees.
None listed on this filingEDGAR ↗
Feb 5, 2026 D/A
NAVF Select LLC
File 021-410300
$0$0$0
The investment manager and investment adviser receive a percentage on an annualized basis of the assets undermanagement for investment services. The investment adviser also receives a portion of the profits of the fund.
N/A no CRD number reportedEDGAR ↗
Feb 5, 2026 D/A
Dalton Pacific Rim Fund LP
File 021-446639
$0$0$0
Dalton Investments, Inc. receives a percentage on the assets under management for investment management services and performance fees as applicable. Directors serving on the fund's board, if any, are paid director fees.
None listed on this filingEDGAR ↗
Feb 5, 2026 D/A
NAVF Select ( Offshore Fund) Ltd.
File 021-520019
$0$0$0
Dalton Investments, Inc. receives a percentage on the assets under management for investment management services and performance fees as applicable. Directors serving on the fund's board, if any, are paid director fees.
None listed on this filingEDGAR ↗
Feb 3, 2026 D/A
Pacific & General Investments Inc.
File 021-187278
$0$0$0 (est.)
Dalton Investments, Inc. receives a percentage on the assets under management for investment management services and performance fees as applicable. Directors serving on the fund's board, if any, are paid director fees.
Kings Gate Capital Partners Pty Ltd no CRD number reported
via NA
EDGAR ↗
Feb 3, 2026 D/A
Dalton India (Offshore Feeder) Fund Ltd.
File 021-221365
$0$0$0
Dalton Investments, Inc. receives a percentage on the assets under management for investment management services and performance fees as applicable. Directors serving on the fund's board, if any, are paid director fees.
Kings Gate Capital Partners Pty Ltd no CRD number reported
via NA
EDGAR ↗
Feb 3, 2026 D/A
Dalton India (US Feeder) Fund LP
File 021-221368
$0$0$0
Dalton Investments, Inc. receives a percentage on the assets under management for investment management services and performance fees as applicable. Directors serving on the fund's board, if any, are paid director fees.
Kings Gate Capital Partners Pty Ltd no CRD number reported
via NA
EDGAR ↗
Feb 3, 2026 D/A
DALTON KIZUNA (US FEEDER) FUND LP
File 021-282839
$0$0$0
Dalton Investments, Inc. receives a percentage on the assets under management for investment management services and performance fees as applicable. Directors serving on the fund's board, if any, are paid director fees.
Kings Gate Capital Partners Pty Ltd no CRD number reported
via NA
EDGAR ↗
Feb 3, 2026 D/A
DALTON KIZUNA (OFFSHORE FEEDER) FUND LTD.
File 021-282840
$0$0$0
Dalton Investments, Inc. receives a percentage on the assets under management for investment management services and performance fees as applicable. Directors serving on the fund's board, if any, are paid director fees.
Kings Gate Capital Partners Pty Ltd no CRD number reported
via NA
EDGAR ↗
Feb 3, 2026 D/A
Pacific & General Investments LP
File 021-297850
$0$0$0 (est.)
Dalton Investments, Inc. receives a percentage on the assets under management for investment management services and performance fees as applicable. Directors serving on the fund's board, if any, are paid director fees.
Kings Gate Capital Partners Pty Ltd no CRD number reported
via NA
EDGAR ↗
Feb 3, 2026 D/A
Dalton Investments Trust - Series B
File 021-324090
$0$0$0
Dalton Investments, Inc. receives a percentage on the assets under management for investment management services and performance fees as applicable. Directors serving on the fund's board, if any, are paid director fees.
Kings Gate Capital Partners Pty Ltd no CRD number reported
via NA
EDGAR ↗
Feb 3, 2026 D/A
Dalton Investments Trust - Series K Sub Series K-2
File 021-526367
$0$0$0
Dalton Investments, Inc. receives a percentage on the assets under management for investment management services and performance fees as applicable. Directors serving on the fund's board, if any, are paid director fees.
Kings Gate Capital Partners Pty Ltd CRD no CRD number reportedEDGAR ↗
Feb 3, 2026 D/A
Dalton Investments Trust - Series J
File 021-527621
$0$0$0
Dalton Investments, Inc. receives a percentage on the assets under management for investment management services and performance fees as applicable. Directors serving on the fund's board, if any, are paid director fees.
Kings Gate Capital Partners Pty Ltd no CRD number reportedEDGAR ↗
Feb 3, 2026 D/A
Dalton India (Master) Fund LP
File 021-546675
$0$0$0
Dalton Investments, Inc. receives a percentage on the assets under management for investment management services and performance fees as applicable. Directors serving on the fund's board, if any, are paid director fees.
Kings Gate Capital Partners Pty Ltd no CRD number reportedEDGAR ↗
Feb 2, 2026 D/A
DALTON ASIA (US FEEDER) FUND LP
File 021-115175
$0$0$0
Dalton Investments, Inc. receives a percentage on the assets under management for investment management services and performance fees as applicable. Directors serving on the fund?s board, if any, are paid director fees.
Kings Gate Capital Partners Pty Ltd no CRD number reported
via NA
EDGAR ↗
Feb 2, 2026 D/A
DALTON ASIA (OFFSHORE FEEDER) FUND LTD.
File 021-115125
$0$0$0
Dalton Investments, Inc. receives a percentage on the assets under management for investment management services and performance fees as applicable. Directors serving on the fund's board, if any, are paid director fees.
Kings Gate Capital Partners Pty Ltd no CRD number reported
via NA
EDGAR ↗
Jan 30, 2026 D/A
Dalton Asia ( Master) Fund LP
File 021-546665
$0$0$0
Dalton Investments, Inc. receives a percentage on the assets under management for investment management services and performance fees as applicable. Directors serving on the fund's board, if any, are paid director fees.
Kings Gate Capital Partners Pty Ltd no CRD number reportedEDGAR ↗
Jan 30, 2026 D
KAVF Select ( US Feeder) Fund LP
File 021-571761
$0$0$0
Dalton Investments, Inc. receives a percentage on the assets under management for investment management services and performance fees as applicable. Directors serving on the fund's board, if any, are paid director fees.
None listed on this filingEDGAR ↗
Jan 27, 2026 D/A
KAVF Select ( Offshore Feeder) Fund Ltd.
File 021-570627
$0$0$0
Dalton Investments, Inc. receives a percentage on the assets under management for investment management services and performance fees as applicable. Directors serving on the fund's board, if any, are paid director fees.
None listed on this filingEDGAR ↗
Oct 3, 2024 D
Dalton Investments Trust - Series B
File 021-525810
$0$0$0
Dalton Investments, Inc. receives a percentage on the assets under management for investment management services and performance fees as applicable. Directors serving on the fund's board, if any, are paid director fees.
Kings Gate Capital Partners Pty Ltd no CRD number reportedEDGAR ↗
Jan 12, 2023 D
GH Group, Inc.
File 021-470505
$0$0$0None listed on this filingEDGAR ↗
Sep 15, 2022 D
GH Group, Inc.
File 021-459038
$0$0$0None listed on this filingEDGAR ↗
Jan 31, 2022 D/A
DALTON GREATER CHINA (US FEEDER) FUND LP
File 021-72872
$0$0$0
Dalton Investments, Inc. receives a percentage on an annualized basis of the assets under management for investment management services. Directors, if any, are paid director fees as well.
Kings Gate Capital Partners Pty Ltd no CRD number reported
via NA
EDGAR ↗
Jan 31, 2022 D/A
DALTON GREATER CHINA (OFFSHORE FEEDER) FUND LTD.
File 021-97739
$0$0$0
Dalton Investments, Inc. receives a percentage on an annualized basis of the assets under management for investment management services. Directors, if any, are paid director fees as well.
Kings Gate Capital Partners Pty Ltd no CRD number reported
via NA
EDGAR ↗
Jan 12, 2021 D
GH Group, Inc.
File 021-386054
$0$0$0None listed on this filingEDGAR ↗
May 11, 2020 D
GH Group, Inc.
File 021-366606
$0$0$0None listed on this filingEDGAR ↗
May 11, 2020 D
GH Group, Inc.
File 021-366610
$0$0$0None listed on this filingEDGAR ↗
Dec 3, 2018 D
CA Brand Collective LLC
File 021-327035
$0$0$0None listed on this filingEDGAR ↗
Aug 22, 2018 D/A
IAM Credit Opportunities Fund, LP
File 021-185393
$0$0$0
Customary management fees are paid to the Investment Manager as disclosed in the Partnership Agreement.
None listed on this filingEDGAR ↗
Aug 22, 2018 D/A
IAM Credit Opportunities Master Fund, LP
File 021-185383
$0$0$0
Customary management fees are paid to the Investment Manager as disclosed in the Partnership Agreement.
None listed on this filingEDGAR ↗
Mar 9, 2018 D/A
DALTON HIGH YIELD OPPORTUNITIES (US FEEDER) FUND LP
File 021-140384
$0$0$0
Dalton Investments LLC receives a percentage on an annualized basis of the assets under management for investment management services. Directors, if any, are paid director fees as well.
Stonehaven LLC BrokerCheck CRD 118913 ↗
via Stonehaven LLC (CRD 118913 ↗)
EDGAR ↗
Mar 9, 2018 D/A
DALTON HIGH YIELD OPPORTUNITIES (OFFSHORE FEEDER) FUND LTD.
File 021-140397
$0$0$0
Dalton Investments LLC receives a percentage on an annualized basis of the assets under management for investment management services. Directors, if any, are paid director fees as well.
Stonehaven LLC BrokerCheck CRD 118913 ↗
via Stonehaven LLC (CRD 118913 ↗)
EDGAR ↗
Aug 31, 2017 D/A
IAM Credit Opportunities Offshore Fund, Ltd.
File 021-185397
$0$0$0
Customary fees are paid to the Investment Manager as disclosed in the fund documentation.
None listed on this filingEDGAR ↗
Jan 19, 2016 D/A
DALTON JAPAN LONG/SHORT (US FEEDER) FUND LP
File 021-169012
$0$0$0
Dalton Investments LLC will receive a percentage on an annualized basis of the assets under management for investment management services.
None listed on this filingEDGAR ↗
Jan 19, 2016 D/A
DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd.
File 021-187262
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 16, 2015 D/A
Convergent US Fund LP
File 021-113750
$0$0$0
Dalton Investments LLC receives a percentage on an annualized basis of the assets under management for investment management services.
None listed on this filingEDGAR ↗
Jan 16, 2015 D/A
Dalton Distressed Credit (Offshore Feeder) Fund Ltd.
File 021-141937
$0$0$0None listed on this filingEDGAR ↗
Jan 16, 2015 D/A
Dalton Distressed Credit (US Feeder) Fund LP
File 021-141932
$0$0$0
Dalton Investments LLC receives a percentage on an annualized basis of the assets under management for investment management services.
None listed on this filingEDGAR ↗
Jan 2, 2013 D/A
DALTON DISTRESSED MORTGAGE FUND LTD
File 021-119386
$0$0$0None listed on this filingEDGAR ↗
Jan 2, 2013 D/A
DALTON DISTRESSED MORTGAGE FUND LP
File 021-119385
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Nov 21, 2011 D
DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd.
File 021-169015
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Nov 21, 2011 D
Pacific & General Investments Inc.
File 021-169018
$0$0$0None listed on this filingEDGAR ↗
Oct 12, 2010 D
Pacific & General Investments Inc.
File 021-148831
$0$0$0None listed on this filingEDGAR ↗
Mar 11, 2010 D/A
DALTON JAPAN LONG/SHORT (US FEEDER) FUND LP
File 021-121488
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 11, 2010 D/A
DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd.
File 021-121489
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jan 19, 2010 D
JMBO FUND LTD
File 021-65514
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Mar 6, 2009 D
Dalton Distressed Credit (US Feeder) Fund LP
File 021-127495
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Mar 6, 2009 D
Dalton Distressed Credit (Offshore Feeder) Fund Ltd.
File 021-127498
$0$0$0 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 39 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 10:16 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Dalton in the sources searched.

Not found in sources searched as of Oct 24, 2026, 10:16 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗DD Dalton Distressed Credit (Offshore Feeder) Fund Ltd.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesSanta Monica, CAPooled Investment Fund7$2,200,000
offering Indefinite · similar: $155,000–$5,250,000
5
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2009–2015
EDGAR ↗DD Dalton Distressed Credit (US Feeder) Fund LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesSanta Monica, CAPooled Investment Fund7$22,500,000
offering Indefinite · similar: $155,000–$5,250,000
27
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2009–2015
EDGAR ↗DA DALTON ASIA (US FEEDER) FUND LPshared people, shared management entity, same business address, similar issuer namesEL SEGUNDO, CAPooled Investment Fund22$45,978,000
offering Indefinite · similar: $155,000–$5,250,000
26
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2009–2026
EDGAR ↗DD DALTON DISTRESSED MORTGAGE FUND LTDshared people, same person name on both filings, shared management entity, same business address, similar issuer namesSanta Monica, CAPooled Investment Fund4$5,000,00010$1,000,0002010–2013
EDGAR ↗DD DALTON DISTRESSED MORTGAGE FUND LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesSanta Monica, CAPooled Investment Fund4$3,050,00036$1,000,0002010–2013
EDGAR ↗DJ DALTON JAPAN LONG/SHORT (US FEEDER) FUND LPshared people, shared management entity, same business address, similar issuer namesSanta Monica, CAPooled Investment Fund8$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2010–2016
EDGAR ↗JF JMBO FUND LTDshared people, similar issuer namesGRAND CAY CAY ISL, Cayman Islands (as filed: E9)Other1$11,000,0003$1,000,0002010–2010
EDGAR ↗DG DALTON GREATER CHINA (US FEEDER) FUND LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesLAS VEGAS, NVPooled Investment Fund13$98,922,608
offering Indefinite · similar: $155,000–$5,250,000
31
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2010–2022
EDGAR ↗DJ DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd.shared people, same person name on both filings, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)SANTA MONICA, CAPooled Investment Fund7$100,000,000
offering Indefinite · similar: $155,000–$5,250,000
13
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2010–2016
EDGAR ↗CU Convergent US Fund LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesSanta Monica, CAPooled Investment Fund6$11,500,000
offering Indefinite · similar: $155,000–$5,250,000
38
similar: 4–27
$250,000
similar: $1,000–$100,000
2010–2015
EDGAR ↗DA DALTON ASIA (OFFSHORE FEEDER) FUND LTD.shared people, same person name on both filings, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)EL SEGUNDO, CAPooled Investment Fund21$60,475,965
offering Indefinite · similar: $155,000–$5,250,000
70
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2010–2026
EDGAR ↗DG DALTON GREATER CHINA (OFFSHORE FEEDER) FUND LTD.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesLAS VEGAS, NVPooled Investment Fund14$80,889,816
offering Indefinite · similar: $155,000–$5,250,000
31
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2010–2022
EDGAR ↗DH DALTON HIGH YIELD OPPORTUNITIES (US FEEDER) FUND LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesSANTA MONICA, CAPooled Investment Fund10$71,583,219
offering Indefinite · similar: $155,000–$5,250,000
80
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2010–2018
EDGAR ↗DH DALTON HIGH YIELD OPPORTUNITIES (OFFSHORE FEEDER) FUND LTD.shared people, same person name on both filings, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)SANTA MONICA, CAPooled Investment Fund9$48,812,010
offering Indefinite · similar: $155,000–$5,250,000
47
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2010–2018
EDGAR ↗PG Pacific & General Investments Inc.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesEL SEGUNDO, CAPooled Investment Fund19$182,817,627
offering Indefinite · similar: $155,000–$5,250,000
167
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2010–2026
EDGAR ↗IC IAM Credit Opportunities Offshore Fund, Ltd.shared people, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund6$22,000,000
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
$100,000
similar: $1,000–$100,000
2012–2017
EDGAR ↗IC IAM Credit Opportunities Master Fund, LPshared people, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund7$151,350,000
offering Indefinite · similar: $155,000–$5,250,000
5
similar: 4–27
$1
similar: $1,000–$100,000
2012–2018
EDGAR ↗IC IAM Credit Opportunities Fund, LPshared people, director listed on many unrelated issuers (not used to group)Tarzana, CAPooled Investment Fund7$93,350,000
offering Indefinite · similar: $155,000–$5,250,000
14
similar: 4–27
$1
similar: $1,000–$100,000
2012–2018
EDGAR ↗DI Dalton India (Offshore Feeder) Fund Ltd.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesEL SEGUNDO, CAPooled Investment Fund16$24,882,558
offering Indefinite · similar: $155,000–$5,250,000
60
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2014–2026
EDGAR ↗DI Dalton India (US Feeder) Fund LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesEL SEGUNDO, CAPooled Investment Fund16$15,957,435
offering Indefinite · similar: $155,000–$5,250,000
32
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2014–2026
EDGAR ↗DK DALTON KIZUNA (US FEEDER) FUND LPshared people, shared management entity, same business address, similar issuer namesEL SEGUNDO, CAPooled Investment Fund13$11,870,020
offering Indefinite · similar: $155,000–$5,250,000
9
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2017–2026
EDGAR ↗DK DALTON KIZUNA (OFFSHORE FEEDER) FUND LTD.shared people, same person name on both filings, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)EL SEGUNDO, CAPooled Investment Fund13$33,613,732
offering Indefinite · similar: $155,000–$5,250,000
33
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2017–2026
EDGAR ↗PG Pacific & General Investments LPshared people, shared management entity, same business address, similar issuer namesEL SEGUNDO, CAPooled Investment Fund12$8,555,305
offering Indefinite · similar: $155,000–$5,250,000
15
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2017–2026
EDGAR ↗DI Dalton Investments Trust - Series Bshared people, shared management entity, same business address, similar issuer namesEL SEGUNDO, CAPooled Investment Fund11$296,103,726
offering Indefinite · similar: $500,000–$16,420,250
29
similar: 2–28
$5,000,000
similar: $5,000–$100,000
2018–2026
EDGAR ↗CB CA Brand Collective LLCshared people, same business addressLONG BEACH, CAPooled Investment Fund1$2,082,289
offering $10,000,000 · similar: $155,000–$5,250,000
17
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗GG GH Group, Inc.shared people, same business addressLONG BEACH, CAOther5$293,966,493
offering $5,000,000 · similar: $500,000–$7,000,000
253
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2020–2023
EDGAR ↗NS NAVF Select LLCshared people, shared management entity, same business address, similar issuer namesEl Segundo, CAPooled Investment Fund10$76,635,920
offering Indefinite · similar: $155,000–$5,250,000
88
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2026
EDGAR ↗DP Dalton Pacific Rim Fund LPshared people, shared management entity, same business address, similar issuer namesEL SEGUNDO, CAPooled Investment Fund7$47,775,349
offering Indefinite · similar: $155,000–$5,250,000
19
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2022–2026
EDGAR ↗NS NAVF Select ( Offshore Fund) Ltd.shared people, shared management entity, same business address, similar issuer namesEL SEGUNDO, CAPooled Investment Fund3$90,663,19962$1,000,0002024–2026
EDGAR ↗DI Dalton Investments Trust - Series Bshared people, shared management entity, similar issuer namesLAS VEGAS, NVPooled Investment Fund1$0
offering Indefinite · similar: $500,000–$16,420,250
0
similar: 2–28
$5,000,000
similar: $5,000–$100,000
2024–2024
EDGAR ↗DI Dalton Investments Trust - Series K Sub Series K-2shared people, shared management entity, same business address, similar issuer namesEL SEGUNDO, CAPooled Investment Fund5$3,745,000
offering Indefinite · similar: $500,000–$16,420,250
18
similar: 2–28
$5,000,000
similar: $5,000–$100,000
2024–2026
EDGAR ↗DI Dalton Investments Trust - Series Jshared people, same person name on both filings, same business address, similar issuer namesEL SEGUNDO, CAPooled Investment Fund5$80,865,507
offering Indefinite · similar: $500,000–$16,420,250
13
similar: 2–28
$5,000,000
similar: $5,000–$100,000
2024–2026
EDGAR ↗DA Dalton Asia ( Master) Fund LPshared people, shared management entity, same business address, similar issuer namesEL SEGUNDO, CAPooled Investment Fund3$6,430,514
offering Indefinite · similar: $155,000–$5,250,000
15
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2025–2026
EDGAR ↗DI Dalton India (Master) Fund LPshared people, shared management entity, same business address, similar issuer namesEL SEGUNDO, CAPooled Investment Fund2$3,713,780
offering Indefinite · similar: $155,000–$5,250,000
14
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2025–2026
EDGAR ↗PG Pacific & General Investments ( Master )LPshared people, shared management entity, same business address, similar issuer namesEl Segundo, CAPooled Investment Fund2$1,058,263
offering Indefinite · similar: $155,000–$5,250,000
23
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2025–2026
EDGAR ↗KS KAVF Select ( Offshore Feeder) Fund Ltd.shared people, same business address, similar issuer namesEl Segundo, CAPooled Investment Fund2$0
offering Indefinite · similar: $500,000–$16,420,250
0
similar: 2–28
$1,000,000
similar: $5,000–$100,000
2026–2026
EDGAR ↗KS KAVF Select ( US Feeder) Fund LPshared people, same business address, similar issuer namesEl Segundo, CAPooled Investment Fund1$0
offering Indefinite · similar: $500,000–$16,420,250
0
similar: 2–28
$1,000,000
similar: $5,000–$100,000
2026–2026
EDGAR ↗KS KAVF Select (Master) Fund LPshared management entity, same business address, similar issuer namesEL SEGUNDO, CAPooled Investment Fund1$0
offering Indefinite · similar: $500,000–$16,420,250
0
similar: 2–28
$1,000,000
similar: $5,000–$100,000
2026–2026
EDGAR ↗KS KAVF Select GP LLCshared management entity, same business address, similar issuer namesEL SEGUNDO, CAPooled Investment Fund1$0
offering Indefinite · similar: $500,000–$16,420,250
0
similar: 2–28
$1,000,000
similar: $5,000–$100,000
2026–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Pooled Investment Fund / 506(c) (8,096 filings); Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Feb 11, 2026KAVF Select GP LLCDPooled Investment FundIndefinite$0
EDGAR ↗Feb 6, 2026KAVF Select (Master) Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Feb 6, 2026Pacific & General Investments ( Master )LPD/APooled Investment FundIndefinite$808,263
EDGAR ↗Feb 5, 2026NAVF Select ( Offshore Fund) Ltd.D/APooled Investment FundIndefinite$90,663,199
EDGAR ↗Feb 5, 2026Dalton Pacific Rim Fund LPD/APooled Investment FundIndefinite$40,810,773
EDGAR ↗Feb 5, 2026NAVF Select LLCD/APooled Investment FundIndefinite$66,926,976
EDGAR ↗Feb 3, 2026Dalton India (Master) Fund LPD/APooled Investment FundIndefinite$3,652,477
EDGAR ↗Feb 3, 2026Dalton Investments Trust - Series JD/APooled Investment FundIndefinite$80,865,507
EDGAR ↗Feb 3, 2026Dalton Investments Trust - Series K Sub Series K-2D/APooled Investment FundIndefinite$3,671,423
EDGAR ↗Feb 3, 2026Dalton Investments Trust - Series BD/APooled Investment FundIndefinite$147,751,506
EDGAR ↗Feb 3, 2026DALTON KIZUNA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$3,763,159
EDGAR ↗Feb 3, 2026DALTON KIZUNA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$33,613,732
EDGAR ↗Feb 3, 2026Dalton India (US Feeder) Fund LPD/APooled Investment FundIndefinite$15,957,435
EDGAR ↗Feb 3, 2026Dalton India (Offshore Feeder) Fund Ltd.D/APooled Investment FundIndefinite$24,882,558
EDGAR ↗Feb 3, 2026Pacific & General Investments Inc.D/APooled Investment FundIndefinite$21,578,384
EDGAR ↗Feb 3, 2026Pacific & General Investments LPD/APooled Investment FundIndefinite$7,393,114
EDGAR ↗Feb 2, 2026DALTON ASIA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$35,004,195
EDGAR ↗Feb 2, 2026DALTON ASIA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$25,056,619
EDGAR ↗Feb 2, 2026DALTON ASIA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$25,056,619
EDGAR ↗Jan 30, 2026KAVF Select ( US Feeder) Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Jan 30, 2026Dalton Asia ( Master) Fund LPD/APooled Investment FundIndefinite$6,330,514
EDGAR ↗Jan 30, 2026Dalton Asia ( Master) Fund LPD/APooled Investment FundIndefinite$6,430,514
EDGAR ↗Jan 27, 2026KAVF Select ( Offshore Feeder) Fund Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗Jan 21, 2026KAVF Select ( Offshore Feeder) Fund Ltd.DPooled Investment FundIndefinite$0
EDGAR ↗Oct 16, 2025Dalton Investments Trust - Series JD/APooled Investment FundIndefinite$73,865,507
EDGAR ↗May 20, 2025Pacific & General Investments ( Master )LPDPooled Investment FundIndefinite$1,058,263
EDGAR ↗May 20, 2025Dalton India (Master) Fund LPDPooled Investment FundIndefinite$3,713,780
EDGAR ↗May 20, 2025Dalton Asia ( Master) Fund LPDPooled Investment FundIndefinite$6,430,514
EDGAR ↗Mar 12, 2025Dalton Investments Trust - Series JD/APooled Investment FundIndefinite$73,865,507
EDGAR ↗Mar 12, 2025Dalton Investments Trust - Series K Sub Series K-2D/APooled Investment FundIndefinite$3,219,423
EDGAR ↗Mar 12, 2025Dalton Pacific Rim Fund LPD/APooled Investment FundIndefinite$47,775,349
EDGAR ↗Mar 12, 2025Dalton Investments Trust - Series BD/APooled Investment FundIndefinite$157,077,179
EDGAR ↗Mar 4, 2025NAVF Select ( Offshore Fund) Ltd.D/APooled Investment FundIndefinite$14,657,199
EDGAR ↗Mar 4, 2025NAVF Select LLCD/APooled Investment FundIndefinite$65,926,976
EDGAR ↗Mar 4, 2025DALTON KIZUNA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$3,814,178
EDGAR ↗Mar 4, 2025DALTON KIZUNA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$33,613,732
EDGAR ↗Mar 4, 2025Pacific & General Investments Inc.D/APooled Investment FundIndefinite$24,396,806
EDGAR ↗Mar 4, 2025Pacific & General Investments LPD/APooled Investment FundIndefinite$7,643,114
EDGAR ↗Mar 3, 2025Dalton India (US Feeder) Fund LPD/APooled Investment FundIndefinite$15,957,435
EDGAR ↗Mar 3, 2025Dalton India (Offshore Feeder) Fund Ltd.D/APooled Investment FundIndefinite$24,882,558
EDGAR ↗Mar 3, 2025DALTON ASIA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$14,766,935
EDGAR ↗Mar 3, 2025DALTON ASIA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$26,456,619
EDGAR ↗Jan 13, 2025Dalton Investments Trust - Series JD/APooled Investment FundIndefinite$66,000,000
EDGAR ↗Jan 13, 2025Dalton Investments Trust - Series K Sub Series K-2D/APooled Investment FundIndefinite$3,745,000
EDGAR ↗Jan 13, 2025Dalton Pacific Rim Fund LPD/APooled Investment FundIndefinite$91,980
EDGAR ↗Jan 13, 2025NAVF Select LLCD/APooled Investment FundIndefinite$75,673,715
EDGAR ↗Jan 13, 2025Dalton Investments Trust - Series BD/APooled Investment FundIndefinite$296,103,726
EDGAR ↗Jan 13, 2025DALTON KIZUNA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$11,870,020
EDGAR ↗Jan 13, 2025DALTON KIZUNA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$25,575,543
EDGAR ↗Jan 13, 2025Dalton India (Offshore Feeder) Fund Ltd.D/APooled Investment FundIndefinite$11,188,311
EDGAR ↗Jan 13, 2025Pacific & General Investments Inc.D/APooled Investment FundIndefinite$182,517,627
EDGAR ↗Jan 13, 2025Pacific & General Investments LPD/APooled Investment FundIndefinite$8,555,305
EDGAR ↗Jan 7, 2025Dalton India (US Feeder) Fund LPD/APooled Investment FundIndefinite$5,900,156
EDGAR ↗Jan 7, 2025DALTON ASIA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$34,984,195
EDGAR ↗Jan 7, 2025DALTON ASIA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$51,246,295
EDGAR ↗Oct 23, 2024Dalton Investments Trust - Series JDPooled Investment FundIndefinite$50,000,000
EDGAR ↗Oct 23, 2024Dalton Investments Trust - Series K Sub Series K-2D/APooled Investment FundIndefinite$0
EDGAR ↗Oct 9, 2024Dalton Investments Trust - Series K Sub Series K-2DPooled Investment FundIndefinite$0
EDGAR ↗Oct 3, 2024Dalton Investments Trust - Series BDPooled Investment FundIndefinite$0
EDGAR ↗Jul 30, 2024NAVF Select ( Offshore Fund) Ltd.DPooled Investment FundIndefinite$0
EDGAR ↗Jun 5, 2024Dalton Pacific Rim Fund LPD/APooled Investment FundIndefinite$91,980
EDGAR ↗Jun 5, 2024Dalton Investments Trust - Series BD/APooled Investment FundIndefinite$296,103,726
EDGAR ↗Jun 5, 2024DALTON KIZUNA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$11,870,020
EDGAR ↗Jun 5, 2024DALTON KIZUNA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$25,575,543
EDGAR ↗Jun 5, 2024Dalton India (US Feeder) Fund LPD/APooled Investment FundIndefinite$5,900,156
EDGAR ↗Jun 5, 2024Dalton India (Offshore Feeder) Fund Ltd.D/APooled Investment FundIndefinite$11,188,311
EDGAR ↗Jun 5, 2024Pacific & General Investments Inc.D/APooled Investment FundIndefinite$182,517,627
EDGAR ↗Jun 5, 2024DALTON ASIA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$51,246,295
EDGAR ↗May 31, 2024DALTON ASIA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$34,984,195
EDGAR ↗Apr 15, 2024Dalton India (US Feeder) Fund LPD/APooled Investment FundIndefinite$5,900,156
EDGAR ↗Apr 12, 2024NAVF Select LLCD/APooled Investment FundIndefinite$76,635,920
EDGAR ↗Apr 12, 2024NAVF Select LLCD/APooled Investment FundIndefinite$76,635,920
EDGAR ↗Jan 12, 2024Dalton Pacific Rim Fund LPD/APooled Investment FundIndefinite$91,980
EDGAR ↗Jan 12, 2024NAVF Select LLCD/APooled Investment FundIndefinite$76,635,920
EDGAR ↗Jan 12, 2024DALTON KIZUNA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$11,870,020
EDGAR ↗Jan 12, 2024DALTON KIZUNA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$25,575,543
EDGAR ↗Jan 12, 2024Dalton India (Offshore Feeder) Fund Ltd.D/APooled Investment FundIndefinite$11,188,311
EDGAR ↗Jan 12, 2024Pacific & General Investments Inc.D/APooled Investment FundIndefinite$182,517,627
EDGAR ↗Jan 12, 2024DALTON ASIA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$34,984,195
EDGAR ↗Jan 12, 2024DALTON ASIA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$51,246,295
EDGAR ↗Jan 12, 2024Pacific & General Investments LPD/APooled Investment FundIndefinite$8,555,305
EDGAR ↗Jan 5, 2024Dalton Investments Trust - Series BD/APooled Investment FundIndefinite$296,103,726
EDGAR ↗Jan 5, 2024Dalton India (US Feeder) Fund LPD/APooled Investment FundIndefinite$7,073,635
EDGAR ↗Jan 5, 2024Pacific & General Investments Inc.D/APooled Investment FundIndefinite$182,817,627
EDGAR ↗Jan 4, 2024DALTON KIZUNA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$11,870,020
EDGAR ↗Jan 4, 2024DALTON KIZUNA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$25,591,977
EDGAR ↗Jan 4, 2024Dalton India (Offshore Feeder) Fund Ltd.D/APooled Investment FundIndefinite$11,208,311
EDGAR ↗Jan 4, 2024DALTON ASIA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$34,984,195
EDGAR ↗Jan 4, 2024DALTON ASIA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$51,246,295
EDGAR ↗Jan 4, 2024Pacific & General Investments LPD/APooled Investment FundIndefinite$8,555,305
EDGAR ↗Oct 25, 2023NAVF Select LLCD/APooled Investment FundIndefinite$76,635,920
EDGAR ↗Aug 24, 2023NAVF Select LLCD/APooled Investment FundIndefinite$76,635,920
EDGAR ↗Jan 31, 2023Dalton Pacific Rim Fund LPD/APooled Investment FundIndefinite$91,980
EDGAR ↗Jan 31, 2023Dalton Investments Trust - Series BD/APooled Investment FundIndefinite$246,103,726
EDGAR ↗Jan 31, 2023DALTON KIZUNA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$11,870,020
EDGAR ↗Jan 31, 2023DALTON KIZUNA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$25,591,977
EDGAR ↗Jan 31, 2023Dalton India (US Feeder) Fund LPD/APooled Investment FundIndefinite$6,823,635
EDGAR ↗Jan 31, 2023Dalton India (Offshore Feeder) Fund Ltd.D/APooled Investment FundIndefinite$11,208,311
EDGAR ↗Jan 31, 2023Pacific & General Investments Inc.D/APooled Investment FundIndefinite$182,817,627
EDGAR ↗Jan 31, 2023DALTON ASIA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$34,984,195
EDGAR ↗Jan 31, 2023DALTON ASIA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$51,246,295
EDGAR ↗Jan 31, 2023Pacific & General Investments LPD/APooled Investment FundIndefinite$8,555,305
EDGAR ↗Jan 12, 2023GH Group, Inc.DOther$5,000,000$4,700,000
EDGAR ↗Sep 15, 2022GH Group, Inc.DOther$55,000,000$37,337,000
EDGAR ↗Sep 1, 2022NAVF Select LLCD/APooled Investment FundIndefinite$41,585,920
EDGAR ↗May 23, 2022Dalton Pacific Rim Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Jan 31, 2022Dalton Investments Trust - Series BD/APooled Investment FundIndefinite$246,077,789
EDGAR ↗Jan 31, 2022DALTON KIZUNA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$11,870,020
EDGAR ↗Jan 31, 2022DALTON KIZUNA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$25,591,977
EDGAR ↗Jan 31, 2022Dalton India (US Feeder) Fund LPD/APooled Investment FundIndefinite$6,823,635
EDGAR ↗Jan 31, 2022Dalton India (Offshore Feeder) Fund Ltd.D/APooled Investment FundIndefinite$11,198,311
EDGAR ↗Jan 31, 2022Pacific & General Investments Inc.D/APooled Investment FundIndefinite$182,817,627
EDGAR ↗Jan 31, 2022DALTON ASIA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$34,984,195
EDGAR ↗Jan 31, 2022DALTON ASIA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$51,246,295
EDGAR ↗Jan 31, 2022DALTON GREATER CHINA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$80,889,816
EDGAR ↗Jan 31, 2022Pacific & General Investments LPD/APooled Investment FundIndefinite$8,555,305
EDGAR ↗Jan 31, 2022DALTON GREATER CHINA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$98,922,608
EDGAR ↗Aug 17, 2021NAVF Select LLCDPooled Investment FundIndefinite$29,390,920
EDGAR ↗Jan 28, 2021Dalton Investments Trust - Series BD/APooled Investment FundIndefinite$234,602,779
EDGAR ↗Jan 28, 2021DALTON KIZUNA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$11,775,020
EDGAR ↗Jan 28, 2021DALTON KIZUNA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$25,454,640
EDGAR ↗Jan 28, 2021Dalton India (US Feeder) Fund LPD/APooled Investment FundIndefinite$6,823,635
EDGAR ↗Jan 28, 2021Dalton India (Offshore Feeder) Fund Ltd.D/APooled Investment FundIndefinite$11,198,311
EDGAR ↗Jan 28, 2021Pacific & General Investments Inc.D/APooled Investment FundIndefinite$182,817,627
EDGAR ↗Jan 28, 2021DALTON ASIA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$34,984,195
EDGAR ↗Jan 28, 2021DALTON ASIA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$51,246,295
EDGAR ↗Jan 28, 2021DALTON GREATER CHINA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$80,889,816
EDGAR ↗Jan 28, 2021Pacific & General Investments LPD/APooled Investment FundIndefinite$8,555,305
EDGAR ↗Jan 28, 2021DALTON GREATER CHINA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$98,922,608
EDGAR ↗Jan 12, 2021GH Group, Inc.DOther$7,554,679$6,849,098
EDGAR ↗May 11, 2020GH Group, Inc.DOther$17,500,000$11,487,344
EDGAR ↗May 11, 2020GH Group, Inc.DOther$293,966,493$293,966,493
EDGAR ↗Jan 29, 2020Dalton Investments Trust - Series BD/APooled Investment FundIndefinite$211,854,890
EDGAR ↗Jan 29, 2020DALTON KIZUNA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$11,775,020
EDGAR ↗Jan 29, 2020DALTON KIZUNA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$25,154,640
EDGAR ↗Jan 29, 2020Dalton India (US Feeder) Fund LPD/APooled Investment FundIndefinite$6,823,635
EDGAR ↗Jan 29, 2020Dalton India (Offshore Feeder) Fund Ltd.D/APooled Investment FundIndefinite$11,148,311
EDGAR ↗Jan 29, 2020Pacific & General Investments Inc.D/APooled Investment FundIndefinite$182,817,627
EDGAR ↗Jan 29, 2020DALTON ASIA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$34,984,195
EDGAR ↗Jan 29, 2020DALTON ASIA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$48,246,295
EDGAR ↗Jan 29, 2020DALTON GREATER CHINA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$80,889,816
EDGAR ↗Jan 29, 2020Pacific & General Investments LPD/APooled Investment FundIndefinite$8,555,305
EDGAR ↗Jan 29, 2020DALTON GREATER CHINA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$98,922,608
EDGAR ↗Mar 4, 2019DALTON KIZUNA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$10,450,000
EDGAR ↗Mar 4, 2019DALTON KIZUNA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$24,091,056
EDGAR ↗Feb 15, 2019Dalton Investments Trust - Series BD/APooled Investment FundIndefinite$192,466,011
EDGAR ↗Feb 15, 2019Dalton India (US Feeder) Fund LPD/APooled Investment FundIndefinite$6,173,635
EDGAR ↗Feb 15, 2019Dalton India (Offshore Feeder) Fund Ltd.D/APooled Investment FundIndefinite$11,083,311
EDGAR ↗Feb 15, 2019Pacific & General Investments Inc.D/APooled Investment FundIndefinite$182,817,627
EDGAR ↗Feb 15, 2019DALTON ASIA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$34,984,195
EDGAR ↗Feb 15, 2019DALTON ASIA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$48,111,294
EDGAR ↗Feb 15, 2019DALTON GREATER CHINA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$80,889,816
EDGAR ↗Feb 15, 2019DALTON GREATER CHINA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$80,889,816
EDGAR ↗Feb 15, 2019Pacific & General Investments LPD/APooled Investment FundIndefinite$8,555,305
EDGAR ↗Feb 15, 2019DALTON GREATER CHINA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$98,922,608
EDGAR ↗Dec 3, 2018CA Brand Collective LLCDPooled Investment Fund$10,000,000$2,082,289
EDGAR ↗Oct 23, 2018Dalton Investments Trust - Series BDPooled Investment FundIndefinite$194,670,809
EDGAR ↗Aug 22, 2018IAM Credit Opportunities Master Fund, LPD/APooled Investment FundIndefinite$151,350,000
EDGAR ↗Aug 22, 2018IAM Credit Opportunities Fund, LPD/APooled Investment FundIndefinite$93,350,000
EDGAR ↗May 29, 2018DALTON ASIA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$34,643,940
EDGAR ↗Mar 9, 2018DALTON KIZUNA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$7,950,000
EDGAR ↗Mar 9, 2018DALTON KIZUNA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$23,393,122
EDGAR ↗Mar 9, 2018Dalton India (US Feeder) Fund LPD/APooled Investment FundIndefinite$5,033,635
EDGAR ↗Mar 9, 2018Dalton India (Offshore Feeder) Fund Ltd.D/APooled Investment FundIndefinite$9,719,561
EDGAR ↗Mar 9, 2018Pacific & General Investments Inc.D/APooled Investment FundIndefinite$182,752,627
EDGAR ↗Mar 9, 2018DALTON HIGH YIELD OPPORTUNITIES (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$48,812,010
EDGAR ↗Mar 9, 2018DALTON HIGH YIELD OPPORTUNITIES (US FEEDER) FUND LPD/APooled Investment FundIndefinite$71,583,219
EDGAR ↗Mar 9, 2018DALTON ASIA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$34,643,940
EDGAR ↗Mar 9, 2018DALTON GREATER CHINA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$80,814,816
EDGAR ↗Mar 9, 2018Pacific & General Investments LPD/APooled Investment FundIndefinite$8,555,305
EDGAR ↗Mar 9, 2018DALTON GREATER CHINA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$98,913,608
EDGAR ↗Mar 6, 2018DALTON ASIA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$47,642,225
EDGAR ↗Nov 1, 2017Pacific & General Investments Inc.D/APooled Investment FundIndefinite$182,722,627
EDGAR ↗Nov 1, 2017DALTON GREATER CHINA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$80,801,816
EDGAR ↗Nov 1, 2017DALTON GREATER CHINA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$98,863,608
EDGAR ↗Nov 1, 2017DALTON HIGH YIELD OPPORTUNITIES (US FEEDER) FUND LPD/APooled Investment FundIndefinite$71,583,219
EDGAR ↗Nov 1, 2017DALTON HIGH YIELD OPPORTUNITIES (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$48,096,010
EDGAR ↗Nov 1, 2017Pacific & General Investments LPDPooled Investment FundIndefinite$8,555,305
EDGAR ↗Nov 1, 2017Dalton India (Offshore Feeder) Fund Ltd.D/APooled Investment FundIndefinite$9,539,561
EDGAR ↗Nov 1, 2017DALTON ASIA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$46,983,225
EDGAR ↗Oct 12, 2017Dalton India (US Feeder) Fund LPD/APooled Investment FundIndefinite$4,923,635
EDGAR ↗Oct 12, 2017DALTON ASIA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$34,193,940
EDGAR ↗Sep 1, 2017IAM Credit Opportunities Master Fund, LPD/APooled Investment FundIndefinite$151,350,000
EDGAR ↗Sep 1, 2017IAM Credit Opportunities Fund, LPD/APooled Investment FundIndefinite$93,350,000
EDGAR ↗Aug 31, 2017IAM Credit Opportunities Offshore Fund, Ltd.D/APooled Investment FundIndefinite$22,000,000
EDGAR ↗Mar 17, 2017DALTON KIZUNA (OFFSHORE FEEDER) FUND LTD.DPooled Investment FundIndefinite$12,670,500
EDGAR ↗Mar 17, 2017DALTON KIZUNA (US FEEDER) FUND LPDPooled Investment FundIndefinite$2,500,000
EDGAR ↗Sep 27, 2016IAM Credit Opportunities Master Fund, LPD/APooled Investment FundIndefinite$141,350,000
EDGAR ↗Sep 27, 2016IAM Credit Opportunities Offshore Fund, Ltd.D/APooled Investment FundIndefinite$22,000,000
EDGAR ↗Sep 27, 2016IAM Credit Opportunities Fund, LPD/APooled Investment FundIndefinite$93,350,000
EDGAR ↗Jan 29, 2016DALTON HIGH YIELD OPPORTUNITIES (US FEEDER) FUND LPD/APooled Investment FundIndefinite$43,183,200
EDGAR ↗Jan 19, 2016Dalton India (Offshore Feeder) Fund Ltd.D/APooled Investment FundIndefinite$6,763,200
EDGAR ↗Jan 19, 2016Dalton India (US Feeder) Fund LPD/APooled Investment FundIndefinite$4,553,635
EDGAR ↗Jan 19, 2016DALTON JAPAN LONG/SHORT (US FEEDER) FUND LPD/APooled Investment FundIndefinite$0
EDGAR ↗Jan 19, 2016DALTON HIGH YIELD OPPORTUNITIES (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$38,344,415
EDGAR ↗Jan 19, 2016DALTON GREATER CHINA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$5,935,000
EDGAR ↗Jan 19, 2016DALTON ASIA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$60,475,965
EDGAR ↗Jan 19, 2016DALTON ASIA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$45,978,000
EDGAR ↗Jan 19, 2016DALTON HIGH YIELD OPPORTUNITIES (US FEEDER) FUND LPD/APooled Investment FundIndefinite$43,183,200
EDGAR ↗Jan 19, 2016DALTON GREATER CHINA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$57,450,000
EDGAR ↗Jan 19, 2016Pacific & General Investments Inc.D/APooled Investment FundIndefinite$130,341,660
EDGAR ↗Jan 19, 2016DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd.D/APooled Investment FundIndefinite$14,304,003
EDGAR ↗Oct 2, 2015IAM Credit Opportunities Master Fund, LPD/APooled Investment FundIndefinite$141,350,000
EDGAR ↗Oct 2, 2015IAM Credit Opportunities Offshore Fund, Ltd.D/APooled Investment FundIndefinite$22,000,000
EDGAR ↗Oct 1, 2015IAM Credit Opportunities Fund, LPD/APooled Investment FundIndefinite$93,350,000
EDGAR ↗Jan 16, 2015Dalton India (US Feeder) Fund LPD/APooled Investment FundIndefinite$3,475,000
EDGAR ↗Jan 16, 2015Convergent US Fund LPD/APooled Investment FundIndefinite$11,500,000
EDGAR ↗Jan 16, 2015DALTON GREATER CHINA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$57,400,000
EDGAR ↗Jan 16, 2015DALTON HIGH YIELD OPPORTUNITIES (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$24,133,500
EDGAR ↗Jan 16, 2015DALTON HIGH YIELD OPPORTUNITIES (US FEEDER) FUND LPD/APooled Investment FundIndefinite$39,000,000
EDGAR ↗Jan 16, 2015Dalton India (Offshore Feeder) Fund Ltd.D/APooled Investment FundIndefinite$4,236,700
EDGAR ↗Jan 16, 2015Dalton Distressed Credit (Offshore Feeder) Fund Ltd.D/APooled Investment FundIndefinite$2,200,000
EDGAR ↗Jan 16, 2015DALTON JAPAN LONG/SHORT (US FEEDER) FUND LPD/APooled Investment FundIndefinite$0
EDGAR ↗Jan 16, 2015Dalton Distressed Credit (US Feeder) Fund LPD/APooled Investment FundIndefinite$22,500,000
EDGAR ↗Jan 16, 2015DALTON ASIA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$45,912,000
EDGAR ↗Jan 16, 2015DALTON GREATER CHINA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$5,800,000
EDGAR ↗Jan 16, 2015DALTON ASIA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$59,860,995
EDGAR ↗Nov 21, 2014DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd.D/APooled Investment FundIndefinite$14,000,000
EDGAR ↗Nov 21, 2014Pacific & General Investments Inc.D/APooled Investment FundIndefinite$125,000,000
EDGAR ↗Oct 10, 2014IAM Credit Opportunities Master Fund, LPD/APooled Investment FundIndefinite$1,000,000
EDGAR ↗Oct 10, 2014IAM Credit Opportunities Offshore Fund, Ltd.D/APooled Investment FundIndefinite$22,000,000
EDGAR ↗Oct 10, 2014IAM Credit Opportunities Fund, LPD/APooled Investment FundIndefinite$93,000,000
EDGAR ↗Jul 18, 2014Dalton India (US Feeder) Fund LPDPooled Investment FundIndefinite$1,725,000
EDGAR ↗Jul 18, 2014Dalton India (Offshore Feeder) Fund Ltd.DPooled Investment FundIndefinite$2,956,700
EDGAR ↗Jan 3, 2014DALTON GREATER CHINA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$5,400,000
EDGAR ↗Jan 3, 2014DALTON JAPAN LONG/SHORT (US FEEDER) FUND LPD/APooled Investment FundIndefinite$0
EDGAR ↗Jan 3, 2014DALTON ASIA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$51,400,000
EDGAR ↗Jan 3, 2014DALTON ASIA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$45,300,000
EDGAR ↗Jan 3, 2014Dalton Distressed Credit (Offshore Feeder) Fund Ltd.D/APooled Investment FundIndefinite$2,200,000
EDGAR ↗Jan 3, 2014Dalton Distressed Credit (US Feeder) Fund LPD/APooled Investment FundIndefinite$22,500,000
EDGAR ↗Jan 3, 2014DALTON HIGH YIELD OPPORTUNITIES (US FEEDER) FUND LPD/APooled Investment FundIndefinite$32,000,000
EDGAR ↗Jan 3, 2014DALTON HIGH YIELD OPPORTUNITIES (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$12,000,000
EDGAR ↗Jan 3, 2014Convergent US Fund LPD/APooled Investment FundIndefinite$10,600,000
EDGAR ↗Jan 3, 2014DALTON GREATER CHINA (US FEEDER) FUND LPD/APooled Investment FundIndefinite$57,400,000
EDGAR ↗Nov 22, 2013Pacific & General Investments Inc.D/APooled Investment FundIndefinite$120,000,000
EDGAR ↗Nov 22, 2013DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd.D/APooled Investment FundIndefinite$10,000,000
EDGAR ↗Oct 11, 2013IAM Credit Opportunities Master Fund, LPD/APooled Investment FundIndefinite$1,000,000
EDGAR ↗Oct 11, 2013IAM Credit Opportunities Offshore Fund, Ltd.D/APooled Investment FundIndefinite$19,500,000
EDGAR ↗Oct 11, 2013IAM Credit Opportunities Fund, LPD/APooled Investment FundIndefinite$84,650,000
EDGAR ↗Jan 2, 2013DALTON HIGH YIELD OPPORTUNITIES (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$11,525,191
EDGAR ↗Jan 2, 2013DALTON HIGH YIELD OPPORTUNITIES (US FEEDER) FUND LPD/APooled Investment FundIndefinite$37,284,586
EDGAR ↗Jan 2, 2013Dalton Distressed Credit (US Feeder) Fund LPD/APooled Investment FundIndefinite$9,500,154
EDGAR ↗Jan 2, 2013Dalton Distressed Credit (Offshore Feeder) Fund Ltd.D/APooled Investment FundIndefinite$1,139,403
EDGAR ↗Jan 2, 2013DALTON JAPAN LONG/SHORT (US FEEDER) FUND LPD/APooled Investment Fund$5,000,000,000$0
EDGAR ↗Jan 2, 2013DALTON DISTRESSED MORTGAGE FUND LPD/APooled Investment FundIndefinite$3,050,000
EDGAR ↗Jan 2, 2013DALTON DISTRESSED MORTGAGE FUND LTDD/APooled Investment Fund$500,000,000$5,000,000
EDGAR ↗Jan 2, 2013DALTON ASIA (US FEEDER) FUND LPD/APooled Investment Fund$500,000,000$20,462,043
EDGAR ↗Jan 2, 2013DALTON ASIA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment Fund$4,900,000,000$1,000,000
EDGAR ↗Jan 2, 2013Convergent US Fund LPD/APooled Investment Fund$500,000,000$1,420,000
EDGAR ↗Jan 2, 2013DALTON GREATER CHINA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment Fund$500,000,000$41,344,003
EDGAR ↗Jan 2, 2013DALTON GREATER CHINA (US FEEDER) FUND LPD/APooled Investment Fund$250,000,000$81,236,914
EDGAR ↗Nov 20, 2012Pacific & General Investments Inc.DPooled Investment FundIndefinite$0
EDGAR ↗Nov 20, 2012DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd.DPooled Investment Fund$5,000,000,000$100,000,000
EDGAR ↗Oct 11, 2012IAM Credit Opportunities Master Fund, LPDPooled Investment FundIndefinite$1,000,000
EDGAR ↗Oct 11, 2012IAM Credit Opportunities Offshore Fund, Ltd.DPooled Investment FundIndefinite$19,500,000
EDGAR ↗Oct 11, 2012IAM Credit Opportunities Fund, LPDPooled Investment FundIndefinite$82,450,000
EDGAR ↗Jan 4, 2012DALTON HIGH YIELD OPPORTUNITIES (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$11,525,191
EDGAR ↗Jan 4, 2012DALTON HIGH YIELD OPPORTUNITIES (US FEEDER) FUND LPD/APooled Investment FundIndefinite$37,284,586
EDGAR ↗Jan 4, 2012Dalton Distressed Credit (US Feeder) Fund LPD/APooled Investment FundIndefinite$9,500,154
EDGAR ↗Jan 4, 2012DALTON JAPAN LONG/SHORT (US FEEDER) FUND LPD/APooled Investment Fund$5,000,000,000$0
EDGAR ↗Jan 4, 2012DALTON DISTRESSED MORTGAGE FUND LPD/APooled Investment FundIndefinite$3,050,000
EDGAR ↗Jan 4, 2012DALTON GREATER CHINA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment Fund$500,000,000$41,344,003
EDGAR ↗Jan 4, 2012DALTON GREATER CHINA (US FEEDER) FUND LPD/APooled Investment Fund$250,000,000$81,236,914
EDGAR ↗Jan 4, 2012DALTON DISTRESSED MORTGAGE FUND LTDD/APooled Investment Fund$500,000,000$5,000,000
EDGAR ↗Jan 4, 2012Dalton Distressed Credit (Offshore Feeder) Fund Ltd.D/APooled Investment FundIndefinite$1,139,403
EDGAR ↗Jan 4, 2012DALTON ASIA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment Fund$4,900,000,000$1,000,000
EDGAR ↗Jan 4, 2012DALTON ASIA (US FEEDER) FUND LPD/APooled Investment Fund$500,000,000$20,462,043
EDGAR ↗Jan 4, 2012Convergent US Fund LPD/APooled Investment Fund$500,000,000$1,420,000
EDGAR ↗Nov 21, 2011Pacific & General Investments Inc.DPooled Investment FundIndefinite$0
EDGAR ↗Nov 21, 2011DALTON JAPAN LONG/SHORT (US FEEDER) FUND LPDPooled Investment Fund$5,000,000,000$0
EDGAR ↗Nov 21, 2011DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd.DPooled Investment Fund$5,000,000,000$100,000,000
EDGAR ↗May 10, 2011Dalton Distressed Credit (US Feeder) Fund LPD/AOther Banking and Financial ServicesIndefinite$9,500,154
EDGAR ↗May 10, 2011Dalton Distressed Credit (Offshore Feeder) Fund Ltd.D/AInvestingIndefinite$1,139,403
EDGAR ↗Apr 29, 2011DALTON HIGH YIELD OPPORTUNITIES (OFFSHORE FEEDER) FUND LTD.D/APooled Investment FundIndefinite$11,525,191
EDGAR ↗Apr 29, 2011DALTON HIGH YIELD OPPORTUNITIES (US FEEDER) FUND LPD/APooled Investment FundIndefinite$37,284,586
EDGAR ↗Feb 24, 2011DALTON DISTRESSED MORTGAGE FUND LPD/AOther Banking and Financial ServicesIndefinite$3,050,000
EDGAR ↗Feb 24, 2011DALTON DISTRESSED MORTGAGE FUND LTDD/AOther$500,000,000$5,000,000
EDGAR ↗Feb 24, 2011DALTON ASIA (US FEEDER) FUND LPD/AOther$500,000,000$20,462,043
EDGAR ↗Feb 24, 2011DALTON ASIA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment Fund$4,900,000,000$1,000,000
EDGAR ↗Feb 24, 2011Convergent US Fund LPD/APooled Investment Fund$500,000,000$1,420,000
EDGAR ↗Feb 24, 2011DALTON GREATER CHINA (OFFSHORE FEEDER) FUND LTD.D/APooled Investment Fund$500,000,000$41,344,003
EDGAR ↗Feb 24, 2011DALTON GREATER CHINA (US FEEDER) FUND LPD/APooled Investment Fund$250,000,000$81,236,914
EDGAR ↗Dec 1, 2010DALTON ASIA (US FEEDER) FUND LPD/AOther$500,000,000$20,462,043
EDGAR ↗Oct 12, 2010Pacific & General Investments Inc.DPooled Investment FundIndefinite$0
EDGAR ↗May 12, 2010Dalton Distressed Credit (US Feeder) Fund LPDOther Banking and Financial ServicesIndefinite$2,814,600
EDGAR ↗May 12, 2010Dalton Distressed Credit (Offshore Feeder) Fund Ltd.DInvestingIndefinite$0
EDGAR ↗Apr 12, 2010DALTON HIGH YIELD OPPORTUNITIES (OFFSHORE FEEDER) FUND LTD.DPooled Investment FundIndefinite$0
EDGAR ↗Apr 12, 2010DALTON HIGH YIELD OPPORTUNITIES (US FEEDER) FUND LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 11, 2010DALTON JAPAN LONG/SHORT (US FEEDER) FUND LPD/APooled Investment Fund$5,000,000,000$0
EDGAR ↗Mar 11, 2010DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd.D/AOther$5,000,000,000$100,000,000
EDGAR ↗Feb 5, 2010DALTON GREATER CHINA (OFFSHORE FEEDER) FUND LTD.DPooled Investment Fund$500,000,000$41,344,003
EDGAR ↗Feb 2, 2010DALTON ASIA (OFFSHORE FEEDER) FUND LTD.DPooled Investment Fund$4,900,000,000$1,000,000
EDGAR ↗Feb 2, 2010Convergent US Fund LPDPooled Investment Fund$500,000,000$1,420,000
EDGAR ↗Jan 20, 2010DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd.DOther$5,000,000,000$100,000,000
EDGAR ↗Jan 19, 2010DALTON JAPAN LONG/SHORT (US FEEDER) FUND LPDPooled Investment Fund$5,000,000,000$0
EDGAR ↗Jan 19, 2010DALTON GREATER CHINA (US FEEDER) FUND LPDPooled Investment Fund$250,000,000$81,236,914
EDGAR ↗Jan 19, 2010JMBO FUND LTDDOther$500,000,000$11,000,000
EDGAR ↗Jan 14, 2010DALTON DISTRESSED MORTGAGE FUND LPDOther Banking and Financial ServicesIndefinite$3,050,000
EDGAR ↗Jan 12, 2010DALTON DISTRESSED MORTGAGE FUND LTDDOther$500,000,000$5,000,000
EDGAR ↗Dec 24, 2009DALTON ASIA (US FEEDER) FUND LPDOther$500,000,000$20,000,000
EDGAR ↗Mar 6, 2009Dalton Distressed Credit (Offshore Feeder) Fund Ltd.DInvestingIndefinite$0
EDGAR ↗Mar 6, 2009Dalton Distressed Credit (US Feeder) Fund LPDOther Banking and Financial ServicesIndefinite$0

Activity: 4 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Feb 11, 2026. Industry history, as reported on each offering's latest filing: Previous offerings: Other Banking and Financial Services (2009), Investing (2009), Pooled Investment Fund (2009–2010), Other (2010), Pooled Investment Fund (2010), Other (2010), Pooled Investment Fund (2010–2018), Other (2020–2021), Pooled Investment Fund (2021–2022), Other (2022–2023). Latest offering: Pooled Investment Fund (2024–2026; most recent Feb 11, 2026).

People across the group

NameRolesIssuers hereFirst → last listed
JR James B. Rosenwald IIIExecutive Officer, Promoter, Director30Mar 6, 2009 → Feb 5, 2026
DI DALTON INVESTMENTS, INC. entityPromoter, Executive Officer24Mar 6, 2009 → Feb 11, 2026
GC Gifford CombsPromoter, Executive Officer, Director18Mar 6, 2009 → Feb 6, 2026
BO Belita OngPromoter, Executive Officer16Jan 12, 2010 → Jan 29, 2016
SP Steven D. PerskyDirector, Promoter, Executive Officer12Mar 6, 2009 → Mar 9, 2018
KK Kyle KazanDirector, Executive Officer7Mar 6, 2009 → Feb 3, 2026
DI Dalton Investments, Inc. entityPromoter7Nov 22, 2013 → Feb 2, 2026
TS Todd ShererExecutive Officer, Director, Promoter7Jan 12, 2010 → Aug 22, 2018
SP Steve PerskyDirector, Executive Officer6Dec 24, 2009 → Jan 19, 2016
DR David RobinsonDirector4Nov 21, 2014 → Feb 3, 2026
EC Eric ClausonDirector4Mar 6, 2009 → Jan 19, 2016
DB Dalton B. Investments LLC. entityPromoter4Jan 12, 2010 → Jan 2, 2013
ID Investments Inc DaltonPromoter3Jul 30, 2024 → Feb 5, 2026
GJ Greg JacobsonDirector3Oct 1, 2015 → Aug 22, 2018
PH Peter HarrisonDirector3Oct 1, 2015 → Aug 22, 2018
NG Natasha GuttmanExecutive Officer3Oct 1, 2015 → Aug 22, 2018
GW Gary WunderlichDirector3Oct 1, 2015 → Oct 2, 2015
PZ Philip R. Zanone, Jr.Director3Oct 1, 2015 → Oct 2, 2015
LC Lionel ConacherDirector3Oct 1, 2015 → Oct 2, 2015
PG PacGen GP LLC entityPromoter2Nov 1, 2017 → Feb 6, 2026
RS Rising Sun Management Ltd. entityPromoter2Aug 17, 2021 → Feb 5, 2026
SA Sarah AlfandariExecutive Officer, Director2Jan 21, 2026 → Feb 5, 2026
GR George RobinsonDirector2Jan 3, 2014 → Feb 3, 2026
IG India GP LLC entityPromoter2Jul 18, 2014 → Feb 3, 2026
SH Shiro HayashiPromoter, Director2Mar 17, 2017 → Feb 3, 2026
DI Dalton Investments Trust entityPromoter2Oct 9, 2024 → Feb 3, 2026
TH Tony HsuDirector2Feb 24, 2011 → Feb 2, 2026
AG Asia GP LLC entityPromoter2Jan 3, 2014 → Feb 2, 2026
JR Jocelyn RosenwaldDirector2Dec 3, 2018 → Jan 12, 2021
DH David HaynieExecutive Officer2Nov 1, 2017 → Mar 9, 2018
RH Ryan HetheringtonExecutive Officer2Nov 1, 2017 → Mar 9, 2018
RC Rosenwald Capital Management Inc. entityPromoter1Aug 17, 2021 → Feb 5, 2026
MN Masumi NishidaDirector1Feb 5, 2026 → Feb 5, 2026
PG Pacrim GP LLC entityPromoter1Jan 12, 2024 → Feb 5, 2026
KA KKK Dalton AdvisoryPromoter1Oct 16, 2025 → Feb 3, 2026
ID Investment Trust DaltonPromoter1Oct 23, 2024 → Feb 3, 2026
MM Megumi MarutaPromoter1Oct 16, 2025 → Feb 3, 2026
MN Mark NelsonDirector1Oct 12, 2010 → Feb 3, 2026
KG Kizuna GP LLC entityPromoter1Mar 17, 2017 → Feb 3, 2026
JD James DenhamDirector1Oct 12, 2010 → Feb 3, 2026
CW Christopher WiniarzDirector1Mar 4, 2019 → Feb 3, 2026
PK Puja KhannaDirector1Jan 31, 2023 → Feb 3, 2026
PD Paul ffolkes DavisDirector1Jan 31, 2022 → Feb 3, 2026
GS GP LLC KAVF SelectPromoter1Jan 30, 2026 → Jan 30, 2026
SL Sung Yoon LimDirector1Jan 30, 2026 → Jan 30, 2026
JL James- Sung Yoon LimDirector1Jan 21, 2026 → Jan 27, 2026
DI Dalton Investments Trust entityPromoter1Oct 3, 2024 → Oct 3, 2024
PG PACRIM GP LLC entityPromoter1May 23, 2022 → Jan 31, 2023
MV Mark VendettiExecutive Officer, Director1Sep 15, 2022 → Jan 12, 2023
GF Graham FarrarExecutive Officer, Director1May 11, 2020 → Jan 12, 2023
HT Hilal TabshExecutive Officer, Director1Sep 15, 2022 → Jan 12, 2023
JB John BrebeckDirector1Jan 4, 2012 → Jan 31, 2022
PG PacGen GP LLC entityPromoter1Nov 1, 2017 → Jan 31, 2022
CG China GP entityPromoter1Jan 3, 2014 → Jan 31, 2022
CG China GP B. entityPromoter1Nov 1, 2017 → Jan 31, 2022
KG Kizuna GP LLC entityPromoter1Mar 17, 2017 → Jan 31, 2022
PV Puja VoraDirector1Jan 31, 2022 → Jan 31, 2022
IG India GP B. entityPromoter1Nov 1, 2017 → Jan 31, 2022
JL Jennifer LaiDirector1Jan 31, 2022 → Jan 31, 2022
AG Asia GP B. entityPromoter1Nov 1, 2017 → Jan 31, 2022

Business registration (state registry / Secretary of State)

None of the 30 issuers (first 30 of 39 issuers checked; each issuer page has its own record) has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

ROSENWALD CAPITAL MANAGEMENT, INC. — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Feb 26, 2018 · SEC file 801-112520 · Main office: REDONDO BEACH, CA · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $248,122,453 as reported on Form ADV filed Jun 29, 2026 (Item 5.F(2)(c)) · 3 accounts (Item 5.F(2)(f))

Item 11 disclosure questions as answered on Form ADV filed Jun 29, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (CA) · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

DALTON INVESTMENTS, INC. — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Jul 30, 2021 · SEC file 801-121986 · Main office: EL SEGUNDO, CA · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $5,717,833,544 as reported on Form ADV filed Mar 30, 2026 (Item 5.F(2)(c)) · 40 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.daltoninvestments.com ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 30, 2026: 1 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • Yes (2 disclosures reported) — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (CA) · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Dalton as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Dalton's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #42,922 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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