Steve Baker

The Jan 8, 2009 Form D/A reports $27,500,000 sold and $5,500,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

The Jan 8, 2009 Form D reports $27,500,000 sold and $5,500,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Fort Washington Private Equity Investors VII, L.P. (last filing Jun 27, 2011; $55,827,750 sold of $400,000,000); Fort Washington Private Equity Opportunities Fund II, L.P. (last filing Jan 8, 2009; $27,500,000 sold of $100,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

The filing says the first sale was Dec 10, 2008. The Form D was filed Jan 8, 2009 — 29 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 14 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The filing says the first sale was Dec 12, 2008. The Form D was filed Jan 8, 2009 — 27 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 12 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The latest filing for this offering is dated Jun 27, 2011 (first sale Jul 1, 2010). It reports $55,827,750 sold of $250,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

The latest filing for this offering is dated Jan 8, 2009 (first sale Dec 12, 2008). It reports $27,500,000 sold of $100,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

The latest filing for this offering is dated Jan 8, 2009 (first sale Dec 10, 2008). It reports $16,000,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

The Jun 28, 2010 filing says $400,000,000 offered; the Jun 27, 2011 Form D/A says $250,000,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

This page covers filings where the address state is OH. A separate record, "Steve Baker" with address state NJ, is listed on 1 filing — most recently by EVMS Holdco, LLC (May 27, 2026). The two records do not overlap in time: this page runs Jan 8, 2009 to Jun 27, 2011; the other has one filing dated May 27, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is OH. A separate record, "Steve Baker" with address state CO, is listed on 3 filings — most recently by Collage Labs Inc. (Jan 12, 2026). The two records do not overlap in time: this page runs Jan 8, 2009 to Jun 27, 2011; the other runs Sep 25, 2017 to Jan 12, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is OH. A separate record, "Steve Baker" with address state CA, is listed on 4 filings — most recently by Whipped Yogurt, Inc. (Aug 25, 2021). The two records do not overlap in time: this page runs Jan 8, 2009 to Jun 27, 2011; the other runs May 14, 2013 to Aug 25, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is OH. A separate record, "Steve Baker" with address state L3, is listed on 1 filing — most recently by Win Gaming Media, Inc. (Aug 25, 2011). The two records do not overlap in time: this page runs Jan 8, 2009 to Jun 27, 2011; the other has one filing dated Aug 25, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.