PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:42 AM ET

Sponsor Check › Person

CB
No photo found yet (own website and image search run after this page is viewed)

Christopher Baucom

Named as an officer, director or promoter on SEC Form D filings · OH · Jan 8, 2009 → Jun 27, 2011

3deals (issuers)
$99.3Mreported sold
27investors
5Form D filings
2009–2011years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Christopher Baucom is listed as an executive officer on 5 SEC Form D filings by 3 issuers between Jan 2009 and Jun 2011: Fort Washington Private Equity Investors VII, L.P. (Cincinnati, OH — pooled investment fund — 2010–2011; $55.8M reported sold to 10 investors), Fort Washington Private Equity Opportunities Fund II, L.P. (Cincinnati, OH — pooled investment fund — 2009; $27.5M reported sold to 3 investors) and NEO Capital Fund, LP (Cincinnati, OH — pooled investment fund — 2009; $16M reported sold to 14 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, over about 2 years. Across those companies the filings report $99.3M sold in total.

Listed alongside Fort Washington Investment Advisors, Inc. (5 shared filings, management entity), Maribeth S. Rahe (5 shared filings), Steve Baker (5 shared filings), FWPEI VII GP, LLC (2 shared filings, management entity), FWPEO II GP, LLC (2 shared filings, management entity) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Christopher. Each name links to their own page.

All 3 issuers belong to the sponsor group Fort Washington (39 issuers, $5.65B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Fort Washington has 39 companies on file and $5.65B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 12 court cases matching the name, 20 bankruptcy cases matching the name listed in Key records below.

What this means 32 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for Christopher Baucom and found 9 differences: 20% of the money raised went to insiders; Christopher Baucom appears on 2 deals that stopped filing before reaching their target; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Christopher Baucom has not run yet — it is joining a line of 39,020 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

12 cases: 2 open, 7 closed (disposition not in docket feed), 3 dismissed

Baucom v. Credit One Financial open
District Court, N.D. Ohio · No. 1:26-cv-00252 · Filed Jan 30, 2026
Role of Baucom: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in the person's filing state (OH)
Baucom v. Merchants Adjustment Service, Inc. closed
District Court, N.D. Georgia · No. 3:22-cv-00039 · Filed Mar 1, 2022 · Closed Jul 5, 2022 · Nature of suit: 480 Consumer Credit · Cause: 15:1692 Fair Debt Collection Act
Role of Baucom: Plaintiff · Outcome: Terminated 2022-07-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in GA (not a filing state)
Baucom v. CR Bard Incorporated open
District Court, S.D. Ohio · No. 2:21-cv-04653 · Filed Sep 16, 2021
Role of Baucom: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in the person's filing state (OH)
Baucom v. Monsanto Company closed
District Court, N.D. California · No. 3:19-cv-04792 · Filed Aug 14, 2019 · Closed Nov 3, 2021 · Nature of suit: 367 Health care / pharm
Role of Baucom: Plaintiff · Outcome: Terminated 2021-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in CA (not a filing state)
Baucom v. Sanofi US Services Inc. closed
District Court, E.D. Louisiana · No. 2:18-cv-11659 · Filed Nov 28, 2018 · Closed Jul 18, 2022 · Nature of suit: 367 Health care / pharm
Role of Baucom: Plaintiff · Outcome: Terminated 2022-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in LA (not a filing state)
ECHOSTAR TECHNOLOGIES CORPORAT v. BAUCOM closed
District Court, N.D. Texas · No. · Filed Aug 6, 2004 · Closed Sep 29, 2004 · Nature of suit: 890 Other statutory actions
Role of BAUCOM: Defendant · Outcome: Terminated 2004-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in TX (not a filing state)
Entertainment By J v. Baucom dismissed
District Court, W.D. North Carolina · No. 3:01-cv-00403 · Filed Jul 10, 2001 · Closed Apr 17, 2003 · Nature of suit: 890 Other statutory actions
Role of Baucom: Defendant · Outcome: Terminated 2003-04-17 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in NC (not a filing state)
Frampton v. Baucom's Nursery Co dismissed
District Court, D. South Carolina · No. 2:99-cv-03692 · Filed Nov 9, 1999 · Closed Feb 9, 2000 · Nature of suit: 190 Other contract actions
Role of Baucom's Nursery Co: Defendant · Outcome: Terminated 2000-02-09 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in SC (not a filing state)
Baucom Concrete v. Crane Construction dismissed
District Court, N.D. Oklahoma · No. 4:94-cv-00816 · Filed Aug 29, 1994 · Closed Oct 18, 1994 · Nature of suit: 190 Other contract actions
Role of Baucom Concrete: Plaintiff · Outcome: Terminated 1994-10-18 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in OK (not a filing state)
FINANCIAL FIRST v. BAUCOM closed
District Court, M.D. North Carolina · No. 2:91-cv-00385 · Filed Aug 1, 1991 · Closed Oct 24, 1991 · Nature of suit: 140 Negotiable instruments
Role of BAUCOM: Defendant · Outcome: Terminated 1991-10-24 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in NC (not a filing state)
BAUCOM CONCRETE CONSTR ETAL v. FLEMING BLD CO ETAL closed
District Court, N.D. Oklahoma · No. · Filed Sep 30, 1988 · Closed Aug 30, 1989 · Nature of suit: 220 Foreclosure
Role of BAUCOM CONCRETE CONSTR ETAL: Plaintiff · Outcome: Terminated 1989-08-30 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in OK (not a filing state)
BAUCOM v. PILOT LIFE INSURANCE closed
District Court, M.D. North Carolina · No. 2:86-cv-00890 · Filed Nov 13, 1986 · Closed Oct 7, 1987 · Nature of suit: 890 Other statutory actions
Role of BAUCOM: Plaintiff · Outcome: Terminated 1987-10-07 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in NC (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Christopher Baucom..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

20 cases: 1 open, 19 closed (disposition not in docket feed)

Christopher Baucom open
United States Bankruptcy Court, N.D. Illinois · No. 20-09607 · Filed Apr 21, 2020
Role of Christopher Baucom: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); first name matches; court in IL (not a filing state)
Baucom v. Westcor Land Title Insurance Company closed
United States Bankruptcy Court, W.D. Texas · No. 18-03021 · Filed Oct 29, 2018 · Closed Jan 23, 2019
Role of Baucom: Plaintiff · Outcome: Case closed 2019-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in TX (not a filing state)
Christopher Baucom closed
United States Bankruptcy Court, N.D. Illinois · No. 18-29017 · Filed Oct 16, 2018 · Closed May 7, 2019
Role of Christopher Baucom: Debtor · Outcome: Case closed 2019-05-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); first name matches; court in IL (not a filing state)
Christopher Baucom closed
United States Bankruptcy Court, N.D. Illinois · No. 17-02101 · Filed Jan 24, 2017 · Closed Aug 2, 2017
Role of Christopher Baucom: Debtor · Outcome: Case closed 2017-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); first name matches; court in IL (not a filing state)
Travis D Baucom closed
United States Bankruptcy Court, S.D. Ohio · No. 1:16-bk-12399 · Filed Jun 27, 2016 · Closed Sep 6, 2016
Role of Travis D Baucom: Debtor · Outcome: Case closed 2016-09-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); different first name (travis); court in the person's filing state (OH)
Baucom Motors, LLC closed
United States Bankruptcy Court, M.D. Florida · No. 3:15-bk-04807 · Filed Oct 30, 2015 · Closed Apr 19, 2016
Role of Baucom Motors, LLC: Debtor · Outcome: Case closed 2016-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in FL (not a filing state)
Travis D Baucom and Kelly M Baucom closed
United States Bankruptcy Court, S.D. Ohio · No. 1:12-bk-15253 · Filed Sep 28, 2012 · Closed Jul 24, 2015
Role of Travis D Baucom and Kelly M Baucom: Debtor · Outcome: Case closed 2015-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); different first name (travis); court in the person's filing state (OH)
Canal NY Company, Inc. v. Baucom Press Inc. closed
United States Bankruptcy Court, E.D. Virginia · No. 10-03944 · Filed Dec 28, 2010 · Closed Nov 1, 2019
Role of Baucom Press Inc.: Defendant · Outcome: Case closed 2019-11-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in VA (not a filing state)
Travis D Baucom and Kelly M Baucom closed
United States Bankruptcy Court, S.D. Ohio · No. 1:10-bk-16049 · Filed Aug 31, 2010 · Closed Nov 8, 2012
Role of Travis D Baucom and Kelly M Baucom: Debtor · Outcome: Case closed 2012-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); different first name (travis); court in the person's filing state (OH)
Travis D Baucom and Kelly M Baucom closed
United States Bankruptcy Court, S.D. Ohio · No. 1:08-bk-16933 · Filed Dec 10, 2008 · Closed Sep 24, 2010
Role of Travis D Baucom and Kelly M Baucom: Debtor · Outcome: Case closed 2010-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); different first name (travis); court in the person's filing state (OH)
Baucom v. EMC Mortgage Corporation closed
United States Bankruptcy Court, N.D. Texas · No. 07-04153 · Filed Oct 8, 2007 · Closed Jun 2, 2008
Role of Baucom: Plaintiff · Outcome: Case closed 2008-06-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in TX (not a filing state)
Momar, Incorporated v. Baucom closed
United States Bankruptcy Court, E.D. North Carolina · No. 07-00003 · Filed Jan 11, 2007 · Closed May 9, 2007
Role of Baucom: Defendant · Outcome: Case closed 2007-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in NC (not a filing state)
Montague S. Claybrook, Chapter 7 Trustee for Ark I v. Baucom's Nursery Company closed
United States Bankruptcy Court, D. Delaware · No. 05-79722 · Filed Oct 12, 2005 · Closed Apr 7, 2006
Role of Baucom's Nursery Company: Defendant · Outcome: Case closed 2006-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in DE (not a filing state)
Christopher M. Baucom and Lori D. Baucom closed
United States Bankruptcy Court, W.D. Oklahoma · No. 04-17313 · Filed Jul 7, 2004 · Closed Mar 2, 2005
Role of Christopher M. Baucom and Lori D. Baucom: Debtor · Outcome: Case closed 2005-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); first name matches; court in OK (not a filing state)
Travis D Baucom and Kelly M Baucom closed
United States Bankruptcy Court, S.D. Ohio · No. 1:03-bk-13488 · Filed May 7, 2003 · Closed Oct 22, 2003
Role of Travis D Baucom and Kelly M Baucom: Debtor · Outcome: Case closed 2003-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); different first name (travis); court in the person's filing state (OH)
Washington Mutual Finance, L.L.C. v. Baucom closed
United States Bankruptcy Court, N.D. Oklahoma · No. 01-00403 · Filed Nov 13, 2001 · Closed Sep 30, 2002
Role of Baucom: Defendant · Outcome: Case closed 2002-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in OK (not a filing state)
Baucom v. Kaye Development Company, Inc. closed
United States Bankruptcy Court, N.D. Georgia · No. 99-06542 · Filed Nov 16, 1999 · Closed Mar 28, 2000
Role of Baucom: Plaintiff · Outcome: Case closed 2000-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in GA (not a filing state)
Travis D Baucom and Kelly M Baucom closed
United States Bankruptcy Court, S.D. Ohio · No. 1:98-bk-16137 · Filed Oct 8, 1998 · Closed Oct 11, 2001
Role of Travis D Baucom and Kelly M Baucom: Debtor · Outcome: Case closed 2001-10-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); different first name (travis); court in the person's filing state (OH)
Christopher M. Baucom and Lori Dawn Baucom closed
United States Bankruptcy Court, W.D. Texas · No. 95-61431 · Filed Nov 29, 1995 · Closed Apr 4, 1997
Role of Christopher M. Baucom and Lori Dawn Baucom: Debtor · Outcome: Case closed 1997-04-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); first name matches; court in TX (not a filing state)
Maxway Corporation v. Baucom's Nursery Company closed
United States Bankruptcy Court, W.D. North Carolina · No. 91-03026 · Filed Jan 16, 1991 · Closed Jun 7, 1991
Role of Baucom's Nursery Company: Defendant · Outcome: Case closed 1991-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 89 federal dockets); surname only in the caption; court in NC (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Christopher Baucom (compared 5 filings on Oct 24, 2026)

Note · Jan 8, 2009

20% of the money raised went to insiders — Fort Washington Private Equity Opportunities Fund II, L.P.

The Jan 8, 2009 Form D/A reports $27,500,000 sold and $5,500,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Jan 8, 2009 ↗Fort Washington Private Equity Opportunities Fund II, L.P. — PartnerFacts page ↗
Sources
Note · Jan 8, 2009

20% of the money raised went to insiders — Fort Washington Private Equity Opportunities Fund II, L.P.

The Jan 8, 2009 Form D reports $27,500,000 sold and $5,500,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Jan 8, 2009 ↗Fort Washington Private Equity Opportunities Fund II, L.P. — PartnerFacts page ↗
Sources
Note · Jan 8, 2009 – Jun 27, 2011

Christopher Baucom appears on 2 deals that stopped filing before reaching their target

Fort Washington Private Equity Investors VII, L.P. (last filing Jun 27, 2011; $55,827,750 sold of $400,000,000); Fort Washington Private Equity Opportunities Fund II, L.P. (last filing Jan 8, 2009; $27,500,000 sold of $100,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Fort Washington Private Equity Investors VII, L.P. — PartnerFacts page ↗Fort Washington Private Equity Opportunities Fund II, L.P. — PartnerFacts page ↗
Sources
Note · Dec 10, 2008 – Jan 8, 2009

Form D filed 29 days after the first sale — NEO Capital Fund, LP

The filing says the first sale was Dec 10, 2008. The Form D was filed Jan 8, 2009 — 29 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 14 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 8, 2009 ↗NEO Capital Fund, LP — PartnerFacts page ↗
Sources
Note · Dec 12, 2008 – Jan 8, 2009

Form D filed 27 days after the first sale — Fort Washington Private Equity Opportunities Fund II, L.P.

The filing says the first sale was Dec 12, 2008. The Form D was filed Jan 8, 2009 — 27 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 12 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 8, 2009 ↗Fort Washington Private Equity Opportunities Fund II, L.P. — PartnerFacts page ↗
Sources
Note · Jul 1, 2010 – Jun 27, 2011

No amendment in the last 12 months on an offering that may still be open — Fort Washington Private Equity Investors VII, L.P. (latest filing Jun 27, 2011)

The latest filing for this offering is dated Jun 27, 2011 (first sale Jul 1, 2010). It reports $55,827,750 sold of $250,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jun 27, 2011 ↗Fort Washington Private Equity Investors VII, L.P. — PartnerFacts page ↗
Sources
Note · Dec 12, 2008 – Jan 8, 2009

No amendment in the last 12 months on an offering that may still be open — Fort Washington Private Equity Opportunities Fund II, L.P. (latest filing Jan 8, 2009)

The latest filing for this offering is dated Jan 8, 2009 (first sale Dec 12, 2008). It reports $27,500,000 sold of $100,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jan 8, 2009 ↗Fort Washington Private Equity Opportunities Fund II, L.P. — PartnerFacts page ↗
Sources
Note · Dec 10, 2008 – Jan 8, 2009

No amendment in the last 12 months on an offering that may still be open — NEO Capital Fund, LP (latest filing Jan 8, 2009)

The latest filing for this offering is dated Jan 8, 2009 (first sale Dec 10, 2008). It reports $16,000,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jan 8, 2009 ↗NEO Capital Fund, LP — PartnerFacts page ↗
Sources
Note · Jun 28, 2010 – Jun 27, 2011

Offering amount lowered between filings — Fort Washington Private Equity Investors VII, L.P.

The Jun 28, 2010 filing says $400,000,000 offered; the Jun 27, 2011 Form D/A says $250,000,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D (earlier) · Jun 28, 2010 ↗Form D/A (later) · Jun 27, 2011 ↗Fort Washington Private Equity Investors VII, L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 3 offerings report sales commissions; 0 report finder's fees; 3 report proceeds to related persons totalling $8,375,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 27, 2011 D/A
Fort Washington Private Equity Investors VII, L.P.
File 021-144123
$0$0$1,875,000 (est.)
Estimated annual management fee payable to the General Partner. The total management fee payable to the General Partner will be equal to a percentage of aggregate capital commitments to the Issuer as specified in the Issuer's partnership agreement.
None listed on this filingEDGAR ↗
Jan 8, 2009 D/A
Fort Washington Private Equity Opportunities Fund II, L.P.
File 021-125731
$0$0$5,500,000 (est.)None listed on this filingEDGAR ↗
Jan 8, 2009 D
NEO Capital Fund, LP
File 021-125733
$0$0$1,000,000 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Christopher Baucom on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

FW
Pooled Investment Fund · group: Fort Washington

Fort Washington Private Equity Investors VII, L.P.

Cincinnati, OH · Jun 28, 2010 → Jun 27, 2011 · 2 filings
  • Jun 27, 2011 · D/A · $55,827,750 sold of $250,000,000 · 10 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 28, 2010 · D · $0 sold of $400,000,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $55.8M from 10 investors (22% of the $250M target) as of the latest filing. Christopher is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FW
Pooled Investment Fund · group: Fort Washington

Fort Washington Private Equity Opportunities Fund II, L.P.

Cincinnati, OH · Jan 8, 2009 → Jan 8, 2009 · 2 filings
  • Jan 8, 2009 · D/A · $27,500,000 sold of $100,000,000 · 3 investors · min. $500,000 · role: Executive Officer EDGAR ↗
  • Jan 8, 2009 · D · $27,500,000 sold of $100,000,000 · 3 investors · min. $500,000 · role: Executive Officer EDGAR ↗

Raised $27.5M from 3 investors (28% of the $100M target) as of the latest filing. Christopher is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

NC
Pooled Investment Fund · group: Fort Washington

NEO Capital Fund, LP

Cincinnati, OH · Jan 8, 2009
  • Jan 8, 2009 · D · $16,000,000 sold of Indefinite · 14 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $16M from 14 investors as of the latest filing. Christopher is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Christopher 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

FW
Management entity

Fort Washington Investment Advisors, Inc.

Promoter · 5 shared filings (3 issuers) · also on 4 other issuers

Fort Washington Investment Advisors, Inc. is on 7 issuers in total — a repeat sponsor. Their page lists every one.

FG
Management entity

FWPEO II GP, LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Christopher Baucom. Their page shows their other deals.

FV
Management entity

FWPEI VII GP, LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Christopher Baucom. Their page shows their other deals.

BN
Management entity

BVP Neo, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Christopher Baucom. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Maribeth S. Rahe

Executive Officer · 5 shared filings (3 issuers) · also on 37 other issuers

Maribeth S. Rahe is on 40 issuers in total — a repeat sponsor. Their page lists every one.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Baker

Executive Officer · 5 shared filings (3 issuers)

Listed on the same filings as Christopher Baucom. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

John J. O'Conner

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Christopher Baucom. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

John O'Connor

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Christopher Baucom. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

John J. O'Connor

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Christopher Baucom. Their page shows their other deals.

The team behind the deals

FW
Sponsor group

Fort Washington

39 issuers · 140 filings · $5.65B reported sold · 2009–2026

One team, 39 deal companies. Christopher Baucom is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Christopher Baucom.

Same business address

35 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 3 of the 3 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Fort Washington Private Equity Investors VII, L.P., Fort Washington Private Equity Opportunities Fund II, L.P., NEO Capital Fund, LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Christopher Baucom by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Christopher Baucom is listed on: none on file. No website or social profile named in Fort Washington Private Equity Opportunities Fund II, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #373,038 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Cincinnati, OH). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Franklin County OH Clerk of Courts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Ohio Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Christopher Baucom appears on a new Form D, or when a court case or SEC action is matched to them. See plans →