Stephen Clark

The filing says the first sale was Jul 11, 2024. The Form D was filed Jul 29, 2024 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The filing says the first sale was Feb 22, 2024. The Form D was filed Mar 11, 2024 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The filing says the first sale was Oct 21, 2022. The Form D was filed Dec 12, 2022 — 52 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 37 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The Aug 13, 2021 filing lists Stephen Clark as executive officer, director; the Dec 12, 2022 Form D lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

The latest filing for this offering is dated Dec 12, 2022 (first sale Oct 21, 2022). It reports $875,000 sold of $3,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

The latest filing for this offering is dated Aug 13, 2021 (first sale Dec 14, 2018). It reports $800,000 sold of $1,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

The latest filing for this offering is dated Jul 13, 2009 (first sale Jun 30, 2009). It reports $38,657,464 sold of $42,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

listed as "Stephen V. Clark" on the Jul 13, 2009 filing, and "Stephen Clark" on 5 filings (from Aug 13, 2021).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

This page covers filings where the address state is MA or NJ. A separate record, "STEPHEN CLARK" with address state MN, is listed on 1 filing — most recently by UROMEDICA INC (Jan 17, 2019). Both records have filings in the same period (Jan 17, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is MA or NJ. A separate record, "Stephen L. Clark" with address state KS, is listed on 1 filing — most recently by Kansas Ethanol LLC (Jun 15, 2017). Both records have filings in the same period (Jun 15, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is MA or NJ. A separate record, "Stephen Brent Clark" with address state IL, is listed on 1 filing — most recently by Main Street Bancshares, Inc. (Jun 9, 2017). Both records have filings in the same period (Jun 9, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is MA or NJ. A separate record, "Stephen T. Clark" with address state TX, is listed on 1 filing — most recently by Cypress VII REIT, Inc. (Jan 24, 2011). Both records have filings in the same period (Jan 24, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is MA or NJ. A separate record, "Stephen C. Clark" with address state MA, is listed on 1 filing — most recently by Essex Alpha Fund LLC (a series of Essex Qualified Purchaser Funds, LLC) (Nov 16, 2010). Both records have filings in the same period (Nov 16, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

The people listed on the Aug 13, 2021 filing give Moorestown, NJ; on the Dec 12, 2022 filing they give Needham, MA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

MA on 5 filings (Jul 13, 2009 to Jul 29, 2024); NJ on 1 filing (Aug 13, 2021).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.