Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:52 AM ET

Sponsor Check › Person

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Brian Connell

Named as an officer, director or promoter on SEC Form D filings · MA · Jul 13, 2009 → Jul 13, 2009

1deal (issuers)

$38.7Mreported sold

8investors

1Form D filing

2009year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Brian Connell is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Jul 2009: BERTUCCIS CORP (Northborough, MA — restaurants — 2009; $38.7M reported sold to 8 investors).

What this means One deal on file with the SEC, filed Jul 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Benjamin R. Jacobson (1 shared filing), Carolyn Clark (1 shared filing), David G. Lloyd (1 shared filing), Francis Christman (1 shared filing), James J. Morgan (1 shared filing) and 5 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brian. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 36 bankruptcy cases matching the name listed in Key records below.

What this means 37 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Brian Connell and found 2 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Brian Connell" (FL) is a separate record.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Brian Connell has not run yet — it is joining a line of 62,582 names; searches run around the clock at the hosts' allowed rate. Searched so far: 737 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

In Re: Brian M. O'Connell v. closed

District Court, D. Connecticut · No. 3:93-gp-00015 · Filed Dec 30, 1993 · Closed Oct 21, 1996

Role of Brian M. O'Connell v.: Party · Outcome: Terminated 1996-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in CT (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Brian Connell..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

36 cases: 2 open, 34 closed (disposition not in docket feed)

BRIAN W. O'CONNELL open

United States Bankruptcy Court, D. Arizona · No. 2:23-bk-07404 · Filed Oct 17, 2023

Role of BRIAN W. O'CONNELL: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state)

Brian J. O`Connell closed

United States Bankruptcy Court, M.D. Florida · No. 6:21-bk-00272 · Filed Jan 22, 2021 · Closed May 13, 2021

Role of Brian J. O`Connell: Debtor · Outcome: Case closed 2021-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)

Brian O'Connell and Jeanna O'Connell open

United States Bankruptcy Court, N.D. New York · No. 19-11854 · Filed Oct 11, 2019

Role of Brian O'Connell and Jeanna O'Connell: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)

Brian J O'Connell closed

United States Bankruptcy Court, N.D. Illinois · No. 14-17922 · Filed May 12, 2014 · Closed Sep 5, 2014

Role of Brian J O'Connell: Debtor · Outcome: Case closed 2014-09-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)

Brian O'Connell and Jeanna O'Connell closed

United States Bankruptcy Court, N.D. New York · No. 13-12764 · Filed Nov 12, 2013 · Closed Mar 7, 2014

Role of Brian O'Connell and Jeanna O'Connell: Debtor · Outcome: Case closed 2014-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)

Brian T. O'Connell closed

United States Bankruptcy Court, D. Rhode Island · No. 1:13-bk-10002 · Filed Jan 2, 2013 · Closed Apr 30, 2013

Role of Brian T. O'Connell: Debtor · Outcome: Case closed 2013-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in RI (not a filing state)

Brian O'Connell and Kathleen O'Connell closed

United States Bankruptcy Court, E.D. New York · No. 1-12-46910 · Filed Sep 26, 2012 · Closed Dec 29, 2014

Role of Brian O'Connell and Kathleen O'Connell: Debtor · Outcome: Case closed 2014-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)

Brian O'Connell and Doreen O'Connell closed

United States Bankruptcy Court, D. New Jersey · No. 12-25333 · Filed Jun 15, 2012 · Closed Sep 20, 2012

Role of Brian O'Connell and Doreen O'Connell: Debtor · Outcome: Case closed 2012-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

Brian O'Connell closed

United States Bankruptcy Court, C.D. California · No. 6:11-bk-45316 · Filed Nov 17, 2011 · Closed Apr 27, 2012

Role of Brian O'Connell: Debtor · Outcome: Case closed 2012-04-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

Brian J O'Connell and Grace A O'Connell closed

United States Bankruptcy Court, E.D. New York · No. 8-10-73814 · Filed May 18, 2010 · Closed Aug 27, 2015

Role of Brian J O'Connell and Grace A O'Connell: Debtor · Outcome: Case closed 2015-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)

Brian C. O'Connell and Maryellen O'Connell closed

United States Bankruptcy Court, E.D. Michigan · No. 09-52026 · Filed Apr 17, 2009 · Closed Oct 23, 2009

Role of Brian C. O'Connell and Maryellen O'Connell: Debtor · Outcome: Case closed 2009-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)

Brian G. O'Connell and Lyn A. O'Connell closed

United States Bankruptcy Court, D. Massachusetts · No. 09-30571 · Filed Apr 10, 2009 · Closed Jul 29, 2009

Role of Brian G. O'Connell and Lyn A. O'Connell: Debtor · Outcome: Case closed 2009-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (MA)

Brian K. O'Connell closed

United States Bankruptcy Court, D. Connecticut · No. 09-30534 · Filed Mar 7, 2009 · Closed Jun 30, 2009

Role of Brian K. O'Connell: Debtor · Outcome: Case closed 2009-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in CT (not a filing state)

Brian F. O'Connell and Joanne C. O'Connell closed

United States Bankruptcy Court, D. Massachusetts · No. 07-41637 · Filed May 1, 2007 · Closed Aug 17, 2007

Role of Brian F. O'Connell and Joanne C. O'Connell: Debtor · Outcome: Case closed 2007-08-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (MA)

Brian N. O'Connell closed

United States Bankruptcy Court, N.D. Iowa · No. 05-03381 · Filed Jul 18, 2005 · Closed Oct 26, 2005

Role of Brian N. O'Connell: Debtor · Outcome: Case closed 2005-10-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in IA (not a filing state)

Brian D. Connell closed

United States Bankruptcy Court, D. Rhode Island · No. 1:05-bk-10728 · Filed Mar 10, 2005 · Closed Jun 17, 2005

Role of Brian D. Connell: Debtor · Outcome: Case closed 2005-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in RI (not a filing state)

Brian K. O'Connell closed

United States Bankruptcy Court, D. New Hampshire · No. 04-13832 · Filed Oct 28, 2004 · Closed May 16, 2005

Role of Brian K. O'Connell: Debtor · Outcome: Case closed 2005-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in NH (not a filing state)

Brian A. O'Connell closed

United States Bankruptcy Court, N.D. Ohio · No. 04-35416 · Filed Jun 28, 2004 · Closed Oct 21, 2004

Role of Brian A. O'Connell: Debtor · Outcome: Case closed 2004-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)

Brian P. O'Connell and Lisa D. O'Connell closed

United States Bankruptcy Court, N.D. Ohio · No. 03-42829 · Filed Jun 6, 2003 · Closed Oct 28, 2003

Role of Brian P. O'Connell and Lisa D. O'Connell: Debtor · Outcome: Case closed 2003-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)

Brian S. Connell closed

United States Bankruptcy Court, D. Maryland · No. 03-57218 · Filed Apr 29, 2003 · Closed Oct 23, 2003

Role of Brian S. Connell: Debtor · Outcome: Case closed 2003-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in MD (not a filing state)

Brian M. O'Connell closed

United States Bankruptcy Court, D. Connecticut · No. 02-31754 · Filed Apr 10, 2002 · Closed Aug 14, 2002

Role of Brian M. O'Connell: Debtor · Outcome: Case closed 2002-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in CT (not a filing state)

Brian M O'connell closed

United States Bankruptcy Court, N.D. Illinois · No. 01-15273 · Filed Apr 27, 2001 · Closed Aug 23, 2001

Role of Brian M O'connell: Debtor · Outcome: Case closed 2001-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)

Brian G. O'Connell closed

United States Bankruptcy Court, E.D. Wisconsin · No. 97-26028 · Filed Jun 19, 1997 · Closed Oct 22, 1997

Role of Brian G. O'Connell: Debtor · Outcome: Case closed 1997-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)

Brian Connell closed

United States Bankruptcy Court, C.D. California · No. 1:97-bk-13149 · Filed Mar 7, 1997 · Closed Jul 17, 1997

Role of Brian Connell: Debtor · Outcome: Case closed 1997-07-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

Brian N. O'Connell and Michelle I. O'Connell closed

United States Bankruptcy Court, N.D. Iowa · No. 96-51223 · Filed May 17, 1996 · Closed Jul 25, 1997

Role of Brian N. O'Connell and Michelle I. O'Connell: Debtor · Outcome: Case closed 1997-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in IA (not a filing state)

Brian J. O'connell and Lisa R. O'connell closed

United States Bankruptcy Court, M.D. Florida · No. 8:96-bk-02681 · Filed Mar 5, 1996 · Closed Aug 9, 1996

Role of Brian J. O'connell and Lisa R. O'connell: Debtor · Outcome: Case closed 1996-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)

Brian P. O'Connell closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 94-10330 · Filed May 12, 1994 · Closed Aug 30, 1994

Role of Brian P. O'Connell: Debtor · Outcome: Case closed 1994-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)

Brian O'Connell closed

United States Bankruptcy Court, N.D. Georgia · No. 94-64209 · Filed Mar 25, 1994 · Closed Oct 25, 1994

Role of Brian O'Connell: Debtor · Outcome: Case closed 1994-10-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state)

Brian O'Connell and Mary M O'Connell closed

United States Bankruptcy Court, D. Nebraska · No. 93-81586 · Filed Sep 23, 1993 · Closed Feb 10, 1994

Role of Brian O'Connell and Mary M O'Connell: Debtor · Outcome: Case closed 1994-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings

Brian E. Connell and Paula S. Connell closed

United States Bankruptcy Court, M.D. Florida · No. 3:93-bk-03339 · Filed Jul 19, 1993 · Closed Dec 15, 1993

Role of Brian E. Connell and Paula S. Connell: Debtor · Outcome: Case closed 1993-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)

Brian J. O'Connell and Deborah O'Connell closed

United States Bankruptcy Court, N.D. New York · No. 93-11290 · Filed Mar 31, 1993 · Closed Jul 7, 1995

Role of Brian J. O'Connell and Deborah O'Connell: Debtor · Outcome: Case closed 1995-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)

Brian W. O'connell closed

United States Bankruptcy Court, C.D. California · No. 1:92-bk-51395 · Filed Oct 28, 1992 · Closed Mar 22, 1993

Role of Brian W. O'connell: Debtor · Outcome: Case closed 1993-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

Brian C. O'Connell closed

United States Bankruptcy Court, D. New Hampshire · No. 91-13072 · Filed Oct 18, 1991 · Closed Jun 15, 1992

Role of Brian C. O'Connell: Debtor · Outcome: Case closed 1992-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in NH (not a filing state)

Brian M. O'Connell closed

United States Bankruptcy Court, D. Connecticut · No. 91-50012 · Filed Jan 2, 1991 · Closed Jun 11, 1997

Role of Brian M. O'Connell: Debtor · Outcome: Case closed 1997-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in CT (not a filing state)

Brian D Mc Connell closed

United States Bankruptcy Court, D. Massachusetts · No. 87-10098 · Filed Jan 26, 1987 · Closed Feb 22, 1991

Role of Brian D Mc Connell: Debtor · Outcome: Case closed 1991-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (MA)

Brian Mc Connell closed

United States Bankruptcy Court, N.D. Illinois · No. 86-14879 · Filed Sep 24, 1986 · Closed Apr 30, 1987

Role of Brian Mc Connell: Debtor · Outcome: Case closed 1987-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for Brian Connell (compared 1 filing on Oct 24, 2026)

Note · Jun 30, 2009 – Jul 13, 2009

No amendment in the last 12 months on an offering that may still be open — BERTUCCIS CORP (latest filing Jul 13, 2009)

The latest filing for this offering is dated Jul 13, 2009 (first sale Jun 30, 2009). It reports $38,657,464 sold of $42,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jul 13, 2009 ↗BERTUCCIS CORP — PartnerFacts page ↗

Sources

Form D · Jul 13, 2009 ↗ (Jul 13, 2009)
BERTUCCIS CORP — PartnerFacts page ↗ (Jul 13, 2009)

Note · Apr 15, 2022 – Dec 6, 2022

Same name, different state: "Brian Connell" (FL) is a separate record

This page covers filings where the address state is MA. A separate record, "Brian Connell" with address state FL, is listed on 15 filings — most recently by Trivest Growth Investment Fund III-B, L.P. (Mar 6, 2025). The two records do not overlap in time: this page has one filing dated Jul 13, 2009; the other runs Apr 15, 2022 to Dec 6, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Connell (FL) — PartnerFacts page ↗Form D · Mar 6, 2025 ↗Trivest Growth Investment Fund III-B, L.P. — PartnerFacts page ↗Brian Connell (MA) — this page ↗

Sources

Brian Connell (FL) — PartnerFacts page ↗ (Dec 6, 2022)
Form D · Mar 6, 2025 ↗ (Mar 6, 2025)
Trivest Growth Investment Fund III-B, L.P. — PartnerFacts page ↗ (Mar 6, 2025)
Brian Connell (MA) — this page ↗ (Jul 13, 2009)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jul 13, 2009 D BERTUCCIS CORP File 021-132665	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Brian Connell on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Restaurants

BERTUCCIS CORP

Northborough, MA · Jul 13, 2009

Jul 13, 2009 · D · $38,657,464 sold of $42,000,000 · 8 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $38.7M from 8 investors (92% of the $42M target) as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Brian Connell — FL, 14 issuers, Apr 15, 2022 → Dec 6, 2022 · no shared issuer

People around Brian 10

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael A. Ewald

Director · 1 shared filing (1 issuer) · also on 83 other issuers

Michael A. Ewald is on 84 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Stephen Clark

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Brian Connell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

James J. Morgan

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Connell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Benjamin R. Jacobson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Connell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Maria Feicht

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brian Connell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Francis Christman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brian Connell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Carolyn Clark

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Connell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

James Quackenbush

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brian Connell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

David G. Lloyd

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Connell. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

STUART DAVIES

Director · 1 shared filing (1 issuer) · also on 26 other issuers

STUART DAVIES is on 27 issuers in total — a repeat sponsor. Their page lists every one.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Brian Connell by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Brian Connell is listed on: none on file. No website or social profile named in BERTUCCIS CORP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #369,630 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Northborough, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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Brian Connell

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

No amendment in the last 12 months on an offering that may still be open — BERTUCCIS CORP (latest filing Jul 13, 2009)

Same name, different state: "Brian Connell" (FL) is a separate record

5. Money to insiders

Deals 1

People around Brian 10

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

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