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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:05 AM ET

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STUART DAVIES

Named as an officer, director or promoter on SEC Form D filings · MA · Apr 2, 2009 → Oct 26, 2017

27deals (issuers)
$20.21Breported sold
2,226investors
69Form D filings
2009–2017years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:02 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

STUART DAVIES is listed as an executive officer and director on 69 SEC Form D filings by 27 issuers between Apr 2009 and Oct 2017. Largest by amount reported sold: Bain Capital High Income Partnership, L.P. (Boston, MA — pooled investment fund — 2011–2016; $4.08B reported sold to 225 investors), Bain Capital Senior Loan Fund, L.P. (Boston, MA — pooled investment fund — 2010–2016; $3.31B reported sold to 303 investors), PROSPECT HARBOR CREDIT PARTNERS LP (Boston, MA — pooled investment fund — 2010–2012; $2.41B reported sold to 144 investors), PROSPECT HARBOR CREDIT PARTNERS OFFSHORE LP (Boston, MA — pooled investment fund — 2010–2012; $1.45B reported sold to 97 investors), Sankaty Middle Market Opportunities Fund II, L.P. (Boston, MA — pooled investment fund — 2013; $1.38B reported sold to 142 investors) and 22 more (all listed below).

What this means That is a lot of deals — 27 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $20.21B sold in total.

Listed alongside Michael A. Ewald (68 shared filings), DAVID MCCARTHY (65 shared filings), James Kellogg III (65 shared filings), Jeffrey B. Hawkins (65 shared filings), Jonathan S. Lavine (65 shared filings) and 65 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around STUART. Each name links to their own page.

The issuers belong to 2 sponsor groups: Bain (86 issuers, $42.72B reported sold, 2009–2026) and Mobile (3 issuers, $2.23M reported sold, 2014–2017).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared the newest 50 of 69 public filings for STUART DAVIES and found 19 differences, 8 worth asking the sponsor about: Amount sold went down between filings; 4 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for STUART DAVIES has not run yet — it is joining a line of 6,242 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:02 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched STUART DAVIES..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:02 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

19 differences found between the filings for STUART DAVIES — 8 worth asking about (compared the newest 50 of 69 filings on Oct 24, 2026; older filings not covered)

Worth asking · Jun 15, 2012

Amount sold went down between filings — Sankaty Credit Opportunities V-A2, L.P.

The Jun 15, 2012 filing says $1,223,775,000 sold; the Jun 15, 2012 Form D says $433,775,000 sold — $790,000,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jun 15, 2012 ↗Form D (later) · Jun 15, 2012 ↗Sankaty Credit Opportunities V-A2, L.P. — PartnerFacts page ↗
Sources
Worth asking · Jun 15, 2012

Amount sold went down between filings — Sankaty Credit Opportunities V-A, L.P.

The Jun 15, 2012 filing says $1,190,670,000 sold; the Jun 15, 2012 Form D says $915,670,000 sold — $275,000,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jun 15, 2012 ↗Form D (later) · Jun 15, 2012 ↗Sankaty Credit Opportunities V-A, L.P. — PartnerFacts page ↗
Sources
Worth asking · Feb 24, 2011 – Apr 9, 2013

4 offerings reported fewer investors on a later filing

Investor count went down between filings — Bain Capital High Income Partnership, L.P. · Investor count went down between filings — Sankaty Credit Opportunities V-A2, L.P. · Investor count went down between filings — Sankaty Credit Opportunities V-A, L.P. · Investor count went down between filings — PROSPECT HARBOR CREDIT PARTNERS LP

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Apr 9, 2012 ↗Form D/A (later) · Apr 9, 2013 ↗Bain Capital High Income Partnership, L.P. — PartnerFacts page ↗Form D/A (earlier) · Jun 15, 2012 ↗
Sources
Worth asking · Jul 31, 2014 – Aug 3, 2016

Form D filed 734 days after the first sale — Bain Capital Credit Managed Account (CalPERS), L.P.

The filing says the first sale was Jul 31, 2014. The Form D was filed Aug 3, 2016 — 734 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 719 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Aug 3, 2016 ↗Bain Capital Credit Managed Account (CalPERS), L.P. — PartnerFacts page ↗
Sources
Worth asking · Dec 30, 2015 – Aug 3, 2016

Form D filed 217 days after the first sale — Bain Capital Distressed & Special Situations 2016 (G), L.P.

The filing says the first sale was Dec 30, 2015. The Form D was filed Aug 3, 2016 — 217 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 202 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Aug 3, 2016 ↗Bain Capital Distressed & Special Situations 2016 (G), L.P. — PartnerFacts page ↗
Sources
Worth asking · Oct 25, 2016 – Oct 23, 2017

STUART DAVIES is no longer listed on the Oct 23, 2017 amendment — Bain Capital Senior Loan Fund (SRI), L.P.

STUART DAVIES appears on the Oct 25, 2016 Form D/A (executive officer) but not on the Oct 23, 2017 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Oct 25, 2016 ↗Form D/A · Oct 23, 2017 ↗STUART DAVIES — PartnerFacts page ↗Bain Capital Senior Loan Fund (SRI), L.P. — PartnerFacts page ↗
Sources
Worth asking · Oct 25, 2016 – Oct 23, 2017

STUART DAVIES is no longer listed on the Oct 23, 2017 amendment — Bain Capital Senior Loan Fund, L.P.

STUART DAVIES appears on the Oct 25, 2016 Form D/A (executive officer) but not on the Oct 23, 2017 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Oct 25, 2016 ↗Form D/A · Oct 23, 2017 ↗STUART DAVIES — PartnerFacts page ↗Bain Capital Senior Loan Fund, L.P. — PartnerFacts page ↗
Sources
Worth asking · Apr 13, 2016 – Jun 1, 2017

STUART DAVIES is no longer listed on the Jun 1, 2017 amendment — Bain Capital High Income Partnership, L.P.

STUART DAVIES appears on the Apr 13, 2016 Form D/A (executive officer) but not on the Jun 1, 2017 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Apr 13, 2016 ↗Form D/A · Jun 1, 2017 ↗STUART DAVIES — PartnerFacts page ↗Bain Capital High Income Partnership, L.P. — PartnerFacts page ↗
Sources
Note · Aug 1, 2014 – Aug 18, 2014

Form D filed 17 days after the first sale — Bain Capital Senior Loan Fund (SRI), L.P.

The filing says the first sale was Aug 1, 2014. The Form D was filed Aug 18, 2014 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 18, 2014 ↗Bain Capital Senior Loan Fund (SRI), L.P. — PartnerFacts page ↗
Sources
Note · Oct 5, 2015 – Aug 3, 2016

Offering amount changed between filings — Bain Capital Distressed & Special Situations 2016 (B), L.P.

The Oct 5, 2015 filing says an indefinite amount offered; the Aug 3, 2016 Form D/A says $951,599,599.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Oct 5, 2015 ↗Form D/A (later) · Aug 3, 2016 ↗Bain Capital Distressed & Special Situations 2016 (B), L.P. — PartnerFacts page ↗
Sources
Note · Oct 5, 2015 – Aug 3, 2016

Offering amount changed between filings — Bain Capital Distressed & Special Situations 2016 (A), L.P.

The Oct 5, 2015 filing says an indefinite amount offered; the Aug 3, 2016 Form D/A says $472,618,618.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Oct 5, 2015 ↗Form D/A (later) · Aug 3, 2016 ↗Bain Capital Distressed & Special Situations 2016 (A), L.P. — PartnerFacts page ↗
Sources
Note · Mar 3, 2004 – Oct 26, 2017

16 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — MFS LLC (latest filing Oct 26, 2017) · No amendment in the last 12 months on an offering that may still be open — Sankaty Credit Opportunities (F), L.P. (latest filing Oct 5, 2015) · No amendment in the last 12 months on an offering that may still be open — Sankaty Managed Account (E), L.P. (latest filing Mar 27, 2015) · No amendment in the last 12 months on an offering that may still be open — Sankaty Direct Lending Fund (L), L.P. (latest filing Feb 5, 2015) · No amendment in the last 12 months on an offering that may still be open — Sankaty Middle Market Opportunities Fund II, L.P. (latest filing Dec 4, 2013) · and 11 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Oct 26, 2017 ↗MFS LLC — PartnerFacts page ↗Form D · Oct 5, 2015 ↗Sankaty Credit Opportunities (F), L.P. — PartnerFacts page ↗
Sources
Note · Feb 5, 2010 – Apr 29, 2011

STUART DAVIES is written 3 different ways on the filings

listed as "Stuart Davies" on 32 filings (from Feb 5, 2010), and "Stuart Emlyn Davies" on 6 filings (from Feb 24, 2011), and "Stuart E. Davies" on 22 filings (from Apr 29, 2011).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Feb 5, 2010 ↗Form D/A · Feb 24, 2011 ↗Form D/A · Apr 29, 2011 ↗STUART DAVIES — PartnerFacts page ↗
Sources
Note · Feb 15, 2023

Same name, different state: "Stuart Davies" (CA) is a separate record

This page covers filings where the address state is MA. A separate record, "Stuart Davies" with address state CA, is listed on 1 filing — most recently by BeeMetal Corp. (Feb 15, 2023). The two records do not overlap in time: this page runs Apr 2, 2009 to Oct 26, 2017; the other has one filing dated Feb 15, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Stuart Davies (CA) — PartnerFacts page ↗Form D · Feb 15, 2023 ↗BeeMetal Corp. — PartnerFacts page ↗STUART DAVIES (MA) — this page ↗
Sources
Note · Aug 19, 2021

Same name, different state: "Stuart E. Davies" (ME) is a separate record

This page covers filings where the address state is MA. A separate record, "Stuart E. Davies" with address state ME, is listed on 2 filings — most recently by Ocean Renewable Power Company, Inc. (Aug 19, 2021). The two records do not overlap in time: this page runs Apr 2, 2009 to Oct 26, 2017; the other has one filing dated Aug 19, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Stuart E. Davies (ME) — PartnerFacts page ↗Form D · Aug 19, 2021 ↗Ocean Renewable Power Company, Inc. — PartnerFacts page ↗STUART DAVIES (MA) — this page ↗
Sources
Note · Jun 3, 2019

Same name, different state: "Stuart Davies" (X0) is a separate record

This page covers filings where the address state is MA. A separate record, "Stuart Davies" with address state X0, is listed on 1 filing — most recently by Keyhaven Secondaries (Top Up) II, L.P. (Jun 3, 2019). The two records do not overlap in time: this page runs Apr 2, 2009 to Oct 26, 2017; the other has one filing dated Jun 3, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Stuart Davies (X0) — PartnerFacts page ↗Form D · Jun 3, 2019 ↗Keyhaven Secondaries (Top Up) II, L.P. — PartnerFacts page ↗STUART DAVIES (MA) — this page ↗
Sources
Note · Oct 13, 2009 – Dec 4, 2015

Same name, different state: "Stuart Davies" (NY) is a separate record

This page covers filings where the address state is MA. A separate record, "Stuart Davies" with address state NY, is listed on 19 filings — most recently by Ramius IDF LLC (Dec 4, 2015). Both records have filings in the same period (Oct 13, 2009 to Dec 4, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Stuart Davies (NY) — PartnerFacts page ↗Form D/A · Dec 4, 2015 ↗Ramius IDF LLC — PartnerFacts page ↗STUART DAVIES (MA) — this page ↗
Sources
Note · Feb 25, 2015 – Feb 24, 2016

Minimum investment changed between filings — Bain Capital Senior Loan Fund (SRI), L.P.

The Feb 25, 2015 filing lists a minimum of $3,000,000; the Feb 24, 2016 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 25, 2015 ↗Form D/A (later) · Feb 24, 2016 ↗Bain Capital Senior Loan Fund (SRI), L.P. — PartnerFacts page ↗
Sources
Note · Feb 25, 2015 – Feb 24, 2016

Minimum investment changed between filings — Bain Capital Senior Loan Fund, L.P.

The Feb 25, 2015 filing lists a minimum of $3,000,000; the Feb 24, 2016 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 25, 2015 ↗Form D/A (later) · Feb 24, 2016 ↗Bain Capital Senior Loan Fund, L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 69 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

2 of 27 offerings report sales commissions totalling $7,597,000; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 26, 2017 D
MFS LLC
File 021-297504
$0$0$0None listed on this filingEDGAR ↗
Oct 25, 2016 D/A
Bain Capital Senior Loan Fund, L.P.
File 021-127147
$0$0$0None listed on this filingEDGAR ↗
Oct 25, 2016 D/A
Bain Capital Senior Loan Fund (SRI), L.P.
File 021-223106
$0$0$0None listed on this filingEDGAR ↗
Aug 3, 2016 D/A
Bain Capital Distressed & Special Situations 2016 (A), L.P.
File 021-248746
$0$0$0None listed on this filingEDGAR ↗
Aug 3, 2016 D/A
Bain Capital Distressed & Special Situations 2016 (B), L.P.
File 021-248747
$0$0$0None listed on this filingEDGAR ↗
Aug 3, 2016 D
Bain Capital Distressed & Special Situations 2016 (G), L.P.
File 021-268286
$0$0$0None listed on this filingEDGAR ↗
Aug 3, 2016 D
Bain Capital Credit Managed Account (CalPERS), L.P.
File 021-268287
$0$0$0None listed on this filingEDGAR ↗
Apr 13, 2016 D/A
Bain Capital High Income Partnership, L.P.
File 021-158358
$0$0$0None listed on this filingEDGAR ↗
Oct 5, 2015 D
Sankaty Credit Opportunities (F), L.P.
File 021-248748
$0$0$0None listed on this filingEDGAR ↗
Mar 27, 2015 D
Sankaty Managed Account (E), L.P.
File 021-236791
$0$0$0None listed on this filingEDGAR ↗
Feb 5, 2015 D
Sankaty Direct Lending Fund (L), L.P.
File 021-233607
$0$0$0N/A no CRD number reported
via "UBS Financial Services Inc. (""UBS"")" (CRD 8174 ↗)
EDGAR ↗
Dec 4, 2013 D/A
Sankaty Middle Market Opportunities Fund II, L.P.
File 021-201447
$0$0$0None listed on this filingEDGAR ↗
Jun 18, 2013 D/A
Sankaty Credit Opportunities V-A, L.P.
File 021-179809
$0$0$0None listed on this filingEDGAR ↗
Jun 18, 2013 D/A
Sankaty Credit Opportunities V-A2, L.P.
File 021-179813
$0$0$0None listed on this filingEDGAR ↗
Jun 18, 2013 D/A
Sankaty Credit Opportunities V-B, L.P.
File 021-179810
$0$0$0None listed on this filingEDGAR ↗
Jun 18, 2013 D/A
Sankaty Credit Opportunities V-E, L.P.
File 021-179811
$0$0$0None listed on this filingEDGAR ↗
Jun 18, 2013 D/A
Sankaty Credit Opportunities V-E2, L.P.
File 021-179812
$0$0$0None listed on this filingEDGAR ↗
Apr 24, 2013 D
Sankaty CLO Partners, L.P.
File 021-195481
$0$0$0None listed on this filingEDGAR ↗
Feb 27, 2012 D/A
PROSPECT HARBOR CREDIT PARTNERS OFFSHORE PLAN ASSETS LP
File 021-64047
$0$0$0None listed on this filingEDGAR ↗
Feb 27, 2012 D/A
PROSPECT HARBOR CREDIT PARTNERS OFFSHORE LP
File 021-64048
$0$0$0None listed on this filingEDGAR ↗
Feb 27, 2012 D/A
PROSPECT HARBOR CREDIT PARTNERS LP
File 021-64046
$0$0$0None listed on this filingEDGAR ↗
Apr 29, 2011 D/A
Sankaty Middle Market Opportunities Fund (Offshore), L.P.
File 021-138501
$0$0$0None listed on this filingEDGAR ↗
Apr 29, 2011 D/A
Sankaty Middle Market Opportunities Fund, L.P.
File 021-138502
$0$0$0None listed on this filingEDGAR ↗
Oct 29, 2009 D/A
Sankaty DIP Opportunities, L.P.
File 021-134487
$4,832,750$0$0J.P. MORGAN SECURITIES, INC. BrokerCheck CRD 79 ↗EDGAR ↗
Oct 29, 2009 D/A
Sankaty DIP Opportunities (Offshore), L.P.
File 021-134488
$2,764,250$0$0J.P. MORGAN SECURITIES, INC. BrokerCheck CRD 79 ↗EDGAR ↗
Jul 13, 2009 D
BERTUCCIS CORP
File 021-132665
$0$0$0None listed on this filingEDGAR ↗
May 18, 2009 D
WORK N GEAR INC
File 021-77140
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 27

Every issuer that named Stuart Davies on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

M
Other Energy · group: Mobile

MFS LLC

Morristown, NJ · Oct 26, 2017
  • Oct 26, 2017 · D · $0 sold of $1,358,000 · 16 investors · min. $5,000 · role: Executive Officer, Director EDGAR ↗

16 investors reported; no amount sold yet as of the latest filing. Stuart is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Energy / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BC
Pooled Investment Fund · group: Bain

Bain Capital Senior Loan Fund, L.P.

Boston, MA · Feb 5, 2010 → Oct 25, 2016 · 9 filings
  • Oct 25, 2016 · D/A · $1,524,505,564 sold of Indefinite · 222 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 24, 2016 · D/A · $1,300,629,517 sold of Indefinite · 214 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 25, 2015 · D/A · $1,145,860,831 sold of Indefinite · 202 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗
  • Apr 9, 2014 · D/A · $785,148,311 sold of Indefinite · 179 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗
  • Apr 12, 2013 · D/A · $367,462,000 sold of Indefinite · 76 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗
  • Apr 12, 2012 · D/A · $244,902,000 sold of Indefinite · 63 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗
  • Apr 29, 2011 · D/A · $163,977,000 sold of Indefinite · 40 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗
  • May 3, 2010 · D/A · $131,420,000 sold of Indefinite · 35 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗
  • Feb 5, 2010 · D/A · $131,420,000 sold of Indefinite · 35 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗

Raised $3.31B from 303 investors as of the latest filing. Stuart is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BC
Pooled Investment Fund · group: Bain

Bain Capital Senior Loan Fund (SRI), L.P.

Boston, MA · Aug 18, 2014 → Oct 25, 2016 · 4 filings
  • Oct 25, 2016 · D/A · $142,285,773 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 24, 2016 · D/A · $142,285,773 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 25, 2015 · D/A · $142,285,773 sold of Indefinite · 4 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗
  • Aug 18, 2014 · D · $132,000,000 sold of Indefinite · 2 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗

Raised $142.4M from 4 investors as of the latest filing. Stuart is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BC
Pooled Investment Fund · group: Bain

Bain Capital Credit Managed Account (CalPERS), L.P.

Boston, MA · Aug 3, 2016
  • Aug 3, 2016 · D · $505,050,506 sold of $505,050,506 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $505.1M from 2 investors (100% of the $505.1M target) as of the latest filing. Stuart is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BC
Pooled Investment Fund · group: Bain

Bain Capital Distressed & Special Situations 2016 (G), L.P.

Boston, MA · Aug 3, 2016
  • Aug 3, 2016 · D · $349,549,550 sold of $349,549,550 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $349.5M from 2 investors (100% of the $349.5M target) as of the latest filing. Stuart is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BC
Pooled Investment Fund · group: Bain

Bain Capital Distressed & Special Situations 2016 (B), L.P.

Boston, MA · Oct 5, 2015 → Aug 3, 2016 · 2 filings
  • Aug 3, 2016 · D/A · $951,599,599 sold of $951,599,599 · 31 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 5, 2015 · D · $768,161,161 sold of Indefinite · 16 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $951.6M from 31 investors (100% of the $951.6M target) as of the latest filing. Stuart is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BC
Pooled Investment Fund · group: Bain

Bain Capital Distressed & Special Situations 2016 (A), L.P.

Boston, MA · Oct 5, 2015 → Aug 3, 2016 · 2 filings
  • Aug 3, 2016 · D/A · $472,618,618 sold of $472,618,618 · 32 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 5, 2015 · D · $459,620,620 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $472.6M from 32 investors (100% of the $472.6M target) as of the latest filing. Stuart is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BC
Pooled Investment Fund · group: Bain

Bain Capital High Income Partnership, L.P.

Boston, MA · Apr 13, 2011 → Apr 13, 2016 · 6 filings
  • Apr 13, 2016 · D/A · $3,600,219,529 sold of Indefinite · 196 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 15, 2015 · D/A · $3,410,237,934 sold of Indefinite · 190 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 9, 2014 · D/A · $2,754,149,026 sold of Indefinite · 167 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 9, 2013 · D/A · $2,306,038,116 sold of Indefinite · 71 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 9, 2012 · D/A · $984,727,691 sold of Indefinite · 75 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 13, 2011 · D · $193,250,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (Managing Director of Sankaty Advisors, LLC, the Issuer's Investment Advisor.) EDGAR ↗

Raised $4.08B from 225 investors as of the latest filing. Stuart is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund · group: Bain

Sankaty Credit Opportunities (F), L.P.

Boston, MA · Oct 5, 2015
  • Oct 5, 2015 · D · $600,400,400 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $600.4M from 2 investors as of the latest filing. Stuart is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SM
Pooled Investment Fund · group: Bain

Sankaty Managed Account (E), L.P.

Boston, MA · Mar 27, 2015
  • Mar 27, 2015 · D · $173,173,173 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $173.2M from 12 investors as of the latest filing. Stuart is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SD
Pooled Investment Fund · group: Bain

Sankaty Direct Lending Fund (L), L.P.

Boston, MA · Feb 5, 2015
  • Feb 5, 2015 · D · $149,284,284 sold of Indefinite · 242 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $149.3M from 242 investors as of the latest filing. Stuart is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SM
Pooled Investment Fund · group: Bain

Sankaty Middle Market Opportunities Fund II, L.P.

Boston, MA · Aug 15, 2013 → Dec 4, 2013 · 3 filings
  • Dec 4, 2013 · D/A · $1,381,358,926 sold of Indefinite · 142 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 19, 2013 · D/A · $1,008,854,857 sold of Indefinite · 42 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 15, 2013 · D · $1,008,854,857 sold of Indefinite · 42 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.38B from 142 investors as of the latest filing. Stuart is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund · group: Bain

Sankaty Credit Opportunities V-E2, L.P.

Boston, MA · Jun 15, 2012 → Jun 18, 2013 · 2 filings
  • Jun 18, 2013 · D/A · $10,575,576 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 15, 2012 · D · $2,300,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $10.6M from 6 investors as of the latest filing. Stuart is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SC
Pooled Investment Fund · group: Bain

Sankaty Credit Opportunities V-E, L.P.

Boston, MA · Jun 15, 2012 → Jun 18, 2013 · 2 filings
  • Jun 18, 2013 · D/A · $54,154,154 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 15, 2012 · D · $28,900,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $54.2M from 8 investors as of the latest filing. Stuart is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SC
Pooled Investment Fund · group: Bain

Sankaty Credit Opportunities V-B, L.P.

Boston, MA · Jun 15, 2012 → Jun 18, 2013 · 2 filings
  • Jun 18, 2013 · D/A · $82,816,861 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 15, 2012 · D · $55,500,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $82.8M from 8 investors as of the latest filing. Stuart is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SC
Pooled Investment Fund · group: Bain

Sankaty Credit Opportunities V-A2, L.P.

Boston, MA · Jun 15, 2012 → Jun 18, 2013 · 3 filings
  • Jun 18, 2013 · D/A · $479,309,309 sold of Indefinite · 46 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 15, 2012 · D/A · $1,223,775,000 sold of Indefinite · 30 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 15, 2012 · D · $433,775,000 sold of Indefinite · 28 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.22B from 46 investors as of the latest filing. Stuart is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SC
Pooled Investment Fund · group: Bain

Sankaty Credit Opportunities V-A, L.P.

Boston, MA · Jun 15, 2012 → Jun 18, 2013 · 3 filings
  • Jun 18, 2013 · D/A · $1,371,357,313 sold of Indefinite · 75 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 15, 2012 · D/A · $1,190,670,000 sold of Indefinite · 46 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 15, 2012 · D · $915,670,000 sold of Indefinite · 44 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.37B from 75 investors as of the latest filing. Stuart is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SC
Pooled Investment Fund · group: Bain

Sankaty CLO Partners, L.P.

Boston, MA · Apr 24, 2013
  • Apr 24, 2013 · D · $165,895,896 sold of Indefinite · 23 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $165.9M from 23 investors as of the latest filing. Stuart is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PH
Pooled Investment Fund · group: Bain

PROSPECT HARBOR CREDIT PARTNERS OFFSHORE LP

Boston, MA · Feb 26, 2010 → Feb 27, 2012 · 3 filings
  • Feb 27, 2012 · D/A · $1,449,435,000 sold of Indefinite · 97 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗
  • Feb 24, 2011 · D/A · $1,449,435,000 sold of Indefinite · 74 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗
  • Feb 26, 2010 · D/A · $1,449,435,000 sold of Indefinite · 74 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗

Raised $1.45B from 97 investors as of the latest filing. Stuart is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PH
Pooled Investment Fund · group: Bain

PROSPECT HARBOR CREDIT PARTNERS OFFSHORE PLAN ASSETS LP

Boston, MA · Feb 26, 2010 → Feb 27, 2012 · 3 filings
  • Feb 27, 2012 · D/A · $208,110,000 sold of Indefinite · 19 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗
  • Feb 24, 2011 · D/A · $208,110,000 sold of Indefinite · 18 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗
  • Feb 26, 2010 · D/A · $208,110,000 sold of Indefinite · 18 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗

Raised $208.1M from 19 investors as of the latest filing. Stuart is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PH
Pooled Investment Fund · group: Bain

PROSPECT HARBOR CREDIT PARTNERS LP

Boston, MA · Feb 26, 2010 → Feb 27, 2012 · 3 filings
  • Feb 27, 2012 · D/A · $2,408,730,710 sold of Indefinite · 132 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗
  • Feb 24, 2011 · D/A · $2,406,835,710 sold of Indefinite · 144 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗
  • Feb 26, 2010 · D/A · $2,406,530,710 sold of Indefinite · 143 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗

Raised $2.41B from 144 investors as of the latest filing. Stuart is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SM
Pooled Investment Fund · group: Bain

Sankaty Middle Market Opportunities Fund (Offshore), L.P.

Boston, MA · Feb 5, 2010 → Apr 29, 2011 · 3 filings
  • Apr 29, 2011 · D/A · $70,350,000 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 3, 2010 · D/A · $70,350,000 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 5, 2010 · D · $36,792,500 sold of Indefinite · 15 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $70.3M from 20 investors as of the latest filing. Stuart is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SM
Pooled Investment Fund · group: Bain

Sankaty Middle Market Opportunities Fund, L.P.

Boston, MA · Feb 5, 2010 → Apr 29, 2011 · 3 filings
  • Apr 29, 2011 · D/A · $332,745,000 sold of Indefinite · 16 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 3, 2010 · D/A · $332,745,000 sold of Indefinite · 16 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 5, 2010 · D · $304,572,500 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $332.7M from 16 investors as of the latest filing. Stuart is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SD
Pooled Investment Fund · group: Bain

Sankaty DIP Opportunities, L.P.

Boston, MA · Sep 16, 2009 → Oct 29, 2009 · 3 filings
  • Oct 29, 2009 · D/A · $388,400,000 sold of $388,400,000 · 446 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 19, 2009 · D/A · $368,750,000 sold of $368,750,000 · 435 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Sep 16, 2009 · D · $160,850,000 sold of $160,850,000 · 151 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $388.4M from 446 investors (100% of the $388.4M target) as of the latest filing. Stuart is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SD
Pooled Investment Fund · group: Bain

Sankaty DIP Opportunities (Offshore), L.P.

Boston, MA · Sep 16, 2009 → Oct 29, 2009 · 3 filings
  • Oct 29, 2009 · D/A · $284,580,000 sold of $284,580,000 · 294 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 19, 2009 · D/A · $116,350,000 sold of $116,350,000 · 144 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Sep 16, 2009 · D · $21,550,000 sold of $21,550,000 · 34 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $284.6M from 294 investors (100% of the $284.6M target) as of the latest filing. Stuart is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BC
Restaurants

BERTUCCIS CORP

Northborough, MA · Jul 13, 2009
  • Jul 13, 2009 · D · $38,657,464 sold of $42,000,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $38.7M from 8 investors (92% of the $42M target) as of the latest filing. Stuart is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

WN
Retailing

WORK N GEAR INC

Weymouth, MA · Apr 2, 2009 → May 18, 2009 · 2 filings
  • May 18, 2009 · D · $1,000,000 sold of $1,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 2, 2009 · D · $1,000,000 sold of $1,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1M from 3 investors (100% of the $1M target) as of the latest filing. Stuart is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Stuart Davies — NY, 6 issuers, Oct 13, 2009 → Dec 4, 2015 · no shared issuer
  • Stuart Davies — United Kingdom (as filed: X0), 1 issuer, Jun 3, 2019 → Jun 3, 2019 · no shared issuer
  • Stuart Davies — CA, 1 issuer, Feb 15, 2023 → Feb 15, 2023 · no shared issuer
  • Stuart E. Davies — ME, 1 issuer, Aug 19, 2021 → Aug 19, 2021 · no shared issuer

People around Stuart 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

ME
No photo found yet (own website and image search run after this page is viewed)
Person

Michael A. Ewald

Director, Executive Officer · 68 shared filings (26 issuers) · also on 58 other issuers

Michael A. Ewald is on 84 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey B. Hawkins

Executive Officer · 65 shared filings (24 issuers) · also on 71 other issuers

Jeffrey B. Hawkins is on 95 issuers in total — a repeat sponsor. Their page lists every one.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID MCCARTHY

Executive Officer · 65 shared filings (24 issuers) · also on 2 other issuers

DAVID MCCARTHY is on 26 issuers in total — a repeat sponsor. Their page lists every one.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan S. Lavine

Executive Officer · 65 shared filings (24 issuers) · also on 42 other issuers

Jonathan S. Lavine is on 66 issuers in total — a repeat sponsor. Their page lists every one.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

James Kellogg III

Executive Officer · 65 shared filings (24 issuers) · also on 26 other issuers

James Kellogg III is on 50 issuers in total — a repeat sponsor. Their page lists every one.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

MICHAEL J. BEVACQUA

Executive Officer · 61 shared filings (23 issuers) · also on 39 other issuers

MICHAEL J. BEVACQUA is on 62 issuers in total — a repeat sponsor. Their page lists every one.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

JEFFREY ROBINSON

Executive Officer · 59 shared filings (22 issuers) · also on 43 other issuers

JEFFREY ROBINSON is on 65 issuers in total — a repeat sponsor. Their page lists every one.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

TIMOTHY M. BARNS

Executive Officer · 58 shared filings (21 issuers) · also on 25 other issuers

TIMOTHY M. BARNS is on 46 issuers in total — a repeat sponsor. Their page lists every one.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

KIMBERLY HARRIS

Executive Officer · 56 shared filings (22 issuers) · also on 50 other issuers

KIMBERLY HARRIS is on 72 issuers in total — a repeat sponsor. Their page lists every one.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

JONATHAN DESIMONE

Executive Officer · 52 shared filings (24 issuers) · also on 27 other issuers

JONATHAN DESIMONE is on 51 issuers in total — a repeat sponsor. Their page lists every one.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

ROBERT WEISS

Executive Officer · 50 shared filings (20 issuers)

ROBERT WEISS is on 20 issuers in total — a repeat sponsor. Their page lists every one.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Carlino

Executive Officer · 48 shared filings (22 issuers) · also on 52 other issuers

Andrew Carlino is on 74 issuers in total — a repeat sponsor. Their page lists every one.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

KYLE BETTY

Executive Officer, Director · 47 shared filings (24 issuers) · also on 44 other issuers

KYLE BETTY is on 68 issuers in total — a repeat sponsor. Their page lists every one.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

SUSAN D. LYNCH

Executive Officer · 42 shared filings (20 issuers)

SUSAN D. LYNCH is on 20 issuers in total — a repeat sponsor. Their page lists every one.

NN
No photo found yet (own website and image search run after this page is viewed)
Person

NICOLAS NOMICOS

Executive Officer · 41 shared filings (19 issuers)

NICOLAS NOMICOS is on 19 issuers in total — a repeat sponsor. Their page lists every one.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

ROBERT CUNJAK

Executive Officer · 40 shared filings (20 issuers)

ROBERT CUNJAK is on 20 issuers in total — a repeat sponsor. Their page lists every one.

SF
No photo found yet (own website and image search run after this page is viewed)
Person

SALLY FASSLER

Executive Officer · 38 shared filings (20 issuers)

SALLY FASSLER is on 20 issuers in total — a repeat sponsor. Their page lists every one.

VH
No photo found yet (own website and image search run after this page is viewed)
Person

Viva Hyatt

Executive Officer, Director · 31 shared filings (17 issuers) · also on 56 other issuers

Viva Hyatt is on 73 issuers in total — a repeat sponsor. Their page lists every one.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

JAMES ATHANASOULAS

Executive Officer · 27 shared filings (16 issuers) · also on 16 other issuers

JAMES ATHANASOULAS is on 32 issuers in total — a repeat sponsor. Their page lists every one.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

SEAN DOHERTY

Executive Officer · 23 shared filings (14 issuers) · also on 18 other issuers

SEAN DOHERTY is on 32 issuers in total — a repeat sponsor. Their page lists every one.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

KRISTIN MUGFORD

Executive Officer · 23 shared filings (13 issuers)

KRISTIN MUGFORD is on 13 issuers in total — a repeat sponsor. Their page lists every one.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

KRISTEN MUGFORD

Executive Officer · 22 shared filings (11 issuers)

KRISTEN MUGFORD is on 11 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

John Wright

Executive Officer · 20 shared filings (10 issuers) · also on 56 other issuers

John Wright is on 66 issuers in total — a repeat sponsor. Their page lists every one.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

RANESH RAMANATHAN

Executive Officer, Director · 20 shared filings (13 issuers) · also on 20 other issuers

RANESH RAMANATHAN is on 33 issuers in total — a repeat sponsor. Their page lists every one.

VP
No photo found yet (own website and image search run after this page is viewed)
Person

VIKRAM PUNWANI

Executive Officer · 20 shared filings (10 issuers) · also on 22 other issuers

VIKRAM PUNWANI is on 32 issuers in total — a repeat sponsor. Their page lists every one.

KR
No photo found yet (own website and image search run after this page is viewed)
Person

Kathleen Rockey

Executive Officer, Director · 17 shared filings (10 issuers) · also on 62 other issuers

Kathleen Rockey is on 72 issuers in total — a repeat sponsor. Their page lists every one.

DE
No photo found yet (own website and image search run after this page is viewed)
Person

DIANE EXTER

Executive Officer · 16 shared filings (9 issuers)

DIANE EXTER is on 9 issuers in total — a repeat sponsor. Their page lists every one.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Linneman

Executive Officer, Director · 16 shared filings (9 issuers) · also on 35 other issuers

Christopher Linneman is on 44 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

MICHAEL GOSS

Executive Officer · 16 shared filings (9 issuers) · also on 14 other issuers

MICHAEL GOSS is on 23 issuers in total — a repeat sponsor. Their page lists every one.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Anita Meconiates

Executive Officer, Director · 9 shared filings (7 issuers) · also on 56 other issuers

Anita Meconiates is on 63 issuers in total — a repeat sponsor. Their page lists every one.

OB
No photo found yet (own website and image search run after this page is viewed)
Person

Olof Bergqvist

Executive Officer, Director · 9 shared filings (7 issuers) · also on 56 other issuers

Olof Bergqvist is on 63 issuers in total — a repeat sponsor. Their page lists every one.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Hirschfeld

Executive Officer, Director · 9 shared filings (7 issuers) · also on 52 other issuers

Brian Hirschfeld is on 59 issuers in total — a repeat sponsor. Their page lists every one.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

BRAD CHARCHUT

Executive Officer, Director · 9 shared filings (7 issuers) · also on 10 other issuers

BRAD CHARCHUT is on 17 issuers in total — a repeat sponsor. Their page lists every one.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

MICHAEL D. WARD

Executive Officer · 7 shared filings (5 issuers) · also on 9 other issuers

MICHAEL D. WARD is on 14 issuers in total — a repeat sponsor. Their page lists every one.

NL
No photo found yet (own website and image search run after this page is viewed)
Person

NANCY LOTANE

Executive Officer · 7 shared filings (5 issuers) · also on 3 other issuers

NANCY LOTANE is on 8 issuers in total — a repeat sponsor. Their page lists every one.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

SALLY FASSLER DORNAUS

Executive Officer · 7 shared filings (7 issuers)

SALLY FASSLER DORNAUS is on 7 issuers in total — a repeat sponsor. Their page lists every one.

BT
No photo found yet (own website and image search run after this page is viewed)
Person

BEN THORNDIKE

Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as Stuart Davies. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

TIMOTHY M. BARNES

Executive Officer · 6 shared filings (2 issuers) · also on 3 other issuers

TIMOTHY M. BARNES is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

RICHARD C. ALBRIGHT

Executive Officer · 6 shared filings (2 issuers) · also on 6 other issuers

RICHARD C. ALBRIGHT is on 8 issuers in total — a repeat sponsor. Their page lists every one.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

STEVEN WOLIN

Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as Stuart Davies. Their page shows their other deals.

The team behind the deals

B
Sponsor group

Bain

86 issuers · 211 filings · $42.72B reported sold · 2009–2026

One team, 86 deal companies. Stuart Davies is listed on 24 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name STUART DAVIES.

M
Sponsor group

Mobile

3 issuers · 5 filings · $2.23M reported sold · 2014–2017

One team, 3 deal companies. Stuart Davies is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name STUART DAVIES.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 27 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to STUART DAVIES by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 27 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Stuart Davies is listed on: none on file. No website or social profile named in PROSPECT HARBOR CREDIT PARTNERS LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #344,846 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Boston, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Massachusetts MassCourts ↗New Jersey state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Massachusetts Secretary of State business search ↗New Jersey Secretary of State business search ↗OpenCorporates ↗

Change history

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