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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:44 AM ET

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Stephen Smith

Named as an officer, director or promoter on SEC Form D filings · UT · Nov 15, 2023 → May 8, 2024

11deals (issuers)
$5.84Mreported sold
149investors
17Form D filings
2023–2024years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:55 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Stephen Smith is listed as an executive officer and director on 17 SEC Form D filings by 11 issuers between Nov 2023 and Apr 2026. Largest by amount reported sold: Series II, a series of B & O Ventures LLC (Vineyard, UT — investing — 2023–2024; $1.58M reported sold to 32 investors), ollin ventures series 1 LLC (Vineyard, UT — investing — 2023–2024; $1.2M reported sold to 24 investors), Eradivir Investment Fund, LLC (Lehi, UT — investing — 2024; $929K reported sold to 16 investors), 1809 Real Estate Investment, LLC (Lehi, UT — investing — 2023–2024; $500K reported sold to 10 investors), 1809 on Cox LLC (Lehi, UT — investing — 2023–2024; $500K reported sold to 14 investors) and 6 more (all listed below).

What this means That is a lot of deals — 11 separate companies raised money with this person listed as executive officer and director, over about 3 years. Across those companies the filings report $5.84M sold in total.

Listed alongside Thomas Jeffery Wilkinson (15 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Stephen. Each name links to their own page.

All 11 issuers belong to the sponsor group Ollin (12 issuers, $5.97M reported sold, 2023–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Ollin has 12 companies on file and $5.97M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 17 public filings for Stephen Smith and found 11 differences, 2 worth asking the sponsor about: 6 paid sellers are listed without a CRD number; 9 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Stephen Smith has not run yet — it is #21,747 of 39,664 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:55 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stephen Smith..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Stephen K. Smith closed
United States Bankruptcy Court, D. Utah · No. 14-32446 · Filed Nov 24, 2014 · Closed Mar 17, 2015
Role of Stephen K. Smith: Debtor · Outcome: Case closed 2015-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (UT)
Stephen L Smith and Melissa G Smith closed
United States Bankruptcy Court, D. Utah · No. 10-35891 · Filed Nov 15, 2010 · Closed Feb 1, 2016
Role of Stephen L Smith and Melissa G Smith: Debtor · Outcome: Case closed 2016-02-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (UT)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:55 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for Stephen Smith — 2 worth asking about (compared 17 filings on Oct 24, 2026)

Note · Nov 15, 2023

6 paid sellers are also listed insiders

Stephen Smith is both a listed director and a paid seller — 1809 Real Estate Investment, LLC · Stephen Smith is both a listed director and a paid seller — Monovo PR LLC · Stephen Smith is both a listed director and a paid seller — ollin ventures series 1 LLC · Stephen Smith is both a listed director and a paid seller — Series II, a series of B & O Ventures LLC · Stephen Smith is both a listed director and a paid seller — Ollin Investments LLC · and 1 more

What this means The same person is listed as running the company and as being paid to sell its securities. Ask how much and on what terms.

Form D · Nov 15, 2023 ↗Stephen Smith — PartnerFacts page ↗1809 Real Estate Investment, LLC — PartnerFacts page ↗Form D · Nov 15, 2023 ↗
Sources
Note · May 8, 2024

Stephen Smith appears on 2 deals that stopped filing before reaching their target

Monovo PR LLC (last filing May 8, 2024; $199,900 sold of $1,000,000); Series II, a series of B & O Ventures LLC (last filing May 8, 2024; $1,575,750 sold of $5,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Monovo PR LLC — PartnerFacts page ↗Series II, a series of B & O Ventures LLC — PartnerFacts page ↗
Sources
Worth asking · Nov 15, 2023

6 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Stephen Smith — 1809 Real Estate Investment, LLC · Paid seller listed without a CRD number: Stephen Smith — Monovo PR LLC · Paid seller listed without a CRD number: Stephen Smith — ollin ventures series 1 LLC · Paid seller listed without a CRD number: Stephen Smith — Series II, a series of B & O Ventures LLC · Paid seller listed without a CRD number: Stephen Smith — Ollin Investments LLC · and 1 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Nov 15, 2023 ↗BrokerCheck search: Stephen Smith ↗1809 Real Estate Investment, LLC — PartnerFacts page ↗Form D · Nov 15, 2023 ↗
Sources
Worth asking · Jun 11, 2022 – Aug 26, 2025

9 Form Ds were filed more than 15 days after the first sale

Form D filed 65 days after the first sale — Vibry Investment Fund · Form D filed 267 days after the first sale — Eradivir Investment Fund, LLC · Form D filed 90 days after the first sale — 1809 on Cox LLC · Form D filed 202 days after the first sale — Ollin Investments LLC · Form D filed 406 days after the first sale — Series II, a series of B & O Ventures LLC · and 4 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · May 15, 2024 ↗Vibry Investment Fund — PartnerFacts page ↗Form D · Apr 11, 2024 ↗Eradivir Investment Fund, LLC — PartnerFacts page ↗
Sources
Note · Jun 11, 2022 – Aug 26, 2025

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Stratus Investment Fund LLC (latest filing Aug 26, 2025) · No amendment in the last 12 months on an offering that may still be open — BACKSWING INVESTMENT FUND (latest filing Apr 29, 2025) · No amendment in the last 12 months on an offering that may still be open — Ollin Investments LLC (latest filing May 8, 2024) · No amendment in the last 12 months on an offering that may still be open — Series II, a series of B & O Ventures LLC (latest filing May 8, 2024) · No amendment in the last 12 months on an offering that may still be open — Monovo PR LLC (latest filing May 8, 2024) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Aug 26, 2025 ↗Stratus Investment Fund LLC — PartnerFacts page ↗Form D · Apr 29, 2025 ↗BACKSWING INVESTMENT FUND — PartnerFacts page ↗
Sources
Note · Nov 15, 2023 – Apr 29, 2025

Stephen Smith is written 3 different ways on the filings

listed as "Stephen Smith" on 13 filings (from Nov 15, 2023), and "Stephen Michael Smith" on 3 filings (from May 15, 2024), and "Stephen M Smith" on the Apr 29, 2025 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Nov 15, 2023 ↗Form D · May 15, 2024 ↗Form D · Apr 29, 2025 ↗Stephen Smith — PartnerFacts page ↗
Sources
Note · Feb 28, 2019 – Jul 31, 2026

Same name, different state: "Stephen H. Smith" (WA) is a separate record

This page covers filings where the address state is UT. A separate record, "Stephen H. Smith" with address state WA, is listed on 9 filings — most recently by Pines of Grass Valley EB5 Investors LLC (Sep 18, 2026). Both records have filings in the same period (Nov 15, 2023 to May 8, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen H. Smith (WA) — PartnerFacts page ↗Form D/A · Sep 18, 2026 ↗Pines of Grass Valley EB5 Investors LLC — PartnerFacts page ↗Stephen Smith (UT) — this page ↗
Sources
Note · Dec 31, 2018 – Feb 21, 2023

Same name, different state: "STEPHEN C SMITH" (NY or FL) is a separate record

This page covers filings where the address state is UT. A separate record, "STEPHEN C SMITH" with address state NY or FL, is listed on 31 filings — most recently by Seaport Global Specialty Lending Fund LLC (Oct 10, 2024). The two records do not overlap in time: this page runs Nov 15, 2023 to May 8, 2024; the other runs Dec 31, 2018 to Feb 21, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

STEPHEN C SMITH (NY,FL) — PartnerFacts page ↗Form D/A · Oct 10, 2024 ↗Seaport Global Specialty Lending Fund LLC — PartnerFacts page ↗Stephen Smith (UT) — this page ↗
Sources
Note · May 25, 2011 – May 25, 2022

Same name, different state: "Stephen Smith" (CA) is a separate record

This page covers filings where the address state is UT. A separate record, "Stephen Smith" with address state CA, is listed on 12 filings — most recently by SimplyPut Corp (May 25, 2022). The two records do not overlap in time: this page runs Nov 15, 2023 to May 8, 2024; the other runs May 25, 2011 to May 25, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen Smith (CA) — PartnerFacts page ↗Form D · May 25, 2022 ↗SimplyPut Corp — PartnerFacts page ↗Stephen Smith (UT) — this page ↗
Sources
Note · Dec 8, 2015 – Jul 12, 2016

Same name, different state: "STEPHEN SMITH" (MN) is a separate record

This page covers filings where the address state is UT. A separate record, "STEPHEN SMITH" with address state MN, is listed on 5 filings — most recently by CAERUS CORP. (Jul 12, 2016). The two records do not overlap in time: this page runs Nov 15, 2023 to May 8, 2024; the other runs Dec 8, 2015 to Jul 12, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

STEPHEN SMITH (MN) — PartnerFacts page ↗Form D · Jul 12, 2016 ↗CAERUS CORP. — PartnerFacts page ↗Stephen Smith (UT) — this page ↗
Sources
Note · Apr 20, 2009 – Nov 18, 2013

Same name, different state: "Stephen K Smith" (ME) is a separate record

This page covers filings where the address state is UT. A separate record, "Stephen K Smith" with address state ME, is listed on 5 filings — most recently by SB Acquisition Company, Inc. (Nov 18, 2013). The two records do not overlap in time: this page runs Nov 15, 2023 to May 8, 2024; the other runs Apr 20, 2009 to Nov 18, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen K Smith (ME) — PartnerFacts page ↗Form D · Nov 18, 2013 ↗SB Acquisition Company, Inc. — PartnerFacts page ↗Stephen Smith (UT) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 11 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 15, 2026 D
VoicePatrol Investment Fund LLC
File 021-580549
$0$0$0None listed on this filingEDGAR ↗
Aug 26, 2025 D
Stratus Investment Fund LLC
File 021-555756
$0$0$0None listed on this filingEDGAR ↗
Apr 29, 2025 D
BACKSWING INVESTMENT FUND
File 021-544711
$0$0$0None listed on this filingEDGAR ↗
May 15, 2024 D
Vibry Investment Fund
File 021-513444
$0$0$0None listed on this filingEDGAR ↗
May 8, 2024 D/A
1809 Real Estate Investment, LLC
File 021-497289
$0$0$0None listed on this filingEDGAR ↗
May 8, 2024 D/A
Monovo PR LLC
File 021-497293
$0$0$0None listed on this filingEDGAR ↗
May 8, 2024 D/A
ollin ventures series 1 LLC
File 021-497298
$0$0$0None listed on this filingEDGAR ↗
May 8, 2024 D/A
Series II, a series of B & O Ventures LLC
File 021-497305
$0$0$0None listed on this filingEDGAR ↗
May 8, 2024 D/A
Ollin Investments LLC
File 021-497286
$0$0$0None listed on this filingEDGAR ↗
May 8, 2024 D/A
1809 on Cox LLC
File 021-497282
$0$0$0None listed on this filingEDGAR ↗
Apr 11, 2024 D
Eradivir Investment Fund, LLC
File 021-510378
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 11

Every issuer that named Stephen Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

VI
Investing · group: Ollin

VoicePatrol Investment Fund LLC

Lehi, UT · Apr 15, 2026
  • Apr 15, 2026 · D · $150,000 sold of $600,000 · 2 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗

Raised $150K from 2 investors (25% of the $600K target) as of the latest filing. Stephen is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SI
Investing · group: Ollin

Stratus Investment Fund LLC

Lehi, UT · Aug 26, 2025
  • Aug 26, 2025 · D · $300,000 sold of $500,000 · 6 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗

Raised $300K from 6 investors (60% of the $500K target) as of the latest filing. Stephen is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BI
Investing · group: Ollin

BACKSWING INVESTMENT FUND

Lehi, UT · Apr 29, 2025
  • Apr 29, 2025 · D · $135,000 sold of $700,000 · 10 investors · min. $5,000 · role: Executive Officer, Director EDGAR ↗

Raised $135K from 10 investors (19% of the $700K target) as of the latest filing. Stephen is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VI
Investing · group: Ollin

Vibry Investment Fund

Lehi, UT · May 15, 2024
  • May 15, 2024 · D · $220,000 sold of $220,000 · 5 investors · min. $5,000 · role: Director EDGAR ↗

Raised $220K from 5 investors (100% of the $220K target) as of the latest filing. Stephen is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MP
Investing · group: Ollin

Monovo PR LLC

Lehi, UT · Nov 15, 2023 → May 8, 2024 · 2 filings
  • May 8, 2024 · D/A · $199,900 sold of $1,000,000 · 20 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗
  • Nov 15, 2023 · D · $199,900 sold of $1,000,000 · 20 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗

Raised $200K from 20 investors (20% of the $1M target) as of the latest filing. Stephen is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OV
Investing · group: Ollin

ollin ventures series 1 LLC

Vineyard, UT · Nov 15, 2023 → May 8, 2024 · 2 filings
  • May 8, 2024 · D/A · $1,198,713 sold of $2,000,000 · 24 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗
  • Nov 15, 2023 · D · $1,198,713 sold of $2,000,000 · 24 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗

Raised $1.2M from 24 investors (60% of the $2M target) as of the latest filing. Stephen is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

1R
Investing · group: Ollin

1809 Real Estate Investment, LLC

Lehi, UT · Nov 15, 2023 → May 8, 2024 · 2 filings
  • May 8, 2024 · D/A · $500,000 sold of $500,000 · 10 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗
  • Nov 15, 2023 · D · $500,000 sold of $500,000 · 10 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗

Raised $500K from 10 investors (100% of the $500K target) as of the latest filing. Stephen is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SA
Investing · group: Ollin

Series II, a series of B & O Ventures LLC

Vineyard, UT · Nov 15, 2023 → May 8, 2024 · 2 filings
  • May 8, 2024 · D/A · $1,575,750 sold of $5,000,000 · 32 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗
  • Nov 15, 2023 · D · $1,575,750 sold of $5,000,000 · 32 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗

Raised $1.58M from 32 investors (32% of the $5M target) as of the latest filing. Stephen is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OI
Investing · group: Ollin

Ollin Investments LLC

Lehi, UT · Nov 15, 2023 → May 8, 2024 · 2 filings
  • May 8, 2024 · D/A · $135,500 sold of $150,000 · 10 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗
  • Nov 15, 2023 · D · $135,500 sold of $150,000 · 10 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗

Raised $136K from 10 investors (90% of the $150K target) as of the latest filing. Stephen is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

1O
Investing · group: Ollin

1809 on Cox LLC

Lehi, UT · Nov 15, 2023 → May 8, 2024 · 2 filings
  • May 8, 2024 · D/A · $500,000 sold of $500,000 · 14 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗
  • Nov 15, 2023 · D · $500,000 sold of $500,000 · 14 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗

Raised $500K from 14 investors (100% of the $500K target) as of the latest filing. Stephen is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EI
Investing · group: Ollin

Eradivir Investment Fund, LLC

Lehi, UT · Apr 11, 2024
  • Apr 11, 2024 · D · $928,500 sold of $928,500 · 16 investors · min. $5,000 · role: Director EDGAR ↗

Raised $929K from 16 investors (100% of the $929K target) as of the latest filing. Stephen is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • STEPHEN C SMITH — NY, FL, 8 issuers, Dec 31, 2018 → Feb 21, 2023 · no shared issuer
  • Stephen Smith — TX, 6 issuers, Jan 11, 2012 → Jul 2, 2024 · no shared issuer
  • Stephen H. Smith — WA, 5 issuers, Feb 28, 2019 → Jul 31, 2026 · no shared issuer
  • Stephen Smith — CA, 5 issuers, May 25, 2011 → May 25, 2022 · no shared issuer
  • Stephen A. Smith — MO, 5 issuers, Jan 29, 2014 → May 21, 2026 · no shared issuer
  • Stephen K Smith — ME, 4 issuers, Apr 20, 2009 → Nov 18, 2013 · no shared issuer
  • Stephen Smith — NY, VA, 4 issuers, Dec 11, 2009 → Jul 20, 2022 · no shared issuer
  • Stephen Spencer Smith — TX, 3 issuers, Jun 18, 2013 → Dec 8, 2022 · no shared issuer
  • Stephen Smith — Ontario, Canada (as filed: A6), 3 issuers, Mar 29, 2019 → Dec 27, 2023 · no shared issuer
  • Stephen C. Smith — OH, 3 issuers, Mar 31, 2023 → Jul 1, 2026 · no shared issuer
  • STEPHEN SMITH — MN, 2 issuers, Dec 8, 2015 → Jul 12, 2016 · no shared issuer
  • Stephen M. Smith — PA, 2 issuers, Aug 18, 2010 → Aug 30, 2010 · no shared issuer
  • Stephen Smith — KY, 2 issuers, Sep 17, 2018 → Apr 21, 2026 · no shared issuer
  • STEPHEN M. SMITH — IL, 2 issuers, Feb 6, 2018 → Aug 16, 2019 · no shared issuer
  • Stephen David Smith — CA, 2 issuers, Apr 13, 2020 → Jun 1, 2021 · no shared issuer
  • Stephen Smith — CO, 1 issuer, Oct 14, 2010 → Jan 18, 2012 · no shared issuer
  • Stephen Smith — NC, 1 issuer, Mar 13, 2013 → Mar 13, 2013 · no shared issuer
  • Stephen Smith — Guernsey (as filed: Y7), 1 issuer, Jan 24, 2013 → Jan 24, 2013 · no shared issuer
  • Stephen B. Smith — IL, 1 issuer, Sep 29, 2015 → Jul 13, 2018 · no shared issuer
  • Stephen Smith — SC, 1 issuer, Oct 15, 2018 → Oct 15, 2018 · no shared issuer

People around Stephen 1

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

TW
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Jeffery Wilkinson

Director · 15 shared filings (9 issuers) · also on 1 other issuer

Thomas Jeffery Wilkinson is on 10 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

O
Sponsor group

Ollin

12 issuers · 18 filings · $5.97M reported sold · 2023–2026

One team, 12 deal companies. Stephen Smith is listed on 11 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Stephen Smith.

Same business address

2 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 11 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Stephen Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 11 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Stephen Smith is listed on: none on file. No website or social profile named in Series II, a series of B & O Ventures LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #99,667 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Vineyard, UT). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Utah state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Utah Secretary of State business search ↗OpenCorporates ↗

Change history

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