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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:50 AM ET

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STEPHEN C SMITH

Named as an officer, director or promoter on SEC Form D filings · NY, FL · Dec 31, 2018 → Feb 21, 2023

8deals (issuers)
$141.1Mreported sold
109investors
31Form D filings
2018–2023years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

STEPHEN C SMITH is listed as an executive officer on 31 SEC Form D filings by 8 issuers between Dec 2018 and Oct 2024. Largest by amount reported sold: SEAPORT GLOBAL ASSET MANAGEMENT V3 LP (New York, NY — pooled investment fund — 2021–2023; $35M reported sold to 3 investors), SEAPORT GLOBAL ASSET MANAGEMENT SPV LLC - SERIES A (New York, NY — pooled investment fund — 2021–2023; $33.2M reported sold to 38 investors), Seaport Global Asset Management V2 LLC (New York, NY — pooled investment fund — 2019–2023; $17.3M reported sold to 10 investors), SEAPORT GLOBAL ASSET MANAGEMENT EV LLC (New York, NY — pooled investment fund — 2019–2023; $16.4M reported sold to 14 investors), SEAPORT GLOBAL ASSET MANAGEMENT V-PORT LLC (New York, NY — pooled investment fund — 2018–2023; $14.3M reported sold to 9 investors) and 3 more (all listed below).

What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer, over about 6 years. Across those companies the filings report $141.1M sold in total.

Listed alongside MICHAEL RING (13 shared filings) and Seaport Global Asset Management LLC (3 shared filings, management entity).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around STEPHEN. Each name links to their own page.

All 8 issuers belong to the sponsor group Seaport (8 issuers, $141.1M reported sold, 2018–2024).

What this means A sponsor group is one team that sets up a new company for each deal. Seaport has 8 companies on file and $141.1M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 31 bankruptcy cases matching the name listed in Key records below.

What this means 31 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 31 public filings for STEPHEN C SMITH and found 12 differences, 1 worth asking the sponsor about: Form D filed 99 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for STEPHEN C SMITH has not run yet — it is #18,183 of 41,880 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched STEPHEN C SMITH..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

31 cases: 8 open, 23 closed (disposition not in docket feed)

Stephen J. Smith open
United States Bankruptcy Court, M.D. Florida · No. 8:26-bk-07075 · Filed Aug 10, 2026
Role of Stephen J. Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs
Stephen D Smith and Lisa J Smith open
United States Bankruptcy Court, N.D. New York · No. 26-30722 · Filed Jul 31, 2026
Role of Stephen D Smith and Lisa J Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Stephen Smith open
United States Bankruptcy Court, M.D. Florida · No. 8:26-bk-00020 · Filed Jan 5, 2026
Role of Stephen Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (FL)
Stephen M. Smith open
United States Bankruptcy Court, S.D. New York · No. 25-35484 · Filed May 6, 2025
Role of Stephen M. Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Stephen Smith open
United States Bankruptcy Court, E.D. New York · No. 1-25-41001 · Filed Feb 27, 2025
Role of Stephen Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (NY)
Stephen Smith closed
United States Bankruptcy Court, E.D. New York · No. 1-24-40002 · Filed Jan 2, 2024 · Closed May 21, 2024
Role of Stephen Smith: Debtor · Outcome: Case closed 2024-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (NY)
Stephen F Smith closed
United States Bankruptcy Court, S.D. New York · No. 21-35452 · Filed Jun 4, 2021 · Closed Aug 24, 2022
Role of Stephen F Smith: Debtor · Outcome: Case closed 2022-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Stephen A. Smith and Tricia A. Smith closed
United States Bankruptcy Court, W.D. New York · No. 1-20-11477 · Filed Dec 1, 2020 · Closed Mar 26, 2021
Role of Stephen A. Smith and Tricia A. Smith: Debtor · Outcome: Case closed 2021-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Stephen Smith and Maureen Smith open
United States Bankruptcy Court, M.D. Florida · No. 3:19-bk-03869 · Filed Oct 10, 2019
Role of Stephen Smith and Maureen Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs
Stephen C. Smith open
United States Bankruptcy Court, N.D. New York · No. 19-10305 · Filed Feb 22, 2019
Role of Stephen C. Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (NY)
Stephen F Smith and Pamela A Smith closed
United States Bankruptcy Court, S.D. New York · No. 18-36309 · Filed Aug 6, 2018 · Closed Nov 21, 2018
Role of Stephen F Smith and Pamela A Smith: Debtor · Outcome: Case closed 2018-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Stephen J. Smith closed
United States Bankruptcy Court, N.D. New York · No. 17-60921 · Filed Jul 17, 2017 · Closed Nov 21, 2017
Role of Stephen J. Smith: Debtor · Outcome: Case closed 2017-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Stephen J Smith, Jr open
United States Bankruptcy Court, S.D. Florida. · No. 17-10344 · Filed Jan 11, 2017
Role of Stephen J Smith, Jr: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs
Stephen B Smith and Rebekah L. Smith closed
United States Bankruptcy Court, N.D. New York · No. 15-61496 · Filed Oct 20, 2015 · Closed Sep 12, 2019
Role of Stephen B Smith and Rebekah L. Smith: Debtor · Outcome: Case closed 2019-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Stephen M Smith closed
United States Bankruptcy Court, E.D. New York · No. 8-14-75440 · Filed Dec 8, 2014 · Closed Aug 31, 2016
Role of Stephen M Smith: Debtor · Outcome: Case closed 2016-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Stephen R Smith closed
United States Bankruptcy Court, M.D. Florida · No. 8:13-bk-13478 · Filed Oct 10, 2013 · Closed Feb 28, 2014
Role of Stephen R Smith: Debtor · Outcome: Case closed 2014-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs
Stephen D. Smith and Lisa J. Smith closed
United States Bankruptcy Court, N.D. New York · No. 13-31193 · Filed Jul 3, 2013 · Closed Feb 7, 2019
Role of Stephen D. Smith and Lisa J. Smith: Debtor · Outcome: Case closed 2019-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Stephen F. Smith closed
United States Bankruptcy Court, S.D. Florida. · No. 13-17402 · Filed Apr 1, 2013 · Closed May 31, 2013
Role of Stephen F. Smith: Debtor · Outcome: Case closed 2013-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs
Stephen T Smith and Alina D Smith closed
United States Bankruptcy Court, S.D. Florida. · No. 13-14399 · Filed Feb 27, 2013 · Closed Jul 8, 2013
Role of Stephen T Smith and Alina D Smith: Debtor · Outcome: Case closed 2013-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs
Stephen K Smith closed
United States Bankruptcy Court, M.D. Florida · No. 3:12-bk-08214 · Filed Dec 31, 2012 · Closed Apr 9, 2013
Role of Stephen K Smith: Debtor · Outcome: Case closed 2013-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs
Stephen L Smith closed
United States Bankruptcy Court, E.D. New York · No. 8-12-75543 · Filed Sep 12, 2012 · Closed Dec 11, 2012
Role of Stephen L Smith: Debtor · Outcome: Case closed 2012-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Stephen D. Smith closed
United States Bankruptcy Court, M.D. Florida · No. 3:11-bk-09221 · Filed Dec 23, 2011 · Closed Apr 2, 2012
Role of Stephen D. Smith: Debtor · Outcome: Case closed 2012-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs
Stephen Smith closed
United States Bankruptcy Court, S.D. Florida. · No. 11-43498 · Filed Dec 6, 2011 · Closed Feb 29, 2012
Role of Stephen Smith: Debtor · Outcome: Case closed 2012-02-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (FL)
Stephen W Smith and Kelly A Smith closed
United States Bankruptcy Court, N.D. New York · No. 11-13247 · Filed Oct 18, 2011 · Closed Nov 4, 2013
Role of Stephen W Smith and Kelly A Smith: Debtor · Outcome: Case closed 2013-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Stephen C. Smith and Dawn A. Smith closed
United States Bankruptcy Court, M.D. Florida · No. 6:11-bk-13676 · Filed Sep 9, 2011 · Closed Jun 4, 2013
Role of Stephen C. Smith and Dawn A. Smith: Debtor · Outcome: Case closed 2013-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (FL)
Stephen B. Smith and Susan M. Smith closed
United States Bankruptcy Court, E.D. New York · No. 1-11-45701 · Filed Jun 30, 2011 · Closed Nov 18, 2014
Role of Stephen B. Smith and Susan M. Smith: Debtor · Outcome: Case closed 2014-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Stephen A. Smith and Lori Evelyn Smith closed
United States Bankruptcy Court, S.D. New York · No. 11-36768 · Filed Jun 21, 2011 · Closed Sep 20, 2011
Role of Stephen A. Smith and Lori Evelyn Smith: Debtor · Outcome: Case closed 2011-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Stephen K Smith closed
United States Bankruptcy Court, M.D. Florida · No. 3:11-bk-01071 · Filed Feb 18, 2011 · Closed Aug 15, 2012
Role of Stephen K Smith: Debtor · Outcome: Case closed 2012-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs
Stephen D. Smith and Cheryl Ann Smith closed
United States Bankruptcy Court, S.D. New York · No. 10-23051 · Filed May 27, 2010 · Closed Jul 21, 2011
Role of Stephen D. Smith and Cheryl Ann Smith: Debtor · Outcome: Case closed 2011-07-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Stephen E Smith and Batina T Smith closed
United States Bankruptcy Court, M.D. Florida · No. 3:10-bk-03755 · Filed Apr 30, 2010 · Closed Jul 22, 2014
Role of Stephen E Smith and Batina T Smith: Debtor · Outcome: Case closed 2014-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs
Stephen W Smith and Cathy L Smith closed
United States Bankruptcy Court, M.D. Florida · No. 3:10-bk-02199 · Filed Mar 19, 2010 · Closed May 31, 2011
Role of Stephen W Smith and Cathy L Smith: Debtor · Outcome: Case closed 2011-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1476 federal dockets); 33 people with this name in Form D filings; court in the person's filing state (FL); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for STEPHEN C SMITH — 1 worth asking about (compared 31 filings on Oct 24, 2026)

Note · Feb 23, 2023 – Oct 10, 2024

STEPHEN C SMITH appears on 2 deals that stopped filing before reaching their target

Seaport Global Specialty Lending Fund LLC (last filing Oct 10, 2024; $11,246,776 sold of $100,000,000); SEAPORT OPPORTUNITY FUND LLC (last filing Feb 23, 2023; $11,180,000 sold of $50,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Seaport Global Specialty Lending Fund LLC — PartnerFacts page ↗SEAPORT OPPORTUNITY FUND LLC — PartnerFacts page ↗
Sources
Worth asking · Jun 28, 2023 – Oct 5, 2023

Form D filed 99 days after the first sale — Seaport Global Specialty Lending Fund LLC

The filing says the first sale was Jun 28, 2023. The Form D was filed Oct 5, 2023 — 99 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 84 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 5, 2023 ↗Seaport Global Specialty Lending Fund LLC — PartnerFacts page ↗
Sources
Note · Dec 20, 2018 – Oct 10, 2024

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Seaport Global Specialty Lending Fund LLC (latest filing Oct 10, 2024) · No amendment in the last 12 months on an offering that may still be open — SEAPORT GLOBAL ASSET MANAGEMENT SPV LLC - SERIES A (latest filing Feb 23, 2023) · No amendment in the last 12 months on an offering that may still be open — SEAPORT OPPORTUNITY FUND LLC (latest filing Feb 23, 2023) · No amendment in the last 12 months on an offering that may still be open — Seaport Global Asset Management V2 LLC (latest filing Feb 23, 2023) · No amendment in the last 12 months on an offering that may still be open — SEAPORT GLOBAL ASSET MANAGEMENT V-PORT LLC (latest filing Feb 21, 2023) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Oct 10, 2024 ↗Seaport Global Specialty Lending Fund LLC — PartnerFacts page ↗Form D/A · Feb 23, 2023 ↗SEAPORT GLOBAL ASSET MANAGEMENT SPV LLC - SERIES A — PartnerFacts page ↗
Sources
Note · Jan 13, 2021 – Mar 1, 2022

Offering amount changed between filings — SEAPORT GLOBAL ASSET MANAGEMENT SPV LLC - SERIES A

The Jan 13, 2021 filing says $10,073,334 offered; the Mar 1, 2022 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jan 13, 2021 ↗Form D/A (later) · Mar 1, 2022 ↗SEAPORT GLOBAL ASSET MANAGEMENT SPV LLC - SERIES A — PartnerFacts page ↗
Sources
Note · May 31, 2019 – Jun 11, 2019

Offering amount changed between filings — SEAPORT GLOBAL ASSET MANAGEMENT EV LLC

The May 31, 2019 filing says $8,921,000 offered; the Jun 11, 2019 Form D/A says $16,401,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · May 31, 2019 ↗Form D/A (later) · Jun 11, 2019 ↗SEAPORT GLOBAL ASSET MANAGEMENT EV LLC — PartnerFacts page ↗
Sources
Note · May 25, 2011 – May 25, 2022

Same name, different state: "Stephen Smith" (CA) is a separate record

This page covers filings where the address state is NY or FL. A separate record, "Stephen Smith" with address state CA, is listed on 12 filings — most recently by SimplyPut Corp (May 25, 2022). Both records have filings in the same period (Dec 31, 2018 to May 25, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen Smith (CA) — PartnerFacts page ↗Form D · May 25, 2022 ↗SimplyPut Corp — PartnerFacts page ↗STEPHEN C SMITH (NY,FL) — this page ↗
Sources
Note · Dec 8, 2015 – Jul 12, 2016

Same name, different state: "STEPHEN SMITH" (MN) is a separate record

This page covers filings where the address state is NY or FL. A separate record, "STEPHEN SMITH" with address state MN, is listed on 5 filings — most recently by CAERUS CORP. (Jul 12, 2016). The two records do not overlap in time: this page runs Dec 31, 2018 to Feb 21, 2023; the other runs Dec 8, 2015 to Jul 12, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

STEPHEN SMITH (MN) — PartnerFacts page ↗Form D · Jul 12, 2016 ↗CAERUS CORP. — PartnerFacts page ↗STEPHEN C SMITH (NY,FL) — this page ↗
Sources
Note · Mar 13, 2013

Same name, different state: "Stephen Smith" (NC) is a separate record

This page covers filings where the address state is NY or FL. A separate record, "Stephen Smith" with address state NC, is listed on 1 filing — most recently by Forest Creek Investors, LLC (Mar 13, 2013). The two records do not overlap in time: this page runs Dec 31, 2018 to Feb 21, 2023; the other has one filing dated Mar 13, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen Smith (NC) — PartnerFacts page ↗Form D · Mar 13, 2013 ↗Forest Creek Investors, LLC — PartnerFacts page ↗STEPHEN C SMITH (NY,FL) — this page ↗
Sources
Note · Jan 24, 2013

Same name, different state: "Stephen Smith" (Y7) is a separate record

This page covers filings where the address state is NY or FL. A separate record, "Stephen Smith" with address state Y7, is listed on 1 filing — most recently by Starwood European Real Estate Finance Ltd (Jan 24, 2013). The two records do not overlap in time: this page runs Dec 31, 2018 to Feb 21, 2023; the other has one filing dated Jan 24, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen Smith (Y7) — PartnerFacts page ↗Form D · Jan 24, 2013 ↗Starwood European Real Estate Finance Ltd — PartnerFacts page ↗STEPHEN C SMITH (NY,FL) — this page ↗
Sources
Note · Oct 14, 2010 – Jan 18, 2012

Same name, different state: "Stephen Smith" (CO) is a separate record

This page covers filings where the address state is NY or FL. A separate record, "Stephen Smith" with address state CO, is listed on 4 filings — most recently by SWIIM System, Ltd. (Jan 18, 2012). The two records do not overlap in time: this page runs Dec 31, 2018 to Feb 21, 2023; the other runs Oct 14, 2010 to Jan 18, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Stephen Smith (CO) — PartnerFacts page ↗Form D · Jan 18, 2012 ↗SWIIM System, Ltd. — PartnerFacts page ↗STEPHEN C SMITH (NY,FL) — this page ↗
Sources
Note · Jan 13, 2021 – Feb 23, 2023

5 address changes between filings

Address moved from New York, NY to West Palm Beach, FL — Seaport Global Asset Management V2 LLC · Address moved from New York, NY to West Palm Beach, FL — SEAPORT GLOBAL ASSET MANAGEMENT SPV LLC - SERIES A · Address moved from New York, NY to West Palm Beach, FL — SEAPORT GLOBAL ASSET MANAGEMENT EV LLC · Address moved from New York, NY to West Palm Beach, NY — SEAPORT GLOBAL ASSET MANAGEMENT V-PORT LLC · Address moved from New York, NY to West Palm Beach, FL — Seaport Global Asset Management DBG LLC

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Feb 28, 2022 ↗Form D/A · Feb 23, 2023 ↗Seaport Global Asset Management V2 LLC — PartnerFacts page ↗Form D · Jan 13, 2021 ↗
Sources
Note · Dec 31, 2018 – Oct 10, 2024

STEPHEN C SMITH is listed with 2 different address states: NY, FL

NY on 18 filings (Dec 31, 2018 to Feb 21, 2023); FL on 13 filings (Oct 8, 2021 to Oct 10, 2024).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Dec 31, 2018 ↗Form D · Oct 8, 2021 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 8 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 10, 2024 D/A
Seaport Global Specialty Lending Fund LLC
File 021-493858
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2023 D/A
Seaport Global Asset Management V2 LLC
File 021-335227
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2023 D/A
SEAPORT GLOBAL ASSET MANAGEMENT EV LLC
File 021-340826
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2023 D/A
SEAPORT GLOBAL ASSET MANAGEMENT SPV LLC - SERIES A
File 021-386116
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2023 D/A
SEAPORT GLOBAL ASSET MANAGEMENT V3 LP
File 021-416296
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2023 D/A
SEAPORT OPPORTUNITY FUND LLC
File 021-466486
$0$0$0None listed on this filingEDGAR ↗
Feb 21, 2023 D/A
SEAPORT GLOBAL ASSET MANAGEMENT V-PORT LLC
File 021-329272
$0$0$0None listed on this filingEDGAR ↗
Feb 28, 2022 D/A
Seaport Global Asset Management DBG LLC
File 021-345649
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 8

Every issuer that named Stephen C Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SG
Pooled Investment Fund · group: Seaport

Seaport Global Specialty Lending Fund LLC

New York, NY · Oct 5, 2023 → Oct 10, 2024 · 2 filings
  • Oct 10, 2024 · D/A · $11,246,776 sold of $100,000,000 · 10 investors · min. No minimum reported · role: Executive Officer (Mr. Smith is a Managing Member of Seaport Global Asset Management LLC, the Issuer's investment manager.) EDGAR ↗
  • Oct 5, 2023 · D · $8,563,888 sold of $100,000,000 · 5 investors · min. No minimum reported · role: Executive Officer (Mr. Smith is a Managing Member of Seaport Global Asset Management LLC, the Issuer's investment manager.) EDGAR ↗

Raised $11.2M from 10 investors (11% of the $100M target) as of the latest filing. Stephen is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SG
Pooled Investment Fund · group: Seaport

SEAPORT GLOBAL ASSET MANAGEMENT SPV LLC - SERIES A

New York, NY · Jan 13, 2021 → Feb 23, 2023 · 3 filings
  • Feb 23, 2023 · D/A · $33,159,466 sold of Indefinite · 38 investors · min. No minimum reported · role: Executive Officer (Mr. Smith is a Managing Member and Chief Executive Officer of Seaport Global Asset Management LLC, the Issuer's Investment Manager.) EDGAR ↗
  • Mar 1, 2022 · D/A · $26,343,333 sold of Indefinite · 33 investors · min. No minimum reported · role: Executive Officer (Mr. Smith is a Managing Member and Chief Executive Officer of Seaport Global Asset Management LLC, the Issuer's Investment Manager.) EDGAR ↗
  • Jan 13, 2021 · D · $10,073,334 sold of $10,073,334 · 18 investors · min. No minimum reported · role: Executive Officer (Mr. Smith is a Managing Member of Seaport Global Asset Management LLC, the issuer's investment manager.) EDGAR ↗

Raised $33.2M from 38 investors as of the latest filing. Stephen is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SO
Pooled Investment Fund · group: Seaport

SEAPORT OPPORTUNITY FUND LLC

New York, NY · Dec 5, 2022 → Feb 23, 2023 · 2 filings
  • Feb 23, 2023 · D/A · $11,180,000 sold of $50,000,000 · 13 investors · min. No minimum reported · role: Executive Officer (Mr. Smith is a Managing Member and CEO of Seaport Global Asset Management, LLC, the Issuer's Investment Manager.) EDGAR ↗
  • Dec 5, 2022 · D · $6,880,000 sold of $50,000,000 · 8 investors · min. No minimum reported · role: Executive Officer (Mr. Smith is a Managing Member of Seaport Global Asset Management LLC, the issuer's investment manager.) EDGAR ↗

Raised $11.2M from 13 investors (22% of the $50M target) as of the latest filing. Stephen is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SG
Pooled Investment Fund · group: Seaport

SEAPORT GLOBAL ASSET MANAGEMENT EV LLC

New York, NY · May 31, 2019 → Feb 23, 2023 · 6 filings
  • Feb 23, 2023 · D/A · $16,401,000 sold of $16,401,000 · 14 investors · min. No minimum reported · role: Executive Officer (Mr. Smith is a Managing Member and CEO of Seaport Global Asset Management, LLC, the Issuer's Investment Manager.) EDGAR ↗
  • Feb 28, 2022 · D/A · $16,401,000 sold of $16,401,000 · 14 investors · min. No minimum reported · role: Executive Officer (Mr. Smith is a Managing Member of Seaport Global Asset Management LLC, the issuer's Investment Manager.) EDGAR ↗
  • Mar 11, 2021 · D/A · $16,401,000 sold of $16,401,000 · 14 investors · min. No minimum reported · role: Executive Officer (Mr. Smith is a managing member, and CEO, of Seaport Global Asset Management, LLC, the issuer's investment manager.) EDGAR ↗
  • Mar 6, 2020 · D/A · $16,401,000 sold of $16,401,000 · 14 investors · min. No minimum reported · role: Executive Officer (Mr. Smith is a managing member, and CEO, of Seaport Global Asset Management, LLC, the issuer's investment manager.) EDGAR ↗
  • Jun 11, 2019 · D/A · $16,401,000 sold of $16,401,000 · 12 investors · min. No minimum reported · role: Executive Officer (Mr. Smith is a managing member, and CEO, of Seaport Global Asset Management, LLC, the issuer's investment manager.) EDGAR ↗
  • May 31, 2019 · D · $8,921,000 sold of $8,921,000 · 12 investors · min. No minimum reported · role: Executive Officer (Mr. Smith is a managing member, and CEO, of Seaport Global Asset Management, LLC, the issuer's investment manager.) EDGAR ↗

Raised $16.4M from 14 investors (100% of the $16.4M target) as of the latest filing. Stephen is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SG
Pooled Investment Fund · group: Seaport

SEAPORT GLOBAL ASSET MANAGEMENT V3 LP

New York, NY · Oct 8, 2021 → Feb 23, 2023 · 3 filings
  • Feb 23, 2023 · D/A · $35,005,000 sold of $35,005,000 · 3 investors · min. No minimum reported · role: Executive Officer (Mr. Smith is a Managing Member and CEO of Seaport Global Asset Management, LLC, the Issuer's Investment Manager.) EDGAR ↗
  • Feb 28, 2022 · D/A · $35,005,000 sold of $35,005,000 · 3 investors · min. No minimum reported · role: Executive Officer (Mr. Smith is a Managing Member and CEO of Seaport Global Asset Management, LLC, the Issuer's Investment Manager.) EDGAR ↗
  • Oct 8, 2021 · D · $35,005,000 sold of $35,005,000 · 3 investors · min. No minimum reported · role: Executive Officer (Mr. Smith is a Managing Member of Seaport Global Asset Management LLC, the issuer's Investment Manager.) EDGAR ↗

Raised $35M from 3 investors (100% of the $35M target) as of the latest filing. Stephen is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SG
Pooled Investment Fund · group: Seaport

Seaport Global Asset Management V2 LLC

New York, NY · Mar 20, 2019 → Feb 23, 2023 · 5 filings
  • Feb 23, 2023 · D/A · $17,255,000 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (Mr. Smith is a Managing Member and CEO of Seaport Global Asset Management, LLC, the Issuer's Investment Manager.) EDGAR ↗
  • Feb 28, 2022 · D/A · $17,255,000 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (Mr. Smith is a Managing Member of Seaport Global Asset Management LLC, the Issuer's Investment Manager.) EDGAR ↗
  • Mar 11, 2021 · D/A · $17,255,000 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (Mr. Smith is a Managing Member of Seaport Global Asset Management LLC, the issuer's investment manager.) EDGAR ↗
  • Mar 6, 2020 · D/A · $17,255,000 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (Mr. Smith is a Managing Member of Seaport Global Asset Management LLC, the issuer's investment manager.) EDGAR ↗
  • Mar 20, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Mr. Smith is a Managing Member of Seaport Global Asset Management LLC, the issuer's investment manager.) EDGAR ↗

Raised $17.3M from 10 investors as of the latest filing. Stephen is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SG
Pooled Investment Fund · group: Seaport

SEAPORT GLOBAL ASSET MANAGEMENT V-PORT LLC

New York, NY · Dec 31, 2018 → Feb 21, 2023 · 5 filings
  • Feb 21, 2023 · D/A · $14,325,000 sold of $16,000,000 · 9 investors · min. No minimum reported · role: Executive Officer (Mr. Smith is a Managing Member and CEO of Seaport Global Asset Management, LLC, the Issuer's Investment Manager.) EDGAR ↗
  • Feb 28, 2022 · D/A · $14,325,000 sold of $16,000,000 · 9 investors · min. No minimum reported · role: Executive Officer (Mr. Smith is a Managing Member of Seaport Global Asset Management LLC, the issuer's investment manager.) EDGAR ↗
  • Mar 11, 2021 · D/A · $14,325,000 sold of $16,000,000 · 9 investors · min. No minimum reported · role: Executive Officer (Mr. Smith is a Managing Member of Seaport Global Asset Management LLC, the issuer's investment manager.) EDGAR ↗
  • Mar 6, 2020 · D/A · $14,325,000 sold of $16,000,000 · 9 investors · min. No minimum reported · role: Executive Officer (Mr. Smith is a Managing Member of Seaport Global Asset Management LLC, the issuer's investment manager.) EDGAR ↗
  • Dec 31, 2018 · D · $14,320,000 sold of $16,000,000 · 8 investors · min. No minimum reported · role: Executive Officer (Mr. Smith is a Managing Member of Seaport Global Asset Management LLC, the issuer's investment manager.) EDGAR ↗

Raised $14.3M from 9 investors (90% of the $16M target) as of the latest filing. Stephen is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SG
Pooled Investment Fund · group: Seaport

Seaport Global Asset Management DBG LLC

New York, NY · Aug 2, 2019 → Feb 28, 2022 · 5 filings
  • Feb 28, 2022 · D/A · $2,555,000 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer (Mr. Smith is a managing member, and CEO, of Seaport Global Asset Management, LLC, the issuer's investment manager.) EDGAR ↗
  • Mar 11, 2021 · D/A · $2,555,000 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer (Mr. Smith is a managing member, and CEO, of Seaport Global Asset Management, LLC, the issuer's investment manager.) EDGAR ↗
  • Mar 6, 2020 · D/A · $2,555,000 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer (Mr. Smith is a managing member, and CEO, of Seaport Global Asset Management, LLC, the issuer's investment manager.) EDGAR ↗
  • Aug 8, 2019 · D/A · $2,555,000 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer (Mr. Smith is a managing member, and CEO, of Seaport Global Asset Management, LLC, the issuer's investment manager.) EDGAR ↗
  • Aug 2, 2019 · D · $2,500,000 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Mr. Smith is a managing member, and CEO, of Seaport Global Asset Management, LLC, the issuer's investment manager.) EDGAR ↗

Raised $2.56M from 12 investors as of the latest filing. Stephen is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Stephen Smith — UT, 11 issuers, Nov 15, 2023 → May 8, 2024 · no shared issuer
  • Stephen Smith — TX, 6 issuers, Jan 11, 2012 → Jul 2, 2024 · no shared issuer
  • Stephen H. Smith — WA, 5 issuers, Feb 28, 2019 → Jul 31, 2026 · no shared issuer
  • Stephen Smith — CA, 5 issuers, May 25, 2011 → May 25, 2022 · no shared issuer
  • Stephen A. Smith — MO, 5 issuers, Jan 29, 2014 → May 21, 2026 · no shared issuer
  • Stephen K Smith — ME, 4 issuers, Apr 20, 2009 → Nov 18, 2013 · no shared issuer
  • Stephen Smith — NY, VA, 4 issuers, Dec 11, 2009 → Jul 20, 2022 · no shared issuer
  • Stephen Spencer Smith — TX, 3 issuers, Jun 18, 2013 → Dec 8, 2022 · no shared issuer
  • Stephen Smith — Ontario, Canada (as filed: A6), 3 issuers, Mar 29, 2019 → Dec 27, 2023 · no shared issuer
  • Stephen C. Smith — OH, 3 issuers, Mar 31, 2023 → Jul 1, 2026 · no shared issuer
  • STEPHEN SMITH — MN, 2 issuers, Dec 8, 2015 → Jul 12, 2016 · no shared issuer
  • Stephen M. Smith — PA, 2 issuers, Aug 18, 2010 → Aug 30, 2010 · no shared issuer
  • Stephen Smith — KY, 2 issuers, Sep 17, 2018 → Apr 21, 2026 · no shared issuer
  • STEPHEN M. SMITH — IL, 2 issuers, Feb 6, 2018 → Aug 16, 2019 · no shared issuer
  • Stephen David Smith — CA, 2 issuers, Apr 13, 2020 → Jun 1, 2021 · no shared issuer
  • Stephen Smith — CO, 1 issuer, Oct 14, 2010 → Jan 18, 2012 · no shared issuer
  • Stephen Smith — NC, 1 issuer, Mar 13, 2013 → Mar 13, 2013 · no shared issuer
  • Stephen Smith — Guernsey (as filed: Y7), 1 issuer, Jan 24, 2013 → Jan 24, 2013 · no shared issuer
  • Stephen B. Smith — IL, 1 issuer, Sep 29, 2015 → Jul 13, 2018 · no shared issuer
  • Stephen Smith — SC, 1 issuer, Oct 15, 2018 → Oct 15, 2018 · no shared issuer

People around Stephen 2

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

MICHAEL RING

Executive Officer · 13 shared filings (7 issuers)

MICHAEL RING is on 7 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

S
Sponsor group

Seaport

8 issuers · 31 filings · $141.1M reported sold · 2018–2024

One team, 8 deal companies. Stephen C Smith is listed on 8 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name STEPHEN C SMITH.

Same business address

8 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 8 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Seaport Global Asset Management V2 LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to STEPHEN C SMITH by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Stephen C Smith is listed on: none on file. No website or social profile named in SEAPORT GLOBAL ASSET MANAGEMENT V3 LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #132,080 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗Florida Secretary of State business search ↗OpenCorporates ↗

Change history

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