Stephen Boswell is listed as a director on 5 SEC Form D filings by 2 issuers between Jun 2009 and Jul 2015: ConnectOne Bancorp, Inc. (Englewood Cliffs, NJ — commercial banking — 2015; $50M reported sold to 13 investors) and North Jersey Community Bancorp, Inc. (Englewood Cliffs, NJ — commercial banking — 2009–2012; $9M reported sold to 115 investors).
What this means 2 separate companies raised money with this person listed as director, over about 6 years. Across those companies the filings report $59M sold in total.
All 2 issuers belong to the sponsor group Connectone (3 issuers, $57.6M reported sold, 2009–2015).
What this means A sponsor group is one team that sets up a new company for each deal. Connectone has 3 companies on file and $57.6M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 5 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Stephen Boswell and found 4 differences: No amendment in the last 12 months on an offering that may still be open; Offering amount changed between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.