Frederick Fish is listed as an executive officer and director on 5 SEC Form D filings by 5 issuers between Jun 2009 and Oct 2015: ConnectOne Bancorp, Inc. (Englewood Cliffs, NJ — commercial banking — 2015; $50M reported sold to 13 investors), TREECO/Willow Grove Limited Partnership (Englewood, NJ — commercial — 2011; $4.6M reported sold to 23 investors), Woods Charter School Development, LLC (Englewood, NJ — commercial — 2009; $500K reported sold to 3 investors), TWIN BRIDGE CAPITAL Corp (Union, NJ — reits and finance — 2012; $51K reported sold to 102 investors) and TREECO/Soder Royal Palm LLC (West Palm Beach, FL — commercial — 2015).
What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and director, over about 6 years. Across those companies the filings report $55.2M sold in total.
Listed alongside Nathan Shmalo (3 shared filings), Nicholas Minoia (2 shared filings), Raymond Vanaria (2 shared filings), Al Bol (1 shared filing), Alexander Bol (1 shared filing) and 17 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Frederick. Each name links to their own page.
The issuers belong to 3 sponsor groups: Treeco (3 issuers, $5.1M reported sold, 2009–2015), Connectone (3 issuers, $57.6M reported sold, 2009–2015) and Twin (2 issuers, $2.36M reported sold, 2012–2023).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Frederick Fish and found 5 differences, 1 worth asking the sponsor about: Form D filed 78 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.