Scott Thompson is listed as an executive officer, director, and promoter on 13 SEC Form D filings by 7 issuers between Feb 2009 and Mar 2014. Largest by amount reported sold: PIVOT3, INC. (Austin, TX — other technology — 2012; $67.2M reported sold to 18 investors), Catapult Health, LLC (Dallas, TX — other health care — 2011–2013; $10.1M reported sold to 20 investors), Viverae, Inc. (Dallas, TX — other health care — 2009; $6.87M reported sold to 3 investors), Richfield Energy Partners Master Fund I, LP (Houston, TX — other real estate — 2013–2014; $1.95M reported sold to 6 investors), Royalty Partners Investment Fund I, LP (Houston, TX — oil and gas — 2012; $500K reported sold to 5 investors) and 2 more (all listed below).
What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer, director, and promoter, over about 5 years. Across those companies the filings report $87.2M sold in total.
Listed alongside David Michel (5 shared filings), Deborah Michel (5 shared filings), Gabriel Goncalves (4 shared filings), Steve Sanders (4 shared filings), Timothy Church (4 shared filings) and 26 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Scott. Each name links to their own page.
The issuers belong to 2 sponsor groups: Eagle (2 issuers, $1M reported sold, 2012) and Encore Royalty (5 issuers, $3.03M reported sold, 2012–2014).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 9 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 13 public filings for Scott Thompson and found 14 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.