PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:40 AM ET

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Richard Bain

Named as an officer, director or promoter on SEC Form D filings · TX · Nov 14, 2013 → Jun 2, 2014

2deals (issuers)
$2.21Mreported sold
9investors
4Form D filings
2013–2014years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:30 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Richard Bain is listed as an executive officer, director, and promoter on 4 SEC Form D filings by 2 issuers between Nov 2013 and Jun 2014: Richfield Energy Partners Master Fund I, LP (Houston, TX — other real estate — 2013–2014; $1.95M reported sold to 6 investors) and Erickson Royalty Fund I, LLC (Houston, TX — other real estate — 2014; $263K reported sold to 3 investors).

What this means 2 separate companies raised money with this person listed as executive officer, director, and promoter. Across those companies the filings report $2.21M sold in total.

Listed alongside Bill Erickson (4 shared filings), Christopher Berry (2 shared filings), David Strawn (2 shared filings), Denman Moody (2 shared filings), Dennis Laing (2 shared filings) and 9 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Richard. Each name links to their own page.

1 of the issuers belongs to the sponsor group Encore Royalty (5 issuers, $3.03M reported sold, 2012–2014).

What this means A sponsor group is one team that sets up a new company for each deal. Encore Royalty has 5 companies on file and $3.03M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 19 bankruptcy cases matching the name listed in Key records below.

What this means 19 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for Richard Bain and found 9 differences, 3 worth asking the sponsor about: Bankruptcy case: Richard Bain and Luz Bain; 4 filings report more than 10% of the money raised going to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Richard Bain has not run yet — it is joining a line of 38,098 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:30 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Richard Bain..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

19 cases: 18 closed (disposition not in docket feed), 1 open

Richard J. Bain, Jr. closed
United States Bankruptcy Court, D. New Mexico · No. 23-10577 · Filed Jul 21, 2023 · Closed Oct 23, 2023
Role of Richard J. Bain, Jr.: Debtor · Outcome: Case closed 2023-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); court in NM (not a filing state)
Richard J Bain and Diane Bain open
United States Bankruptcy Court, N.D. Florida · No. 23-40195 · Filed May 22, 2023
Role of Richard J Bain and Diane Bain: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); court in FL (not a filing state)
Richard J. Bain closed
United States Bankruptcy Court, E.D. New York · No. 1-15-41750 · Filed Apr 21, 2015 · Closed Jul 23, 2015
Role of Richard J. Bain: Debtor · Outcome: Case closed 2015-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); court in NY (not a filing state)
Richard Bain, Jr. closed
United States Bankruptcy Court, D. New Mexico · No. 14-12269 · Filed Jul 28, 2014 · Closed Nov 10, 2014
Role of Richard Bain, Jr.: Debtor · Outcome: Case closed 2014-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); court in NM (not a filing state)
Richard A Bain and Dorothy A Bain closed
United States Bankruptcy Court, W.D. Missouri · No. 11-40698 · Filed Feb 23, 2011 · Closed Jun 2, 2011
Role of Richard A Bain and Dorothy A Bain: Debtor · Outcome: Case closed 2011-06-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); court in MO (not a filing state)
Richard J. Bain and Karrlin J. Bain closed
United States Bankruptcy Court, E.D. Wisconsin · No. 09-35095 · Filed Oct 20, 2009 · Closed Dec 17, 2013
Role of Richard J. Bain and Karrlin J. Bain: Debtor · Outcome: Case closed 2013-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); court in WI (not a filing state)
Richard E Bain closed
United States Bankruptcy Court, S.D. Mississippi · No. 05-05055 · Filed Sep 22, 2005 · Closed Jan 19, 2006
Role of Richard E Bain: Debtor · Outcome: Case closed 2006-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); court in MS (not a filing state)
Richard A. Bain, Sr. and Hilda I. Bain closed
United States Bankruptcy Court, N.D. West Virginia · No. 5:05-bk-02593 · Filed Jun 13, 2005 · Closed Sep 29, 2005
Role of Richard A. Bain, Sr.: Debtor · Outcome: Case closed 2005-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); court in WV (not a filing state)
Richard T. Bain closed
United States Bankruptcy Court, S.D. Illinois · No. 04-40977 · Filed Apr 26, 2004 · Closed Aug 30, 2004
Role of Richard T. Bain: Debtor · Outcome: Case closed 2004-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); court in IL (not a filing state)
Richard B. Bain and Sandra L. Bain closed
United States Bankruptcy Court, W.D. Oklahoma · No. 03-19171 · Filed Aug 22, 2003 · Closed Feb 18, 2004
Role of Richard B. Bain and Sandra L. Bain: Debtor · Outcome: Case closed 2004-02-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); court in OK (not a filing state)
Richard Bain and Luz Bain closed
United States Bankruptcy Court, N.D. Texas · No. 02-81368 · Filed Dec 16, 2002 · Closed Jun 12, 2003
Role of Richard Bain and Luz Bain: Debtor · Outcome: Case closed 2003-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); court in the person's filing state (TX)
Richard F. Bain closed
United States Bankruptcy Court, M.D. Florida · No. 8:01-bk-19498 · Filed Oct 18, 2001 · Closed Jan 25, 2002
Role of Richard F. Bain: Debtor · Outcome: Case closed 2002-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); court in FL (not a filing state)
Richard M. Bain closed
United States Bankruptcy Court, E.D. Wisconsin · No. 01-25153 · Filed May 2, 2001 · Closed Sep 7, 2001
Role of Richard M. Bain: Debtor · Outcome: Case closed 2001-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); court in WI (not a filing state)
Richard W. Bain and Georgia D. Bain closed
United States Bankruptcy Court, M.D. Florida · No. 3:98-bk-08520 · Filed Oct 7, 1998 · Closed Feb 29, 2000
Role of Richard W. Bain and Georgia D. Bain: Debtor · Outcome: Case closed 2000-02-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); court in FL (not a filing state)
RICHARD G BAIN closed
United States Bankruptcy Court, D. Minnesota · No. 97-44223 · Filed Jun 12, 1997 · Closed Oct 15, 1997
Role of RICHARD G BAIN: Debtor · Outcome: Case closed 1997-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); court in MN (not a filing state)
Richard A. Bain, Sr. and Hilda I. Bain closed
United States Bankruptcy Court, N.D. West Virginia · No. 5:97-bk-51033 · Filed Apr 17, 1997 · Closed Jul 24, 1997
Role of Richard A. Bain, Sr.: Debtor · Outcome: Case closed 1997-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); court in WV (not a filing state)
Richard F. Bain and Jean C. Bain closed
United States Bankruptcy Court, D. New Mexico · No. 94-10633 · Filed Mar 7, 1994 · Closed Apr 22, 1997
Role of Richard F. Bain and Jean C. Bain: Debtor · Outcome: Case closed 1997-04-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); court in NM (not a filing state)
Richard T. Bain closed
United States Bankruptcy Court, N.D. Georgia · No. 94-60734 · Filed Jan 18, 1994 · Closed Jul 20, 1994
Role of Richard T. Bain: Debtor · Outcome: Case closed 1994-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); court in GA (not a filing state)
RICHARD J. BAIN and DONNA M. BAIN closed
United States Bankruptcy Court, D. Delaware · No. 92-01085 · Filed Aug 25, 1992 · Closed May 3, 1993
Role of RICHARD J. BAIN and DONNA M. BAIN: Debtor · Outcome: Case closed 1993-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); court in DE (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:30 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Richard Bain — 3 worth asking about (compared 4 filings on Oct 24, 2026)

Worth asking · Dec 16, 2002 – Jun 12, 2003

Bankruptcy case: Richard Bain and Luz Bain — filed Dec 16, 2002

United States Bankruptcy Court, N.D. Texas docket "Richard Bain and Luz Bain" filed Dec 16, 2002, closed Jun 12, 2003. Richard Bain is listed as Debtor ("Richard Bain and Luz Bain"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Texas ↗
Sources
Worth asking · Nov 14, 2013 – Jun 2, 2014

4 filings report more than 10% of the money raised going to insiders

381% of the money raised went to insiders — Erickson Royalty Fund I, LLC · 42% of the money raised went to insiders — Richfield Energy Partners Master Fund I, LP · 952% of the money raised went to insiders — Erickson Royalty Fund I, LLC · 53% of the money raised went to insiders — Richfield Energy Partners Master Fund I, LP

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Jun 2, 2014 ↗Erickson Royalty Fund I, LLC — PartnerFacts page ↗Form D/A · Mar 21, 2014 ↗Richfield Energy Partners Master Fund I, LP — PartnerFacts page ↗
Sources
Note · Mar 21, 2014 – Jun 2, 2014

Richard Bain appears on 2 deals that stopped filing before reaching their target

Erickson Royalty Fund I, LLC (last filing Jun 2, 2014; $262,500 sold of $21,000,000); Richfield Energy Partners Master Fund I, LP (last filing Mar 21, 2014; $1,950,000 sold of $20,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Erickson Royalty Fund I, LLC — PartnerFacts page ↗Richfield Energy Partners Master Fund I, LP — PartnerFacts page ↗
Sources
Worth asking · Aug 12, 2013 – Nov 14, 2013

Form D filed 94 days after the first sale — Richfield Energy Partners Master Fund I, LP

The filing says the first sale was Aug 12, 2013. The Form D was filed Nov 14, 2013 — 94 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 79 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 14, 2013 ↗Richfield Energy Partners Master Fund I, LP — PartnerFacts page ↗
Sources
Note · Nov 18, 2013 – Jan 14, 2014

Form D filed 57 days after the first sale — Erickson Royalty Fund I, LLC

The filing says the first sale was Nov 18, 2013. The Form D was filed Jan 14, 2014 — 57 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 42 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 14, 2014 ↗Erickson Royalty Fund I, LLC — PartnerFacts page ↗
Sources
Note · Nov 18, 2013 – Jun 2, 2014

No amendment in the last 12 months on an offering that may still be open — Erickson Royalty Fund I, LLC (latest filing Jun 2, 2014)

The latest filing for this offering is dated Jun 2, 2014 (first sale Nov 18, 2013). It reports $262,500 sold of $21,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jun 2, 2014 ↗Erickson Royalty Fund I, LLC — PartnerFacts page ↗
Sources
Note · Aug 12, 2013 – Mar 21, 2014

No amendment in the last 12 months on an offering that may still be open — Richfield Energy Partners Master Fund I, LP (latest filing Mar 21, 2014)

The latest filing for this offering is dated Mar 21, 2014 (first sale Aug 12, 2013). It reports $1,950,000 sold of $20,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Mar 21, 2014 ↗Richfield Energy Partners Master Fund I, LP — PartnerFacts page ↗
Sources
Note · Jan 14, 2014 – Jun 2, 2014

Reported revenue range changed between filings — Erickson Royalty Fund I, LLC

"No Revenues" (Jan 14, 2014); then "Decline to Disclose" (Jun 2, 2014).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jan 14, 2014 ↗Form D/A · Jun 2, 2014 ↗Erickson Royalty Fund I, LLC — PartnerFacts page ↗
Sources
Note · Nov 14, 2013 – Mar 21, 2014

Reported revenue range changed between filings — Richfield Energy Partners Master Fund I, LP

"No Revenues" (Nov 14, 2013); then "$1 - $1,000,000" (Mar 21, 2014).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Nov 14, 2013 ↗Form D/A · Mar 21, 2014 ↗Richfield Energy Partners Master Fund I, LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 2 offerings report sales commissions; 0 report finder's fees; 2 report proceeds to related persons totalling $1,815,800. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 2, 2014 D/A
Erickson Royalty Fund I, LLC
File 021-210011
$0$0$1,000,000 (est.)
Assumes $21,000,000 sold. Per $52,500 unit, the Manager will receive a $2,000 Organization and Offering Expense reimbursement Fee and $500 Initial Administration Fee.
None listed on this filingEDGAR ↗
Mar 21, 2014 D/A
Richfield Energy Partners Master Fund I, LP
File 021-206304
$0$0$815,800 (est.)
Assumes $20,000,000 sold. Per $50,000 unit sold, the General Partner will receive an Expense fee of 1.5%, an Acquisition fee of $300 per Royalty acre acquired by the Issuer (386 acres assumed) & an Administration Fee of 2%.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Richard Bain on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

ER
Other Real Estate

Erickson Royalty Fund I, LLC

Houston, TX · Jan 14, 2014 → Jun 2, 2014 · 2 filings
  • Jun 2, 2014 · D/A · $262,500 sold of $21,000,000 · 3 investors · min. $52,500 · role: Executive Officer, Director, Promoter (Managing Member of the Issuer's non-member manager.) EDGAR ↗
  • Jan 14, 2014 · D · $105,000 sold of $21,000,000 · 1 investors · min. $52,500 · role: Executive Officer, Director, Promoter (Managing Member of the Issuer's non-member manager.) EDGAR ↗

Raised $263K from 3 investors (1% of the $21M target) as of the latest filing. Richard is listed as executive officer, director, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RE
Other Real Estate · group: Encore Royalty

Richfield Energy Partners Master Fund I, LP

Houston, TX · Nov 14, 2013 → Mar 21, 2014 · 2 filings
  • Mar 21, 2014 · D/A · $1,950,000 sold of $20,000,000 · 6 investors · min. $50,000 · role: Promoter (Mr. Bain is one of two member-managers of Erickson Royalty, LLC, who in turn is the sole member-manager of Erickson Royalty Fund I, LLC, a feeder fund formed to make investments in the issuer.) EDGAR ↗
  • Nov 14, 2013 · D · $1,550,000 sold of $20,000,000 · 3 investors · min. $50,000 · role: Promoter (Mr. Bain is one of two member-managers of Erickson Royalty, LLC, who in turn is the sole member-manager of Erickson Royalty Fund I, LLC, a feeder fund formed to make investments in the issuer.) EDGAR ↗

Raised $1.95M from 6 investors (10% of the $20M target) as of the latest filing. Richard is listed as promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Richard 14

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

BE
No photo found yet (own website and image search run after this page is viewed)
Person

Bill Erickson

Promoter, Executive Officer, Director · 4 shared filings (2 issuers)

Listed on the same filings as Richard Bain. Their page shows their other deals.

ST
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Thompson

Executive Officer, Director, Promoter · 2 shared filings (1 issuer) · also on 6 other issuers

Scott Thompson is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

John Caperton White

Promoter · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Richard Bain. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Denman Moody

Promoter · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Richard Bain. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Berry

Promoter · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Richard Bain. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Berry

Promoter · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Richard Bain. Their page shows their other deals.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Philip R. Rice

Executive Officer, Director, Promoter · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Richard Bain. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas D. Bowman

Executive Officer, Director, Promoter · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Richard Bain. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David Strawn

Executive Officer, Director, Promoter · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Richard Bain. Their page shows their other deals.

HN
No photo found yet (own website and image search run after this page is viewed)
Person

Harrison Nesbit, II

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Richard Bain. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis Laing

Promoter · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Richard Bain. Their page shows their other deals.

KP
No photo found yet (own website and image search run after this page is viewed)
Person

Kent R. Porter

Promoter · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Richard Bain. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Samouce

Promoter · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Richard Bain. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Kyle

Promoter · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Richard Bain. Their page shows their other deals.

The team behind the deals

ER
Sponsor group

Encore Royalty

5 issuers · 6 filings · $3.03M reported sold · 2012–2014

One team, 5 deal companies. Richard Bain is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Richard Bain.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Richard Bain by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Richard Bain is listed on: none on file. No website or social profile named in Richfield Energy Partners Master Fund I, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #319,245 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Houston, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Texas re:SearchTX court records ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Texas Secretary of State business search ↗OpenCorporates ↗

Change history

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