Scott Barclay is listed as a director on 9 SEC Form D filings by 4 issuers between Jul 2022 and Nov 2025: Bamboo Health Holding Company, Inc. (Louisville, KY — industry reported as "Other" — 2022–2025; $89.5M reported sold to 74 investors), Appriss Health Holdings, Inc. (Louisville, KY — industry reported as "Other" — 2022; $38.1M reported sold to 52 investors), Appriss Retail Holding Co L.P. (Irvine, CA — industry reported as "Other" — 2023; $13.8M reported sold to 15 investors) and Alert Topco Holdings, LP (Louisville, KY — industry reported as "Other" — 2023).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as director, over about 3 years. Across those companies the filings report $141.3M sold in total.
Listed alongside Behdad Eghbali (9 shared filings), Krishnan Sastry (9 shared filings), Anika Agarwal (7 shared filings), Darren Moore (5 shared filings), James Pade (5 shared filings) and 12 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Scott. Each name links to their own page.
3 of the issuers belong to the sponsor group Appriss (4 issuers, $99.3M reported sold, 2010–2025).
What this means A sponsor group is one team that sets up a new company for each deal. Appriss has 4 companies on file and $99.3M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 6 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 9 public filings for Scott Barclay and found 16 differences, 4 worth asking the sponsor about: Bankruptcy case: Scott A. Barclay and Anna Marie Barclay; Amount sold went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.