PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:52 AM ET

Sponsor Check › Person

JP
No photo found yet (own website and image search run after this page is viewed)

James Pade

Named as an officer, director or promoter on SEC Form D filings · MN, CA, KY, NY · Sep 26, 2018 → Jul 23, 2025

7deals (issuers)
$736.7Mreported sold
462investors
19Form D filings
2018–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:42 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James Pade is listed as a director on 19 SEC Form D filings by 7 issuers between Mar 2018 and Jul 2025. Largest by amount reported sold: Diamond Parent Holdings, Corp. (New York, NY — industry reported as "Other" — 2018–2025; $275.2M reported sold to 229 investors), Wealthtech Holdings, LLC (West Hollywood, CA — other technology — 2021; $188.5M reported sold to 38 investors), ConvergeOne Holdings, Inc. (Eagan, MN — industry reported as "Other" — 2018; $131.7M reported sold to 54 investors), Bamboo Health Holding Company, Inc. (Louisville, KY — industry reported as "Other" — 2019–2022; $89.5M reported sold to 74 investors), Appriss Health Holdings, Inc. (Louisville, KY — industry reported as "Other" — 2022; $38.1M reported sold to 52 investors) and 2 more (all listed below).

What this means A repeat sponsor — 7 separate companies raised money with this person listed as director, over about 7 years. Across those companies the filings report $736.7M sold in total.

Listed alongside Behdad Eghbali (18 shared filings), Deven Parekh (12 shared filings), Adam Berger (9 shared filings), Betsy Atkins (9 shared filings), Brian Stafford (9 shared filings) and 42 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

The issuers belong to 2 sponsor groups: Appriss (4 issuers, $99.3M reported sold, 2010–2025) and Insight (108 issuers, $27.01B reported sold, 2010–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 4 bankruptcy cases matching the name listed in Key records below.

What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 19 public filings for James Pade and found 12 differences, 7 worth asking the sponsor about: 6 bankruptcy cases name the subject or team members; Paid seller listed without a CRD number: Evercore Group L.L.C; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Pade has not run yet — it is joining a line of 62,563 names; searches run around the clock at the hosts' allowed rate. Searched so far: 737 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

Garden Creek Farms LLC v. Nelson & Pade, Inc. dismissed
District Court, D. Idaho · No. 4:17-cv-00340 · Filed Aug 16, 2017 · Closed Dec 21, 2018 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Contract Dispute
Role of Nelson & Pade, Inc.: Defendant · Outcome: Terminated 2018-12-21 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 8 federal dockets); different first name (inc); court in ID (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:42 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Pade..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

PADE Holdings, LLC closed
United States Bankruptcy Court, M.D. Georgia · No. 22-40387 · Filed Sep 6, 2022 · Closed May 11, 2023
Role of PADE Holdings, LLC: Debtor · Outcome: Case closed 2023-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 8 federal dockets); surname only in the caption; court in GA (not a filing state)
Christopher W Amato and Teresa S Pade-Amato closed
United States Bankruptcy Court, N.D. Ohio · No. 10-22455 · Filed Dec 27, 2010 · Closed Apr 6, 2011
Role of Christopher W Amato and Teresa S Pade-Amato: Debtor · Outcome: Case closed 2011-04-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 8 federal dockets); different first name (teresa); court in OH (not a filing state)
William M. Pade closed
United States Bankruptcy Court, D. Colorado · No. 04-24477 · Filed Jul 6, 2004 · Closed Nov 5, 2004
Role of William M. Pade: Debtor · Outcome: Case closed 2004-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 8 federal dockets); different first name (william); court in CO (not a filing state)
Hans Pade Grundstuecks, GmbH, a German Corporation closed
United States Bankruptcy Court, S.D. Florida. · No. 00-32055 · Filed May 9, 2000 · Closed Apr 16, 2001
Role of Hans Pade Grundstuecks, GmbH, a German Corporation: Debtor · Outcome: Case closed 2001-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 8 federal dockets); different first name (hans); court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:42 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for James Pade — 7 worth asking about (compared 19 filings on Oct 24, 2026)

Worth asking · Nov 7, 1997 – May 11, 2023

6 bankruptcy cases name the subject or team members

Bankruptcy case: PADE Holdings, LLC — filed Sep 6, 2022 · Bankruptcy case: DeVor Nurseries, Inc. — filed Nov 7, 1997 · Bankruptcy case: Adam D Ginsberg — filed Jun 24, 2005 · Bankruptcy case: MBNA AMERICA BANK NA v. PAWLENTY — filed Dec 6, 2001 · Bankruptcy case: Hills' Floral Group v. Devor Nurseries, Inc. — filed Feb 9, 1998 · and 1 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, M.D. Georgia ↗Docket · United States Bankruptcy Court, N.D. California ↗Ross Devor — PartnerFacts page ↗Docket · United States Bankruptcy Court, E.D. New York ↗
Sources
Worth asking · Mar 6, 2018

Paid seller listed without a CRD number: Evercore Group L.L.C. — ConvergeOne Holdings, Inc.

Evercore Group L.L.C. is listed as receiving sales compensation on 1 filing (Mar 6, 2018) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Mar 6, 2018 ↗BrokerCheck search: Evercore Group L.L.C. ↗ConvergeOne Holdings, Inc. — PartnerFacts page ↗
Sources
Worth asking · Mar 6, 2018

Paid seller listed without a CRD number: Cowen & Company, LLC — ConvergeOne Holdings, Inc.

Cowen & Company, LLC is listed as receiving sales compensation on 1 filing (Mar 6, 2018) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Mar 6, 2018 ↗BrokerCheck search: Cowen & Company, LLC ↗ConvergeOne Holdings, Inc. — PartnerFacts page ↗
Sources
Worth asking · Mar 6, 2018

Paid seller listed without a CRD number: EarlyBirdCapital, Inc. — ConvergeOne Holdings, Inc.

EarlyBirdCapital, Inc. is listed as receiving sales compensation on 1 filing (Mar 6, 2018) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Mar 6, 2018 ↗BrokerCheck search: EarlyBirdCapital, Inc. ↗ConvergeOne Holdings, Inc. — PartnerFacts page ↗
Sources
Worth asking · Feb 1, 2021 – Oct 5, 2023

4 Form Ds were filed more than 15 days after the first sale

Form D filed 559 days after the first sale — Appriss Health Holdings, Inc. · Form D filed 72 days after the first sale — Diamond Parent Holdings, Corp. · Form D filed 24 days after the first sale — Appriss Retail Holding Co L.P. · Form D filed 60 days after the first sale — Wealthtech Holdings, LLC

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Nov 16, 2022 ↗Appriss Health Holdings, Inc. — PartnerFacts page ↗Form D · Jun 17, 2021 ↗Diamond Parent Holdings, Corp. — PartnerFacts page ↗
Sources
Note · Jun 2, 2015 – Dec 9, 2022

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Appriss Health Holdings, Inc. (latest filing Dec 9, 2022) · No amendment in the last 12 months on an offering that may still be open — Bamboo Health Holding Company, Inc. (latest filing Jul 28, 2022) · No amendment in the last 12 months on an offering that may still be open — Diamond Parent Holdings, Corp. (latest filing Jun 17, 2021) · No amendment in the last 12 months on an offering that may still be open — ConvergeOne Holdings, Inc. (latest filing Mar 6, 2018)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Dec 9, 2022 ↗Appriss Health Holdings, Inc. — PartnerFacts page ↗Form D/A · Jul 28, 2022 ↗Bamboo Health Holding Company, Inc. — PartnerFacts page ↗
Sources
Worth asking · Jul 23, 2025 – Jul 24, 2026

James Pade is no longer listed on the Jul 24, 2026 amendment — Diamond Parent Holdings, Corp.

James Pade appears on the Jul 23, 2025 Form D/A (director) but not on the Jul 24, 2026 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jul 23, 2025 ↗Form D/A · Jul 24, 2026 ↗James Pade — PartnerFacts page ↗Diamond Parent Holdings, Corp. — PartnerFacts page ↗
Sources
Worth asking · Oct 5, 2023 – Nov 29, 2023

James Pade is no longer listed on the Nov 29, 2023 amendment — Appriss Retail Holding Co L.P.

James Pade appears on the Oct 5, 2023 Form D (director) but not on the Nov 29, 2023 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Oct 5, 2023 ↗Form D/A · Nov 29, 2023 ↗James Pade — PartnerFacts page ↗Appriss Retail Holding Co L.P. — PartnerFacts page ↗
Sources
Note · Jun 6, 2018

Same name, different state: "James Pade" (IL) is a separate record

This page covers filings where the address state is MN or CA or KY or NY. A separate record, "James Pade" with address state IL, is listed on 1 filing — most recently by TRANSWORLD INVESTMENT HOLDINGS, LLC (Jun 6, 2018). The two records do not overlap in time: this page runs Sep 26, 2018 to Jul 23, 2025; the other has one filing dated Jun 6, 2018.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James Pade (IL) — PartnerFacts page ↗Form D · Jun 6, 2018 ↗TRANSWORLD INVESTMENT HOLDINGS, LLC — PartnerFacts page ↗James Pade (MN,CA,KY,NY) — this page ↗
Sources
Note · Jun 12, 2019 – Jun 9, 2020

Address moved from Louisville, KY to New York, NY — Bamboo Health Holding Company, Inc.

The people listed on the Jun 12, 2019 filing give Louisville, KY; on the Jun 9, 2020 filing they give New York, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Jun 12, 2019 ↗Form D/A · Jun 9, 2020 ↗Bamboo Health Holding Company, Inc. — PartnerFacts page ↗
Sources
Note · Jun 3, 2015 – Jun 3, 2016

Address moved from New York, NY to Louisville, KY — Bamboo Health Holding Company, Inc.

The people listed on the Jun 3, 2015 filing give New York, NY; on the Jun 3, 2016 filing they give Louisville, KY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jun 3, 2015 ↗Form D/A · Jun 3, 2016 ↗Bamboo Health Holding Company, Inc. — PartnerFacts page ↗
Sources
Note · Mar 6, 2018 – Jul 23, 2025

James Pade is listed with 4 different address states: MN, CA, KY, NY

MN on 1 filing (Mar 6, 2018); CA on 16 filings (Sep 26, 2018 to Jul 23, 2025); KY on 1 filing (Jun 12, 2019); NY on 1 filing (Jun 9, 2020).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Mar 6, 2018 ↗Form D/A · Sep 26, 2018 ↗Form D/A · Jun 12, 2019 ↗Form D/A · Jun 9, 2020 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 8 offerings reports sales commissions totalling $2,200,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 23, 2025 D/A
Diamond Parent Holdings, Corp.
File 021-265399
$0 (est.)$0$0 (est.)None listed on this filingEDGAR ↗
Oct 5, 2023 D
Appriss Retail Holding Co L.P.
File 021-493966
$0$0$0None listed on this filingEDGAR ↗
Sep 13, 2023 D
Alert Topco Holdings, LP
File 021-491978
$0$0$0None listed on this filingEDGAR ↗
Dec 9, 2022 D/A
Appriss Health Holdings, Inc.
File 021-465009
$0$0$0None listed on this filingEDGAR ↗
Jul 28, 2022 D/A
Bamboo Health Holding Company, Inc.
File 021-241016
$0$0$0None listed on this filingEDGAR ↗
Jun 17, 2021 D
Diamond Parent Holdings, Corp.
File 021-403375
$0 (est.)$0$0 (est.)None listed on this filingEDGAR ↗
Apr 2, 2021 D
Wealthtech Holdings, LLC
File 021-394576
$0$0$0None listed on this filingEDGAR ↗
Mar 6, 2018 D
ConvergeOne Holdings, Inc.
File 021-306984
$2,200,000$0$0Evercore Group L.L.C. no CRD number reported
Cowen & Company, LLC no CRD number reported
EarlyBirdCapital, Inc. no CRD number reported		EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 7

Every issuer that named James Pade on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

DP
Other · group: Insight

Diamond Parent Holdings, Corp.

New York, NY · Sep 26, 2018 → Jul 23, 2025 · 9 filings
  • Jul 23, 2025 · D/A · $228,155,998 sold of Indefinite · 197 investors · min. No minimum reported · role: Director (Director) EDGAR ↗
  • Jun 27, 2024 · D/A · $214,843,698 sold of Indefinite · 176 investors · min. No minimum reported · role: Director (Director) EDGAR ↗
  • Jun 27, 2023 · D/A · $176,252,059 sold of Indefinite · 97 investors · min. No minimum reported · role: Director (Director) EDGAR ↗
  • Jun 13, 2022 · D/A · $176,252,059 sold of Indefinite · 97 investors · min. No minimum reported · role: Director (Director) EDGAR ↗
  • Nov 19, 2021 · D/A · $149,319,659 sold of Indefinite · 71 investors · min. No minimum reported · role: Director (Director) EDGAR ↗
  • Jun 17, 2021 · D · $250,000,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Director (Director) EDGAR ↗
  • Nov 9, 2020 · D/A · $64,333,314 sold of Indefinite · 45 investors · min. No minimum reported · role: Director (Director) EDGAR ↗
  • Sep 26, 2019 · D/A · $63,836,314 sold of Indefinite · 34 investors · min. No minimum reported · role: Director (Director) EDGAR ↗
  • Sep 26, 2018 · D/A · $44,160,122 sold of Indefinite · 34 investors · min. No minimum reported · role: Director (Director) EDGAR ↗

Raised $275.2M from 229 investors as of the latest filing. James is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AR
Other · group: Appriss

Appriss Retail Holding Co L.P.

Irvine, CA · Oct 5, 2023
  • Oct 5, 2023 · D · $13,766,880 sold of Indefinite · 15 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗

Raised $13.8M from 15 investors as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AT
Other

Alert Topco Holdings, LP

Louisville, KY · Sep 13, 2023
  • Sep 13, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AH
Other · group: Appriss

Appriss Health Holdings, Inc.

Louisville, KY · Nov 16, 2022 → Dec 9, 2022 · 2 filings
  • Dec 9, 2022 · D/A · $38,085,436 sold of Indefinite · 52 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 16, 2022 · D · $21,834,533 sold of Indefinite · 37 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $38.1M from 52 investors as of the latest filing. James is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Other · group: Appriss

Bamboo Health Holding Company, Inc.

Louisville, KY · Jun 12, 2019 → Jul 28, 2022 · 4 filings
  • Jul 28, 2022 · D/A · $89,455,358 sold of Indefinite · 55 investors · min. No minimum reported · role: Director (Director) EDGAR ↗
  • Jul 28, 2021 · D/A · $81,205,358 sold of Indefinite · 54 investors · min. No minimum reported · role: Director (Director) EDGAR ↗
  • Jun 9, 2020 · D/A · $73,317,956 sold of Indefinite · 42 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 12, 2019 · D/A · $23,402,456 sold of Indefinite · 28 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $89.5M from 74 investors as of the latest filing. James is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WH
Other Technology

Wealthtech Holdings, LLC

West Hollywood, CA · Apr 2, 2021
  • Apr 2, 2021 · D · $188,533,100 sold of $188,533,100 · 38 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $188.5M from 38 investors (100% of the $188.5M target) as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CH
Other

ConvergeOne Holdings, Inc.

Eagan, MN · Mar 6, 2018
  • Mar 6, 2018 · D · $131,675,000 sold of $143,675,000 · 54 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $131.7M from 54 investors (92% of the $143.7M target) as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • James Pade — IL, 1 issuer, Jun 6, 2018 → Jun 6, 2018 · no shared issuer

People around James 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

BE
No photo found yet (own website and image search run after this page is viewed)
Person

Behdad Eghbali

Director · 18 shared filings (6 issuers) · also on 75 other issuers

Behdad Eghbali is on 81 issuers in total — a repeat sponsor. Their page lists every one.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

Deven Parekh

Director · 12 shared filings (2 issuers) · also on 118 other issuers

Deven Parekh is on 120 issuers in total — a repeat sponsor. Their page lists every one.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Berger

Director · 9 shared filings (1 issuer) · also on 15 other issuers

Adam Berger is on 16 issuers in total — a repeat sponsor. Their page lists every one.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Stafford

Executive Officer, Director · 9 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Pade. Their page shows their other deals.

BA
No photo found yet (own website and image search run after this page is viewed)
Person

Betsy Atkins

Director · 9 shared filings (1 issuer) · also on 11 other issuers

Betsy Atkins is on 12 issuers in total — a repeat sponsor. Their page lists every one.

AA
No photo found yet (own website and image search run after this page is viewed)
Person

Anika Agarwal

Director · 8 shared filings (4 issuers) · also on 12 other issuers

Anika Agarwal is on 16 issuers in total — a repeat sponsor. Their page lists every one.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Krishnan Sastry

Executive Officer, Director · 7 shared filings (4 issuers) · also on 2 other issuers

Krishnan Sastry is on 6 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Stanton

Executive Officer · 6 shared filings (1 issuer) · also on 387 other issuers

Michael Stanton is on 388 issuers in total — a repeat sponsor. Their page lists every one.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Davis

Executive Officer, Director · 6 shared filings (3 issuers) · also on 2 other issuers

Michael Davis is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Barclay

Director · 5 shared filings (4 issuers)

Listed on the same filings as James Pade. Their page shows their other deals.

YC
No photo found yet (own website and image search run after this page is viewed)
Person

Yvette Hollingsworth Clark

Director · 5 shared filings (1 issuer)

Listed on the same filings as James Pade. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Darren Moore

Executive Officer · 5 shared filings (4 issuers)

Listed on the same filings as James Pade. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Ross Devor

Director · 4 shared filings (1 issuer) · also on 6 other issuers

Ross Devor is on 7 issuers in total — a repeat sponsor. Their page lists every one.

CA
No photo found yet (own website and image search run after this page is viewed)
Person

Christine Anderson

Director · 4 shared filings (1 issuer)

Listed on the same filings as James Pade. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Hilk

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as James Pade. Their page shows their other deals.

TL
No photo found yet (own website and image search run after this page is viewed)
Person

Todd Laddusaw

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as James Pade. Their page shows their other deals.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Ron Rogozinski

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as James Pade. Their page shows their other deals.

ND
No photo found yet (own website and image search run after this page is viewed)
Person

Nithya Balasubramanian Das

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Pade. Their page shows their other deals.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Ginsberg

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Pade. Their page shows their other deals.

LE
No photo found yet (own website and image search run after this page is viewed)
Person

Lisa Edwards

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as James Pade. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Cohen

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as James Pade. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

James Cox

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as James Pade. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Prashant Mehrotra

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as James Pade. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Colin Close

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as James Pade. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

John Wise

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as James Pade. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David Boris

Director, Promoter · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as James Pade. Their page shows their other deals.

TP
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy J. Pawlenty

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as James Pade. Their page shows their other deals.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Kauffman

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as James Pade. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Flickman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Pade. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Marshall Kiev

Promoter · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as James Pade. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Berns

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as James Pade. Their page shows their other deals.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Nachbor

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Pade. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Katzman

Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as James Pade. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

Jos? E. Feliciano

Director · 1 shared filing (1 issuer)

Listed on the same filings as James Pade. Their page shows their other deals.

JE
No photo found yet (own website and image search run after this page is viewed)
Person

Jerry Elliot

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as James Pade. Their page shows their other deals.

SV
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen A. Vogel

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as James Pade. Their page shows their other deals.

NG
No photo found yet (own website and image search run after this page is viewed)
Person

Neil Goldberg

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as James Pade. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John McKenna, Jr.

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as James Pade. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

John F. Lyons

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Pade. Their page shows their other deals.

CJ
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Jurasek

Director · 1 shared filing (1 issuer)

Listed on the same filings as James Pade. Their page shows their other deals.

The team behind the deals

A
Sponsor group

Appriss

4 issuers · 16 filings · $99.3M reported sold · 2010–2025

One team, 4 deal companies. James Pade is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James Pade.

I
Sponsor group

Insight

108 issuers · 230 filings · $27.01B reported sold · 2010–2026

One team, 108 deal companies. James Pade is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James Pade.

Same business address

45 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 7 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James Pade by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 7 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James Pade is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (West Hollywood, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

insight.re ↗ found on Diamond Parent Holdings, Corp. (insight.re — same registered sponsor family (group "Insight"); known from issuer CIK 2160641 (probe))

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Minnesota court records online ↗California — find the county court ↗Los Angeles Superior Court case search ↗Kentucky state courts — find the court ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Minnesota Secretary of State business search ↗California Secretary of State business search ↗Kentucky Secretary of State business search ↗New York Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when James Pade appears on a new Form D, or when a court case or SEC action is matched to them. See plans →