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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:31 AM ET

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Roy Vallee

Named as an officer, director or promoter on SEC Form D filings · AZ · Oct 11, 2012 → Dec 22, 2023

6deals (issuers)
$26Mreported sold
181investors
24Form D filings
2012–2023years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:27 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Roy Vallee is listed as a director on 24 SEC Form D filings by 6 issuers between Oct 2012 and Oct 2024. Largest by amount reported sold: AUTONET MOBILE INC (Scottsdale, AZ — other technology — 2018–2019; $10.3M reported sold to 39 investors), DEFENDRY, LLC (Scottsdale, AZ — other technology — 2017–2021; $6.34M reported sold to 31 investors), Ryver, Inc. (Scottsdale, AZ — industry reported as "Other" — 2012–2016; $5.23M reported sold to 38 investors), Sourcely Holdings, Inc. (Phoenix, AZ — industry reported as "Other" — 2018; $2.13M reported sold to 36 investors), Tallwave, LLC (Scottsdale, AZ — industry reported as "Other" — 2017–2024; $1.4M reported sold to 22 investors) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as director, over about 12 years. Across those companies the filings report $26M sold in total.

Listed alongside Patrick M. Sullivan (11 shared filings), Ray Croghan (11 shared filings), Thomas H. Curzon (9 shared filings), Craig Barrett (8 shared filings), Jeffrey M. Pruitt (8 shared filings) and 41 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Roy. Each name links to their own page.

The issuers belong to 2 sponsor groups: Dufl (14 issuers, $56.4M reported sold, 2009–2024) and Sourcely (3 issuers, $2.37M reported sold, 2017–2019).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 24 public filings for Roy Vallee and found 12 differences, 4 worth asking the sponsor about: Regulator action naming a team member: One or More Unknown Purchasers of Call Options for the Common Stock of TXU Corp., Ajaz Rahim, Sunil Sehgal, Seema Sehgal, Hafiz Naseem, and Francisco Javier Garcia (May 11, 2007); Regulator action naming a team member: One or More Unknown Purchasers of Call Options for the Common Stock of TXU Corp, Sunil Sehgal, Seema Sehga. Hafiz Naseem and Francisco Javier Garcia (May 4, 2007); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Roy Vallee has not run yet — it is joining a line of 34,734 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:27 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Roy Vallee..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:27 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Roy Vallee — 4 worth asking about (compared 24 filings on Oct 24, 2026)

Worth asking · May 11, 2007

Regulator action naming a team member: One or More Unknown Purchasers of Call Options for the Common Stock of TXU Corp., Ajaz Rahim, Sunil Sehgal, Seema Sehgal, Hafiz Naseem, and Francisco Javier Garcia (May 11, 2007)

An SEC litigation release dated May 11, 2007 names Francisco Garcia (listed on the same filings). Our match estimate: 70%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

One or More Unknown Purchasers of Call Options for the Common Stock of TXU Corp., Ajaz Rahim, Sunil Sehgal, Seema Sehgal, Hafiz Naseem, and Francisco Javier Garcia ↗Francisco Garcia — PartnerFacts page ↗
Sources
Worth asking · May 4, 2007

Regulator action naming a team member: One or More Unknown Purchasers of Call Options for the Common Stock of TXU Corp, Sunil Sehgal, Seema Sehga. Hafiz Naseem and Francisco Javier Garcia (May 4, 2007)

An SEC litigation release dated May 4, 2007 names Francisco Garcia (listed on the same filings). Our match estimate: 70%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

One or More Unknown Purchasers of Call Options for the Common Stock of TXU Corp, Sunil Sehgal, Seema Sehga. Hafiz Naseem and Francisco Javier Garcia ↗Francisco Garcia — PartnerFacts page ↗
Sources
Worth asking · Sep 15, 2004

Regulator action naming a team member: Taglich Brothers, Inc. and Richard C. Oh (Sep 15, 2004)

A ap release dated Sep 15, 2004 names Michael N. Taglich (listed on the same filings). Our match estimate: 70%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Taglich Brothers, Inc. and Richard C. Oh ↗Michael N. Taglich — PartnerFacts page ↗
Sources
Worth asking · May 22, 2012 – Oct 24, 2024

8 Form Ds were filed more than 15 days after the first sale

Form D filed 192 days after the first sale — Tallwave, LLC · Form D filed 142 days after the first sale — Ryver, Inc. · Form D filed 29 days after the first sale — Tallwave, LLC · Form D filed 32 days after the first sale — Tallwave, LLC · Form D filed 22 days after the first sale — DEFENDRY, LLC · and 3 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Dec 30, 2013 ↗Tallwave, LLC — PartnerFacts page ↗Form D · Oct 11, 2012 ↗Ryver, Inc. — PartnerFacts page ↗
Sources
Note · May 22, 2012 – Oct 24, 2024

16 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Tallwave, LLC (latest filing Oct 24, 2024) · No amendment in the last 12 months on an offering that may still be open — Tallwave, LLC (latest filing Aug 16, 2023) · No amendment in the last 12 months on an offering that may still be open — Tallwave, LLC (latest filing Aug 11, 2021) · No amendment in the last 12 months on an offering that may still be open — DEFENDRY, LLC (latest filing Jun 24, 2021) · No amendment in the last 12 months on an offering that may still be open — DEFENDRY, LLC (latest filing Feb 18, 2020) · and 11 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Oct 24, 2024 ↗Tallwave, LLC — PartnerFacts page ↗Form D · Aug 16, 2023 ↗Form D · Aug 11, 2021 ↗
Sources
Note · Feb 26, 2015 – Feb 13, 2019

5 offerings changed their target amount between filings

Offering amount changed between filings — DEFENDRY, LLC · Offering amount changed between filings — Sourcely Holdings, Inc. · Offering amount changed between filings — DEFENDRY, LLC · Offering amount changed between filings — Ryver, Inc. · Offering amount changed between filings — Ryver, Inc.

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D/A (earlier) · Aug 13, 2018 ↗Form D/A (later) · Feb 13, 2019 ↗DEFENDRY, LLC — PartnerFacts page ↗Form D (earlier) · Apr 23, 2018 ↗
Sources
Note · Aug 13, 2018 – Feb 13, 2019

Minimum investment changed between filings — DEFENDRY, LLC

The Aug 13, 2018 filing lists a minimum of $0; the Feb 13, 2019 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Aug 13, 2018 ↗Form D/A (later) · Feb 13, 2019 ↗DEFENDRY, LLC — PartnerFacts page ↗
Sources
Note · Oct 11, 2012 – Oct 24, 2024

Roy Vallee is written 2 different ways on the filings

listed as "Roy Vallee" on 23 filings (from Oct 11, 2012), and "Roy A. Vallee" on the Oct 24, 2024 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Oct 11, 2012 ↗Form D · Oct 24, 2024 ↗Roy Vallee — PartnerFacts page ↗
Sources
Note · Oct 11, 2012 – Jun 7, 2016

Industry group changed between filings — Ryver, Inc.

"Other Technology" (Oct 11, 2012 to Oct 28, 2015); then "Other" (Jun 7, 2016).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Oct 11, 2012 ↗Form D/A · Jun 7, 2016 ↗Ryver, Inc. — PartnerFacts page ↗
Sources
Note · Sep 6, 2018 – Jun 18, 2019

Address moved from Scottsdale, AZ to Scottsale, AZ — AUTONET MOBILE INC

The people listed on the Sep 6, 2018 filing give Scottsdale, AZ; on the Jun 18, 2019 filing they give Scottsale, AZ. The address now on file (4250 N. Drinkwater Blvd., Suite 300, Scottsdale, AZ) is a registered-agent or shared-office address used by 6 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · Sep 6, 2018 ↗Form D · Jun 18, 2019 ↗AUTONET MOBILE INC — PartnerFacts page ↗
Sources
Note · Jun 25, 2013 – May 16, 2014

Address moved from Phoenix, AZ to Scottsdale, AZ — Ryver, Inc.

The people listed on the Jun 25, 2013 filing give Phoenix, AZ; on the May 16, 2014 filing they give Scottsdale, AZ.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jun 25, 2013 ↗Form D · May 16, 2014 ↗Ryver, Inc. — PartnerFacts page ↗
Sources
Note · Oct 11, 2012 – Jun 25, 2013

Address moved from Scottsdale, AZ to Phoenix, AZ — Ryver, Inc.

The people listed on the Oct 11, 2012 filing give Scottsdale, AZ; on the Jun 25, 2013 filing they give Phoenix, AZ.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Oct 11, 2012 ↗Form D · Jun 25, 2013 ↗Ryver, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 19 offerings report sales commissions totalling $534,000; 0 report finder's fees; 1 reports proceeds to related persons totalling $100,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 24, 2024 D
Tallwave, LLC
File 021-527692
$0$0$0None listed on this filingEDGAR ↗
Dec 22, 2023 D
Tallwave, LLC
File 021-500594
$0$0$0None listed on this filingEDGAR ↗
Aug 16, 2023 D
Tallwave, LLC
File 021-489937
$0$0$0None listed on this filingEDGAR ↗
Aug 11, 2021 D
Tallwave, LLC
File 021-409569
$0$0$0None listed on this filingEDGAR ↗
Jun 24, 2021 D
DEFENDRY, LLC
File 021-404219
$0$0$0None listed on this filingEDGAR ↗
Feb 18, 2020 D
DEFENDRY, LLC
File 021-360758
$0$0$0None listed on this filingEDGAR ↗
Dec 10, 2019 D
AUTONET MOBILE INC
File 021-355185
$264,000 (est.)$0$100,000 (est.)
PROCEEDS TO BE USED FOR GENERAL CORPORATE PURPOSES, WHICH MAY INCLUDE ORDINARY COURSE REMUNERATION DUE TO OFFICERS AND TO PAY A MANAGEMENT FEE FOR ONGOING SERVICES PROVIDED BY AND THROUGH THE PLACEMENT AGENT.
Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗
via N/A
EDGAR ↗
Nov 5, 2019 D
Tallwave, LLC
File 021-352666
$0$0$0None listed on this filingEDGAR ↗
Jun 18, 2019 D
AUTONET MOBILE INC
File 021-342150
$240,000 (est.)$0$0 (est.)
PROCEEDS TO BE USED FOR GENERAL CORPORATE PURPOSES, WHICH MAY INCLUDE ORDINARY COURSE REMUNERATION DUE TO OFFICERS AND TO PAY A MANAGEMENT FEE FOR ONGOING SERVICES PROVIDED BY AND THROUGH THE PLACEMENT AGENT.
Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗
via N/A
EDGAR ↗
Feb 13, 2019 D/A
DEFENDRY, LLC
File 021-288260
$0$0$0None listed on this filingEDGAR ↗
Oct 3, 2018 D/A
Sourcely Holdings, Inc.
File 021-310744
$0$0$0Aeon Capital BrokerCheck CRD 164004 ↗EDGAR ↗
Sep 6, 2018 D
AUTONET MOBILE INC
File 021-320803
$30,000 (est.)$0$0 (est.)
*Proceeds may be used to pay overhead and other corporate expenses which could include salaries
Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗EDGAR ↗
Mar 7, 2017 D
Tallwave, LLC
File 021-281935
$0$0$0None listed on this filingEDGAR ↗
Jun 7, 2016 D/A
Ryver, Inc.
File 021-234781
$0$0$0None listed on this filingEDGAR ↗
Oct 7, 2015 D
Tallwave, LLC
File 021-248880
$0$0$0None listed on this filingEDGAR ↗
May 16, 2014 D
Ryver, Inc.
File 021-217542
$0$0$0None listed on this filingEDGAR ↗
Dec 30, 2013 D
Tallwave, LLC
File 021-208931
$0$0$0None listed on this filingEDGAR ↗
Jun 25, 2013 D
Ryver, Inc.
File 021-198573
$0$0$0None listed on this filingEDGAR ↗
Oct 11, 2012 D
Ryver, Inc.
File 021-185403
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named Roy Vallee on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

T
Other · group: Dufl

Tallwave, LLC

Scottsdale, AZ · Mar 7, 2017 → Oct 24, 2024 · 6 filings
  • Oct 24, 2024 · D · $500,000 sold of $750,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 22, 2023 · D · $500,000 sold of $500,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 16, 2023 · D · $395,000 sold of $750,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 11, 2021 · D · $544,786 sold of $550,000 · 22 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 5, 2019 · D · $0 sold of $1,500,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 7, 2017 · D · $1,400,000 sold of $1,500,000 · 12 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.4M from 22 investors (100% of the $750K target) as of the latest filing. Roy is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

D
Other Technology

DEFENDRY, LLC

Scottsdale, AZ · Jun 8, 2017 → Jun 24, 2021 · 5 filings
  • Jun 24, 2021 · D · $352,687 sold of $700,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 18, 2020 · D · $235,000 sold of $1,000,000 · 5 investors · min. $5,000 · role: Director (Manager) EDGAR ↗
  • Feb 13, 2019 · D/A · $6,342,503 sold of $6,342,503 · 31 investors · min. $50,000 · role: Director (Manager) EDGAR ↗
  • Aug 13, 2018 · D/A · $4,306,254 sold of $4,531,923 · 28 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗
  • Jun 8, 2017 · D · $2,205,564 sold of $3,000,000 · 15 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗

Raised $6.34M from 31 investors (100% of the $700K target) as of the latest filing. Roy is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AM
Other Technology

AUTONET MOBILE INC

Scottsdale, AZ · Sep 6, 2018 → Dec 10, 2019 · 3 filings
  • Dec 10, 2019 · D · $1,269,072 sold of $3,300,000 · 21 investors · min. $10,000 · role: Director EDGAR ↗
  • Jun 18, 2019 · D · $832,000 sold of $3,000,000 · 9 investors · min. $10,000 · role: Director EDGAR ↗
  • Sep 6, 2018 · D · $500,000 sold of $3,000,000 · 1 investors · min. $10,000 · role: Director EDGAR ↗

Raised $10.3M from 39 investors (100% of the $3.3M target) as of the latest filing. Roy is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SH
Other · group: Sourcely

Sourcely Holdings, Inc.

Phoenix, AZ · Apr 23, 2018 → Oct 3, 2018 · 2 filings
  • Oct 3, 2018 · D/A · $2,125,000 sold of $3,500,000 · 36 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 23, 2018 · D · $685,000 sold of $1,500,000 · 12 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.13M from 36 investors (61% of the $3.5M target) as of the latest filing. Roy is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

R
Other

Ryver, Inc.

Scottsdale, AZ · Oct 11, 2012 → Jun 7, 2016 · 6 filings
  • Jun 7, 2016 · D/A · $2,168,803 sold of $2,850,000 · 38 investors · min. $7,500 · role: Director EDGAR ↗
  • Oct 28, 2015 · D/A · $1,416,111 sold of $2,250,000 · 8 investors · min. $7,500 · role: Director EDGAR ↗
  • Feb 26, 2015 · D · $599,905 sold of $2,000,000 · 8 investors · min. $7,500 · role: Director EDGAR ↗
  • May 16, 2014 · D · $1,500,000 sold of $3,500,000 · 28 investors · min. $7,500 · role: Director EDGAR ↗
  • Jun 25, 2013 · D · $5,229,773 sold of $6,627,742 · 26 investors · min. $7,777 · role: Director EDGAR ↗
  • Oct 11, 2012 · D · $1,710,000 sold of $2,000,000 · 12 investors · min. $10,000 · role: Director EDGAR ↗

Raised $5.23M from 38 investors (100% of the $2.85M target) as of the latest filing. Roy is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

T
Other · group: Dufl

Tallwave, LLC

Scottsdale, AZ · Dec 30, 2013 → Oct 7, 2015 · 2 filings
  • Oct 7, 2015 · D · $60,000 sold of $750,000 · 1 investors · min. No minimum reported · role: Director (Manager of the Issuer) EDGAR ↗
  • Dec 30, 2013 · D · $680,000 sold of $700,000 · 11 investors · min. No minimum reported · role: Director (Manager of the Issuer) EDGAR ↗

Raised $680K from 15 investors (91% of the $750K target) as of the latest filing. Roy is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Roy 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick M. Sullivan

Executive Officer, Director · 11 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Roy Vallee. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Ray Croghan

Director · 11 shared filings (2 issuers) · also on 3 other issuers

Ray Croghan is on 5 issuers in total — a repeat sponsor. Their page lists every one.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas H. Curzon

Director · 9 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Roy Vallee. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey M. Pruitt

Executive Officer, Director · 8 shared filings (2 issuers) · also on 4 other issuers

Jeffrey M. Pruitt is on 6 issuers in total — a repeat sponsor. Their page lists every one.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Craig Barrett

Director · 8 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Roy Vallee. Their page shows their other deals.

EB
No photo found yet (own website and image search run after this page is viewed)
Person

Eduardo C. Borromeo

Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as Roy Vallee. Their page shows their other deals.

YM
No photo found yet (own website and image search run after this page is viewed)
Person

Yuta Matsui

Director · 6 shared filings (1 issuer) · also on 4 other issuers

Yuta Matsui is on 5 issuers in total — a repeat sponsor. Their page lists every one.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Smith

Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Roy Vallee. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Clarke Miyasaki

Director · 5 shared filings (1 issuer) · also on 7 other issuers

Clarke Miyasaki is on 8 issuers in total — a repeat sponsor. Their page lists every one.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Michael N. Taglich

Director · 3 shared filings (1 issuer) · also on 17 other issuers

Michael N. Taglich is on 18 issuers in total — a repeat sponsor. Their page lists every one.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Wallace

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as Roy Vallee. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Hershauer

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Roy Vallee. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

JOHN J. HOVIS

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Roy Vallee. Their page shows their other deals.

GN
No photo found yet (own website and image search run after this page is viewed)
Person

GREG O'NEILL

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Roy Vallee. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Ron Pruitt

Director · 3 shared filings (1 issuer)

Listed on the same filings as Roy Vallee. Their page shows their other deals.

FG
No photo found yet (own website and image search run after this page is viewed)
Person

Francisco Garcia

Director · 2 shared filings (1 issuer)

Listed on the same filings as Roy Vallee. Their page shows their other deals.

CD
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Drake

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Roy Vallee. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jon Kaiden

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Roy Vallee. Their page shows their other deals.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Templeton

Director · 2 shared filings (1 issuer)

Listed on the same filings as Roy Vallee. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick D. Sullvan

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Roy Vallee. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jock Holliman

Director · 2 shared filings (1 issuer)

Listed on the same filings as Roy Vallee. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

MATTHEW ROLDAN

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Roy Vallee. Their page shows their other deals.

NN
No photo found yet (own website and image search run after this page is viewed)
Person

NIMA JACOB NOJOUMI

Executive Officer, Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Roy Vallee. Their page shows their other deals.

ST
No photo found yet (own website and image search run after this page is viewed)
Person

Sunny Trinh

Director · 2 shared filings (1 issuer)

Listed on the same filings as Roy Vallee. Their page shows their other deals.

WW
No photo found yet (own website and image search run after this page is viewed)
Person

WENDY WALDINGER

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Roy Vallee. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jesus Ramirez

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Roy Vallee. Their page shows their other deals.

LM
No photo found yet (own website and image search run after this page is viewed)
Person

Lorraine Murrietta

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Roy Vallee. Their page shows their other deals.

HW
No photo found yet (own website and image search run after this page is viewed)
Person

Harry Wingo

Director · 2 shared filings (1 issuer)

Listed on the same filings as Roy Vallee. Their page shows their other deals.

VP
No photo found yet (own website and image search run after this page is viewed)
Person

Vincent Palmieri

Director · 1 shared filing (1 issuer) · also on 7 other issuers

Vincent Palmieri is on 8 issuers in total — a repeat sponsor. Their page lists every one.

VW
No photo found yet (own website and image search run after this page is viewed)
Person

Vickie B. Wittie

Executive Officer · 1 shared filing (1 issuer) · also on 5 other issuers

Vickie B. Wittie is on 6 issuers in total — a repeat sponsor. Their page lists every one.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Thom Brodeur

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Roy Vallee. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Robert C. Hobbs, Jr.

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Roy Vallee. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jerrod Bailey

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Roy Vallee. Their page shows their other deals.

DN
No photo found yet (own website and image search run after this page is viewed)
Person

Doug Noblitt

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Roy Vallee. Their page shows their other deals.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Ross

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Roy Vallee. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Hultberg

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Roy Vallee. Their page shows their other deals.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Lank

Director · 1 shared filing (1 issuer)

Listed on the same filings as Roy Vallee. Their page shows their other deals.

AL
No photo found yet (own website and image search run after this page is viewed)
Person

ANDY LOMBARD

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Roy Vallee. Their page shows their other deals.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Brett Higginbotham

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Roy Vallee. Their page shows their other deals.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Curzon

Director · 1 shared filing (1 issuer)

Listed on the same filings as Roy Vallee. Their page shows their other deals.

The team behind the deals

D
Sponsor group

Dufl

14 issuers · 39 filings · $56.4M reported sold · 2009–2024

One team, 14 deal companies. Roy Vallee is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Roy Vallee.

S
Sponsor group

Sourcely

3 issuers · 4 filings · $2.37M reported sold · 2017–2019

One team, 3 deal companies. Roy Vallee is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Roy Vallee.

Same business address

15 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 6 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Roy Vallee by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Roy Vallee is listed on: none on file. No website or social profile named in DEFENDRY, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #187,605 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Scottsdale, AZ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Arizona Judicial Branch public access ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Arizona Secretary of State business search ↗OpenCorporates ↗

Change history

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