Patrick M. Sullivan is listed as an executive officer and director on 16 SEC Form D filings by 4 issuers between Aug 2010 and Jun 2021: Armor Defense Inc. (Richardson, TX — computers — 2011–2013; $88.9M reported sold to 10 investors), Infusion Software Inc (Chandler, AZ — industry reported as "Other" — 2010; $55M reported sold to 17 investors), DEFENDRY, LLC (Scottsdale, AZ — other technology — 2017–2021; $6.34M reported sold to 31 investors) and Ryver, Inc. (Scottsdale, AZ — industry reported as "Other" — 2012–2016; $5.23M reported sold to 38 investors).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $155.5M sold in total.
Listed alongside Ray Croghan (15 shared filings), Roy Vallee (11 shared filings), Thomas H. Curzon (9 shared filings), Chris Drake (6 shared filings), Brian Smith (5 shared filings) and 19 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Patrick. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 SEC release, 1 bankruptcy case matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 16 public filings for Patrick M. Sullivan and found 16 differences, 1 worth asking the sponsor about: Form D filed 142 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.