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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:12 AM ET

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Scott Petty

Named as an officer, director or promoter on SEC Form D filings · UT, AZ · Mar 16, 2009 → Mar 20, 2025

26deals (issuers)
$677.2Mreported sold
312investors
51Form D filings
2009–2025years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Scott Petty is listed as an executive officer and director on 51 SEC Form D filings by 26 issuers between Mar 2009 and Mar 2025. Largest by amount reported sold: Signal Peak Ventures III, L.P. (Salt Lake City, UT — pooled investment fund — 2017–2021; $153.1M reported sold to 55 investors), Alta Growth Capital Mexico Fund LP (Salt Lake City, UT — pooled investment fund — 2009; $62M reported sold to 5 investors), Signal Peak Ventures II, L.P. (Salt Lake City, UT — pooled investment fund — 2014–2015; $59.6M reported sold to 7 investors), Infusion Software Inc (Chandler, AZ — industry reported as "Other" — 2010–2020; $55M reported sold to 17 investors), Signal Peak Ventures III CIV-A, L.P. (Salt Lake City, CA — pooled investment fund — 2022; $51M reported sold to 14 investors) and 21 more (all listed below).

What this means That is a lot of deals — 26 separate companies raised money with this person listed as executive officer and director, over about 16 years. Across those companies the filings report $677.2M sold in total.

Listed alongside Brandon Tidwell (13 shared filings), Brian Beutler (12 shared filings), Ben Dahl (10 shared filings), Brian R. Smith (9 shared filings), Ron Heinz (8 shared filings) and 91 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Scott. Each name links to their own page.

The issuers belong to 3 sponsor groups: Signal Peak (18 issuers, $445.1M reported sold, 2011–2026), Vspring (3 issuers, $75.3M reported sold, 2009–2010) and Alta (2 issuers, $92M reported sold, 2009).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 12 bankruptcy cases matching the name listed in Key records below.

What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 51 public filings for Scott Petty and found 17 differences, 6 worth asking the sponsor about: Regulator action naming a team member: Don D. Lukens, individually and doing business as Community Group Funding and Global Sports & Entertainment; J.C., Inc.; and James Carter Allison, individually and doing business as Select Assets (Nov 2, 2001); Bankruptcy case: Scott E. Petty; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Scott Petty has not run yet — it is joining a line of 49,214 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Scott Petty..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

12 cases: 1 open, 11 closed (disposition not in docket feed)

Scott M Petty open
United States Bankruptcy Court, S.D. Ohio · No. 2:21-bk-52124 · Filed Jun 18, 2021
Role of Scott M Petty: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Scott A. Petty closed
United States Bankruptcy Court, N.D. Ohio · No. 18-52071 · Filed Aug 29, 2018 · Closed Dec 17, 2018
Role of Scott A. Petty: Debtor · Outcome: Case closed 2018-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Scott A Petty closed
United States Bankruptcy Court, W.D. Michigan · No. 09-11666 · Filed Oct 1, 2009 · Closed Feb 5, 2010
Role of Scott A Petty: Debtor · Outcome: Case closed 2010-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Scott W Petty and Devon Petty closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:09-bk-00323 · Filed Jan 19, 2009 · Closed Dec 19, 2014
Role of Scott W Petty and Devon Petty: Debtor · Outcome: Case closed 2014-12-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Scott W Petty and Devon Petty closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:09-bk-00323 · Filed Jan 19, 2009 · Closed May 27, 2009
Role of Scott W Petty and Devon Petty: Debtor · Outcome: Case closed 2009-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Scott E. Petty closed
United States Bankruptcy Court, S.D. Texas · No. 07-36958 · Filed Oct 4, 2007 · Closed Jan 15, 2008
Role of Scott E. Petty: Debtor · Outcome: Case closed 2008-01-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (TX)
Scott W Petty and Karen Petty closed
United States Bankruptcy Court, S.D. Ohio · No. 1:06-bk-13836 · Filed Nov 3, 2006 · Closed Jul 22, 2010
Role of Scott W Petty and Karen Petty: Debtor · Outcome: Case closed 2010-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Scott A. Petty and Jennifer L. Petty closed
United States Bankruptcy Court, N.D. Indiana · No. 04-41121 · Filed Aug 27, 2004 · Closed Jan 6, 2005
Role of Scott A. Petty and Jennifer L. Petty: Debtor · Outcome: Case closed 2005-01-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 3 people with this name in Form D filings; court in IN (not a filing state)
Scott T. Petty and Susan L. Petty closed
United States Bankruptcy Court, E.D. California · No. 02-60038 · Filed Nov 1, 2002 · Closed Feb 19, 2003
Role of Scott T. Petty and Susan L. Petty: Debtor · Outcome: Case closed 2003-02-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
Scott Petty and Darlene Petty closed
United States Bankruptcy Court, M.D. Florida · No. 6:00-bk-00151 · Filed Jan 10, 2000 · Closed May 14, 2001
Role of Scott Petty and Darlene Petty: Debtor · Outcome: Case closed 2001-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Scott M Petty closed
United States Bankruptcy Court, S.D. Ohio · No. 2:99-bk-54488 · Filed May 17, 1999 · Closed Sep 17, 1999
Role of Scott M Petty: Debtor · Outcome: Case closed 1999-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Scott M. Petty closed
United States Bankruptcy Court, E.D. Oklahoma · No. 96-70015 · Filed Jan 4, 1996 · Closed Apr 30, 1996
Role of Scott M. Petty: Debtor · Outcome: Case closed 1996-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 21 federal dockets); 3 people with this name in Form D filings; court in OK (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

17 differences found between the filings for Scott Petty — 6 worth asking about (compared the newest 50 of 51 filings on Oct 24, 2026; older filings not covered)

Worth asking · Nov 2, 2001

Regulator action naming a team member: Don D. Lukens, individually and doing business as Community Group Funding and Global Sports & Entertainment; J.C., Inc.; and James Carter Allison, individually and doing business as Select Assets (Nov 2, 2001)

An SEC litigation release dated Nov 2, 2001 names James E. Allison (listed on the same filings). Our match estimate: 70%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Sources
Worth asking · Oct 4, 2007 – Jan 15, 2008

Bankruptcy case: Scott E. Petty — filed Oct 4, 2007

United States Bankruptcy Court, S.D. Texas docket "Scott E. Petty" filed Oct 4, 2007, closed Jan 15, 2008. Scott Petty is listed as Debtor ("Scott E. Petty"). Our match estimate: 44%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Nov 1, 2002 – Feb 19, 2003

Bankruptcy case: Scott T. Petty and Susan L. Petty — filed Nov 1, 2002

United States Bankruptcy Court, E.D. California docket "Scott T. Petty and Susan L. Petty" filed Nov 1, 2002, closed Feb 19, 2003. Scott Petty is listed as Debtor ("Scott T. Petty and Susan L. Petty"). Our match estimate: 44%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Oct 6, 2014

17% of the money raised went to insiders — Infusion Software Inc

The Oct 6, 2014 Form D reports $55,000,035 sold and $9,400,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Issuer is using a portion of the funds obtained in the offering to repurchase shares of its Common Stock. The above amount represents the approx. purchase price of shares of Common Stock sold by rela".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Sources
Worth asking · Mar 16, 2009 – Aug 1, 2024

Scott Petty appears on 3 deals that stopped filing before reaching their target

Signal Peak Ventures IV CIV-A, L.P. (last filing Aug 1, 2024; $0 sold of $16,250,000); Signal Peak Ventures II, L.P. (last filing Jun 26, 2015; $59,600,000 sold of $150,000,000); Alta Growth Capital Mexico Fund LP (last filing Mar 16, 2009; $62,000,000 sold of $150,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Feb 4, 2016

Paid seller listed without a CRD number: N.A. — CHATBOOKS, INC.

N.A. is listed as receiving sales compensation on 1 filing (Feb 4, 2016) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Worth asking · Jun 8, 2012 – Mar 20, 2025

6 Form Ds were filed more than 15 days after the first sale

Form D filed 83 days after the first sale — Signal Peak Ventures III CIV-A, L.P. · Form D filed 22 days after the first sale — Alianza Inc · Form D filed 58 days after the first sale — Signal Peak Ventures III CIV-A(F), L.P. · Form D filed 22 days after the first sale — Big Squid Inc. · Form D filed 52 days after the first sale — Alianza Inc · and 1 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Aug 2, 2007 – Mar 20, 2025

16 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Alianza Inc (latest filing Mar 20, 2025) · No amendment in the last 12 months on an offering that may still be open — Kronologic, Inc. (latest filing Jul 6, 2021) · No amendment in the last 12 months on an offering that may still be open — Big Squid Inc. (latest filing Nov 29, 2018) · No amendment in the last 12 months on an offering that may still be open — CHATBOOKS, INC. (latest filing Feb 4, 2016) · No amendment in the last 12 months on an offering that may still be open — Signal Peak Ventures II, L.P. (latest filing Jun 26, 2015) · and 11 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Nov 28, 2012 – Aug 23, 2023

5 offerings changed their target amount between filings

Offering amount changed between filings — Alianza Inc · Offering amount changed between filings — Signal Peak Ventures III, L.P. · Offering amount changed between filings — Alianza Inc · Offering amount changed between filings — Alianza Inc · Offering amount changed between filings — Radiate Media Holding Co

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Sources
Note · Feb 4, 2016 – Feb 9, 2017

Industry group changed between filings — CHATBOOKS, INC.

"Other Technology" (Feb 4, 2016); then "Other" (Feb 9, 2017).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Sources
Note · Aug 4, 2010 – Jan 3, 2013

Industry group changed between filings — Infusion Software Inc

"Other Technology" (Aug 4, 2010); then "Other" (Jan 3, 2013 to Aug 18, 2020).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Sources
Note · Jul 8, 2020 – Apr 10, 2024

Same name, different state: "Scott Petty" (TX) is a separate record

This page covers filings where the address state is UT or AZ. A separate record, "Scott Petty" with address state TX, is listed on 8 filings — most recently by FETCH PACKAGE INC. (Apr 10, 2024). Both records have filings in the same period (Jul 8, 2020 to Apr 10, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jul 9, 2020

Same name, different state: "Scott Petty" (CA) is a separate record

This page covers filings where the address state is UT or AZ. A separate record, "Scott Petty" with address state CA, is listed on 1 filing — most recently by Home Bay Technologies Inc. (Jul 9, 2020). Both records have filings in the same period (Jul 9, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Sep 3, 2019 – Mar 3, 2021

Address moved from Lindon, UT to Pleasant Grove, UT — Alianza Inc

The people listed on the Sep 3, 2019 filing give Lindon, UT; on the Mar 3, 2021 filing they give Pleasant Grove, UT.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Aug 4, 2010 – Jan 3, 2013

Address moved from Gilbert, AZ to Chandler, AZ — Infusion Software Inc

The people listed on the Aug 4, 2010 filing give Gilbert, AZ; on the Jan 3, 2013 filing they give Chandler, AZ.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Aug 10, 2010 – Oct 27, 2011

Address moved from Bountiful, UT to Salt Lake City, UT — Radiate Media Holding Co

The people listed on the Aug 10, 2010 filing give Bountiful, UT; on the Oct 27, 2011 filing they give Salt Lake City, UT.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Mar 16, 2009 – Mar 20, 2025

Scott Petty is listed with 2 different address states: UT, AZ

UT on 48 filings (Mar 16, 2009 to Mar 20, 2025); AZ on 2 filings (May 24, 2018 to Aug 18, 2020).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 51 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

0 of 44 offerings report sales commissions; 0 report finder's fees; 2 report proceeds to related persons totalling $13,200,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 20, 2025 D
Alianza Inc
File 021-541578
$0$0$0None listed on this filingEDGAR ↗
Aug 1, 2024 D
Signal Peak Ventures IV CIV-A, L.P.
File 021-520289
$0$0$0
The General Partner of the Issuer (or an affiliate thereof) is entitled to a management fee.
None listed on this filingEDGAR ↗
Aug 23, 2023 D/A
Alianza Inc
File 021-479747
$0$0$0None listed on this filingEDGAR ↗
Mar 31, 2022 D
Signal Peak Ventures III CIV-A, L.P.
File 021-439875
$0$0$0
The General Partner of the Issuer (or an affiliate thereof) is entitled to a management fee.
None listed on this filingEDGAR ↗
Mar 31, 2022 D
Signal Peak Ventures III CIV-A(F), L.P.
File 021-439877
$0$0$0
The General Partner of the Issuer (or an affiliate thereof) is entitled to a management fee.
None listed on this filingEDGAR ↗
Nov 26, 2021 D/A
Signal Peak Ventures III, L.P.
File 021-287058
$0$0$0
The General Partner of the Issuer (or an affiliate thereof) is entitled to a management fee.
Equus Financial Consulting LLC BrokerCheck CRD 131449 ↗EDGAR ↗
Jul 6, 2021 D
Kronologic, Inc.
File 021-405311
$0$0$0None listed on this filingEDGAR ↗
May 7, 2021 D
Signal Peak Ventures II CIV-S (A), L.P.
File 021-398632
$0$0$0
The General Partner of the Issuer (or an affiliate thereof) is entitled to a management fee.
None listed on this filingEDGAR ↗
May 7, 2021 D
Signal Peak Ventures II CIV-S, L.P.
File 021-398624
$0$0$0
The General Partner of the Issuer (or an affiliate thereof) is entitled to a management fee.
None listed on this filingEDGAR ↗
Mar 3, 2021 D
Alianza Inc
File 021-391120
$0$0$0None listed on this filingEDGAR ↗
Jan 13, 2021 D
Signal Peak Ventures II-F, L.P.
File 021-386221
$0$0$0
The General Partner of the Issuer (or an affiliate thereof) is entitled to a management fee.
None listed on this filingEDGAR ↗
Sep 2, 2020 D
Signal Peak Ventures II CIV-G, L.P.
File 021-374708
$0$0$0
The General Partner of the Issuer (or an affiliate thereof) is entitled to a management fee.
None listed on this filingEDGAR ↗
Aug 18, 2020 D
Infusion Software Inc
File 021-373499
$0$0$0None listed on this filingEDGAR ↗
Sep 3, 2019 D
Alianza Inc
File 021-347851
$0$0$0None listed on this filingEDGAR ↗
Aug 21, 2019 D
Signal Peak Ventures II CIV, L.P.
File 021-347101
$0$0$0
The General Partner of the Issuer (or an affiliate thereof) is entitled to a management fee.
None listed on this filingEDGAR ↗
Aug 21, 2019 D
Signal Peak Ventures II CIV-A, L.P.
File 021-347103
$0$0$0
The General Partner of the Issuer (or an affiliate thereof) is entitled to a management fee.
None listed on this filingEDGAR ↗
Nov 29, 2018 D
Big Squid Inc.
File 021-326862
$0$0$0None listed on this filingEDGAR ↗
May 24, 2018 D
Infusion Software Inc
File 021-313188
$0$0$0None listed on this filingEDGAR ↗
Feb 9, 2017 D
CHATBOOKS, INC.
File 021-280401
$0$0$0None listed on this filingEDGAR ↗
Feb 2, 2017 D/A
Alianza Inc
File 021-237430
$0$0$0None listed on this filingEDGAR ↗
Apr 22, 2016 D
Experticity, Inc.
File 021-261867
$0$0$0None listed on this filingEDGAR ↗
Feb 4, 2016 D
CHATBOOKS, INC.
File 021-256696
$0$0$0N.A. no CRD number reportedEDGAR ↗
Jun 26, 2015 D/A
Signal Peak Ventures II, L.P.
File 021-217135
$0$0$0
The Issuer is obligated to pay a management fee to the General Partner (or its designee).
Real Asset Partners London LLP BrokerCheck CRD 389511 ↗
via Real Asset Partners London LLP (CRD 389511 ↗)

Bright Harbor Advisors, LLC (distributed by FCS Capital LLC) BrokerCheck CRD 1996200 ↗
via Bright Harbor Advisors, LLC (distributed by FCS Capital LLC) (CRD 1996200 ↗)
EDGAR ↗
Dec 11, 2014 D
Alianza Inc
File 021-229899
$0$0$0None listed on this filingEDGAR ↗
Oct 6, 2014 D
Infusion Software Inc
File 021-225888
$0$0$9,400,000 (est.)
Issuer is using a portion of the funds obtained in the offering to repurchase shares of its Common Stock. The above amount represents the approx. purchase price of shares of Common Stock sold by related parties named in Item 3. of this Form D.
None listed on this filingEDGAR ↗
Sep 10, 2014 D
Experticity, Inc.
File 021-224424
$0$0$0None listed on this filingEDGAR ↗
Nov 1, 2013 D
Alianza Inc
File 021-205649
$0$0$0None listed on this filingEDGAR ↗
Aug 29, 2013 D
Graduation Alliance Inc
File 021-202050
$0$0$0None listed on this filingEDGAR ↗
Aug 28, 2013 D/A
Radiate Media Holding Co
File 021-187601
$0$0$0None listed on this filingEDGAR ↗
Apr 29, 2013 D
Alianza Inc
File 021-195694
$0$0$0None listed on this filingEDGAR ↗
Jan 3, 2013 D
Infusion Software Inc
File 021-189389
$0$0$3,800,000
The Issuer is using a portion of the funding obtained in the Offering to repurchase shares of its Common Stock. The above amount represents the estimated purchase price of shares of Common Stock sold by executive officers and directors named in Item 3.
None listed on this filingEDGAR ↗
Jan 3, 2013 D
Infusion Software Inc
File 021-189391
$0$0$0
The Issuer is using a portion of the funding obtained in the Offering to repurchase shares of its Common Stock. The above amount represents the estimated purchase price of shares of Common Stock sold by executive officers and directors named in Item 3.
None listed on this filingEDGAR ↗
Jun 25, 2012 D
Alianza Inc
File 021-180237
$0$0$0None listed on this filingEDGAR ↗
Oct 27, 2011 D
Radiate Media Holding Co
File 021-167895
$0$0$0None listed on this filingEDGAR ↗
Feb 4, 2011 D
CONTROL4 CORP
File 021-154888
$0$0$0None listed on this filingEDGAR ↗
Aug 10, 2010 D
Radiate Media Holding Co
File 021-146155
$0$0$0None listed on this filingEDGAR ↗
Aug 4, 2010 D
Infusion Software Inc
File 021-145885
$0$0$0None listed on this filingEDGAR ↗
Jun 17, 2010 D
Public Engines, Inc
File 021-143647
$0$0$0None listed on this filingEDGAR ↗
Jan 19, 2010 D/A
VSPRING III (SP) LP
File 021-121647
$0$0$0None listed on this filingEDGAR ↗
Nov 20, 2009 D/A
VSPRING II GROWTH FUND LP
File 021-112719
$0$0$0None listed on this filingEDGAR ↗
Nov 20, 2009 D/A
vSpring Partners III, L.P.
File 021-124697
$0$0$0None listed on this filingEDGAR ↗
Jun 25, 2009 D
CONTROL4 CORP
File 021-57778
$0$0$0None listed on this filingEDGAR ↗
Mar 16, 2009 D/A
Alta Growth Capital Mexico Feeder Fund I LP
File 021-107723
$0$0$0None listed on this filingEDGAR ↗
Mar 16, 2009 D/A
Alta Growth Capital Mexico Fund LP
File 021-107700
$0$0$0 (est.)
The General Partner (or its affiliates) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 26

Every issuer that named Scott Petty on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Telecommunications

Alianza Inc

Pleasant Grove, UT · Jun 25, 2012 → Mar 20, 2025 · 12 filings
  • Mar 20, 2025 · D · $12,499,985 sold of $14,999,985 · 7 investors · min. $200,000 · role: Director EDGAR ↗
  • Aug 23, 2023 · D/A · $30,999,993 sold of $30,999,993 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 24, 2023 · D · $21,499,993 sold of $28,999,990 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 3, 2021 · D · $15,999,996 sold of $15,999,996 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 3, 2019 · D · $8,000,000 sold of $8,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 2, 2017 · D/A · $9,915,764 sold of $9,915,764 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 27, 2015 · D/A · $8,915,764 sold of $9,412,900 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 7, 2015 · D · $5,690,765 sold of $6,644,400 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 11, 2014 · D · $1,200,000 sold of $1,200,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 1, 2013 · D · $3,499,999 sold of $3,500,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 29, 2013 · D · $520 sold of $520 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 25, 2012 · D · $1,842,433 sold of $2,042,433 · 3 investors · min. $20,000 · role: Director EDGAR ↗

Raised $31M from 11 investors (100% of the $15M target) as of the latest filing. Scott is listed as director on 12 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Telecommunications / 506(b) (293 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Signal Peak

Signal Peak Ventures IV CIV-A, L.P.

Salt Lake City, UT · Aug 1, 2024
  • Aug 1, 2024 · D · $0 sold of $16,250,000 · 0 investors · min. No minimum reported · role: Director (Managing Member of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Scott is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Signal Peak

Signal Peak Ventures III CIV-A(F), L.P.

Salt Lake City, UT · Mar 31, 2022
  • Mar 31, 2022 · D · $1,304,893 sold of $1,304,893 · 7 investors · min. No minimum reported · role: Director (Managing Member of the General Partner of the Issuer) EDGAR ↗

Raised $1.3M from 7 investors (100% of the $1.3M target) as of the latest filing. Scott is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Signal Peak

Signal Peak Ventures III CIV-A, L.P.

Salt Lake City, CA · Mar 31, 2022
  • Mar 31, 2022 · D · $50,959,596 sold of $50,959,596 · 14 investors · min. No minimum reported · role: Director (Managing Member of the General Partner of the Issuer) EDGAR ↗

Raised $51M from 14 investors (100% of the $51M target) as of the latest filing. Scott is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Signal Peak

Signal Peak Ventures III, L.P.

Salt Lake City, UT · May 18, 2017 → Nov 26, 2021 · 2 filings
  • Nov 26, 2021 · D/A · $153,061,224 sold of $153,061,224 · 55 investors · min. No minimum reported · role: Director (Managing Member of the General Partner of the Issuer) EDGAR ↗
  • May 18, 2017 · D · $0 sold of $150,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Member of the General Partner of the Issuer) EDGAR ↗

Raised $153.1M from 55 investors (100% of the $153.1M target) as of the latest filing. Scott is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Kronologic, Inc.

Austin, TX · Jul 6, 2021
  • Jul 6, 2021 · D · $9,950,000 sold of $10,000,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $9.95M from 17 investors (100% of the $10M target) as of the latest filing. Scott is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Signal Peak

Signal Peak Ventures II CIV-S (A), L.P.

Salt Lake City, UT · May 7, 2021
  • May 7, 2021 · D · $2,385,000 sold of $2,385,000 · 13 investors · min. No minimum reported · role: Director (Managing Member of the General Partner of the Issuer) EDGAR ↗

Raised $2.38M from 13 investors (100% of the $2.38M target) as of the latest filing. Scott is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Signal Peak

Signal Peak Ventures II CIV-S, L.P.

Salt Lake City, UT · May 7, 2021
  • May 7, 2021 · D · $38,150,000 sold of $38,150,000 · 16 investors · min. No minimum reported · role: Director (Managing Member of the General Partner of the Issuer) EDGAR ↗

Raised $38.1M from 16 investors (100% of the $38.1M target) as of the latest filing. Scott is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Signal Peak

Signal Peak Ventures II-F, L.P.

Salt Lake City, UT · Jan 13, 2021
  • Jan 13, 2021 · D · $3,000,000 sold of $3,000,000 · 3 investors · min. No minimum reported · role: Director (Managing Member of the General Partner of the Issuer) EDGAR ↗

Raised $3M from 3 investors (100% of the $3M target) as of the latest filing. Scott is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Signal Peak

Signal Peak Ventures II CIV-G, L.P.

Salt Lake City, UT · Sep 2, 2020
  • Sep 2, 2020 · D · $12,490,976 sold of $12,490,976 · 3 investors · min. No minimum reported · role: Director (Managing Member of the General Partner of the Issuer) EDGAR ↗

Raised $12.5M from 3 investors (100% of the $12.5M target) as of the latest filing. Scott is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Infusion Software Inc

Chandler, AZ · Aug 4, 2010 → Aug 18, 2020 · 6 filings
  • Aug 18, 2020 · D · $5,000,000 sold of $5,000,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 24, 2018 · D · $7,500,000 sold of $7,500,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 6, 2014 · D · $55,000,035 sold of $55,000,035 · 11 investors · min. $50,015 · role: Director EDGAR ↗
  • Jan 3, 2013 · D · $5,571,434 sold of $6,000,003 · 17 investors · min. $1 · role: Director EDGAR ↗
  • Jan 3, 2013 · D · $54,443,678 sold of $54,757,034 · 7 investors · min. $1 · role: Director EDGAR ↗
  • Aug 4, 2010 · D · $2,000,000 sold of $2,000,000 · 4 investors · min. $6,465 · role: Director EDGAR ↗

Raised $55M from 17 investors (100% of the $5M target) as of the latest filing. Scott is listed as director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Signal Peak

Signal Peak Ventures II CIV-A, L.P.

Salt Lake City, UT · Aug 21, 2019
  • Aug 21, 2019 · D · $1,958,250 sold of $1,958,250 · 12 investors · min. No minimum reported · role: Director (Managing Member of the General Partner of the Issuer) EDGAR ↗

Raised $1.96M from 12 investors (100% of the $1.96M target) as of the latest filing. Scott is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Signal Peak

Signal Peak Ventures II CIV, L.P.

Salt Lake City, UT · Aug 21, 2019
  • Aug 21, 2019 · D · $16,260,108 sold of $16,260,108 · 6 investors · min. No minimum reported · role: Director (Managing Member of the General Partner of the Issuer) EDGAR ↗

Raised $16.3M from 6 investors (100% of the $16.3M target) as of the latest filing. Scott is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Big Squid Inc.

Salt Lake City, UT · Nov 29, 2018
  • Nov 29, 2018 · D · $8,750,000 sold of $9,000,000 · 5 investors · min. $250,000 · role: Director EDGAR ↗

Raised $8.75M from 6 investors (97% of the $9M target) as of the latest filing. Scott is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

CHATBOOKS, INC.

Provo, UT · Feb 4, 2016 → Feb 9, 2017 · 2 filings
  • Feb 9, 2017 · D · $11,499,999 sold of $11,499,999 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 4, 2016 · D · $5,525,000 sold of $6,025,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $11.5M from 18 investors (100% of the $11.5M target) as of the latest filing. Scott is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Experticity, Inc.

Salt Lake City, UT · Sep 10, 2014 → Apr 22, 2016 · 2 filings
  • Apr 22, 2016 · D · $13,455,233 sold of $13,455,233 · 21 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 10, 2014 · D · $16,000,002 sold of $16,000,002 · 9 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $16M from 21 investors (100% of the $13.5M target) as of the latest filing. Scott is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Signal Peak

Signal Peak Ventures II, L.P.

Salt Lake City, UT · May 12, 2014 → Jun 26, 2015 · 2 filings
  • Jun 26, 2015 · D/A · $59,600,000 sold of $150,000,000 · 7 investors · min. No minimum reported · role: Director (Managing Member of the General Partner of the Issuer) EDGAR ↗
  • May 12, 2014 · D · $0 sold of $150,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Member of the General Partner of the Issuer) EDGAR ↗

Raised $59.6M from 7 investors (40% of the $150M target) as of the latest filing. Scott is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Graduation Alliance Inc

Salt Lake City, UT · Aug 29, 2013
  • Aug 29, 2013 · D · $3,009,129 sold of $5,177,511 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5.82M from 9 investors (100% of the $5.18M target) as of the latest filing. Scott is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Technology

Radiate Media Holding Co

Salt Lake City, UT · Aug 10, 2010 → Aug 28, 2013 · 4 filings
  • Aug 28, 2013 · D/A · $7,474,557 sold of $8,000,000 · 32 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 28, 2012 · D · $4,454,001 sold of $6,000,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 27, 2011 · D · $4,174,997 sold of $5,000,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 10, 2010 · D · $5,316,375 sold of $5,316,375 · 19 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7.47M from 32 investors (93% of the $8M target) as of the latest filing. Scott is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Technology

CONTROL4 CORP

Draper, UT · Jun 4, 2009 → Feb 4, 2011 · 3 filings
  • Feb 4, 2011 · D · $14,999,999 sold of $25,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 25, 2009 · D · $17,450,000 sold of $25,000,000 · 19 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 4, 2009 · D · $9,100,000 sold of $25,000,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $17.4M from 19 investors (70% of the $25M target) as of the latest filing. Scott is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Technology

Public Engines, Inc

Draper, UT · Jun 17, 2010
  • Jun 17, 2010 · D · $0 sold of $4,950,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7.79M from 7 investors (100% of the $4.95M target) as of the latest filing. Scott is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Vspring

VSPRING III (SP) LP

Salt Lake City, UT · Jan 19, 2010
  • Jan 19, 2010 · D/A · $35,000,000 sold of $35,000,000 · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $35M from 3 investors (100% of the $35M target) as of the latest filing. Scott is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Vspring

vSpring Partners III, L.P.

Salt Lake City, UT · Nov 20, 2009
  • Nov 20, 2009 · D/A · $700,000 sold of $700,000 · 4 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $700K from 4 investors (100% of the $700K target) as of the latest filing. Scott is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Vspring

VSPRING II GROWTH FUND LP

Salt Lake City, UT · Nov 20, 2009
  • Nov 20, 2009 · D/A · $39,600,000 sold of $39,600,000 · 6 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $39.6M from 6 investors (100% of the $39.6M target) as of the latest filing. Scott is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Alta

Alta Growth Capital Mexico Feeder Fund I LP

Salt Lake City, UT · Mar 16, 2009
  • Mar 16, 2009 · D/A · $30,000,000 sold of $50,000,000 · 1 investors · min. $5,000,000 · role: Executive Officer (Managing Member of the Sole Member of the General Partner of the General Partner of the Issuer) EDGAR ↗

Raised $30M from 1 investor (60% of the $50M target) as of the latest filing. Scott is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Alta

Alta Growth Capital Mexico Fund LP

Salt Lake City, UT · Mar 16, 2009
  • Mar 16, 2009 · D/A · $62,000,000 sold of $150,000,000 · 5 investors · min. $5,000,000 · role: Executive Officer (Managing Member of the Sole Member of the General Partner of the General Partner of the Issuer) EDGAR ↗

Raised $62M from 5 investors (41% of the $150M target) as of the latest filing. Scott is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Scott Petty — CA, 1 issuer, Jul 9, 2020 → Jul 9, 2020 · no shared issuer
  • Scott Petty — TX, 1 issuer, Jul 8, 2020 → Apr 10, 2024 · no shared issuer

People around Scott 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

Management entity

Signal Peak Ventures II CIV, LLC

Director · 6 shared filings (6 issuers)

Signal Peak Ventures II CIV, LLC is on 6 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Signal Peak Ventures II, LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Scott Petty. Their page shows their other deals.

Management entity

Signal Peak Ventures III, LLC

Director · 2 shared filings (1 issuer)

Listed on the same filings as Scott Petty. Their page shows their other deals.

Management entity

Signal Peak Ventures IV CIV, LLC

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Scott Petty. Their page shows their other deals.

BT
No photo found yet (own website and image search run after this page is viewed)
Person

Brandon Tidwell

Director · 13 shared filings (11 issuers) · also on 15 other issuers

Brandon Tidwell is on 26 issuers in total — a repeat sponsor. Their page lists every one.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Beutler

Executive Officer, Director · 12 shared filings (1 issuer)

Listed on the same filings as Scott Petty. Their page shows their other deals.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Ben Dahl

Director · 10 shared filings (10 issuers) · also on 7 other issuers

Ben Dahl is on 17 issuers in total — a repeat sponsor. Their page lists every one.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Brian R. Smith

Director · 9 shared filings (1 issuer) · also on 51 other issuers

Brian R. Smith is on 52 issuers in total — a repeat sponsor. Their page lists every one.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Ron Heinz

Director · 8 shared filings (5 issuers) · also on 5 other issuers

Ron Heinz is on 10 issuers in total — a repeat sponsor. Their page lists every one.

NS
No photo found yet (own website and image search run after this page is viewed)
Person

Nancy Schoendorf

Director · 6 shared filings (1 issuer) · also on 7 other issuers

Nancy Schoendorf is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

J. Scott Martineau

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as Scott Petty. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Clate W. Mask, III

Executive Officer, Director · 6 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Scott Petty. Their page shows their other deals.

CW
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Waters

Director · 6 shared filings (1 issuer)

Listed on the same filings as Scott Petty. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Bell

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Scott Petty. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

Dinesh Patel

Executive Officer · 5 shared filings (5 issuers) · also on 12 other issuers

Dinesh Patel is on 17 issuers in total — a repeat sponsor. Their page lists every one.

EE
No photo found yet (own website and image search run after this page is viewed)
Person

Ed Ekstrom

Executive Officer · 5 shared filings (5 issuers) · also on 2 other issuers

Ed Ekstrom is on 7 issuers in total — a repeat sponsor. Their page lists every one.

GM
No photo found yet (own website and image search run after this page is viewed)
Person

Geoffrey Moore

Director · 5 shared filings (1 issuer)

Listed on the same filings as Scott Petty. Their page shows their other deals.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Clark Peterson

Director · 5 shared filings (1 issuer)

Listed on the same filings as Scott Petty. Their page shows their other deals.

PA
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Ahlstrom

Executive Officer · 4 shared filings (4 issuers) · also on 8 other issuers

Paul Ahlstrom is on 12 issuers in total — a repeat sponsor. Their page lists every one.

WC
No photo found yet (own website and image search run after this page is viewed)
Person

Wayne Cantwell

Director · 4 shared filings (1 issuer) · also on 11 other issuers

Wayne Cantwell is on 12 issuers in total — a repeat sponsor. Their page lists every one.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Andy Sessions

Director · 3 shared filings (1 issuer)

Listed on the same filings as Scott Petty. Their page shows their other deals.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Paisley

Director · 3 shared filings (1 issuer)

Listed on the same filings as Scott Petty. Their page shows their other deals.

LJ
No photo found yet (own website and image search run after this page is viewed)
Person

Len Jordan

Director · 3 shared filings (1 issuer) · also on 12 other issuers

Len Jordan is on 13 issuers in total — a repeat sponsor. Their page lists every one.

WW
No photo found yet (own website and image search run after this page is viewed)
Person

William West

Executive Officer, Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Scott Petty. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Levinthal

Director · 3 shared filings (2 issuers) · also on 6 other issuers

Michael Levinthal is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Julian Castelli

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Scott Petty. Their page shows their other deals.

BL
No photo found yet (own website and image search run after this page is viewed)
Person

Benjamin Levin

Director · 3 shared filings (1 issuer) · also on 12 other issuers

Benjamin Levin is on 13 issuers in total — a repeat sponsor. Their page lists every one.

CR
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Rothey

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Scott Petty. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Samuel Blackham

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Scott Petty. Their page shows their other deals.

EK
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Keller

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Scott Petty. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Dan Hoskins

Director · 3 shared filings (1 issuer)

Listed on the same filings as Scott Petty. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph DiSabato

Director · 3 shared filings (1 issuer)

Listed on the same filings as Scott Petty. Their page shows their other deals.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Shaun Andrews

Director · 3 shared filings (1 issuer)

Listed on the same filings as Scott Petty. Their page shows their other deals.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Wharton

Director · 3 shared filings (1 issuer)

Listed on the same filings as Scott Petty. Their page shows their other deals.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Grosser

Director · 2 shared filings (1 issuer) · also on 12 other issuers

Adam Grosser is on 13 issuers in total — a repeat sponsor. Their page lists every one.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

Gavin Christensen

Director · 2 shared filings (1 issuer) · also on 34 other issuers

Gavin Christensen is on 35 issuers in total — a repeat sponsor. Their page lists every one.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Dodd

Director · 2 shared filings (2 issuers) · also on 17 other issuers

Michael Dodd is on 19 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Strong

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Scott Petty. Their page shows their other deals.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

W Eric Smith

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Scott Petty. Their page shows their other deals.

The team behind the deals

Sponsor group

Signal Peak

18 issuers · 21 filings · $445.1M reported sold · 2011–2026

One team, 18 deal companies. Scott Petty is listed on 11 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Scott Petty.

Sponsor group

Vspring

3 issuers · 3 filings · $75.3M reported sold · 2009–2010

One team, 3 deal companies. Scott Petty is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Scott Petty.

Sponsor group

Alta

2 issuers · 2 filings · $92M reported sold · 2009–2009

One team, 2 deal companies. Scott Petty is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Scott Petty.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 26 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Scott Petty by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 26 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Scott Petty is listed on: none on file. No website or social profile named in Alta Growth Capital Mexico Fund LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #372,532 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Salt Lake City, UT). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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