Jon Kaiden is listed as a director on 8 SEC Form D filings by 3 issuers between May 2011 and May 2022: Equipifi, Inc. (Scottsdale, AZ — other technology — 2022; $31M reported sold to 21 investors), Ethology, Inc. (Scottsdale, AZ — industry reported as "Other" — 2011–2015; $1.85M reported sold to 9 investors) and Tallwave, LLC (Scottsdale, AZ — industry reported as "Other" — 2012–2015; $680K reported sold to 15 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 11 years. Across those companies the filings report $33.5M sold in total.
Listed alongside Jeffrey M. Pruitt (7 shared filings), Stuart Larkins (4 shared filings), Michael Corak (3 shared filings), Craig Barrett (2 shared filings), David Husband (2 shared filings) and 16 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jon. Each name links to their own page.
2 of the issuers belong to the sponsor group Dufl (14 issuers, $56.4M reported sold, 2009–2024).
What this means A sponsor group is one team that sets up a new company for each deal. Dufl has 14 companies on file and $56.4M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 1 SEC release listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 8 public filings for Jon Kaiden and found 5 differences, 1 worth asking the sponsor about: 5 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.