Ron Bloom is listed as a director on 2 SEC Form D filings by 1 issuer between Feb 2023 and Oct 2023: Neptune Parent Topco LLC (West Palm Beach, FL — industry reported as "Other" — 2023; $187M reported sold to 9 investors).
What this means One deal on file with the SEC, filed Oct 2023. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Anant Gupta (2 shared filings), Chris Hsu (2 shared filings), David Kenny (2 shared filings), David Kerko (2 shared filings), Elliot Greenberg (2 shared filings) and 9 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Ron. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Ron Bloom and found 3 differences, 1 worth asking the sponsor about: Form D filed 89 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.