PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:56 AM ET

Sponsor Check › Person

Ron Bloom

Related person on Form D filings · address state as listed: NY · listed Aug 7, 2018 → Jun 17, 2026

7issuers
12Form D filings
2018–2026years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:55 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:55 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

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3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:55 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

6 of 7 offerings report sales commissions totalling $127,550,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Jun 17, 2026 D/A
File 021-587555
$0$0$0Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗
via Brookfield Private Advisors LLC (CRD 151423 ↗)

Brookfield Oaktree Wealth Solutions LLC BrokerCheck CRD 313390 ↗
via Brookfield Oaktree Wealth Solutions LLC (CRD 313390 ↗)

Brookfield Private Capital (UK) Limited no CRD number reported
via Brookfield Private Capital (UK) Limited

Brookfield Capital Securities Ltd. no CRD number reported
via Brookfield Capital Securities Ltd.

Brookfield Singapore Pte. Ltd. no CRD number reported
via Brookfield Singapore Pte. Ltd.

Brookfield Advisors (Hong Kong) Ltd. no CRD number reported
via Brookfield Advisors (Hong Kong) Ltd.

Brookfield Investment Management (Canada) ULC no CRD number reported
via Brookfield Investment Management (Canada) ULC
EDGAR ↗Apr 30, 2026 D
File 021-582412
$600,000 (est.)$0$0 (est.)Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗
via Brookfield Private Advisors LLC (CRD 151423 ↗)

Brookfield Private Capital (UK) Limited no CRD number reported
via Brookfield Private Capital (UK) Limited

Brookfield Singapore Pte. Ltd. no CRD number reported
via Brookfield Singapore Pte. Ltd.

Brookfield Advisors (Hong Kong) Ltd no CRD number reported
via Brookfield Advisors (Hong Kong) Ltd

Brookfield Investment Management (Canada) ULC no CRD number reported
via Brookfield Investment Management (Canada) ULC

Brookfield Oaktree Wealth Solutions LLC BrokerCheck CRD 313390 ↗
via Brookfield Oaktree Wealth Solutions LLC (CRD 313390 ↗)

Brookfield Capital Securities Ltd. no CRD number reported
via Brookfield Capital Securities Ltd.
EDGAR ↗Apr 22, 2026 D
File 021-581359
$750,000 (est.)$0$0Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗
via Brookfield Private Advisors LLC (CRD 151423 ↗)

Brookfield Private Capital (UK) Limited no CRD number reported
via Brookfield Private Capital (UK) Limited

Brookfield Singapore Pte. Ltd. no CRD number reported
via Brookfield Singapore Pte. Ltd.

Brookfield Advisors (Hong Kong) Ltd no CRD number reported
via Brookfield Advisors (Hong Kong) Ltd

Brookfield Investment Management (Canada) ULC no CRD number reported
via Brookfield Investment Management (Canada) ULC

Brookfield Oaktree Wealth Solutions LLC BrokerCheck CRD 313390 ↗
via Brookfield Oaktree Wealth Solutions LLC (CRD 313390 ↗)

Brookfield Capital Securities Ltd. no CRD number reported
via Brookfield Capital Securities Ltd.
EDGAR ↗Dec 31, 2025 D
File 021-568545
$45,000,000 (est.)$0$0Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗
via Brookfield Private Advisors LLC (CRD 151423 ↗)

Brookfield Private Capital (UK) Limited no CRD number reported
via Brookfield Private Capital (UK) Limited

Brookfield Singapore Pte. Ltd. no CRD number reported
via Brookfield Singapore Pte. Ltd.

Brookfield Advisors (Hong Kong) Ltd no CRD number reported
via Brookfield Advisors (Hong Kong) Ltd

Brookfield Investment Management (Canada) ULC no CRD number reported
via Brookfield Investment Management (Canada) ULC

Brookfield Oaktree Wealth Solutions LLC BrokerCheck CRD 313390 ↗
via Brookfield Oaktree Wealth Solutions LLC (CRD 313390 ↗)

Brookfield Capital Securities Ltd. no CRD number reported
via Brookfield Capital Securities Ltd.
EDGAR ↗Nov 1, 2022 D/A
File 021-433804
$46,000,000 (est.)$0$0Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗
via Brookfield Private Advisors LLC (CRD 151423 ↗)

Brookfield Private Capital (UK) Limited no CRD number reported
Brookfield Singapore Pte. Ltd no CRD number reported
Brookfield Advisors (Hong Kong) Ltd no CRD number reported
Brookfield Investment Management (Canada) Inc. no CRD number reported
Brookfield Capital Securities Ltd. no CRD number reported
Brookfield Oaktree Wealth Solutions LLC BrokerCheck CRD 313390 ↗
via Brookfield Oaktree Wealth Solutions LLC (CRD 313390 ↗)

Summit Trail Securities, LLC BrokerCheck CRD 285784 ↗
EDGAR ↗Aug 6, 2019 D/A
File 021-318592
$35,000,000 (est.)$0$0Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗
via Brookfield Private Advisors LLC (CRD 151423 ↗)

Brookfield Private Capital (UK) Limited no CRD number reported
Brookfield Investment Management (Canada) Inc. no CRD number reported
KB Securities Co. Ltd no CRD number reported
Summit Trail Securities, LLC BrokerCheck CRD 285784 ↗
Brookfield Singapore Pte. Ltd no CRD number reported
Brookfield Advisors (Hong Kong) Ltd no CRD number reported
EDGAR ↗May 13, 2019 D/A
File 021-336310
$200,000 (est.)$0$0Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗
via Brookfield Private Advisors LLC (CRD 151423 ↗)

Brookfield Investment Management (Canada) Inc. no CRD number reported
Brookfield Singapore Pte. Ltd no CRD number reported
Brookfield Advisors (Hong Kong) Ltd no CRD number reported
Brookfield Private Capital (UK) Limited no CRD number reported
Summit Trail Securities, LLC BrokerCheck CRD 285784 ↗

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Brookfield Innovation Partners LP
group: Brookfield
Executive Officer
Managing Director and Vice Chairman of Member of GP of Issuer
Jun 17, 2026D/AIndefinite
similar: $155,000–$5,250,000
$170,000,0005
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Brookfield Innovation Partners LP
group: Brookfield
Executive Officer
Managing Director and Vice Chairman of Member of GP of Issuer
Jun 16, 2026DIndefinite
similar: $155,000–$5,250,000
$170,000,0005
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Brookfield BBUC Annex Fund LP
group: Brookfield
Executive Officer
Managing Partner and Vice Chairman of GP of GP of Issuer
Apr 30, 2026DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗BCP VII Co-Invest (M), L.P.
group: Brookfield
Executive Officer
Vice Chairman and Managing Partner of Sole Member of GP of Issuer
Apr 22, 2026DIndefinite
similar: $500,000–$16,420,250
$00
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗Brookfield Capital Partners VII L.P.
group: Brookfield
Executive Officer
Vice Chairman and Managing Partner of the GP of the Delaware Issuers
Dec 31, 2025DIndefinite
similar: $500,000–$16,420,250
$00
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗Brookfield Capital Partners VI L.P.
group: Brookfield
Executive Officer
Vice Chairman and Managing Partner of Sole Member of GP of the Cayman Issuers
Nov 1, 2022D/AIndefinite
similar: $155,000–$5,250,000
$8,410,970,888112
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Brookfield Capital Partners VI L.P.
group: Brookfield
Executive Officer
Vice Chairman and Managing Partner of Sole Member of GP of the Cayman Issuers
Feb 17, 2022D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Brookfield Capital Partners VI L.P.
group: Brookfield
Executive Officer
Vice Chairman and Managing Partner of Sole Member of GP of the Cayman Issuers
Feb 16, 2022DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Brookfield Capital Partners V L.P.
group: Brookfield
Executive Officer
Vice Chairman and Managing Partner of the sole member of the General Partner of the Cayman and Canadian Issuers
Aug 6, 2019D/AIndefinite
similar: $155,000–$5,250,000
$8,315,322,193150
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗BCP V Access Fund A L.P.
group: Brookfield
Executive Officer
Vice Chairman and Managing Partner of BCP V Access Fund GP, the General Partner of the Issuers
May 13, 2019D/AIndefinite
similar: $155,000–$5,250,000
$18,363,44327
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗BCP V Access Fund A L.P.
group: Brookfield
Executive Officer
Vice Chairman and Managing Partner of BCP V Access Fund GP, the General Partner of the Issuers
Apr 3, 2019DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Brookfield Capital Partners V L.P.
group: Brookfield
Executive Officer
Vice Chairman and Managing Partner of Brookfield Capital Partners V GP LLC, the General Partner of the Cayman Issuers
Aug 7, 2018DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • Ron Bloom — address state FL, 1 issuer, Feb 14, 2023 → Oct 4, 2023 · no shared issuer found

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 20 names on the same filings (0 management entities, 20 people)

People and management entities the issuers listed as related persons on the same Form D filings as Ron Bloom. Source: the EDGAR rows in the table above.

  • David Gregory — 12 shared filings (7 issuers) · role as listed: Executive Officer · also listed on 2 other issuers
  • Jaspreet Dehl — 9 shared filings (5 issuers) · role as listed: Executive Officer · also listed on 5 other issuers
  • Mark Srulowitz — 9 shared filings (5 issuers) · role as listed: Executive Officer · also listed on 84 other issuers
  • Kristen Haase — 8 shared filings (5 issuers) · role as listed: Executive Officer · also listed on 9 other issuers
  • Craig Laurie — 7 shared filings (3 issuers) · role as listed: Executive Officer
  • Keiji Hattori — 7 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 23 other issuers
  • Lydie Bini — 6 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 16 other issuers
  • Luc Leroi — 6 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 17 other issuers
  • Mark Weinberg — 6 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 14 other issuers
  • John Michael Layfield — 5 shared filings (4 issuers) · roles as listed: Executive Officer, Director · also listed on 4 other issuers
  • Rachel Arnett — 5 shared filings (4 issuers) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Jordan Kolar — 4 shared filings (2 issuers) · role as listed: Executive Officer · also listed on 95 other issuers
  • Carolina Parisi — 4 shared filings (2 issuers) · role as listed: Executive Officer · also listed on 11 other issuers
  • Michael Layfield — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 4 other issuers
  • Luke Ricci — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • Benjamin Farrow — 3 shared filings (2 issuers) · roles as listed: Executive Officer, Director · also listed on 2 other issuers
  • Kristin Haase — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Kristine Haase — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Edward Brogan — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Caroline Parisi — 1 shared filing (1 issuer) · role as listed: Executive Officer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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