Sponsor Check › Person
Related person on Form D filings · address states/countries as listed: NY, Ontario, Canada (as filed: A6) · listed Aug 7, 2018 → Jun 17, 2026
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:55 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:55 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:55 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
7 of 9 offerings report sales commissions totalling $133,550,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Jun 17, 2026 D/A File 021-587555 | $0 | $0 | $0 | Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗ via Brookfield Private Advisors LLC (CRD 151423 ↗) Brookfield Oaktree Wealth Solutions LLC BrokerCheck CRD 313390 ↗ via Brookfield Oaktree Wealth Solutions LLC (CRD 313390 ↗) Brookfield Private Capital (UK) Limited no CRD number reported via Brookfield Private Capital (UK) Limited Brookfield Capital Securities Ltd. no CRD number reported via Brookfield Capital Securities Ltd. Brookfield Singapore Pte. Ltd. no CRD number reported via Brookfield Singapore Pte. Ltd. Brookfield Advisors (Hong Kong) Ltd. no CRD number reported via Brookfield Advisors (Hong Kong) Ltd. Brookfield Investment Management (Canada) ULC no CRD number reported via Brookfield Investment Management (Canada) ULC |
| EDGAR ↗ | Apr 30, 2026 D File 021-582412 | $600,000 (est.) | $0 | $0 (est.) | Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗ via Brookfield Private Advisors LLC (CRD 151423 ↗) Brookfield Private Capital (UK) Limited no CRD number reported via Brookfield Private Capital (UK) Limited Brookfield Singapore Pte. Ltd. no CRD number reported via Brookfield Singapore Pte. Ltd. Brookfield Advisors (Hong Kong) Ltd no CRD number reported via Brookfield Advisors (Hong Kong) Ltd Brookfield Investment Management (Canada) ULC no CRD number reported via Brookfield Investment Management (Canada) ULC Brookfield Oaktree Wealth Solutions LLC BrokerCheck CRD 313390 ↗ via Brookfield Oaktree Wealth Solutions LLC (CRD 313390 ↗) Brookfield Capital Securities Ltd. no CRD number reported via Brookfield Capital Securities Ltd. |
| EDGAR ↗ | Apr 22, 2026 D File 021-581359 | $750,000 (est.) | $0 | $0 | Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗ via Brookfield Private Advisors LLC (CRD 151423 ↗) Brookfield Private Capital (UK) Limited no CRD number reported via Brookfield Private Capital (UK) Limited Brookfield Singapore Pte. Ltd. no CRD number reported via Brookfield Singapore Pte. Ltd. Brookfield Advisors (Hong Kong) Ltd no CRD number reported via Brookfield Advisors (Hong Kong) Ltd Brookfield Investment Management (Canada) ULC no CRD number reported via Brookfield Investment Management (Canada) ULC Brookfield Oaktree Wealth Solutions LLC BrokerCheck CRD 313390 ↗ via Brookfield Oaktree Wealth Solutions LLC (CRD 313390 ↗) Brookfield Capital Securities Ltd. no CRD number reported via Brookfield Capital Securities Ltd. |
| EDGAR ↗ | Dec 31, 2025 D File 021-568545 | $45,000,000 (est.) | $0 | $0 | Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗ via Brookfield Private Advisors LLC (CRD 151423 ↗) Brookfield Private Capital (UK) Limited no CRD number reported via Brookfield Private Capital (UK) Limited Brookfield Singapore Pte. Ltd. no CRD number reported via Brookfield Singapore Pte. Ltd. Brookfield Advisors (Hong Kong) Ltd no CRD number reported via Brookfield Advisors (Hong Kong) Ltd Brookfield Investment Management (Canada) ULC no CRD number reported via Brookfield Investment Management (Canada) ULC Brookfield Oaktree Wealth Solutions LLC BrokerCheck CRD 313390 ↗ via Brookfield Oaktree Wealth Solutions LLC (CRD 313390 ↗) Brookfield Capital Securities Ltd. no CRD number reported via Brookfield Capital Securities Ltd. |
| EDGAR ↗ | Jan 15, 2025 D File 021-535355 | $0 (est.) | $0 | $0 | Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗ via Brookfield Private Advisors LLC (CRD 151423 ↗) Brookfield Oaktree Wealth Solutions LLC BrokerCheck CRD 313390 ↗ via Brookfield Oaktree Wealth Solutions LLC (CRD 313390 ↗) Brookfield Private Capital (UK) Limited no CRD number reported via Brookfield Private Capital (UK) Limited Brookfield Capital Securities Ltd. no CRD number reported via Brookfield Capital Securities Ltd. Brookfield Singapore Pte. Ltd. no CRD number reported via Brookfield Singapore Pte. Ltd. Brookfield Advisors (Hong Kong) Ltd. no CRD number reported via Brookfield Advisors (Hong Kong) Ltd. Brookfield Investment Management (Canada) ULC no CRD number reported via Brookfield Investment Management (Canada) ULC |
| EDGAR ↗ | Nov 1, 2022 D/A File 021-433804 | $46,000,000 (est.) | $0 | $0 | Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗ via Brookfield Private Advisors LLC (CRD 151423 ↗) Brookfield Private Capital (UK) Limited no CRD number reported Brookfield Singapore Pte. Ltd no CRD number reported Brookfield Advisors (Hong Kong) Ltd no CRD number reported Brookfield Investment Management (Canada) Inc. no CRD number reported Brookfield Capital Securities Ltd. no CRD number reported Brookfield Oaktree Wealth Solutions LLC BrokerCheck CRD 313390 ↗ via Brookfield Oaktree Wealth Solutions LLC (CRD 313390 ↗) Summit Trail Securities, LLC BrokerCheck CRD 285784 ↗ |
| EDGAR ↗ | Aug 6, 2019 D/A File 021-318592 | $35,000,000 (est.) | $0 | $0 | Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗ via Brookfield Private Advisors LLC (CRD 151423 ↗) Brookfield Private Capital (UK) Limited no CRD number reported Brookfield Investment Management (Canada) Inc. no CRD number reported KB Securities Co. Ltd no CRD number reported Summit Trail Securities, LLC BrokerCheck CRD 285784 ↗ Brookfield Singapore Pte. Ltd no CRD number reported Brookfield Advisors (Hong Kong) Ltd no CRD number reported |
| EDGAR ↗ | May 13, 2019 D/A File 021-336310 | $200,000 (est.) | $0 | $0 | Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗ via Brookfield Private Advisors LLC (CRD 151423 ↗) Brookfield Investment Management (Canada) Inc. no CRD number reported Brookfield Singapore Pte. Ltd no CRD number reported Brookfield Advisors (Hong Kong) Ltd no CRD number reported Brookfield Private Capital (UK) Limited no CRD number reported Summit Trail Securities, LLC BrokerCheck CRD 285784 ↗ |
| EDGAR ↗ | Apr 14, 2016 D/A File 021-237955 | $6,000,000 (est.) | $0 | $0 | Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗ via Brookfield Private Advisors LLC (CRD 151423 ↗) John Jerrod Stelli no CRD number reported via Teneo Partners Japan Limited Shinhan Investment Corporation no CRD number reported via Shinhan Investment Corporation |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Brookfield Innovation Partners LP group: Brookfield | Executive Officer Managing Director of Member of GP of Issuer | Jun 17, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $170,000,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Brookfield Innovation Partners LP group: Brookfield | Executive Officer Managing Director of Member of GP of Issuer | Jun 16, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $170,000,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Brookfield BBUC Annex Fund LP group: Brookfield | Executive Officer Managing Partner of GP of GP of Issuer | Apr 30, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | BCP VII Co-Invest (M), L.P. group: Brookfield | Executive Officer Managing Partner of Sole Member of GP of Issuer | Apr 22, 2026 | D | Indefinite similar: $500,000–$16,420,250 | $0 | 0 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | Brookfield Capital Partners VII L.P. group: Brookfield | Executive Officer Managing Partner of the GP of the Delaware Issuers | Dec 31, 2025 | D | Indefinite similar: $500,000–$16,420,250 | $0 | 0 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | BSS Pavement Co-Invest US LP group: Brookfield | Executive Officer Managing Partner of the Managing Member of the General Partner of Issuers | Jan 15, 2025 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Brookfield Capital Partners VI L.P. group: Brookfield | Executive Officer Managing Partner of Sole Member of GP of the Cayman Issuers | Nov 1, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $8,410,970,888 | 112 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Brookfield Capital Partners VI L.P. group: Brookfield | Executive Officer Managing Partner of Sole Member of GP of the Cayman Issuers | Feb 17, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Brookfield Capital Partners VI L.P. group: Brookfield | Executive Officer Managing Partner of Sole Member of GP of the Cayman Issuers | Feb 16, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Brookfield Capital Partners V L.P. group: Brookfield | Executive Officer Senior Vice-President of the sole member of the General Partner of the Cayman and Canadian Issuers | Aug 6, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $8,315,322,193 | 150 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | BCP V Access Fund A L.P. group: Brookfield | Executive Officer Senior Vice President of BCP V Access Fund GP, the General Partner of the Issuers | May 13, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $18,363,443 | 27 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | BCP V Access Fund A L.P. group: Brookfield | Executive Officer Senior Vice President of BCP V Access Fund GP, the General Partner of the Issuers | Apr 3, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Brookfield Capital Partners V L.P. group: Brookfield | Executive Officer Senior Vice-President of Brookfield Capital Partners V GP LLC, the General Partner of the Cayman Issuers | Aug 7, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Brookfield Capital Partners IV L.P. group: Brookfield | Executive Officer Vice-President of Brookfield Capital Partners IV GP, Ltd., the General Partner of the Issuers | Apr 14, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,383,460,000 | 98 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Brookfield Capital Partners IV L.P. group: Brookfield | Executive Officer Vice-President of Brookfield Capital Partners IV GP, Ltd., the General Partner of the Issuers | Apr 14, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as David Gregory. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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