PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:21 AM ET

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Robert Wagner

Named as an officer, director or promoter on SEC Form D filings · OH · Aug 7, 2009 → Aug 6, 2010

3deals (issuers)
$116.3Mreported sold
29investors
4Form D filings
2009–2010years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert Wagner is listed as an executive officer on 4 SEC Form D filings by 3 issuers between Aug 2009 and Aug 2010: Victory Absolute Return Credit II Fund, LLC (Cleveland, OH — pooled investment fund — 2010; $56.3M reported sold to 7 investors), Absolute Return Credit Portfolio, Victory Capital Series LLC (Cleveland, OH — pooled investment fund — 2009–2010; $49.9M reported sold to 20 investors) and Victory Absolute Return Credit II Fund, LTD (Cleveland, OH — pooled investment fund — 2010; $10.2M reported sold to 2 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer. Across those companies the filings report $116.3M sold in total.

Listed alongside Craig E. Ruch (4 shared filings), DAVID C. BROWN (4 shared filings), Michael Policarpo (4 shared filings) and Gregory N. River (2 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

All 3 issuers belong to the sponsor group Crestview (56 issuers, $58.02B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Crestview has 56 companies on file and $58.02B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 1 state regulator order, 30 bankruptcy cases matching the name listed in Key records below.

What this means 32 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for Robert Wagner and found 10 differences, 1 worth asking the sponsor about: Form D filed 431 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert Wagner has not run yet — it is joining a line of 31,447 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

WAGNER, ROBERT v. HHS SECY closed
District Court, S.D. Ohio · No. · Filed Jan 11, 1988 · Closed Jul 20, 1988 · Nature of suit: 863 D.I.W.C. / D.I.W.W.
Role of WAGNER, ROBERT: Plaintiff · Outcome: Terminated 1988-07-20 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same full name (a name found in 505 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Consent Agreement ME · Maine Office of Securities (Department of Professional and Financial Regulation)
Order date May 28, 2003 · Regulator: Maine Office of Securities (Department of Professional and Financial Regulation) · Parties (regulator's caption): E. E. Powell & Company Inc. and Robert C. Wagner IV
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 5 people with this name in Form D filings; regulator in ME (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert Wagner..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

30 cases: 30 closed (disposition not in docket feed)

Robert R Wagner, Jr. closed
United States Bankruptcy Court, S.D. Ohio · No. 1:24-bk-10755 · Filed Apr 8, 2024 · Closed Aug 14, 2024
Role of Robert R Wagner, Jr.: Debtor · Outcome: Case closed 2024-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 505 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Robert T. Wagner and Pamela K. Wagner closed
United States Bankruptcy Court, N.D. Ohio · No. 24-50473 · Filed Apr 3, 2024 · Closed Jul 9, 2024
Role of Robert T. Wagner and Pamela K. Wagner: Debtor · Outcome: Case closed 2024-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 505 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Robert J. Wagner and Loretta A. Wagner closed
United States Bankruptcy Court, N.D. Ohio · No. 19-60707 · Filed Apr 5, 2019 · Closed Aug 16, 2019
Role of Robert J. Wagner and Loretta A. Wagner: Debtor · Outcome: Case closed 2019-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 505 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Robert J. Wagner closed
United States Bankruptcy Court, N.D. Ohio · No. 18-14007 · Filed Jul 5, 2018 · Closed Oct 23, 2018
Role of Robert J. Wagner: Debtor · Outcome: Case closed 2018-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 505 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Robert P Wagner closed
United States Bankruptcy Court, N.D. Ohio · No. 16-31281 · Filed Apr 20, 2016 · Closed Aug 16, 2016
Role of Robert P Wagner: Debtor · Outcome: Case closed 2016-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 505 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Robert R. Wagner, Jr. closed
United States Bankruptcy Court, S.D. Ohio · No. 1:14-bk-11096 · Filed Mar 21, 2014 · Closed Jul 9, 2014
Role of Robert R. Wagner, Jr.: Debtor · Outcome: Case closed 2014-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 505 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Robert E Wagner closed
United States Bankruptcy Court, S.D. Ohio · No. 1:13-bk-14002 · Filed Aug 26, 2013 · Closed Dec 23, 2013
Role of Robert E Wagner: Debtor · Outcome: Case closed 2013-12-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 505 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Robert A. Wagner and Vicki D. Wagner closed
United States Bankruptcy Court, S.D. Ohio · No. 2:12-bk-52813 · Filed Apr 3, 2012 · Closed Jul 25, 2012
Role of Robert A. Wagner and Vicki D. Wagner: Debtor · Outcome: Case closed 2012-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 505 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Robert W. Wagner, II and Jeannette Susan Wagner closed
United States Bankruptcy Court, N.D. Ohio · No. 11-12189 · Filed Mar 19, 2011 · Closed Feb 11, 2014
Role of Robert W. Wagner, II: Debtor · Outcome: Case closed 2014-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 505 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Robert S Wagner and Kara B Wagner closed
United States Bankruptcy Court, S.D. Ohio · No. 3:10-bk-34620 · Filed Jul 20, 2010 · Closed Jan 5, 2011
Role of Robert S Wagner and Kara B Wagner: Debtor · Outcome: Case closed 2011-01-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 505 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Robert L. Wagner and Cathleen D. Wagner closed
United States Bankruptcy Court, N.D. Ohio · No. 10-34479 · Filed Jun 30, 2010 · Closed Oct 4, 2013
Role of Robert L. Wagner and Cathleen D. Wagner: Debtor · Outcome: Case closed 2013-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 505 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Robert C. Wagner and Shannon A. Wagner closed
United States Bankruptcy Court, S.D. Ohio · No. 2:10-bk-56826 · Filed Jun 4, 2010 · Closed Oct 13, 2010
Role of Robert C. Wagner and Shannon A. Wagner: Debtor · Outcome: Case closed 2010-10-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 505 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Robert N Wagner closed
United States Bankruptcy Court, N.D. Ohio · No. 10-33004 · Filed Apr 30, 2010 · Closed Sep 7, 2010
Role of Robert N Wagner: Debtor · Outcome: Case closed 2010-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 505 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Robert R. Wagner and Marilyn J. Wagner closed
United States Bankruptcy Court, S.D. Ohio · No. 1:09-bk-12282 · Filed Apr 16, 2009 · Closed Jun 27, 2013
Role of Robert R. Wagner and Marilyn J. Wagner: Debtor · Outcome: Case closed 2013-06-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 505 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Robert E Wagner and Jennifer L Wagner closed
United States Bankruptcy Court, S.D. Ohio · No. 1:05-bk-20095 · Filed Oct 5, 2005 · Closed Apr 16, 2008
Role of Robert E Wagner and Jennifer L Wagner: Debtor · Outcome: Case closed 2008-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 505 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Robert D. Wagner closed
United States Bankruptcy Court, S.D. Ohio · No. 3:05-bk-34405 · Filed May 5, 2005 · Closed Sep 21, 2005
Role of Robert D. Wagner: Debtor · Outcome: Case closed 2005-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 505 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Robert P. Wagner closed
United States Bankruptcy Court, S.D. Ohio · No. 3:05-bk-32294 · Filed Mar 16, 2005 · Closed Aug 3, 2005
Role of Robert P. Wagner: Debtor · Outcome: Case closed 2005-08-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 505 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Robert D Wagner closed
United States Bankruptcy Court, S.D. Ohio · No. 2:04-bk-68473 · Filed Nov 19, 2004 · Closed Jun 15, 2005
Role of Robert D Wagner: Debtor · Outcome: Case closed 2005-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 505 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Robert E Wagner closed
United States Bankruptcy Court, S.D. Ohio · No. 2:03-bk-61595 · Filed Aug 1, 2003 · Closed Dec 3, 2003
Role of Robert E Wagner: Debtor · Outcome: Case closed 2003-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 505 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Robert I Wagner closed
United States Bankruptcy Court, S.D. Ohio · No. 3:02-bk-39424 · Filed Dec 12, 2002 · Closed Nov 26, 2004
Role of Robert I Wagner: Debtor · Outcome: Case closed 2004-11-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 505 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Robert L Wagner and Roxanne Wagner closed
United States Bankruptcy Court, S.D. Ohio · No. 2:01-bk-58383 · Filed Jul 18, 2001 · Closed Dec 11, 2001
Role of Robert L Wagner and Roxanne Wagner: Debtor · Outcome: Case closed 2001-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 505 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Robert G. Wagner, Jr. closed
United States Bankruptcy Court, N.D. Ohio · No. 00-16931 · Filed Sep 15, 2000 · Closed Apr 23, 2001
Role of Robert G. Wagner, Jr.: Debtor · Outcome: Case closed 2001-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 505 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Robert L Wagner and Kimberly A Wagner closed
United States Bankruptcy Court, S.D. Ohio · No. 1:99-bk-12018 · Filed Apr 15, 1999 · Closed Aug 16, 1999
Role of Robert L Wagner and Kimberly A Wagner: Debtor · Outcome: Case closed 1999-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 505 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Robert F. Wagner, Jr. and Wendy T. Wagner closed
United States Bankruptcy Court, N.D. Ohio · No. 98-19625 · Filed Dec 14, 1998 · Closed May 20, 1999
Role of Robert F. Wagner, Jr.: Debtor · Outcome: Case closed 1999-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 505 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Robert W. Wagner closed
United States Bankruptcy Court, N.D. Ohio · No. 98-16358 · Filed Aug 21, 1998 · Closed Jan 18, 2000
Role of Robert W. Wagner: Debtor · Outcome: Case closed 2000-01-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 505 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Robert T Wagner and Pamela Kay Wagner closed
United States Bankruptcy Court, S.D. Ohio · No. 2:97-bk-53897 · Filed Apr 25, 1997 · Closed Sep 11, 1997
Role of Robert T Wagner and Pamela Kay Wagner: Debtor · Outcome: Case closed 1997-09-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 505 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Robert A Wagner and Mary L Wagner closed
United States Bankruptcy Court, S.D. Ohio · No. 3:95-bk-33682 · Filed Oct 18, 1995 · Closed Jun 25, 1999
Role of Robert A Wagner and Mary L Wagner: Debtor · Outcome: Case closed 1999-06-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 505 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Robert W Wagner and Cynthia M Wagner closed
United States Bankruptcy Court, S.D. Ohio · No. 2:93-bk-53377 · Filed May 25, 1993 · Closed Oct 20, 1993
Role of Robert W Wagner and Cynthia M Wagner: Debtor · Outcome: Case closed 1993-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 505 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Robert E Wagner and Connie F Wagner closed
United States Bankruptcy Court, S.D. Ohio · No. 2:92-bk-25605 · Filed Jul 29, 1992 · Closed Dec 9, 1992
Role of Robert E Wagner and Connie F Wagner: Debtor · Outcome: Case closed 1992-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 505 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
Robert W. Wagner and Sandra J. Wagner closed
United States Bankruptcy Court, N.D. Ohio · No. 90-62626 · Filed Dec 19, 1990 · Closed Apr 30, 1991
Role of Robert W. Wagner and Sandra J. Wagner: Debtor · Outcome: Case closed 1991-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 505 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (OH)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Robert Wagner — 1 worth asking about (compared 4 filings on Oct 24, 2026)

Worth asking · Jun 2, 2008 – Aug 7, 2009

Form D filed 431 days after the first sale — Absolute Return Credit Portfolio, Victory Capital Series LLC

The filing says the first sale was Jun 2, 2008. The Form D was filed Aug 7, 2009 — 431 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 416 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Aug 7, 2009 ↗Absolute Return Credit Portfolio, Victory Capital Series LLC — PartnerFacts page ↗
Sources
Note · Feb 8, 2010 – Apr 9, 2010

Form D filed 60 days after the first sale — Victory Absolute Return Credit II Fund, LTD

The filing says the first sale was Feb 8, 2010. The Form D was filed Apr 9, 2010 — 60 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 45 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Apr 9, 2010 ↗Victory Absolute Return Credit II Fund, LTD — PartnerFacts page ↗
Sources
Note · Jun 2, 2008 – Aug 6, 2010

No amendment in the last 12 months on an offering that may still be open — Absolute Return Credit Portfolio, Victory Capital Series LLC (latest filing Aug 6, 2010)

The latest filing for this offering is dated Aug 6, 2010 (first sale Jun 2, 2008). It reports $49,905,950 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Aug 6, 2010 ↗Absolute Return Credit Portfolio, Victory Capital Series LLC — PartnerFacts page ↗
Sources
Note · Feb 8, 2010 – Apr 9, 2010

No amendment in the last 12 months on an offering that may still be open — Victory Absolute Return Credit II Fund, LTD (latest filing Apr 9, 2010)

The latest filing for this offering is dated Apr 9, 2010 (first sale Feb 8, 2010). It reports $10,185,423 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Apr 9, 2010 ↗Victory Absolute Return Credit II Fund, LTD — PartnerFacts page ↗
Sources
Note · Jan 19, 2010 – Feb 3, 2010

No amendment in the last 12 months on an offering that may still be open — Victory Absolute Return Credit II Fund, LLC (latest filing Feb 3, 2010)

The latest filing for this offering is dated Feb 3, 2010 (first sale Jan 19, 2010). It reports $56,250,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Feb 3, 2010 ↗Victory Absolute Return Credit II Fund, LLC — PartnerFacts page ↗
Sources
Note · Aug 7, 2009 – Aug 6, 2010

Reported net asset value range changed between filings — Absolute Return Credit Portfolio, Victory Capital Series LLC

"Decline to Disclose" (Aug 7, 2009); then "Not Applicable" (Aug 6, 2010).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Aug 7, 2009 ↗Form D/A · Aug 6, 2010 ↗Absolute Return Credit Portfolio, Victory Capital Series LLC — PartnerFacts page ↗
Sources
Note · May 10, 2013 – Mar 23, 2015

Same name, different state: "Robert C. Wagner" (PA) is a separate record

This page covers filings where the address state is OH. A separate record, "Robert C. Wagner" with address state PA, is listed on 2 filings — most recently by Shale Community BanFund, LP (Mar 23, 2015). The two records do not overlap in time: this page runs Aug 7, 2009 to Aug 6, 2010; the other runs May 10, 2013 to Mar 23, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert C. Wagner (PA) — PartnerFacts page ↗Form D · Mar 23, 2015 ↗Shale Community BanFund, LP — PartnerFacts page ↗Robert Wagner (OH) — this page ↗
Sources
Note · Dec 17, 2014

Same name, different state: "Robert Richard Wagner" (NC) is a separate record

This page covers filings where the address state is OH. A separate record, "Robert Richard Wagner" with address state NC, is listed on 1 filing — most recently by Bragg N East The Movie LLC (Dec 17, 2014). The two records do not overlap in time: this page runs Aug 7, 2009 to Aug 6, 2010; the other has one filing dated Dec 17, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Richard Wagner (NC) — PartnerFacts page ↗Form D · Dec 17, 2014 ↗Bragg N East The Movie LLC — PartnerFacts page ↗Robert Wagner (OH) — this page ↗
Sources
Note · Feb 6, 2014

Same name, different state: "Robert Wagner" (NY) is a separate record

This page covers filings where the address state is OH. A separate record, "Robert Wagner" with address state NY, is listed on 2 filings — most recently by Investcorp Credit Management BDC, Inc. (Feb 6, 2014). The two records do not overlap in time: this page runs Aug 7, 2009 to Aug 6, 2010; the other has one filing dated Feb 6, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Wagner (NY) — PartnerFacts page ↗Form D · Feb 6, 2014 ↗Investcorp Credit Management BDC, Inc. — PartnerFacts page ↗Robert Wagner (OH) — this page ↗
Sources
Note · Feb 11, 2011 – May 3, 2011

Same name, different state: "Robert F. Wagner" (PA) is a separate record

This page covers filings where the address state is OH. A separate record, "Robert F. Wagner" with address state PA, is listed on 2 filings — most recently by NexTier, Inc. (May 3, 2011). The two records do not overlap in time: this page runs Aug 7, 2009 to Aug 6, 2010; the other runs Feb 11, 2011 to May 3, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert F. Wagner (PA) — PartnerFacts page ↗Form D/A · May 3, 2011 ↗NexTier, Inc. — PartnerFacts page ↗Robert Wagner (OH) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 3 offerings reports sales commissions totalling $22,456; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 6, 2010 D/A
Absolute Return Credit Portfolio, Victory Capital Series LLC
File 021-133441
$22,456$0$0Victory Capital Advisers, Inc. BrokerCheck CRD 37059 ↗EDGAR ↗
Apr 9, 2010 D
Victory Absolute Return Credit II Fund, LTD
File 021-140336
$0 (est.)$0 (est.)$0Victory Capital Advisers, Inc. BrokerCheck CRD 37059 ↗EDGAR ↗
Feb 3, 2010 D
Victory Absolute Return Credit II Fund, LLC
File 021-138425
$0$0$0Victory Capital Advisers, Inc. BrokerCheck CRD 37059 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Robert Wagner on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AR
Pooled Investment Fund · group: Crestview

Absolute Return Credit Portfolio, Victory Capital Series LLC

Cleveland, OH · Aug 7, 2009 → Aug 6, 2010 · 2 filings
  • Aug 6, 2010 · D/A · $49,905,950 sold of Indefinite · 20 investors · min. $1,000,000 · role: Executive Officer (Chief Executive Officer of Issuer's Manager, Victory Capital Mangement Inc.) EDGAR ↗
  • Aug 7, 2009 · D · $39,905,950 sold of Indefinite · 19 investors · min. $1,000,000 · role: Executive Officer (Chief Executive Officer of Issuer's Manager, Victory Capital Mangement Inc.) EDGAR ↗

Raised $49.9M from 20 investors as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

VA
Pooled Investment Fund · group: Crestview

Victory Absolute Return Credit II Fund, LTD

Cleveland, OH · Apr 9, 2010
  • Apr 9, 2010 · D · $10,185,423 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (Chief Executive Officer of Issuer's Investment Adviser, Victory Capital Management Inc.) EDGAR ↗

Raised $10.2M from 2 investors as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

VA
Pooled Investment Fund · group: Crestview

Victory Absolute Return Credit II Fund, LLC

Cleveland, OH · Feb 3, 2010
  • Feb 3, 2010 · D · $56,250,000 sold of Indefinite · 7 investors · min. $5,000,000 · role: Executive Officer (Chief Executive Officer of Issuer's Manager, Victory Capital Management, Inc.) EDGAR ↗

Raised $56.3M from 7 investors as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Robert F. Wagner — PA, 1 issuer, Feb 11, 2011 → May 3, 2011 · no shared issuer
  • Robert Wagner — NY, 1 issuer, Feb 6, 2014 → Feb 6, 2014 · no shared issuer
  • Robert Richard Wagner — NC, 1 issuer, Dec 17, 2014 → Dec 17, 2014 · no shared issuer
  • Robert C. Wagner — PA, 1 issuer, May 10, 2013 → Mar 23, 2015 · no shared issuer

People around Robert 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID C. BROWN

Executive Officer, Director · 4 shared filings (3 issuers) · also on 4 other issuers

DAVID C. BROWN is on 7 issuers in total — a repeat sponsor. Their page lists every one.

CR
No photo found yet (own website and image search run after this page is viewed)
Person

Craig E. Ruch

Executive Officer, Director · 4 shared filings (3 issuers) · also on 2 other issuers

Craig E. Ruch is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Policarpo

Director · 4 shared filings (3 issuers) · also on 3 other issuers

Michael Policarpo is on 6 issuers in total — a repeat sponsor. Their page lists every one.

GR
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory N. River

Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert Wagner. Their page shows their other deals.

The team behind the deals

C
Sponsor group

Crestview

56 issuers · 128 filings · $58.02B reported sold · 2009–2026

One team, 56 deal companies. Robert Wagner is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Wagner.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert Wagner by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert Wagner is listed on: none on file. No website or social profile named in Victory Absolute Return Credit II Fund, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #364,612 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Cleveland, OH). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Franklin County OH Clerk of Courts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Ohio Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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