Gregory N. River is listed as a director on 2 SEC Form D filings by 1 issuer between Aug 2009 and Aug 2010: Absolute Return Credit Portfolio, Victory Capital Series LLC (Cleveland, OH — pooled investment fund — 2009–2010; $49.9M reported sold to 20 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Craig E. Ruch (2 shared filings), DAVID C. BROWN (2 shared filings), Michael Policarpo (2 shared filings) and Robert Wagner (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Gregory. Each name links to their own page.
The issuer belongs to the sponsor group Crestview (56 issuers, $58.02B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Crestview has 56 companies on file and $58.02B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Gregory N. River and found 3 differences, 1 worth asking the sponsor about: Form D filed 431 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.