Robert I. Usdan is listed as an executive officer and director on 13 SEC Form D filings by 10 issuers between Nov 2009 and Jul 2022. Largest by amount reported sold: Endicott Opportunity Partners III, L.P. (New York, NY — pooled investment fund — 2009–2010; $203.8M reported sold to 38 investors), EOP IV-A, LP (New York, NY — pooled investment fund — 2013; $200M reported sold to 1 investors), Endicott Opportunity Partners IV, L.P. (New York, NY — pooled investment fund — 2013; $140M reported sold to 1 investors), Endicott Growth Equity Partners, L.P. (New York, NY — pooled investment fund — 2019–2020; $95M reported sold to 37 investors), Fin Technologies, Inc. (New York, NY — industry reported as "Other" — 2021–2022; $75.2M reported sold to 21 investors) and 5 more (all listed below).
What this means That is a lot of deals — 10 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $841.1M sold in total.
Listed alongside Wayne K. Goldstein (11 shared filings), William Pappas (5 shared filings), EGE GP, L.L.C. (4 shared filings, management entity), Michael Chinn (3 shared filings), W.R. Endicott III, L.L.C. (3 shared filings, management entity) and 15 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.
9 of the issuers belong to the sponsor group Endicott (10 issuers, $1.01B reported sold, 2009–2024).
What this means A sponsor group is one team that sets up a new company for each deal. Endicott has 10 companies on file and $1.01B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 13 public filings for Robert I. Usdan and found 8 differences, 1 worth asking the sponsor about: Form D filed 71 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.