PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:43 AM ET

Sponsor Check › Person

RS
No photo found yet (own website and image search run after this page is viewed)

Robert Sullivan

Named as an officer, director or promoter on SEC Form D filings · NY · Feb 3, 2021 → Feb 3, 2021

1deal (issuers)
$0reported sold
0investors
1Form D filing
2021year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:48 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert Sullivan is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Feb 2021: Oaktree SBIC Fund, L.P. (Los Angeles, CA — pooled investment fund — 2021).

What this means One deal on file with the SEC, filed Feb 2021. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Bruce A. Karsh (1 shared filing), Christina Lee (1 shared filing), Daniel Levin (1 shared filing), Howard Marks (1 shared filing), Jay Wintrob (1 shared filing) and 9 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 29 bankruptcy cases matching the name listed in Key records below.

What this means 29 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Robert Sullivan and found 5 differences: Same name, different state: "Robert J Sullivan III" (FL) is a separate record; Same name, different state: "Robert J. Sullivan" (NC) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert Sullivan has not run yet — it is joining a line of 39,516 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:48 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert Sullivan..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

29 cases: 29 closed (disposition not in docket feed)

Robert Sullivan and Nancy Sullivan closed
United States Bankruptcy Court, E.D. New York · No. 8-23-72135 · Filed Jun 14, 2023 · Closed Sep 13, 2023
Role of Robert Sullivan and Nancy Sullivan: Debtor · Outcome: Case closed 2023-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 586 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (NY)
Robert J Sullivan and Linda C Sullivan closed
United States Bankruptcy Court, C.D. California · No. 6:21-bk-10865 · Filed Feb 22, 2021 · Closed Jun 8, 2021
Role of Robert J Sullivan and Linda C Sullivan: Debtor · Outcome: Case closed 2021-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 586 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)
Robert Sullivan closed
United States Bankruptcy Court, N.D. New York · No. 19-10822 · Filed Apr 30, 2019 · Closed Sep 17, 2019
Role of Robert Sullivan: Debtor · Outcome: Case closed 2019-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 586 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (NY)
Robert H Sullivan and Joseph R Fisher closed
United States Bankruptcy Court, C.D. California · No. 8:14-bk-10867 · Filed Feb 12, 2014 · Closed Jun 3, 2014
Role of Robert H Sullivan and Joseph R Fisher: Debtor · Outcome: Case closed 2014-06-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 586 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)
Robert G. Sullivan and Amy L. Fuller-Sullivan closed
United States Bankruptcy Court, N.D. New York · No. 13-12485 · Filed Oct 7, 2013 · Closed Jan 9, 2020
Role of Robert G. Sullivan and Amy L. Fuller-Sullivan: Debtor · Outcome: Case closed 2020-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 586 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (NY)
Robert J O'Sullivan and Patricia L O'Sullivan closed
United States Bankruptcy Court, N.D. New York · No. 13-61348 · Filed Aug 14, 2013 · Closed Nov 29, 2013
Role of Robert J O'Sullivan and Patricia L O'Sullivan: Debtor · Outcome: Case closed 2013-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 586 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (NY)
Robert S Sullivan and Patti L Sullivan closed
United States Bankruptcy Court, N.D. California · No. 11-40412 · Filed Jan 14, 2011 · Closed Apr 20, 2016
Role of Robert S Sullivan and Patti L Sullivan: Debtor · Outcome: Case closed 2016-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 586 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)
Robert T Sullivan and Nancy A Sullivan closed
United States Bankruptcy Court, E.D. New York · No. 8-09-77376 · Filed Sep 30, 2009 · Closed Dec 23, 2009
Role of Robert T Sullivan and Nancy A Sullivan: Debtor · Outcome: Case closed 2009-12-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 586 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (NY)
Robert D Sullivan closed
United States Bankruptcy Court, S.D. New York · No. 08-36383 · Filed Jun 26, 2008 · Closed Sep 30, 2008
Role of Robert D Sullivan: Debtor · Outcome: Case closed 2008-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 586 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (NY)
Robert W. Sullivan closed
United States Bankruptcy Court, E.D. New York · No. 8-08-72594 · Filed May 19, 2008 · Closed Sep 3, 2008
Role of Robert W. Sullivan: Debtor · Outcome: Case closed 2008-09-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 586 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (NY)
Robert L. Sullivan and Texas C. Sullivan closed
United States Bankruptcy Court, W.D. New York · No. 1-07-02871 · Filed Jul 16, 2007 · Closed Jan 7, 2009
Role of Robert L. Sullivan and Texas C. Sullivan: Debtor · Outcome: Case closed 2009-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 586 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (NY)
Robert J Sullivan and Christine M Sullivan closed
United States Bankruptcy Court, E.D. New York · No. 1-04-23036 · Filed Sep 10, 2004 · Closed Jan 4, 2005
Role of Robert J Sullivan and Christine M Sullivan: Debtor · Outcome: Case closed 2005-01-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 586 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (NY)
Robert R. Sullivan closed
United States Bankruptcy Court, S.D. New York · No. 04-20419 · Filed Jul 27, 2004 · Closed Nov 8, 2004
Role of Robert R. Sullivan: Debtor · Outcome: Case closed 2004-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 586 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (NY)
Robert D Sullivan closed
United States Bankruptcy Court, S.D. California · No. 04-03901 · Filed Apr 28, 2004 · Closed Jul 19, 2004
Role of Robert D Sullivan: Debtor · Outcome: Case closed 2004-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 586 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)
Robert D Sullivan closed
United States Bankruptcy Court, S.D. California · No. 04-02150 · Filed Mar 9, 2004 · Closed Jun 4, 2004
Role of Robert D Sullivan: Debtor · Outcome: Case closed 2004-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 586 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)
Robert R. Sullivan closed
United States Bankruptcy Court, S.D. New York · No. 03-20456 · Filed Aug 14, 2003 · Closed Feb 2, 2004
Role of Robert R. Sullivan: Debtor · Outcome: Case closed 2004-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 586 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (NY)
Robert Sullivan closed
United States Bankruptcy Court, N.D. California · No. 02-43274 · Filed Jun 17, 2002 · Closed Apr 11, 2003
Role of Robert Sullivan: Debtor · Outcome: Case closed 2003-04-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 586 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)
Robert Sullivan closed
United States Bankruptcy Court, E.D. California · No. 02-20190 · Filed Jan 7, 2002 · Closed Apr 16, 2002
Role of Robert Sullivan: Debtor · Outcome: Case closed 2002-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 586 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)
Robert E. Sullivan and Sherry L. Sullivan closed
United States Bankruptcy Court, E.D. California · No. 00-21913 · Filed Feb 18, 2000 · Closed Jun 15, 2000
Role of Robert E. Sullivan and Sherry L. Sullivan: Debtor · Outcome: Case closed 2000-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 586 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)
Robert Sullivan closed
United States Bankruptcy Court, E.D. New York · No. 1-99-18778 · Filed Jul 1, 1999 · Closed Nov 19, 1999
Role of Robert Sullivan: Debtor · Outcome: Case closed 1999-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 586 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (NY)
Robert Sullivan and Denise Sullivan closed
United States Bankruptcy Court, C.D. California · No. 8:98-bk-19326 · Filed Jun 29, 1998 · Closed Oct 23, 1998
Role of Robert Sullivan and Denise Sullivan: Debtor · Outcome: Case closed 1998-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 586 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)
Robert L. Sullivan and Texas C. Sullivan closed
United States Bankruptcy Court, W.D. New York · No. 1-97-12174 · Filed Apr 10, 1997 · Closed Oct 3, 1997
Role of Robert L. Sullivan and Texas C. Sullivan: Debtor · Outcome: Case closed 1997-10-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 586 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (NY)
Robert F. Sullivan closed
United States Bankruptcy Court, N.D. California · No. 97-31055 · Filed Mar 6, 1997 · Closed Jun 30, 1997
Role of Robert F. Sullivan: Debtor · Outcome: Case closed 1997-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 586 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)
Robert A. Sullivan closed
United States Bankruptcy Court, S.D. California · No. 97-00003 · Filed Jan 2, 1997 · Closed Apr 29, 1997
Role of Robert A. Sullivan: Debtor · Outcome: Case closed 1997-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 586 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)
Robert Sullivan and Margaret Sullivan closed
United States Bankruptcy Court, N.D. New York · No. 94-14080 · Filed Nov 7, 1994 · Closed Sep 9, 1997
Role of Robert Sullivan and Margaret Sullivan: Debtor · Outcome: Case closed 1997-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 586 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (NY)
Robert T. O'Sullivan and Rachel J. O'Sullivan closed
United States Bankruptcy Court, S.D. California · No. 94-11274 · Filed Oct 24, 1994 · Closed May 19, 1995
Role of Robert T. O'Sullivan and Rachel J. O'Sullivan: Debtor · Outcome: Case closed 1995-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 586 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)
Robert J. Sullivan and Rosemarie Sullivan closed
United States Bankruptcy Court, W.D. New York · No. 2-94-20702 · Filed Apr 6, 1994 · Closed Jan 30, 1995
Role of Robert J. Sullivan and Rosemarie Sullivan: Debtor · Outcome: Case closed 1995-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 586 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (NY)
Robert W.E. Sullivan closed
United States Bankruptcy Court, N.D. New York · No. 93-63631 · Filed Dec 7, 1993 · Closed Jun 20, 1994
Role of Robert W.E. Sullivan: Debtor · Outcome: Case closed 1994-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 586 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (NY)
Robert Sullivan and Yolanda Sullivan closed
United States Bankruptcy Court, C.D. California · No. 1:93-bk-49614 · Filed Nov 9, 1993 · Closed Apr 1, 1994
Role of Robert Sullivan and Yolanda Sullivan: Debtor · Outcome: Case closed 1994-04-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 586 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:48 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Robert Sullivan (compared 1 filing on Oct 24, 2026)

Note · Dec 20, 2013 – Jul 6, 2026

Same name, different state: "Robert J Sullivan III" (FL) is a separate record

This page covers filings where the address state is NY. A separate record, "Robert J Sullivan III" with address state FL, is listed on 15 filings — most recently by HREP V TE Feeder, L.P. (Jul 6, 2026). Both records have filings in the same period (Feb 3, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert J Sullivan III (FL) — PartnerFacts page ↗Form D · Jul 6, 2026 ↗HREP V TE Feeder, L.P. — PartnerFacts page ↗Robert Sullivan (NY) — this page ↗
Sources
Note · Jun 12, 2020 – Mar 9, 2026

Same name, different state: "Robert J. Sullivan" (NC) is a separate record

This page covers filings where the address state is NY. A separate record, "Robert J. Sullivan" with address state NC, is listed on 13 filings — most recently by Ginkgo REIT Inc. (Mar 9, 2026). Both records have filings in the same period (Feb 3, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert J. Sullivan (NC) — PartnerFacts page ↗Form D/A · Mar 9, 2026 ↗Ginkgo REIT Inc. — PartnerFacts page ↗Robert Sullivan (NY) — this page ↗
Sources
Note · Jan 31, 2017 – Feb 25, 2020

Same name, different state: "Robert J. Sullivan, Jr." (TX) is a separate record

This page covers filings where the address state is NY. A separate record, "Robert J. Sullivan, Jr." with address state TX, is listed on 4 filings — most recently by Austin Eastciders Holdings, Inc. (Feb 25, 2020). The two records do not overlap in time: this page has one filing dated Feb 3, 2021; the other runs Jan 31, 2017 to Feb 25, 2020.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert J. Sullivan, Jr. (TX) — PartnerFacts page ↗Form D · Feb 25, 2020 ↗Austin Eastciders Holdings, Inc. — PartnerFacts page ↗Robert Sullivan (NY) — this page ↗
Sources
Note · Feb 1, 2011 – May 8, 2013

Same name, different state: "Robert Sullivan" (CA) is a separate record

This page covers filings where the address state is NY. A separate record, "Robert Sullivan" with address state CA, is listed on 3 filings — most recently by American Assets Trust, L.P. (May 8, 2013). The two records do not overlap in time: this page has one filing dated Feb 3, 2021; the other runs Feb 1, 2011 to May 8, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Sullivan (CA) — PartnerFacts page ↗Form D · May 8, 2013 ↗American Assets Trust, L.P. — PartnerFacts page ↗Robert Sullivan (NY) — this page ↗
Sources
Note · Sep 14, 2009

Same name, different state: "Robert E. Sullivan" (VA) is a separate record

This page covers filings where the address state is NY. A separate record, "Robert E. Sullivan" with address state VA, is listed on 1 filing — most recently by Wintergreen Partners, Inc. (Sep 14, 2009). The two records do not overlap in time: this page has one filing dated Feb 3, 2021; the other has one filing dated Sep 14, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert E. Sullivan (VA) — PartnerFacts page ↗Form D · Sep 14, 2009 ↗Wintergreen Partners, Inc. — PartnerFacts page ↗Robert Sullivan (NY) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 1 offering report sales commissions; 1 reports finder's fees totalling $536,080; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 3, 2021 D
Oaktree SBIC Fund, L.P.
File 021-388335
$0$536,080 (est.)$0
The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.
B. Riley FBR, Inc. no CRD number reported
via B. Riley Securities, Inc. (CRD 25027 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Robert Sullivan on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

OS
Pooled Investment Fund

Oaktree SBIC Fund, L.P.

Los Angeles, CA · Feb 3, 2021
  • Feb 3, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Robert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (6)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

People around Robert 14

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

OC
Management entity

Oaktree Capital Management, L.P.

Promoter · 1 shared filing (1 issuer) · also on 225 other issuers

Oaktree Capital Management, L.P. is on 226 issuers in total — a repeat sponsor. Their page lists every one.

OS
Management entity

Oaktree SBIC Fund GP, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert Sullivan. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Sheldon Stone

Executive Officer · 1 shared filing (1 issuer) · also on 295 other issuers

Sheldon Stone is on 296 issuers in total — a repeat sponsor. Their page lists every one.

BK
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce A. Karsh

Executive Officer · 1 shared filing (1 issuer) · also on 303 other issuers

Bruce A. Karsh is on 304 issuers in total — a repeat sponsor. Their page lists every one.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Todd Molz

Executive Officer · 1 shared filing (1 issuer) · also on 171 other issuers

Todd Molz is on 172 issuers in total — a repeat sponsor. Their page lists every one.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Levin

Executive Officer · 1 shared filing (1 issuer) · also on 222 other issuers

Daniel Levin is on 223 issuers in total — a repeat sponsor. Their page lists every one.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

John B. Frank

Executive Officer · 1 shared filing (1 issuer) · also on 303 other issuers

John B. Frank is on 304 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Jay Wintrob

Executive Officer · 1 shared filing (1 issuer) · also on 203 other issuers

Jay Wintrob is on 204 issuers in total — a repeat sponsor. Their page lists every one.

WC
No photo found yet (own website and image search run after this page is viewed)
Person

William Casperson

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert Sullivan. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Raj Makam

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert Sullivan. Their page shows their other deals.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Christina Lee

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert Sullivan. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Matias Stitch

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert Sullivan. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Chang

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert Sullivan. Their page shows their other deals.

The team behind the deals

Same business address

7 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 1 issuer this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Oaktree SBIC Fund, L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert Sullivan by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert Sullivan is listed on: none on file. No website or social profile named in Oaktree SBIC Fund, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #199,608 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Los Angeles, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗California Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Robert Sullivan appears on a new Form D, or when a court case or SEC action is matched to them. See plans →