Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:47 AM ET

Sponsor Check › Person

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John B. Frank

Named as an officer, director or promoter on SEC Form D filings · CA · Apr 16, 2009 → Sep 17, 2026

304deals (issuers)

$78.62Breported sold

4,290investors

990Form D filings

2009–2026years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John B. Frank is listed as an executive officer and director on 990 SEC Form D filings by 304 issuers between Apr 2009 and Oct 2026. Largest by amount reported sold: Oaktree Opportunities Fund Xb, L.P. (Los Angeles, CA — pooled investment fund — 2014–2016; $6.61B reported sold to 247 investors), OAKTREE EXPANDED HIGH YIELD FUND, L.P. (Los Angeles, CA — pooled investment fund — 2010–2025; $5.53B reported sold to 127 investors), Oaktree Opportunities Fund XI, L.P. (Los Angeles, CA — pooled investment fund — 2020–2021; $4.51B reported sold to 110 investors), Oaktree Opportunities Fund IX, L.P. (Los Angeles, CA — pooled investment fund — 2011–2013; $4.1B reported sold to 162 investors), Oaktree Opportunities Fund VIII, L.P. (Los Angeles, CA — pooled investment fund — 2009–2010; $3.98B reported sold to 213 investors) and 299 more (all listed below).

What this means That is a lot of deals — 304 separate companies raised money with this person listed as executive officer and director, over about 17 years. Across those companies the filings report $132.46B sold in total.

Listed alongside Bruce A. Karsh (985 shared filings), Sheldon Stone (947 shared filings), Howard S. Marks (632 shared filings), Oaktree Capital Management, L.P. (626 shared filings, management entity), Daniel Levin (595 shared filings) and 196 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

The issuers belong to 3 sponsor groups: Oaktree (322 issuers, $132.91B reported sold, 2009–2026), Duration Transportation Infrastructure (7 issuers, $960.1M reported sold, 2022–2026) and Oaktree (2 issuers, $0 reported sold, 2021).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 17 bankruptcy cases matching the name listed in Key records below.

What this means 18 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 990 public filings for John B. Frank and found 11 differences, 4 worth asking the sponsor about: 19 paid sellers are listed without a CRD number; Form D filed 1,539 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John B. Frank has not run yet — it is #33,121 of 60,748 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 704 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 judgment

FRANK, JOHN v. KERNS, LOIS judgment

District Court, E.D. California · No. · Filed Jan 26, 1990 · Closed Aug 29, 1991 · Nature of suit: 190 Other contract actions

Role of FRANK, JOHN: Plaintiff · Outcome: Terminated 1991-08-29 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗

same full name (a name found in 141 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John B. Frank..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

17 cases: 17 closed (disposition not in docket feed)

John Frank and Priscilla Frank closed

United States Bankruptcy Court, C.D. California · No. 6:14-bk-24070 · Filed Nov 18, 2014 · Closed May 24, 2017

Role of John Frank and Priscilla Frank: Debtor · Outcome: Case closed 2017-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 141 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs

John Frank closed

United States Bankruptcy Court, C.D. California · No. 9:14-bk-12442 · Filed Nov 3, 2014 · Closed Jun 1, 2015

Role of John Frank: Debtor · Outcome: Case closed 2015-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 141 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)

John Frank closed

United States Bankruptcy Court, C.D. California · No. 9:14-bk-12149 · Filed Sep 28, 2014 · Closed Dec 1, 2014

Role of John Frank: Debtor · Outcome: Case closed 2014-12-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 141 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)

John R Frank closed

United States Bankruptcy Court, S.D. California · No. 12-15209 · Filed Nov 15, 2012 · Closed Apr 24, 2013

Role of John R Frank: Debtor · Outcome: Case closed 2013-04-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 141 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs

John D. Frank closed

United States Bankruptcy Court, N.D. California · No. 09-10104 · Filed Jan 21, 2009 · Closed May 4, 2009

Role of John D. Frank: Debtor · Outcome: Case closed 2009-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 141 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs

John Frank closed

United States Bankruptcy Court, E.D. New York · No. 8-04-84712 · Filed Jul 22, 2004 · Closed Oct 19, 2004

Role of John Frank: Debtor · Outcome: Case closed 2004-10-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 141 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (NY)

John Frank and Rosemarie Frank closed

United States Bankruptcy Court, S.D. New York · No. 03-22556 · Filed Apr 3, 2003 · Closed Aug 9, 2004

Role of John Frank and Rosemarie Frank: Debtor · Outcome: Case closed 2004-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 141 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

John J. Frank closed

United States Bankruptcy Court, N.D. New York · No. 03-10827 · Filed Feb 13, 2003 · Closed Jun 2, 2003

Role of John J. Frank: Debtor · Outcome: Case closed 2003-06-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 141 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

John Frank and Eve Frank closed

United States Bankruptcy Court, E.D. New York · No. 8-02-80904 · Filed Feb 8, 2002 · Closed Feb 23, 2005

Role of John Frank and Eve Frank: Debtor · Outcome: Case closed 2005-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 141 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

John Frank and Kathleen A. Frank closed

United States Bankruptcy Court, N.D. California · No. 00-11575 · Filed Jun 28, 2000 · Closed Oct 16, 2000

Role of John Frank and Kathleen A. Frank: Debtor · Outcome: Case closed 2000-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 141 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs

John E. Frank closed

United States Bankruptcy Court, W.D. New York · No. 1-99-13434 · Filed Jun 16, 1999 · Closed Oct 14, 1999

Role of John E. Frank: Debtor · Outcome: Case closed 1999-10-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 141 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

John D. Frank and Kari L. Frank closed

United States Bankruptcy Court, E.D. California · No. 99-26826 · Filed May 18, 1999 · Closed Aug 26, 1999

Role of John D. Frank and Kari L. Frank: Debtor · Outcome: Case closed 1999-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 141 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs

John W. Frank closed

United States Bankruptcy Court, N.D. New York · No. 94-62609 · Filed Sep 26, 1994 · Closed Apr 26, 1995

Role of John W. Frank: Debtor · Outcome: Case closed 1995-04-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 141 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

John E. Frank and Mary Ellen Frank closed

United States Bankruptcy Court, N.D. New York · No. 92-10216 · Filed Jan 17, 1992 · Closed Dec 3, 1992

Role of John E. Frank and Mary Ellen Frank: Debtor · Outcome: Case closed 1992-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 141 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

John H. Frank closed

United States Bankruptcy Court, N.D. New York · No. 91-13511 · Filed Sep 6, 1991 · Closed Dec 18, 1991

Role of John H. Frank: Debtor · Outcome: Case closed 1991-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 141 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

John P Frank closed

United States Bankruptcy Court, S.D. California · No. 88-09144 · Filed Nov 29, 1988 · Closed Jun 29, 1992

Role of John P Frank: Debtor · Outcome: Case closed 1992-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 141 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs

John D. Frank and Janice M. Frank closed

United States Bankruptcy Court, W.D. New York · No. 1-88-11535 · Filed Jul 26, 1988 · Closed Nov 8, 1988

Role of John D. Frank and Janice M. Frank: Debtor · Outcome: Case closed 1988-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 141 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for John B. Frank — 4 worth asking about (compared the newest 50 of 990 filings on Oct 24, 2026; older filings not covered)

Note · Jan 23, 1998 – May 27, 1998

Bankruptcy case: S.n.g. Spice Products, Inc., A Ca Corp. v. Boskovich Farms, Inc. — filed Jan 23, 1998

United States Bankruptcy Court, C.D. California docket "S.n.g. Spice Products, Inc., A Ca Corp. v. Boskovich Farms, Inc." filed Jan 23, 1998, closed May 27, 1998. Martin Boskovich (listed on the same filings) is listed as Defendant ("Boskovich Farms, Inc."). Our match estimate: 65%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗Martin Boskovich — PartnerFacts page ↗

Sources

Note · Jan 25, 1995 – Dec 26, 1995

Bankruptcy case: Thompson v. Boskovich Farms, Inc. — filed Jan 25, 1995

United States Bankruptcy Court, N.D. California docket "Thompson v. Boskovich Farms, Inc." filed Jan 25, 1995, closed Dec 26, 1995. Martin Boskovich (listed on the same filings) is listed as Defendant ("Boskovich Farms, Inc."). Our match estimate: 65%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. California ↗Martin Boskovich — PartnerFacts page ↗

Sources

Worth asking · Jun 17, 2022 – Oct 1, 2026

19 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: HMC Global — Oaktree Special Situations Fund IV, L.P. · Paid seller listed without a CRD number: Singular Asset Management Administradora General de Fondos S.A. — Oaktree Special Situations Fund IV, L.P. · Paid seller listed without a CRD number: Fountainhead Partners Holdings Company Limited — Oaktree Special Situations Fund IV (Parallel), L.P. · Paid seller listed without a CRD number: Kyobo Securities Co., Ltd — Oaktree Special Situations Fund IV (Parallel), L.P. · Paid seller listed without a CRD number: HMC Global — Oaktree Special Situations Fund IV (Parallel), L.P. · and 14 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Oct 1, 2026 ↗BrokerCheck search: HMC Global ↗Oaktree Special Situations Fund IV, L.P. — PartnerFacts page ↗BrokerCheck search: Singular Asset Management Administradora General de Fondos S.A. ↗

Sources

Worth asking · Jul 1, 2022 – Sep 17, 2026

Form D filed 1,539 days after the first sale — OAKTREE EMPLOYEE INVESTMENT FUND, L.P.

The filing says the first sale was Jul 1, 2022. The Form D was filed Sep 17, 2026 — 1,539 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1,524 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Sep 17, 2026 ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P. — PartnerFacts page ↗

Sources

Form D · Sep 17, 2026 ↗ (Sep 17, 2026)
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. — PartnerFacts page ↗ (Sep 17, 2026)

Worth asking · Jun 26, 2026 – Sep 16, 2026

Form D filed 82 days after the first sale — OAKTREE EMPLOYEE INVESTMENT FUND, L.P.

The filing says the first sale was Jun 26, 2026. The Form D was filed Sep 16, 2026 — 82 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 67 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 16, 2026 ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P. — PartnerFacts page ↗

Sources

Form D · Sep 16, 2026 ↗ (Sep 16, 2026)
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. — PartnerFacts page ↗ (Sep 17, 2026)

Worth asking · Jul 6, 2020 – Jun 17, 2026

Form D filed 2,172 days after the first sale — Oaktree Global Credit Investment Grade Fund, L.P.

The filing says the first sale was Jul 6, 2020. The Form D was filed Jun 17, 2026 — 2,172 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2,157 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Jun 17, 2026 ↗Oaktree Global Credit Investment Grade Fund, L.P. — PartnerFacts page ↗

Sources

Form D · Jun 17, 2026 ↗ (Jun 17, 2026)
Oaktree Global Credit Investment Grade Fund, L.P. — PartnerFacts page ↗ (Jun 17, 2026)

Note · Apr 25, 2025 – Apr 22, 2026

Minimum investment changed between filings — Oaktree Global Credit Feeder (Cayman), L.P.

The Apr 25, 2025 filing lists a minimum of $100,000; the Apr 22, 2026 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 25, 2025 ↗Form D/A (later) · Apr 22, 2026 ↗Oaktree Global Credit Feeder (Cayman), L.P. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 25, 2025 ↗ (Apr 25, 2025)
Form D/A (later) · Apr 22, 2026 ↗ (Apr 22, 2026)
Oaktree Global Credit Feeder (Cayman), L.P. — PartnerFacts page ↗ (Apr 22, 2026)

Note · Apr 25, 2025 – Apr 22, 2026

Minimum investment changed between filings — Oaktree Global Credit Fund, L.P.

The Apr 25, 2025 filing lists a minimum of $100,000; the Apr 22, 2026 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 25, 2025 ↗Form D/A (later) · Apr 22, 2026 ↗Oaktree Global Credit Fund, L.P. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 25, 2025 ↗ (Apr 25, 2025)
Form D/A (later) · Apr 22, 2026 ↗ (Apr 22, 2026)
Oaktree Global Credit Fund, L.P. — PartnerFacts page ↗ (Apr 22, 2026)

Note · Apr 7, 2017 – Dec 15, 2017

John B. Frank is written 2 different ways on the filings

listed as "John B. Frank" on 136 filings (from Apr 7, 2017), and "John Frank" on 106 filings (from Dec 15, 2017).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Apr 7, 2017 ↗Form D/A · Dec 15, 2017 ↗John B. Frank — PartnerFacts page ↗

Sources

Form D · Apr 7, 2017 ↗ (Apr 7, 2017)
Form D/A · Dec 15, 2017 ↗ (Dec 15, 2017)
John B. Frank — PartnerFacts page ↗

Note · Mar 4, 2015 – Mar 6, 2015

Same name, different state: "John Frank" (OK) is a separate record

This page covers filings where the address state is CA. A separate record, "John Frank" with address state OK, is listed on 3 filings — most recently by OKC West Acquisition, LP (Mar 6, 2015). Both records have filings in the same period (Mar 4, 2015 to Mar 6, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Frank (OK) — PartnerFacts page ↗Form D/A · Mar 6, 2015 ↗OKC West Acquisition, LP — PartnerFacts page ↗John B. Frank (CA) — this page ↗

Sources

John Frank (OK) — PartnerFacts page ↗ (Mar 6, 2015)
Form D/A · Mar 6, 2015 ↗ (Mar 6, 2015)
OKC West Acquisition, LP — PartnerFacts page ↗ (Mar 6, 2015)
John B. Frank (CA) — this page ↗ (Sep 17, 2026)

Note · May 12, 2009 – Jun 1, 2009

Same name, different state: "John Frank" (MA) is a separate record

This page covers filings where the address state is CA. A separate record, "John Frank" with address state MA, is listed on 2 filings — most recently by METACARTA INC (Jun 1, 2009). Both records have filings in the same period (May 12, 2009 to Jun 1, 2009).

John Frank (MA) — PartnerFacts page ↗Form D · Jun 1, 2009 ↗METACARTA INC — PartnerFacts page ↗John B. Frank (CA) — this page ↗

Sources

John Frank (MA) — PartnerFacts page ↗ (Jun 1, 2009)
Form D · Jun 1, 2009 ↗ (Jun 1, 2009)
METACARTA INC — PartnerFacts page ↗ (Jun 1, 2009)
John B. Frank (CA) — this page ↗ (Sep 17, 2026)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 990 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

30 of 363 offerings report sales commissions totalling $66,616,405; 1 reports finder's fees totalling $536,080; 4 report proceeds to related persons totalling $1,322,000. (includes amounts the issuer reported as estimates)

Showing the 300 most recent of 363 offerings below; the counts and totals above cover all 363. The PDF export lists the same 300.

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Oct 16, 2026 D/A File 021-560983	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Oct 16, 2026 D/A File 021-560980	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Oct 16, 2026 D/A File 021-560982	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Oct 16, 2026 D/A File 021-560981	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Oct 1, 2026 D/A File 021-559250	$8,133,600 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ via Raymond James Financial Services Inc. (CRD 6694 ↗) HMC Global no CRD number reported Singular Asset Management Administradora General de Fondos S.A. no CRD number reported	EDGAR ↗
Oct 1, 2026 D/A File 021-559246	$2,389,863 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ Fountainhead Partners Holdings Company Limited no CRD number reported Kyobo Securities Co., Ltd no CRD number reported Samsung Securities Co., Ltd BrokerCheck CRD 158319 ↗ Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ via Raymond James Financial Services Inc. (CRD 6694 ↗) HMC Global no CRD number reported Singular Asset Management Administradora General de Fondos S.A. no CRD number reported	EDGAR ↗
Sep 30, 2026 D/A File 021-559248	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	HMC Global no CRD number reported	EDGAR ↗
Sep 30, 2026 D/A File 021-559247	$480,000 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ via Raymond James Financial Services Inc. (CRD 6694 ↗)	EDGAR ↗
Sep 17, 2026 D/A File 021-284305	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Sep 17, 2026 D/A File 021-284306	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Sep 17, 2026 D/A File 021-311431	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Sep 17, 2026 D/A File 021-342271	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Sep 17, 2026 D/A File 021-342853	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Sep 17, 2026 D/A File 021-343132	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Sep 17, 2026 D File 021-597998	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Sep 16, 2026 D/A File 021-41106	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Sep 16, 2026 D/A File 021-180658	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Sep 16, 2026 D File 021-597761	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Sep 4, 2026 D File 021-596443	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Sep 1, 2026 D/A File 021-280507	$1,266,252 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	HMC Itajuba no CRD number reported Singular Asset Management Administradora General de Fondos S.A. no CRD number reported Banco BTG Pactual S.A. - Cayman Branch no CRD number reported	EDGAR ↗
Aug 4, 2026 D File 021-592994	$0	$0	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jul 16, 2026 D/A File 021-516354	$249,781 (est.)	$0 (est.)	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	XP Investment US, LLC BrokerCheck CRD 156691 ↗ Singular Asset Management Administradora General de Fondos S.A. no CRD number reported	EDGAR ↗
Jul 16, 2026 D/A File 021-516355	$2,416,640 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the issuer and the general partner of the Issuer.	CMB International Securities Limited no CRD number reported Emperor Securities Limited no CRD number reported Futu Securities International (Hong Kong) Limited no CRD number reported Hang Tang International Capital Management Ltd. no CRD number reported Howbuy Hong Kong Limited no CRD number reported Huatai Financial Holdings (Hong Kong) Limited no CRD number reported Noah Holdings (Hong Kong) Limited no CRD number reported China PA Securities (Hong Kong) Company Limited no CRD number reported	EDGAR ↗
Jun 17, 2026 D File 021-587640	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jun 12, 2026 D/A File 021-482864	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Apr 22, 2026 D/A File 021-285329	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Apr 22, 2026 D/A File 021-285332	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Apr 9, 2026 D/A File 021-94581-6L	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Apr 9, 2026 D/A File 021-228979	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Mar 27, 2026 D/A File 021-121689	$0 (est.)	$0 (est.)	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Mar 27, 2026 D/A File 021-179461	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Mar 27, 2026 D/A File 021-179462	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Mar 27, 2026 D/A File 021-212437	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Mar 27, 2026 D/A File 021-217830	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Mar 27, 2026 D/A File 021-121690	$0 (est.)	$0 (est.)	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Feb 19, 2026 D/A File 021-127155	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Feb 19, 2026 D/A File 021-134198	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Feb 18, 2026 D File 021-573785	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jan 22, 2026 D/A File 021-433037	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manger of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Jan 22, 2026 D/A File 021-433038	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manger of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Jan 22, 2026 D/A File 021-433036	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Jan 22, 2026 D/A File 021-433039	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Jan 12, 2026 D/A File 021-534847	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jan 12, 2026 D/A File 021-534840	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jan 9, 2026 D/A File 021-275664	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Jan 9, 2026 D/A File 021-275667	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Jan 6, 2026 D File 021-569116	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Dec 3, 2025 D/A File 021-498802	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Dec 3, 2025 D/A File 021-498804	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Nov 21, 2025 D File 021-564737	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Nov 21, 2025 D File 021-564738	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Nov 4, 2025 D File 021-562901	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Sep 5, 2025 D File 021-556744	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Sep 4, 2025 D File 021-556678	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	Evercore Group LLC BrokerCheck CRD 42405 ↗	EDGAR ↗
Sep 4, 2025 D File 021-556680	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	Evercore Group LLC BrokerCheck CRD 42405 ↗	EDGAR ↗
Aug 20, 2025 D File 021-555397	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Aug 20, 2025 D File 021-555392	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Aug 7, 2025 D File 021-553972	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Aug 7, 2025 D File 021-553989	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jul 3, 2025 D File 021-550792	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	Evercore Group LLC BrokerCheck CRD 42405 ↗	EDGAR ↗
Jul 3, 2025 D File 021-550798	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	Evercore Group LLC BrokerCheck CRD 42405 ↗	EDGAR ↗
Jun 24, 2025 D File 021-549676	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	Akela Capital no CRD number reported HMC ITJ no CRD number reported Samsung Securities Co., Ltd. no CRD number reported Singular Asset Management Administradora no CRD number reported	EDGAR ↗
Jun 17, 2025 D/A File 021-484271	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	Akela Capital no CRD number reported HMC ITJ no CRD number reported Samsung Securities Co., Ltd. no CRD number reported Singular Asset Management Administradora General de Fondos S.A. no CRD number reported	EDGAR ↗
Jun 17, 2025 D/A File 021-484272	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	Akela Capital no CRD number reported HMC ITJ no CRD number reported Samsung Securities Co., Ltd. no CRD number reported Singular Asset Management Administradora General de Fondos S.A. no CRD number reported	EDGAR ↗
Jun 17, 2025 D/A File 021-484273	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	Akela Capital no CRD number reported HMC ITJ no CRD number reported Samsung Securities Co., Ltd. no CRD number reported Singular Asset Management Administradora General de Fondos S.A. no CRD number reported	EDGAR ↗
Jun 17, 2025 D/A File 021-484943	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	Akela Capital no CRD number reported HMC ITJ no CRD number reported Samsung Securities Co., Ltd. no CRD number reported Singular Asset Management Administradora General de Fondos S.A. no CRD number reported	EDGAR ↗
Jun 16, 2025 D/A File 021-484015	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
May 20, 2025 D/A File 021-481741	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	Korea Investment & Securities Co., Ltd. no CRD number reported Samsung Securities Co., Ltd. no CRD number reported HMC ITJ no CRD number reported Singular Asset Management Administradora General de Fondos S.A. no CRD number reported Akela Capital no CRD number reported	EDGAR ↗
May 20, 2025 D/A File 021-481740	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	Korea Investment & Securities Co., Ltd. no CRD number reported Samsung Securities Co., Ltd. no CRD number reported HMC ITJ no CRD number reported Singular Asset Management Administradora General de Fondos S.A. no CRD number reported Akela Capital no CRD number reported	EDGAR ↗
May 20, 2025 D/A File 021-481739	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	Korea Investment & Securities Co., Ltd. no CRD number reported Samsung Securities Co., Ltd. no CRD number reported HMC ITJ no CRD number reported Singular Asset Management Administradora General de Fondos S.A. no CRD number reported Akela Capital no CRD number reported	EDGAR ↗
May 20, 2025 D/A File 021-481736	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	Korea Investment & Securities Co., Ltd. no CRD number reported Samsung Securities Co., Ltd. no CRD number reported HMC ITJ no CRD number reported Singular Asset Management Administradora General de Fondos S.A. no CRD number reported Akela Capital no CRD number reported	EDGAR ↗
May 20, 2025 D/A File 021-481733	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	Korea Investment & Securities Co., Ltd. no CRD number reported Samsung Securities Co., Ltd. no CRD number reported HMC ITJ no CRD number reported Singular Asset Management Administradora General de Fondos S.A. no CRD number reported Akela Capital no CRD number reported	EDGAR ↗
May 20, 2025 D/A File 021-481732	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	Korea Investment & Securities Co., Ltd. no CRD number reported Samsung Securities Co., Ltd. no CRD number reported HMC ITJ no CRD number reported Singular Asset Management Administradora General de Fondos S.A. no CRD number reported Akela Capital no CRD number reported	EDGAR ↗
May 12, 2025 D File 021-545827	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Apr 30, 2025 D File 021-544878	$0	$0	$0 The governing documents of the Issuer fully discuss the fees to the Investment Manager of the Issuer and the managing member of the Issuer.	None listed on this filing	EDGAR ↗
Apr 24, 2025 D/A File 021-511595	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Apr 24, 2025 D/A File 021-511601	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Apr 15, 2025 D/A File 021-129251	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Apr 14, 2025 D/A File 021-52821	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Apr 14, 2025 D/A File 021-129475	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Apr 8, 2025 D File 021-543212	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Feb 21, 2025 D/A File 021-505892	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Feb 4, 2025 D File 021-537221	$6,250	$0	$0	Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Feb 4, 2025 D File 021-537222	$6,250	$0	$0	Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Feb 4, 2025 D File 021-537276	$6,250	$0	$0	Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Jan 29, 2025 D File 021-536744	$0	$0	$0 The Issuer's confidential offering materials fully discuss the fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Jan 29, 2025 D File 021-536746	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Jan 29, 2025 D File 021-536747	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Jan 22, 2025 D File 021-535980	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jan 14, 2025 D File 021-535111	$6,250 (est.)	$0	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	H & L Equities, LLC BrokerCheck CRD 113794 ↗ via Charles B. Harrison (CRD 3071551 ↗) H & L Equities, LLC BrokerCheck CRD 113794 ↗ via Scott Harrison (CRD 4981070 ↗) H & L Equities, LLC BrokerCheck CRD 113794 ↗ via Patrick J. Whelchel (CRD 5389090 ↗) H & L Equities, LLC BrokerCheck CRD 113794 ↗ via Lori Mayfield (CRD 4899271 ↗)	EDGAR ↗
Jan 14, 2025 D File 021-535116	$6,250 (est.)	$0	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	H & L Equities, LLC BrokerCheck CRD 113794 ↗ via Charles B. Harrison (CRD 3071551 ↗) H & L Equities, LLC BrokerCheck CRD 113794 ↗ via Scott Harrison (CRD 4981070 ↗) H & L Equities, LLC BrokerCheck CRD 113794 ↗ via Patrick J. Whelchel (CRD 5389090 ↗) H & L Equities, LLC BrokerCheck CRD 113794 ↗ via Lori Mayfield (CRD 4899271 ↗)	EDGAR ↗
Jan 10, 2025 D/A File 021-503489	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jan 10, 2025 D File 021-534755	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jan 8, 2025 D/A File 021-501874	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jan 8, 2025 D/A File 021-501872	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Dec 30, 2024 D File 021-533631	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Dec 27, 2024 D File 021-533503	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Dec 11, 2024 D File 021-531789	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Sep 30, 2024 D File 021-525394	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Sep 30, 2024 D File 021-525396	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Sep 30, 2024 D File 021-525406	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Sep 20, 2024 D File 021-524615	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	OPPENHEIMER & CO. INC. BrokerCheck CRD 249 ↗	EDGAR ↗
Sep 20, 2024 D File 021-524616	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	OPPENHEIMER & CO. INC. BrokerCheck CRD 249 ↗	EDGAR ↗
Sep 20, 2024 D File 021-524617	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	OPPENHEIMER & CO. INC. BrokerCheck CRD 249 ↗	EDGAR ↗
Sep 20, 2024 D File 021-524613	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Aug 29, 2024 D File 021-522830	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jun 17, 2024 D/A File 021-367795	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jun 17, 2024 D File 021-516198	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jun 14, 2024 D/A File 021-448915	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jun 14, 2024 D/A File 021-448918	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jun 14, 2024 D/A File 021-448919	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jun 14, 2024 D/A File 021-449163	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jun 14, 2024 D/A File 021-449168	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jun 14, 2024 D/A File 021-449173	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
May 13, 2024 D/A File 021-481509	$5,316,256 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	HMC ITJ no CRD number reported Banco BTG Pactual S.A. - Cayman Branch no CRD number reported Akela Capital no CRD number reported UBS AG no CRD number reported Singular Asset Management Administradora General de Fondos S.A. no CRD number reported Kyobo Securities Co., Ltd. no CRD number reported Nomura Securities Co., Ltd. no CRD number reported Spire Capital Ltd. no CRD number reported Oppenheimer & Co. Inc. BrokerCheck CRD 249 ↗ Kiatnakin Phatra Securities Public Company Limited no CRD number reported Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ Morgan Stanley Smith Barney, LLC BrokerCheck CRD 149777 ↗	EDGAR ↗
May 13, 2024 D/A File 021-481503	$6,884,053 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	HMC ITJ no CRD number reported Banco BTG Pactual S.A. - Cayman Branch no CRD number reported Akela Capital no CRD number reported UBS AG no CRD number reported	EDGAR ↗
May 13, 2024 D/A File 021-481502	$5,316,256 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	HMC ITJ no CRD number reported Banco BTG Pactual S.A. - Cayman Branch no CRD number reported Akela Capital no CRD number reported UBS AG no CRD number reported Singular Asset Management Administradora General de Fondos S.A. no CRD number reported Kyobo Securities Co., Ltd. no CRD number reported Nomura Securities Co., Ltd. no CRD number reported Spire Capital Ltd. no CRD number reported Oppenheimer & Co. Inc. BrokerCheck CRD 249 ↗ Kiatnakin Phatra Securities Public Company Limited no CRD number reported Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ Morgan Stanley Smith Barney, LLC BrokerCheck CRD 149777 ↗	EDGAR ↗
Feb 22, 2024 D File 021-505890	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Feb 22, 2024 D File 021-505888	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Feb 13, 2024 D/A File 021-473502	$6,884,053 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	HMC ITJ no CRD number reported Banco BTG Pactual S.A. - Cayman Branch no CRD number reported Akela Capital no CRD number reported UBS AG no CRD number reported Singular Asset Management Administradora General de Fondos S.A. no CRD number reported Kyobo Securities Co., Ltd. no CRD number reported Nomura Securities Co., Ltd. no CRD number reported Spire Capital Ltd. no CRD number reported Oppenheimer & Co. Inc. BrokerCheck CRD 249 ↗ Kiatnakin Phatra Securities Public Company Limited no CRD number reported Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ Morgan Stanley Smith Barney, LLC BrokerCheck CRD 149777 ↗	EDGAR ↗
Feb 13, 2024 D/A File 021-473506	$6,884,053 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	HMC ITJ no CRD number reported Banco BTG Pactual S.A. - Cayman Branch no CRD number reported Akela Capital no CRD number reported UBS AG no CRD number reported Singular Asset Management Administradora General de Fondos S.A. no CRD number reported Kyobo Securities Co., Ltd. no CRD number reported Nomura Securities Co., Ltd. no CRD number reported Spire Capital Ltd. no CRD number reported Oppenheimer & Co. Inc. BrokerCheck CRD 249 ↗ Kiatnakin Phatra Securities Public Company Limited no CRD number reported Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ Morgan Stanley Smith Barney, LLC BrokerCheck CRD 149777 ↗	EDGAR ↗
Feb 13, 2024 D/A File 021-473511	$6,884,053 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	HMC ITJ no CRD number reported Banco BTG Pactual S.A. - Cayman Branch no CRD number reported Akela Capital no CRD number reported UBS AG no CRD number reported Singular Asset Management Administradora General de Fondos S.A. no CRD number reported Kyobo Securities Co., Ltd. no CRD number reported Nomura Securities Co., Ltd. no CRD number reported Spire Capital Ltd. no CRD number reported Oppenheimer & Co. Inc. BrokerCheck CRD 249 ↗ Kiatnakin Phatra Securities Public Company Limited no CRD number reported Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ Morgan Stanley Smith Barney, LLC BrokerCheck CRD 149777 ↗	EDGAR ↗
Feb 13, 2024 D/A File 021-473507	$5,316,256 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	HMC ITJ no CRD number reported Banco BTG Pactual S.A. - Cayman Branch no CRD number reported Akela Capital no CRD number reported UBS AG no CRD number reported Singular Asset Management Administradora General de Fondos S.A. no CRD number reported Kyobo Securities Co., Ltd. no CRD number reported Nomura Securities Co., Ltd. no CRD number reported Spire Capital Ltd. no CRD number reported Oppenheimer & Co. Inc. BrokerCheck CRD 249 ↗ Kiatnakin Phatra Securities Public Company Limited no CRD number reported Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ Morgan Stanley Smith Barney, LLC BrokerCheck CRD 149777 ↗	EDGAR ↗
Jan 22, 2024 D/A File 021-212675	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jan 22, 2024 D/A File 021-212676	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jan 16, 2024 D/A File 021-502112	$6,250 (est.)	$0	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the Sole Member of the Issuer.	H & L Equities, LLC BrokerCheck CRD 113794 ↗ via Charles B. Harrison (CRD 3071551 ↗) H & L Equities, LLC BrokerCheck CRD 113794 ↗ via Scott Harrison (CRD 4981070 ↗) H & L Equities, LLC BrokerCheck CRD 113794 ↗ via Patrick J. Whelchel (CRD 5389090 ↗) H & L Equities, LLC BrokerCheck CRD 113794 ↗ via Lori Mayfield (CRD 4899271 ↗)	EDGAR ↗
Jan 10, 2024 D File 021-502111	$6,250 (est.)	$0	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the Sole Member of the Issuer.	H & L Equities, LLC BrokerCheck CRD 113794 ↗ via Charles B. Harrison (CRD 3071551 ↗) H & L Equities, LLC BrokerCheck CRD 113794 ↗ via Scott Harrison (CRD 4981070 ↗) H & L Equities, LLC BrokerCheck CRD 113794 ↗ via Patrick J. Whelchel (CRD 5389090 ↗) H & L Equities, LLC BrokerCheck CRD 113794 ↗ via Lori Mayfield (CRD 4899271 ↗)	EDGAR ↗
Dec 26, 2023 D File 021-500751	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Dec 19, 2023 D File 021-500141	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
May 9, 2023 D File 021-481274	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
May 4, 2023 D File 021-480854	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 31, 2023 D/A File 021-431554	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jan 31, 2023 D/A File 021-431559	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jan 31, 2023 D/A File 021-435705	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jan 27, 2023 D/A File 021-431150	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jan 27, 2023 D/A File 021-431142	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Nov 1, 2022 D/A File 021-412283	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Nov 1, 2022 D/A File 021-412280	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Nov 1, 2022 D/A File 021-412285	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Nov 1, 2022 D/A File 021-412278	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Oct 7, 2022 D File 021-461110	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Aug 3, 2022 D File 021-454649	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jul 15, 2022 D File 021-452548	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jul 13, 2022 D/A File 021-406582	$1,371,825 (est.)	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	SMBC Nikko Securities, Inc. no CRD number reported Singular Asset Management Administradora General de Fondos S.A. no CRD number reported HMC Itajuba no CRD number reported Mirae Asset Securities Co., Ltd. no CRD number reported Brookfield Oaktree Wealth Solutions LLC BrokerCheck CRD 313390 ↗ OCM Investments, LLC BrokerCheck CRD 128803 ↗	EDGAR ↗
Jun 15, 2022 D File 021-449371	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jun 13, 2022 D File 021-448911	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jun 13, 2022 D File 021-448914	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Apr 6, 2022 D File 021-440524	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Apr 5, 2022 D File 021-440516	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jan 31, 2022 D File 021-431558	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jan 21, 2022 D/A File 021-355955	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	HMC Itajuba no CRD number reported Singular Asset Management Administradora General de Fondos S.A. no CRD number reported Banco BTG Pactual S.A. - Cayman Branch no CRD number reported Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗) Samsung Securities Co., Ltd. no CRD number reported	EDGAR ↗
Jan 21, 2022 D/A File 021-355968	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	HMC Itajuba no CRD number reported Singular Asset Management Administradora General de Fondos S.A. no CRD number reported Banco BTG Pactual S.A. - Cayman Branch no CRD number reported Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗) Samsung Securities Co., Ltd. no CRD number reported	EDGAR ↗
Jan 21, 2022 D/A File 021-355967	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	HMC Itajuba no CRD number reported Singular Asset Management Administradora General de Fondos S.A. no CRD number reported Banco BTG Pactual S.A. - Cayman Branch no CRD number reported Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗) Samsung Securities Co., Ltd. no CRD number reported	EDGAR ↗
Jan 21, 2022 D/A File 021-355963	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	HMC Itajuba no CRD number reported Singular Asset Management Administradora General de Fondos S.A. no CRD number reported Banco BTG Pactual S.A. - Cayman Branch no CRD number reported Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗) Samsung Securities Co., Ltd. no CRD number reported	EDGAR ↗
Jan 21, 2022 D/A File 021-355959	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	HMC Itajuba no CRD number reported Singular Asset Management Administradora General de Fondos S.A. no CRD number reported Banco BTG Pactual S.A. - Cayman Branch no CRD number reported Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗) Samsung Securities Co., Ltd. no CRD number reported	EDGAR ↗
Jan 21, 2022 D/A File 021-355944	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	HMC Itajuba no CRD number reported Singular Asset Management Administradora General de Fondos S.A. no CRD number reported Banco BTG Pactual S.A. - Cayman Branch no CRD number reported Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗) Samsung Securities Co., Ltd. no CRD number reported	EDGAR ↗
Nov 23, 2021 D File 021-422326	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Nov 23, 2021 D File 021-422323	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Nov 23, 2021 D File 021-422316	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Aug 18, 2021 D File 021-410453	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	Nomura Securities Co., Ltd. no CRD number reported HMC Itajuba no CRD number reported	EDGAR ↗
Aug 6, 2021 D/A File 021-372621	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jul 22, 2021 D/A File 021-337723	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	Nomura Securities Co., Ltd. no CRD number reported HMC Itajuba no CRD number reported	EDGAR ↗
Jul 22, 2021 D/A File 021-337725	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	Nomura Securities Co., Ltd. no CRD number reported HMC Itajuba no CRD number reported	EDGAR ↗
Jul 22, 2021 D/A File 021-363338	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	Nomura Securities Co., Ltd. no CRD number reported HMC Itajuba no CRD number reported	EDGAR ↗
Jul 22, 2021 D/A File 021-363340	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	Nomura Securities Co., Ltd. no CRD number reported HMC Itajuba no CRD number reported	EDGAR ↗
Jun 23, 2021 D/A File 021-369639	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
May 20, 2021 D/A File 021-367419	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
May 20, 2021 D/A File 021-367413	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
May 20, 2021 D/A File 021-367433	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Mar 2, 2021 D/A File 021-341823	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	HMC Itajuba no CRD number reported Citi Private Advisory, LLC BrokerCheck CRD 153777 ↗ Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗ OCM Investments, LLC BrokerCheck CRD 128803 ↗	EDGAR ↗
Mar 2, 2021 D/A File 021-341842	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	HMC Itajuba no CRD number reported Citi Private Advisory, LLC BrokerCheck CRD 153777 ↗ Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗ OCM Investments, LLC BrokerCheck CRD 128803 ↗	EDGAR ↗
Mar 2, 2021 D/A File 021-341836	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	HMC Itajuba no CRD number reported Citi Private Advisory, LLC BrokerCheck CRD 153777 ↗ Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗ OCM Investments, LLC BrokerCheck CRD 128803 ↗	EDGAR ↗
Mar 2, 2021 D/A File 021-341831	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	HMC Itajuba no CRD number reported Citi Private Advisory, LLC BrokerCheck CRD 153777 ↗ Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗ OCM Investments, LLC BrokerCheck CRD 128803 ↗	EDGAR ↗
Feb 5, 2021 D File 021-388534	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Feb 5, 2021 D File 021-388535	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Feb 3, 2021 D File 021-388335	$0	$536,080 (est.)	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	B. Riley FBR, Inc. no CRD number reported via B. Riley Securities, Inc. (CRD 25027 ↗)	EDGAR ↗
Jan 13, 2021 D File 021-386235	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jan 8, 2021 D/A File 021-329867	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	Samsung Securities Co., Ltd. no CRD number reported Singular Asset Management Administradora General de Fondos S.A. no CRD number reported	EDGAR ↗
Jan 8, 2021 D/A File 021-329875	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	Samsung Securities Co., Ltd. no CRD number reported Singular Asset Management Administradora General de Fondos S.A. no CRD number reported	EDGAR ↗
Dec 7, 2020 D File 021-382470	$0	$0	$300,000 (est.)	None listed on this filing	EDGAR ↗
Dec 1, 2020 D File 021-381781	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Dec 1, 2020 D File 021-381784	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Nov 12, 2020 D/A File 021-353175	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Nov 12, 2020 D/A File 021-353179	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Oct 13, 2020 D/A File 021-376953	$0	$0	$360,000	None listed on this filing	EDGAR ↗
Oct 13, 2020 D File 021-377715	$0	$0	$412,000 (est.)	None listed on this filing	EDGAR ↗
Oct 13, 2020 D File 021-377719	$0	$0	$250,000 (est.)	None listed on this filing	EDGAR ↗
Oct 9, 2020 D File 021-377532	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jun 25, 2020 D File 021-369663	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jun 16, 2020 D File 021-369049	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential governing documents fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jun 16, 2020 D File 021-369037	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential governing documents fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
May 27, 2020 D File 021-367797	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Apr 17, 2020 D/A File 021-337359	$500,000 (est.)	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the Investment Manager's affiliates.	PTP Securities, LLC BrokerCheck CRD 136832 ↗	EDGAR ↗
Apr 17, 2020 D/A File 021-337360	$500,000 (est.)	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the Investment Manager's affiliates.	PTP Securities, LLC BrokerCheck CRD 136832 ↗	EDGAR ↗
Mar 30, 2020 D File 021-363884	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Mar 23, 2020 D File 021-363498	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Mar 16, 2020 D/A File 021-326535	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Mar 16, 2020 D/A File 021-326536	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Mar 16, 2020 D/A File 021-326538	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Mar 16, 2020 D File 021-362914	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Mar 12, 2020 D/A File 021-212871	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 6, 2019 D File 021-348217	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	Evercore Group, L.L.C. BrokerCheck CRD 42405 ↗	EDGAR ↗
Sep 4, 2019 D File 021-347928	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Sep 4, 2019 D File 021-347931	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	Evercore Group, L.L.C. BrokerCheck CRD 42405 ↗	EDGAR ↗
Sep 4, 2019 D File 021-347933	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	Evercore Group, L.L.C. BrokerCheck CRD 42405 ↗	EDGAR ↗
Sep 4, 2019 D File 021-347939	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	Evercore Group, L.L.C. BrokerCheck CRD 42405 ↗	EDGAR ↗
Sep 4, 2019 D File 021-347937	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	Evercore Group, L.L.C. BrokerCheck CRD 42405 ↗	EDGAR ↗
Sep 4, 2019 D File 021-347935	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	Evercore Group, L.L.C. BrokerCheck CRD 42405 ↗	EDGAR ↗
Sep 4, 2019 D File 021-347929	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	Evercore Group, L.L.C. BrokerCheck CRD 42405 ↗	EDGAR ↗
Sep 4, 2019 D File 021-347932	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	Evercore Group, L.L.C. BrokerCheck CRD 42405 ↗	EDGAR ↗
Sep 4, 2019 D File 021-347938	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	Evercore Group, L.L.C. BrokerCheck CRD 42405 ↗	EDGAR ↗
Sep 4, 2019 D File 021-347934	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	Evercore Group, L.L.C. BrokerCheck CRD 42405 ↗	EDGAR ↗
Sep 4, 2019 D File 021-347936	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	Evercore Group, L.L.C. BrokerCheck CRD 42405 ↗	EDGAR ↗
Aug 21, 2019 D File 021-347118	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Jul 23, 2019 D File 021-344850	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jun 28, 2019 D File 021-343032	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
May 24, 2019 D File 021-340394	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Apr 19, 2019 D/A File 021-129367	$0 (est.)	$0 (est.)	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Apr 16, 2019 D/A File 021-285245	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Apr 16, 2019 D/A File 021-285243	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Apr 16, 2019 D/A File 021-285244	$0 (est.)	$0 (est.)	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Apr 10, 2019 D/A File 021-309228	$0	$0	$0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Apr 9, 2019 D/A File 021-309222	$0	$0	$0 (est.) The Issuer's confidential offering materials fully discuss the fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Feb 19, 2019 D/A File 021-281033	$90,000 (est.)	$0	$0	PTP Securities, LLC BrokerCheck CRD 136832 ↗ via PTP Securities, LLC (CRD 136832 ↗)	EDGAR ↗
Feb 19, 2019 D/A File 021-281035	$90,000 (est.)	$0	$0	PTP Securities, LLC BrokerCheck CRD 136832 ↗ via PTP Securities, LLC (CRD 136832 ↗)	EDGAR ↗
Jan 18, 2019 D/A File 021-303579	$0 (est.)	$0 (est.)	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	HMC Itajub? no CRD number reported Global Asset Advisors, Ltd. no CRD number reported Asesor?as Security S.A. no CRD number reported Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ Singular Asset Management Administradora General de Fondos S.A no CRD number reported Hang Tang International Capital Management Limited no CRD number reported	EDGAR ↗
Jan 18, 2019 D/A File 021-303582	$0 (est.)	$0 (est.)	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	HMC Itajub? no CRD number reported Global Asset Advisors, Ltd. no CRD number reported Asesor?as Security S.A. no CRD number reported Asesor?as Security S.A. no CRD number reported Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ Singular Asset Management Administradora General de Fondos S.A no CRD number reported Hang Tang International Capital Management Limited no CRD number reported	EDGAR ↗
Dec 20, 2018 D File 021-328621	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Dec 20, 2018 D File 021-328622	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Dec 20, 2018 D File 021-328648	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Dec 20, 2018 D File 021-328662	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Nov 28, 2018 D File 021-326759	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Nov 28, 2018 D File 021-326760	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Oct 24, 2018 D File 021-324192	$0	$0	$0 The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the general partner of the Issuer.	None listed on this filing	EDGAR ↗
Aug 13, 2018 D File 021-319050	$1,475,588	$0	$0	Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗	EDGAR ↗
Jul 2, 2018 D/A File 021-280939	$0 (est.)	$0 (est.)	$0 (est.) The management fees and performance-based distributions (if any) payable by the Issuer to the Investment Manager and the General Partner, which are affiliates of the Issuer, are disclosed in the Issuer's confidential offering materials.	None listed on this filing	EDGAR ↗
Jul 2, 2018 D/A File 021-280936	$0 (est.)	$0 (est.)	$0 (est.) The management fees and performance-based distributions (if any) payable by the Issuer to the Investment Manager and the General Partner, which are affiliates of the Issuer, are disclosed in the Issuer's confidential offering materials.	None listed on this filing	EDGAR ↗
Jul 2, 2018 D File 021-315949	$0	$0	$0 (est.) The Issuer's confidential offering materials fully discuss the fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jul 2, 2018 D File 021-315950	$0	$0	$0 (est.) The Issuer's confidential offering materials fully discuss the fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jul 2, 2018 D File 021-315954	$0	$0	$0 (est.) The Issuer's confidential offering materials fully discuss the fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jul 2, 2018 D File 021-315952	$0	$0	$0 (est.) The Issuer's confidential offering materials fully discuss the fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jun 11, 2018 D File 021-314356	$0	$0	$0 (est.) The Issuer's confidential offering materials fully discuss the fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Jun 11, 2018 D File 021-314358	$0	$0	$0 (est.) The Issuer's confidential offering materials fully discuss the fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Apr 24, 2018 D/A File 021-261396	$0 (est.)	$0 (est.)	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗)	EDGAR ↗
Apr 24, 2018 D/A File 021-261399	$0 (est.)	$0 (est.)	$0	Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗)	EDGAR ↗
Apr 24, 2018 D/A File 021-294161	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 18, 2018 D/A File 021-129467	$0 (est.)	$0 (est.)	$0	None listed on this filing	EDGAR ↗
Apr 18, 2018 D/A File 021-129867	$0 (est.)	$0 (est.)	$0	None listed on this filing	EDGAR ↗
Apr 18, 2018 D/A File 021-94622-4L	$0 (est.)	$0 (est.)	$0	None listed on this filing	EDGAR ↗
Apr 16, 2018 D/A File 021-285237	$0 (est.)	$0 (est.)	$0 (est.) The management fees and performance-based distributions (if any) payable by the Issuer to the Investment Manager and the General Partner, which are affiliates of the Issuer, are disclosed in the Issuer's confidential offering materials.	None listed on this filing	EDGAR ↗
Apr 16, 2018 D/A File 021-285242	$0 (est.)	$0 (est.)	$0 (est.) The management fees and performance-based distributions (if any) payable by the Issuer to the Investment Manager and the General Partner, which are affiliates of the Issuer, are disclosed in the Issuer's confidential offering materials.	None listed on this filing	EDGAR ↗
Apr 16, 2018 D/A File 021-285241	$0 (est.)	$0 (est.)	$0 (est.) The management fees and performance-based distributions (if any) payable by the Issuer to the Investment Manager and the General Partner, which are affiliates of the Issuer, are disclosed in the Issuer's confidential offering materials.	None listed on this filing	EDGAR ↗
Apr 13, 2018 D/A File 021-65009	$0 (est.)	$0 (est.)	$0	None listed on this filing	EDGAR ↗
Apr 5, 2018 D File 021-309378	$0	$0	$0 The Issuer's confidential offering materials fully discuss the fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Apr 5, 2018 D File 021-309377	$0	$0	$0 The Issuer's confidential offering materials fully discuss the fees due to the Investment Manager of the Issuer and the General Partner of the Issuer.	None listed on this filing	EDGAR ↗
Oct 11, 2017 D/A File 021-236725	$563,501 (est.)	$0	$0	Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)	EDGAR ↗
Oct 11, 2017 D/A File 021-236724	$1,805,625 (est.)	$0	$0	Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)	EDGAR ↗
Aug 24, 2017 D/A File 021-218162	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 24, 2017 D/A File 021-218161	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 12, 2017 D/A File 021-246266	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Apr 12, 2017 D/A File 021-246693	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Apr 12, 2017 D/A File 021-246695	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Mar 23, 2017 D/A File 021-260092	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Mar 23, 2017 D/A File 021-260093	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Mar 23, 2017 D/A File 021-260090	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Feb 23, 2017 D File 021-281177	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 22, 2016 D/A File 021-224609	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Nov 22, 2016 D/A File 021-224610	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Nov 21, 2016 D/A File 021-224624	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Nov 21, 2016 D/A File 021-224625	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Oct 24, 2016 D File 021-273067	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 17, 2016 D File 021-272688	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Oct 14, 2016 D File 021-272494	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 14, 2016 D File 021-272495	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 13, 2016 D File 021-272434	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 13, 2016 D File 021-272436	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 21, 2016 D File 021-271012	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 19, 2016 D File 021-270887	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 19, 2016 D File 021-270888	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 19, 2016 D File 021-270889	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 19, 2016 D File 021-270890	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 24, 2016 D/A File 021-246334	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Aug 24, 2016 D/A File 021-246575	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Aug 17, 2016 D/A File 021-246256	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 10, 2016 D File 021-264794	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Dec 4, 2015 D File 021-252465	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 24, 2015 D/A File 021-224626	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 24, 2015 D/A File 021-224627	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 23, 2015 D/A File 021-224779	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 17, 2015 D File 021-238229	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Apr 17, 2015 D File 021-238230	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Apr 17, 2015 D File 021-238231	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Apr 17, 2015 D File 021-238232	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Jan 21, 2015 D/A File 021-212594	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Jan 21, 2015 D/A File 021-212596	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Jan 16, 2015 D/A File 021-194125	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Jan 16, 2015 D/A File 021-194126	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Jan 16, 2015 D/A File 021-194127	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Jan 7, 2015 D File 021-231686	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Jan 7, 2015 D File 021-231687	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 304

Every issuer that named John B. Frank on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Oaktree

Oaktree Direct Lending Evergreen Fund, L.P.

Los Angeles, CA · Oct 15, 2025 → Oct 16, 2026 · 2 filings

Oct 16, 2026 · D/A · $1,800,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗
Oct 15, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the Investment Manager) EDGAR ↗

Raised $1.8B from 1 investor as of the latest filing. John is listed as executive officer on 2 filings for this deal.