Robert Lance Baker is listed as an executive officer on 20 SEC Form D filings by 6 issuers between Mar 2010 and Mar 2017. Largest by amount reported sold: Hatteras Master Fund, L.P. (Raleigh, NC — pooled investment fund — 2010–2017; $1.57B reported sold to 6 investors), Hatteras Core Alternatives 3c1 Fund, L.P. (Raleigh, NC — pooled investment fund — 2010–2013; $95.1M reported sold to 162 investors), Hatteras GPEP Fund II, LLC (Raleigh, NC — pooled investment fund — 2012–2013; $5.71M reported sold to 50 investors), Hatteras VC Co-Investment Fund II, LLC (Raleigh, NC — pooled investment fund — 2010; $4.04M reported sold to 77 investors), HATTERAS GPEP FUND LP (Raleigh, NC — pooled investment fund — 2010–2013; $4M reported sold to 3 investors) and 1 more (all listed below).
What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer, over about 7 years. Across those companies the filings report $1.69B sold in total.
All 6 issuers belong to the sponsor group Group linked by Brendan Lake (172 issuers, $6.94B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Group linked by Brendan Lake has 172 companies on file and $6.94B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 SEC release, 1 bankruptcy case matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 20 public filings for Robert Lance Baker and found 11 differences, 4 worth asking the sponsor about: 8 offerings reported less sold on a later filing than an earlier one; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.