PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:35 AM ET

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RB
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Robert C. Baker

Named as an officer, director or promoter on SEC Form D filings · Ontario, Canada (as filed: A6) · Nov 30, 2012 → Nov 30, 2012

1deal (issuers)
$4.74Mreported sold
21investors
1Form D filing
2012year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:27 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert C. Baker is listed as a director on 1 SEC Form D filing by 1 issuer in Nov 2012: Hudson's Bay Co (Toronto, Ontario, Canada (as filed: A6) — retailing — 2012; $4.74M reported sold to 21 investors).

What this means One deal on file with the SEC, filed Nov 2012. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Bonnie Brooks (1 shared filing), Brian Pall (1 shared filing), Christopher Sim (1 shared filing), David G. Leith (1 shared filing), David Pickwoad (1 shared filing) and 19 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 SEC release listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Robert C. Baker and found 3 differences: Same name, different state: "Robert Baker" (AL) is a separate record; Same name, different state: "Robert Baker" (OH) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert C. Baker has not run yet — it is joining a line of 24,378 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:27 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

Michael G. Sargent, Dennis J. Shepard, Robert J. Scharn and Robert L. Baker Litigation release
SEC · Mar 25, 1996 · Parties as named in the release: Michael G. Sargent, Dennis J. Shepard, Robert J. Scharn and Robert L. Baker Read the release ↗
same full name in the release title; 12 people with this name in Form D filings; the person's filing state is not named; middle initial differs
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert C. Baker..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:27 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Robert C. Baker (compared 1 filing on Oct 24, 2026)

Note · Nov 19, 2014

Same name, different state: "Robert Baker" (AL) is a separate record

This page covers filings where the address state is A6. A separate record, "Robert Baker" with address state AL, is listed on 1 filing — most recently by A-P-T Research, Inc. (Nov 19, 2014). The two records do not overlap in time: this page has one filing dated Nov 30, 2012; the other has one filing dated Nov 19, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Baker (AL) — PartnerFacts page ↗Form D · Nov 19, 2014 ↗A-P-T Research, Inc. — PartnerFacts page ↗Robert C. Baker (A6) — this page ↗
Sources
Note · Apr 8, 2011 – Dec 6, 2011

Same name, different state: "Robert Baker" (OH) is a separate record

This page covers filings where the address state is A6. A separate record, "Robert Baker" with address state OH, is listed on 2 filings — most recently by Global Cooling, Inc. (Dec 6, 2011). The two records do not overlap in time: this page has one filing dated Nov 30, 2012; the other runs Apr 8, 2011 to Dec 6, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Baker (OH) — PartnerFacts page ↗Form D/A · Dec 6, 2011 ↗Global Cooling, Inc. — PartnerFacts page ↗Robert C. Baker (A6) — this page ↗
Sources
Note · Sep 10, 2010 – Aug 29, 2011

Same name, different state: "ROBERT BAKER" (A1) is a separate record

This page covers filings where the address state is A6. A separate record, "ROBERT BAKER" with address state A1, is listed on 7 filings — most recently by GLOBAL GREEN SOLUTIONS INC. (Aug 29, 2011). The two records do not overlap in time: this page has one filing dated Nov 30, 2012; the other runs Sep 10, 2010 to Aug 29, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

ROBERT BAKER (A1) — PartnerFacts page ↗Form D · Aug 29, 2011 ↗GLOBAL GREEN SOLUTIONS INC. — PartnerFacts page ↗Robert C. Baker (A6) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 1 offering reports sales commissions totalling $236,895; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 30, 2012 D
Hudson's Bay Co
File 021-187719
$236,895$0$0Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
via Stephen N. Wolanske (CRD 1969224 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Robert C. Baker on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

HS
Retailing

Hudson's Bay Co

Toronto, Ontario, Canada (as filed: A6) · Nov 30, 2012
  • Nov 30, 2012 · D · $4,737,900 sold of $4,737,900 · 21 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $4.74M from 21 investors (100% of the $4.74M target) as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (11)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Robert Lance Baker — NC, 6 issuers, Mar 30, 2010 → Mar 24, 2017 · no shared issuer
  • ROBERT BAKER — British Columbia, Canada (as filed: A1), 1 issuer, Sep 10, 2010 → Aug 29, 2011 · no shared issuer
  • Robert Baker — OH, 1 issuer, Apr 8, 2011 → Dec 6, 2011 · no shared issuer
  • Robert J Baker — OR, 1 issuer, Nov 29, 2011 → Nov 29, 2011 · no shared issuer
  • Robert Daniel Baker — GA, 1 issuer, Jul 9, 2013 → Jul 9, 2013 · no shared issuer
  • Robert Baker — AL, 1 issuer, Nov 19, 2014 → Nov 19, 2014 · no shared issuer
  • Robert Alex Baker — SC, 1 issuer, Nov 23, 2018 → Nov 23, 2018 · no shared issuer
  • Robert W Baker — TX, 1 issuer, Dec 26, 2019 → Dec 26, 2019 · no shared issuer
  • Robert M Baker — OH, 1 issuer, Aug 26, 2013 → Aug 26, 2013 · no shared issuer
  • Robert L. Baker — TX, 1 issuer, Feb 23, 2024 → Feb 23, 2024 · no shared issuer
  • Robert Matthew Baker — British Columbia, Canada (as filed: A1), 1 issuer, Nov 1, 2010 → Nov 1, 2010 · no shared issuer

People around Robert 24

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

ER
No photo found yet (own website and image search run after this page is viewed)
Person

Earl Rotman

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Robert C. Baker. Their page shows their other deals.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

William Mack

Director · 1 shared filing (1 issuer) · also on 7 other issuers

William Mack is on 8 issuers in total — a repeat sponsor. Their page lists every one.

ER
No photo found yet (own website and image search run after this page is viewed)
Person

Elizabeth Rodbell

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert C. Baker. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

David Pickwoad

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert C. Baker. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Sim

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert C. Baker. Their page shows their other deals.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Mary Turner

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert C. Baker. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Rubel

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert C. Baker. Their page shows their other deals.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Stuart Auld

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert C. Baker. Their page shows their other deals.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Sheila Rider

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert C. Baker. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Marc Metrick

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert C. Baker. Their page shows their other deals.

DE
No photo found yet (own website and image search run after this page is viewed)
Person

Deborah Edwards

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert C. Baker. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Culhane

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert C. Baker. Their page shows their other deals.

JJ
No photo found yet (own website and image search run after this page is viewed)
Person

Jarrod Johanns

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert C. Baker. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

David G. Leith

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert C. Baker. Their page shows their other deals.

LE
No photo found yet (own website and image search run after this page is viewed)
Person

Lucas Evans

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert C. Baker. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

Denise Pickett

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert C. Baker. Their page shows their other deals.

WP
No photo found yet (own website and image search run after this page is viewed)
Person

Wayne Pommen

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert C. Baker. Their page shows their other deals.

IF
No photo found yet (own website and image search run after this page is viewed)
Person

Idalia Farrajota

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert C. Baker. Their page shows their other deals.

WT
No photo found yet (own website and image search run after this page is viewed)
Person

William Tracy

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert C. Baker. Their page shows their other deals.

BP
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Pall

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert C. Baker. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Bonnie Brooks

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert C. Baker. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

Donald W. Watros

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Robert C. Baker. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

RICHARD BAKER

Executive Officer, Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Robert C. Baker. Their page shows their other deals.

LN
No photo found yet (own website and image search run after this page is viewed)
Person

Lee Neibart

Director · 1 shared filing (1 issuer) · also on 10 other issuers

Lee Neibart is on 11 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Same business address

8 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert C. Baker by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert C. Baker is listed on: none on file. No website or social profile named in Hudson's Bay Co's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #335,429 of 374,652 in line (1,218 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Toronto, A6). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

No corrections have been requested for this page.

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