Robert Keogh is listed as a director on 45 SEC Form D filings by 8 issuers between Apr 2009 and Oct 2014. Largest by amount reported sold: Goldman Sachs CORE sm EAFE Flex Fund (Dublin 1 Ireland, Ireland (as filed: L2) — pooled investment fund — 2009; $517.6M reported sold to 5 investors), Goldman Sachs CORE US Flex Fund (Dublin 1, Ireland (as filed: L2) — pooled investment fund — 2009–2014; $472.6M reported sold to 6 investors), Goldman Sachs Institutional Funds II plc (New York, NY — pooled investment fund — 2009–2012; $457.5M reported sold to 185 investors), Goldman Sachs GTAA Equity Strategy Fund (Dublin 2, Ireland (as filed: L2) — pooled investment fund — 2009–2014; $144.6M reported sold to 5 investors), Goldman Sachs CORE Japan Flex Fund (Dublin 1, Ireland (as filed: L2) — pooled investment fund — 2009–2014; $103.6M reported sold to 2 investors) and 3 more (all listed below).
What this means A repeat sponsor — 8 separate companies raised money with this person listed as director, over about 5 years. Across those companies the filings report $1.84B sold in total.
The issuers belong to 2 sponsor groups: Goldman Sachs Core (3 issuers, $586.3M reported sold, 2009–2014) and Goldman Sachs (463 issuers, $168.32B reported sold, 2009–2026).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 45 public filings for Robert Keogh and found 6 differences, 3 worth asking the sponsor about: Form D filed 74 days after the first sale; Robert Keogh is no longer listed on the Mar 18, 2014 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.