John M. Perlowski is listed as a director on 4 SEC Form D filings by 4 issuers in Apr 2009: Goldman Sachs CORE sm EAFE Flex Fund (Dublin 1 Ireland, Ireland (as filed: L2) — pooled investment fund — 2009; $517.6M reported sold to 5 investors), Goldman Sachs CORE US Flex Fund (Dublin 1, Ireland (as filed: L2) — pooled investment fund — 2009; $472.6M reported sold to 6 investors), Goldman Sachs CORE Japan Flex Fund (Dublin 1, Ireland (as filed: L2) — pooled investment fund — 2009; $103.6M reported sold to 2 investors) and Goldman Sachs CORE Global Flex Fund (Dublin 1, Ireland (as filed: L2) — pooled investment fund — 2009; $10M reported sold to 1 investors).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as director. Across those companies the filings report $1.1B sold in total.
Listed alongside Hugo MacNeill (4 shared filings), Robert Keogh (4 shared filings) and Theodore T. Sotir (4 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
3 of the issuers belong to the sponsor group Goldman Sachs Core (3 issuers, $586.3M reported sold, 2009–2014).
What this means A sponsor group is one team that sets up a new company for each deal. Goldman Sachs Core has 3 companies on file and $586.3M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 3 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for John M. Perlowski and found 8 differences, 3 worth asking the sponsor about: John M. Perlowski is no longer listed on the Nov 16, 2009 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.