Sponsor Check › Person
Related person on Form D filings · address states as listed: CA, IL · listed Jan 21, 2011 → Nov 16, 2018
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:59 PM ET · SEC enforcement last checked: not yet
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Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:59 PM ET.
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Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:59 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
5 of 33 offerings report sales commissions totalling $4,648,500; 0 report finder's fees; 3 report proceeds to related persons totalling $4,313,500. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Nov 16, 2018 D/A File 021-298939 | $175,000 (est.) | $0 | $0 The Issuer is obligated to pay a management fee to the General Partner (or an affiliate thereof). | Synergy Capital I, LLC BrokerCheck CRD 47965 ↗ |
| EDGAR ↗ | May 24, 2017 D File 021-287377 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 22, 2016 D File 021-274969 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 21, 2016 D File 021-274915 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 16, 2016 D/A File 021-242025 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 6, 2016 D File 021-254610 | $0 (est.) | $0 (est.) | $0 | None listed on this filing |
| EDGAR ↗ | Oct 30, 2015 D File 021-250392 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 18, 2015 D/A File 021-225037 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 25, 2015 D File 021-246423 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 7, 2015 D File 021-237452 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 12, 2015 D File 021-231957 | $840,000 | $0 | $840,000 This use of proceeds is the same amount referenced in Section 15. | None no CRD number reported via Macquarie Capital (USA) Inc. (CRD 36368 ↗) |
| EDGAR ↗ | Oct 6, 2014 D File 021-225867 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 20, 2014 D File 021-223351 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 11, 2014 D File 021-220789 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 1, 2014 D File 021-220121 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 19, 2014 D/A File 021-198232 | $360,000 | $0 | $0 | Bedminster Financial Group Limited BrokerCheck CRD 39916 ↗ Rabo Securities USA, Inc. BrokerCheck CRD 122657 ↗ |
| EDGAR ↗ | Jan 8, 2014 D File 021-209518 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 26, 2013 D File 021-208762 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 10, 2013 D File 021-207702 | $1,473,500 (est.) | $0 | $1,473,500 (est.) This use of proceeds is the same amount referenced in Section 15 | None no CRD number reported via Macquarie Capital (USA) Inc. (CRD 36368 ↗) |
| EDGAR ↗ | Dec 5, 2013 D File 021-207493 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 7, 2013 D File 021-204146 | $0 | $0 | $0 The Manager of the Issuer receives a one-time license fee of approximately $250,000 and a customary, contingent incentive fee, if applicable, following the return to the members of all capital contributed by the members. | None listed on this filing |
| EDGAR ↗ | Aug 9, 2013 D File 021-201073 | $0 | $0 | $0 The Managing Member receives a customary incentive fee based on members' capital accounts. | None listed on this filing |
| EDGAR ↗ | Mar 5, 2013 D File 021-192739 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 2, 2012 D File 021-182107 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 19, 2012 D File 021-181496 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 8, 2011 D File 021-162524 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 7, 2011 D File 021-162442 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 14, 2011 D File 021-161249 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 25, 2011 D/A File 021-154827 | $0 | $0 | $0 The gross proceeds of the offering will be used for operating expenses, working capital and other general corporate purposes. | None listed on this filing |
| EDGAR ↗ | Jan 21, 2011 D File 021-154175 | $1,800,000 | $0 | $0 | PIPER JAFFRAY & CO. BrokerCheck CRD 665 ↗ |
| EDGAR ↗ | Jul 8, 2010 D File 021-144623 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 27, 2010 D File 021-141145 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 17, 2009 D File 021-123270 | $0 | $0 | $2,000,000 Two million dollars ($2,000,000.00) used to redeem the Common Stock of the Related Persons listed in Item 3 through stock redemption agreements dated November 9, 2009. | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Cultivian Sandbox Food & Agriculture Fund III, LP group: Chicago Pacific Founders | Executive Officer, Promoter A Managing Director of the General Partner | Nov 16, 2018 | D/A | $200,000,000 similar: $155,000–$5,250,000 | $105,375,000 | 26 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Cultivian Sandbox Food & Agriculture Fund III, LP group: Chicago Pacific Founders | Executive Officer, Promoter A Managing Director of the General Partner | Nov 16, 2017 | D | $200,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CHROMATIN, INC. | Director | May 24, 2017 | D | $14,000,000 similar: $500,000–$7,000,000 | $13,749,210 | 16 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Woodbridge Commercial Bridge Loan Fund 2, LLC group: Woodbridge | Executive Officer | Nov 22, 2016 | D | $100,000,000 similar: $1,100,000–$15,000,000 | $0 | 0 similar: 2–17 | $50,000 similar: $14,962–$100,000 |
| EDGAR ↗ | Woodbridge Mortgage Investment Fund 4, LLC group: Woodbridge | Executive Officer Managing Member of Managing Member | Nov 21, 2016 | D | $100,000,000 similar: $500,000–$7,000,000 | $0 | 0 similar: 2–14 | $50,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Woodbridge Commercial Bridge Loan Fund 1, LLC group: Woodbridge | Executive Officer | Jun 16, 2016 | D/A | $50,000,000 similar: $1,100,000–$15,000,000 | $996,746 | 0 similar: 2–17 | $50,000 similar: $14,962–$100,000 |
| EDGAR ↗ | Elevance Renewable Sciences, Inc. | Director | Jan 6, 2016 | D | $20,867,470 similar: $1,000,000–$7,247,539 | $18,733,333 | 5 similar: 2–13 | No minimum reported similar: $10,000–$60,000 |
| EDGAR ↗ | Woodbridge Mortgage Investment Fund 3A, LLC group: Woodbridge | Executive Officer Managing Member of Managing Member | Oct 30, 2015 | D | $100,000,000 similar: $500,000–$7,000,000 | $0 | 0 similar: 2–14 | $50,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Woodbridge Mortgage Investment Fund 3, LLC group: Woodbridge | Executive Officer Managing Member of Managing Member | Sep 18, 2015 | D/A | $50,000,000 similar: $500,000–$7,000,000 | $36,330,251 | 290 similar: 2–14 | $50,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Elevance Renewable Sciences, Inc. | Director | Aug 25, 2015 | D | $10,300,000 similar: $1,815,000–$10,000,000 | $10,300,000 | 5 similar: 7–33 | No minimum reported similar: $20,000–$50,000 |
| EDGAR ↗ | Woodbridge Commercial Bridge Loan Fund 1, LLC group: Woodbridge | Executive Officer | Jun 18, 2015 | D | $50,000,000 similar: $1,100,000–$15,000,000 | $0 | 0 similar: 2–17 | $50,000 similar: $14,962–$100,000 |
| EDGAR ↗ | Elevance Renewable Sciences, Inc. | Director | Apr 7, 2015 | D | $62,474,210 similar: $1,815,000–$10,000,000 | $40,213,783 | 5 similar: 7–33 | No minimum reported similar: $20,000–$50,000 |
| EDGAR ↗ | CHROMATIN, INC. | Director | Jan 12, 2015 | D | $12,545,173 similar: $500,000–$7,000,000 | $12,030,171 | 3 similar: 2–14 | $453 similar: $5,000–$50,000 |
| EDGAR ↗ | Healthbox Salt Lake City I, LLC group: Chicago Pacific Founders | Director Manager of Healthbox Global Partners, LLC | Oct 6, 2014 | D | $1,388,688 similar: $155,000–$5,250,000 | $250,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Woodbridge Mortgage Investment Fund 3, LLC group: Woodbridge | Executive Officer Managing Member of Managing Member | Sep 19, 2014 | D | $50,000,000 similar: $500,000–$7,000,000 | $0 | 0 similar: 2–14 | $50,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Elevance Renewable Sciences, Inc. | Director | Aug 20, 2014 | D | $38,600,300 similar: $1,000,000–$7,247,539 | $25,000,300 | 3 similar: 2–13 | No minimum reported similar: $10,000–$60,000 |
| EDGAR ↗ | Healthbox Florida II LLC group: Chicago Pacific Founders | Director Manager of Healthbox Global Partners, LLC | Jul 11, 2014 | D | $1,300,000 similar: $155,000–$5,250,000 | $350,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Healthbox Chicago III LLC group: Chicago Pacific Founders | Director Manager of Healthbox Global Partners, LLC | Jul 1, 2014 | D | $1,400,000 similar: $155,000–$5,250,000 | $125,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Cultivian Sandbox Food & Agriculture Fund II, LP group: Chicago Pacific Founders | Executive Officer | Jun 19, 2014 | D/A | $150,000,000 similar: $155,000–$5,250,000 | $85,025,510 | 24 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Woodbridge Mortgage Investment Fund 2, LLC group: Woodbridge | Executive Officer Managing Member of Managing Member | Jan 8, 2014 | D | $25,000,000 similar: $500,000–$7,000,000 | $0 | 0 similar: 2–14 | $50,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Healthbox Chicago II LLC group: Chicago Pacific Founders | Director Manager of Healthbox Global Partners, LLC | Dec 26, 2013 | D | $416,667 similar: $155,000–$5,250,000 | $416,667 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CHROMATIN, INC. | Director | Dec 10, 2013 | D | $24,000,000 similar: $500,000–$7,000,000 | $23,550,000 | 18 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Healthbox Global Partners, LLC group: Chicago Pacific Founders | Executive Officer, Director Director of the Issuer | Dec 5, 2013 | D | $8,000,000 similar: $829,831–$9,999,998 | $2,000,000 | 1 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Healthbox Nashville I LLC group: Chicago Pacific Founders | Executive Officer, Director, Promoter Manager of Sandbox Holdings, LLC | Oct 7, 2013 | D | $1,059,017 similar: $155,000–$5,250,000 | $1,059,017 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Healthbox Florida I LLC group: Chicago Pacific Founders | Executive Officer, Director, Promoter Manager of Sandbox Holdings, LLC | Aug 9, 2013 | D | $1,750,000 similar: $155,000–$5,250,000 | $892,500 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Cultivian Sandbox Food & Agriculture Fund II, LP group: Chicago Pacific Founders | Executive Officer | Jun 19, 2013 | D | $200,000,000 similar: $155,000–$5,250,000 | $58,392,857 | 20 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Woodbridge Pre-Settlement Funding 2, LLC group: Woodbridge | Executive Officer Managing Member of Managing Member | Mar 5, 2013 | D | $10,000,000 similar: $500,000–$7,000,000 | $300,000 | 1 similar: 2–14 | $50,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Woodbridge Mortgage Investment Fund 1, LLC group: Woodbridge | Executive Officer Managing Member of Managing Member | Aug 2, 2012 | D | $10,000,000 similar: $500,000–$7,000,000 | $0 | 0 similar: 2–14 | $50,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Elevance Renewable Sciences, Inc. | Director | Jul 19, 2012 | D | $104,360,010 similar: $1,000,000–$7,247,539 | $104,360,010 | 3 similar: 2–13 | No minimum reported similar: $10,000–$60,000 |
| EDGAR ↗ | Elevance Renewable Sciences, Inc. | Director | Jul 8, 2011 | D | $50,000,015 similar: $1,000,000–$7,247,539 | $50,000,015 | 4 similar: 2–13 | No minimum reported similar: $10,000–$60,000 |
| EDGAR ↗ | Woodbridge Pre-Settlement Funding, LLC group: Woodbridge | Executive Officer Managing Member of Managing Member | Jul 7, 2011 | D | $10,000,000 similar: $500,000–$7,000,000 | $300,000 | 2 similar: 2–14 | $50,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Pathfinder Raintree Residential II, L.P. | Executive Officer Manager of Manager of the General Partner of the Issuer | Jun 14, 2011 | D | $10,000,000 similar: $2,250,000–$16,950,000 | $6,860,000 | 44 similar: 5–32 | No minimum reported similar: $15,000–$100,000 |
| EDGAR ↗ | AGRAQUEST INC | Director | Mar 25, 2011 | D/A | $17,700,000 similar: $500,000–$7,000,000 | $17,700,000 | 3 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Elevance Renewable Sciences, Inc. | Director | Jan 21, 2011 | D | $103,504,389 similar: $1,000,000–$7,247,539 | $103,504,389 | 6 similar: 2–13 | No minimum reported similar: $10,000–$60,000 |
| EDGAR ↗ | Theranos Inc | Director | Jul 8, 2010 | D | $100,000,005 | $45,000,000 | 1 | No minimum reported |
| EDGAR ↗ | SHOEDAZZLE.COM INC | Director | Apr 27, 2010 | D | $12,624,992 | $12,624,992 | 8 | No minimum reported |
| EDGAR ↗ | SHOEDAZZLE.COM INC | Director | Nov 17, 2009 | D | $7,000,000 | $7,000,000 | 8 | $2,500 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (7 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Robert Shapiro. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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