Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · NJ, NY, FL · Apr 6, 2009 → Oct 14, 2015
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Robert E. Swanson is listed as an executive officer and director on 23 SEC Form D filings by 14 issuers between Apr 2009 and Jul 2019. Largest by amount reported sold: Ridgewood Energy Oil & Gas Fund III, L.P. (Montvale, NJ — pooled investment fund — 2015; $1.94B reported sold to 84 investors), Ridgewood Energy Oil & Gas Fund IV, L.P. (Montvale, NJ — pooled investment fund — 2019; $655.3M reported sold to 37 investors), Ridgewood Energy Oil & Gas Fund II, L.P. (Montvale, NJ — pooled investment fund — 2013; $449.5M reported sold to 35 investors), RIDGEWOOD ENERGY B-1 FUND, LLC (Montvale, NJ — pooled investment fund — 2009–2010; $19.3M reported sold to 231 investors), RIDGEWOOD ENERGY A-1 FUND LLC (Ridgewood, NJ — pooled investment fund — 2009; $2.95M reported sold to 13 investors) and 9 more (all listed below).
What this means That is a lot of deals — 14 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $3.06B sold in total.
Listed alongside Matthew Swanson (16 shared filings), Daniel V. Gulino (14 shared filings), Mirna Valdes (14 shared filings), Robert L. Gold (14 shared filings), Jeffrey H. Strasberg (10 shared filings) and 15 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.
All 14 issuers belong to the sponsor group Ridgewood Energy (19 issuers, $4.63B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Ridgewood Energy has 19 companies on file and $4.63B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 state regulator order, 8 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 23 public filings for Robert E. Swanson and found 16 differences, 1 worth asking the sponsor about: Robert E. Swanson appears on 12 deals that stopped filing before reaching their target; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Robert E. Swanson has not run yet — it is joining a line of 55,313 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
1 state regulator order
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert E. Swanson..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
8 cases: 8 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
16 differences found between the filings for Robert E. Swanson — 1 worth asking about (compared 23 filings on Oct 24, 2026)
United States Bankruptcy Court, D. New Jersey docket "Jose R. Valdes and Mirna Valdes" filed Nov 18, 1991, closed May 18, 1992. Mirna Valdes (listed on the same filings) is listed as Debtor ("Mirna Valdes"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
The Feb 11, 2010 Form D/A reports $19,321,021 sold and $4,000,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).
What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.
Robert E. Swanson is both a listed executive officer and a paid seller — Ridgewood Energy Bluewater Institutional Fund, LLC · Robert E. Swanson is both a listed executive officer and a paid seller — Ridgewood Energy Bluewater Oil Fund IV, LLC · Robert E. Swanson is both a listed executive officer and a paid seller — Ridgewood Energy Bluewater Oil Fund III, LLC · Robert E. Swanson is both a listed executive officer and a paid seller — Ridgewood Energy Bluewater Oil Fund II LLC · Robert E. Swanson is both a listed executive officer and a paid seller — Ridgewood Capital Energy Technologies Fund LLC · and 1 more
What this means The same person is listed as running the company and as being paid to sell its securities. Ask how much and on what terms.
Ridgewood Energy Oil & Gas Fund IV, L.P. (last filing Jul 1, 2019; $655,325,000 sold of $1,500,000,000); RPEP Energy Opportunities Fund -- Institutional Partners, L.P. (last filing Oct 14, 2015; $0 sold of $100,000,000); Ridgewood Private Equity Partners Energy Opportunities Fund LLC (last filing Jan 8, 2015; $0 sold of $100,000,000); Ridgewood Private Equity Partners Energy Access Fund LLC (last filing Dec 18, 2014; $0 sold of $100,000,000); Ridgewood Energy Bluewater Oil Fund II LLC (last filing Mar 28, 2014; $0 sold of $30,000,000); Ridgewood Energy Bluewater Institutional Fund, LLC (last filing Sep 23, 2013; $0 sold of $50,000,000); and 6 more. Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
The filing says the first sale was Jun 14, 2019. The Form D was filed Jul 1, 2019 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The filing says the first sale was Mar 15, 2013. The Form D was filed May 14, 2013 — 60 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 45 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
No amendment in the last 12 months on an offering that may still be open — Ridgewood Energy Oil & Gas Fund IV, L.P. (latest filing Jul 1, 2019) · No amendment in the last 12 months on an offering that may still be open — Ridgewood Energy Oil & Gas Fund III, L.P. (latest filing Jul 13, 2015) · No amendment in the last 12 months on an offering that may still be open — Ridgewood Energy Oil & Gas Fund II, L.P. (latest filing May 14, 2013) · No amendment in the last 12 months on an offering that may still be open — RIDGEWOOD ENERGY B-1 FUND, LLC (latest filing Feb 11, 2010) · No amendment in the last 12 months on an offering that may still be open — RIDGEWOOD ENERGY A-1 FUND LLC (latest filing Apr 6, 2009)
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
The Feb 9, 2010 filing lists Robert E. Swanson as director; the Jun 3, 2010 Form D/A lists executive officer.
What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.
The Feb 9, 2010 filing lists Robert E. Swanson as director; the Jun 3, 2010 Form D/A lists executive officer.
What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.
The Jan 12, 2015 filing says $1,500,000,000 offered; the Jul 13, 2015 Form D/A says $1,967,676,000.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
The Jan 12, 2015 filing lists a minimum of $10,000,000; the Jul 13, 2015 Form D/A lists $75,000.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
listed as "Robert E. Swanson" on 18 filings (from Apr 6, 2009), and "Robert Ernest Swanson" on 5 filings (from May 14, 2013).
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
"Not Applicable" (Feb 22, 2011); then "Decline to Disclose" (Mar 28, 2014).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
"Decline to Disclose" (Aug 21, 2009); then "Not Applicable" (Feb 11, 2010).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
This page covers filings where the address state is NJ or NY or FL. A separate record, "Robert Swanson" with address state CO, is listed on 1 filing — most recently by Intrinsic LLC (Aug 24, 2023). The two records do not overlap in time: this page runs Apr 6, 2009 to Oct 14, 2015; the other has one filing dated Aug 24, 2023.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
NJ on 18 filings (Apr 6, 2009 to Oct 14, 2015); NY on 4 filings (May 14, 2013 to Jul 13, 2015); FL on 1 filing (Jul 1, 2019).
What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
11 of 15 offerings report sales commissions totalling $35,792,647; 0 report finder's fees; 11 report proceeds to related persons totalling $40,243,228. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Jul 1, 2019 D Ridgewood Energy Oil & Gas Fund IV, L.P. File 021-343166 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 14, 2015 D/A RPEP Energy Opportunities Fund -- Institutional Partners, L.P. File 021-233448 | $0 | $0 | $3,500,000 Includes two years of management fees | Ridgewood Securities Corporation BrokerCheck CRD 15453 ↗ via Ridgewood Securities Corporation (CRD 15453 ↗) | EDGAR ↗ |
| Jul 13, 2015 D/A Ridgewood Energy Oil & Gas Fund III, L.P. File 021-231950 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 8, 2015 D Ridgewood Private Equity Partners Energy Opportunities Fund LLC File 021-231777 | $6,500,000 (est.) | $0 | $5,500,000 (est.) Includes two years of management fees | Ridgewood Securities Corporation BrokerCheck CRD 15453 ↗ via Ridgewood Securities Corporation (CRD 15453 ↗) | EDGAR ↗ |
| Dec 18, 2014 D Ridgewood Private Equity Partners Energy Access Fund LLC File 021-230393 | $6,500,000 (est.) | $0 | $5,500,000 (est.) Includes two years of management fees | Ridgewood Securities Corporation BrokerCheck CRD 15453 ↗ via Ridgewood Securities Corporation (CRD 15453 ↗) | EDGAR ↗ |
| Mar 28, 2014 D Ridgewood Energy Bluewater Oil Fund II LLC File 021-214486 | $1,876,647 (est.) | $0 | $2,111,228 (est.) | National Financial Partners Securities Inc. BrokerCheck CRD 42046 ↗ via National Financial Partners Securities Inc. (CRD 42046 ↗) Proequities, Inc. BrokerCheck CRD 15708 ↗ via Proequities, Inc. (CRD 15708 ↗) Robert E. Swanson BrokerCheck CRD 1332429 ↗ via Ridgewood Securities Corporation (CRD 15453 ↗) | EDGAR ↗ |
| Sep 23, 2013 D Ridgewood Energy Bluewater Institutional Fund, LLC File 021-203390 | $4,000,000 (est.) | $0 | $3,000,000 (est.) | National Financial Partners Securities Inc. BrokerCheck CRD 42046 ↗ via National Financial Partners Securities Inc. (CRD 42046 ↗) Ameritas Investment Corporation BrokerCheck CRD 14869 ↗ via Ameritas Investment Corporation (CRD 14869 ↗) Proequities, Inc. BrokerCheck CRD 15708 ↗ via Proequities, Inc. (CRD 15708 ↗) Robert E. Swanson BrokerCheck CRD 1332429 ↗ via Ridgewood Securities Corporation (CRD 15453 ↗) | EDGAR ↗ |
| May 14, 2013 D/A Ridgewood Energy Oil & Gas Fund II, L.P. File 021-196467 | $0 | $0 | $0 Over the term of the issuance, consistent with its nature as a pooled investment vehicle, the Issuer will pay a management fee to Ridgewood Energy Corp. | None listed on this filing | EDGAR ↗ |
| Sep 11, 2012 D Ridgewood Energy Bluewater Oil Fund IV, LLC File 021-183912 | $4,800,000 (est.) | $0 | $5,400,000 (est.) | National Financial Partners Securities Inc. BrokerCheck CRD 42046 ↗ via National Financial Partners Securities Inc. (CRD 42046 ↗) Ameritas Investment Corporation BrokerCheck CRD 14869 ↗ via Ameritas Investment Corporation (CRD 14869 ↗) Proequities, Inc. BrokerCheck CRD 15708 ↗ via Proequities, Inc. (CRD 15708 ↗) Robert E. Swanson BrokerCheck CRD 1332429 ↗ via Ridgewood Securities Corporation (CRD 15453 ↗) | EDGAR ↗ |
| Jan 13, 2012 D Ridgewood Energy Bluewater Oil Fund III, LLC File 021-171764 | $2,400,000 (est.) | $0 | $2,700,000 (est.) | National Financial Partners Securities Inc. BrokerCheck CRD 42046 ↗ via National Financial Partners Securities Inc. (CRD 42046 ↗) Ameritas Investment Corporation BrokerCheck CRD 14869 ↗ via Ameritas Investment Corporation (CRD 14869 ↗) Proequities, Inc. BrokerCheck CRD 15708 ↗ via Proequities, Inc. (CRD 15708 ↗) Robert E. Swanson BrokerCheck CRD 1332429 ↗ via Ridgewood Securities Corporation (CRD 15453 ↗) | EDGAR ↗ |
| Feb 22, 2011 D Ridgewood Energy Bluewater Oil Fund II LLC File 021-155656 | $2,400,000 (est.) | $0 | $2,700,000 (est.) | National Financial Partners Securities Inc. BrokerCheck CRD 42046 ↗ via National Financial Partners Securities Inc. (CRD 42046 ↗) Ameritas Investment Corporation BrokerCheck CRD 14869 ↗ via Ameritas Investment Corporation (CRD 14869 ↗) Pacific West Securities BrokerCheck CRD 6390 ↗ via Pacific West Securities (CRD 6390 ↗) Next Financial Group BrokerCheck CRD 46214 ↗ via Next Financial Group (CRD 46214 ↗) Proequities, Inc. BrokerCheck CRD 15708 ↗ via Proequities, Inc. (CRD 15708 ↗) Robert E. Swanson BrokerCheck CRD 1332429 ↗ via Ridgewood Securities Corporation (CRD 15453 ↗) | EDGAR ↗ |
| Jun 10, 2010 D/A Ridgewood Capital Energy Technologies Fund LLC File 021-138601 | $1,120,000 (est.) | $0 | $2,332,800 (est.) Comprises the investment fee of 6.1% and two years of estimated management fee, both payable to Ridgewood Capital. | Alternative Wealth Strategies, Inc no CRD number reported via Alternative Wealth Strategies, Inc. (CRD 130933 ↗) Robert E. Swanson BrokerCheck CRD 1332429 ↗ via Ridgewood Securities Corp (CRD 15453 ↗) TransAm Securities Inc. no CRD number reported via TransAm Securities Inc. (CRD 18923 ↗) | EDGAR ↗ |
| Jun 10, 2010 D/A Ridgewood Capital QP Energy Technologies Fund LLC File 021-138597 | $1,680,000 (est.) | $0 | $3,499,200 (est.) Comprises the investment fee of 6.1% and two years of estimated management fee, both payable to Ridgewood Capital. | Alternative Wealth Strategies, Inc. no CRD number reported via Alternative Wealth Strategies, Inc. (CRD 130933 ↗) Robert E. Swanson BrokerCheck CRD 1332429 ↗ via Ridgewood Securities Corp. (CRD 15453 ↗) TransAm Securities Inc. no CRD number reported via TransAm Securities Inc, (CRD 18923 ↗) | EDGAR ↗ |
| Feb 11, 2010 D/A RIDGEWOOD ENERGY B-1 FUND, LLC File 021-133833 | $4,500,000 (est.) | $0 | $4,000,000 (est.) | David Dryer BrokerCheck CRD 2179498 ↗ via Alliance Affiliated Equities Corporation (CRD 23928 ↗) Stephen L. Bruneau BrokerCheck CRD 870787 ↗ via Ameritas Investment Corp (CRD 14869 ↗) Theodore Kovaleff BrokerCheck CRD 2748331 ↗ via Horwitz & Associates (CRD 5611 ↗) William W. Gammon BrokerCheck CRD 1811853 ↗ via Centaurus Financial Inc. (CRD 30833 ↗) David B White BrokerCheck CRD 1382131 ↗ via Centaurus Financial Inc. (CRD 30833 ↗) Crown Capital Securities, L.P. no CRD number reported via Crown Capital Securities, L.P. (CRD 6312 ↗) John Doane BrokerCheck CRD 4083486 ↗ via Detwiler Fenton and Company (CRD 1794 ↗) James Lockhart BrokerCheck CRD 4415115 ↗ via EDI Financial, Inc. (CRD 15699 ↗) Richard Braverman BrokerCheck CRD 1023227 ↗ via Geneos Wealth Management (CRD 120894 ↗) Hantz Financial Services Inc. no CRD number reported via Hantz Financial Services, Inc. (CRD 46047 ↗) Sean Elerick BrokerCheck CRD 3107856 ↗ via Huntington Investment Company (CRD 16986 ↗) Alex P. Kline BrokerCheck CRD 1271785 ↗ via Huntington Investment Company (CRD 16986 ↗) Joe Miller BrokerCheck CRD 1172989 ↗ via Independent Financial Group (CRD 7717 ↗) Invest Financial Corporation no CRD number reported via Invest Financial Corporation (CRD 12984 ↗) James P Connor BrokerCheck CRD 1834726 ↗ via Investor Capital Corporation (CRD 30613 ↗) Nathan Rewerts BrokerCheck CRD 2913269 ↗ via Investment Planners, Inc. (CRD 18557 ↗) Transamerica Financial Advisors, Inc. no CRD number reported via Transamerica Financial Advisors, Inc. (CRD 16164 ↗) J. Jay Jaso Jr. BrokerCheck CRD 1369773 ↗ via McNally Financial Services (CRD 121196 ↗) David D. McNally BrokerCheck CRD 839798 ↗ via McNally Financial Services (CRD 121196 ↗) Next Financial Group no CRD number reported via Next Financial Group (CRD 46214 ↗) NFP Securities no CRD number reported via NFP Securities (CRD 42046 ↗) ProEquities, Inc. no CRD number reported via ProEquities, Inc. (CRD 15708 ↗) Robert Swanson BrokerCheck CRD 1332429 ↗ via Ridgewood Securities Corp (CRD 15453 ↗) SagePoint Financial no CRD number reported via SagePoint Financial (CRD 133763 ↗) S.I.I. Investments no CRD number reported via S.I.I. Investments (CRD 2225 ↗) Joel Johnson BrokerCheck CRD 1941908 ↗ via Silver Oak Securities, Inc. (CRD 46947 ↗) R. Randall Rainey BrokerCheck CRD 4570460 ↗ via Triad Advisors Inc. (CRD 25803 ↗) Triad Advisors Inc. no CRD number reported via Triad Advisors Inc. (CRD 25803 ↗) Aaron P. Sevigny BrokerCheck CRD 4314368 ↗ via United Planners Financial Services (CRD 20804 ↗) Lynn McKelvey BrokerCheck CRD 3116799 ↗ via ING Financial Partners (CRD 2882 ↗) Ruth Forsyth BrokerCheck CRD 1966411 ↗ via Ameritas Investment Corp (CRD 14863 ↗) Heidi Michitsch BrokerCheck CRD 2449751 ↗ via Clark Dodge & Company (CRD 23288 ↗) David Demars BrokerCheck CRD 2903749 ↗ via Crown Capital (CRD 6312 ↗) William Ring BrokerCheck CRD 1048825 ↗ via Crown Capital (CRD 6312 ↗) James Armstrong BrokerCheck CRD 1014619 ↗ via DH Hill Securities (CRD 41528 ↗) Mcclain David Post BrokerCheck CRD 366255 ↗ via EDI Financial, Inc. (CRD 15699 ↗) Christine Tang BrokerCheck CRD 4774839 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Hugh Halsey BrokerCheck CRD 4516923 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Janet Montgomery BrokerCheck CRD 853307 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Robert Cochran BrokerCheck CRD 843158 ↗ via FSC Securities Corporation (CRD 7461 ↗) Grant Conness BrokerCheck CRD 4778193 ↗ via GF Investment Services (CRD 132939 ↗) Daniel Loy BrokerCheck CRD 3029654 ↗ via ING Financial Partners (CRD 2882 ↗) Thomas Ealy BrokerCheck CRD 863042 ↗ via Investment Planners, Inc. (CRD 18557 ↗) Charles Shanberg BrokerCheck CRD 4328692 ↗ via JW Cole Financial Inc. (CRD 124583 ↗) Michale Vanhorenbeck BrokerCheck CRD 1997422 ↗ via JW Cole Financial Inc. (CRD 124583 ↗) Allan Mead BrokerCheck CRD 330631 ↗ via Chapin Davis (CRD 28116 ↗) Anthony Pace BrokerCheck CRD 2115209 ↗ via M Holdings (CRD 43285 ↗) Peter Chung BrokerCheck CRD 1700865 ↗ via Sierra Equity Group (CRD 36518 ↗) Joshua Hyman BrokerCheck CRD 4542855 ↗ via National Planning Corporation (CRD 29604 ↗) Joseph Russo BrokerCheck CRD 407792 ↗ via National Planning Corporation (CRD 29604 ↗) Lawrence Harkavy BrokerCheck CRD 2218203 ↗ via Oppenheimer & Co. (CRD 249 ↗) Questar Capital Corporation no CRD number reported via Questar Capital Corporation (CRD 43100 ↗) Royal Alliance & Associates, Inc. no CRD number reported via Royal Alliance & Associates, Inc. (CRD 23131 ↗) | EDGAR ↗ |
| Apr 6, 2009 D/A RIDGEWOOD ENERGY A-1 FUND LLC File 021-127501 | $16,000 | $0 | $0 | David Dyer BrokerCheck CRD 2179498 ↗ via Alliance Affiliated Equities Corporation (CRD 23928 ↗) Bette G. Tydings BrokerCheck CRD 844203 ↗ via AFA Financial Group (CRD 127648 ↗) Benjamin C. Bishop, Jr. BrokerCheck CRD 22050 ↗ via Allen C. Ewing & Company (CRD 26102 ↗) Jeffrey Rachlin BrokerCheck CRD 823547 ↗ via Alternative Wealth Strategies, Inc. (CRD 130933 ↗) George M. Bellish BrokerCheck CRD 2646202 ↗ via American Portfolios Financial Services (CRD 18487 ↗) Peter B. Cohen BrokerCheck CRD 50112 ↗ via Ameritas Investment Corp (CRD 14869 ↗) Paul Lawless BrokerCheck CRD 1417030 ↗ via Ameritas Investment Corp. (CRD 14869 ↗) Darcy R. Yocum BrokerCheck CRD 4223696 ↗ via Ameritas Investment Corp (CRD 14869 ↗) Katherine Kirkpatrick BrokerCheck CRD 4530467 ↗ via American Independent Securities Group (CRD 135288 ↗) Barbara Stone BrokerCheck CRD 2202550 ↗ via American Independent Securities Group (CRD 135288 ↗) Tressa Rockwood BrokerCheck CRD 4821421 ↗ via American Independent Securities Group (CRD 135288 ↗) Thomas L. Kunkel BrokerCheck CRD 2510614 ↗ via Capital Financial Services Inc. (CRD 8408 ↗) Brian Weisenberger BrokerCheck CRD 4601637 ↗ via Capital Solutions Distributors LLC (CRD 132315 ↗) William Gammon BrokerCheck CRD 1811853 ↗ via Centaurus Financial Inc. (CRD 30833 ↗) David B. White BrokerCheck CRD 1382131 ↗ via Centaurus Financial Inc. (CRD 30833 ↗) Alexander P. Brown BrokerCheck CRD 31944 ↗ via Chapin Davis (CRD 28116 ↗) Crown Capital Securities, L.P. no CRD number reported via Crown Capital Securities, L.P. (CRD 6312 ↗) John Doane BrokerCheck CRD 4083486 ↗ via Detwiler Fenton & Co. (CRD 1794 ↗) Jack Mara BrokerCheck CRD 1646745 ↗ via Detwiler Fenton & Co. (CRD 1794 ↗) Kirk Dennis BrokerCheck CRD 1381273 ↗ via Financial West Group (CRD 16668 ↗) Janet J. Montgomery BrokerCheck CRD 853307 ↗ via First Allied Securities Inc. (CRD 32444 ↗) Stephen Oliver BrokerCheck CRD 2173688 ↗ via First Allied Securities Inc. (CRD 32444 ↗) FSC Securities Corporation no CRD number reported via FSC Securities Corporation (CRD 7461 ↗) Geneos Wealth Management no CRD number reported via Geneos Wealth Management (CRD 120894 ↗) Stephanie Hrycyk BrokerCheck CRD 1882780 ↗ via Gramercy Securities Inc, (CRD 8177 ↗) Gregory Long BrokerCheck CRD 2049933 ↗ via Gunn Allen Financial (CRD 17609 ↗) Jonathan Marcu BrokerCheck CRD 2401038 ↗ via Gunn Allen Financial (CRD 17609 ↗) Hantz Financial Services Inc. no CRD number reported via Hantz Financial Services, Inc. (CRD 46047 ↗) Sean Elerick BrokerCheck CRD 3107856 ↗ via Huntington Investment Company (CRD 16986 ↗) Alexander P. Kline BrokerCheck CRD 1271785 ↗ via Huntington Investment Company (CRD 16986 ↗) IMS Securities no CRD number reported via IMS Securities (CRD 35567 ↗) Joe H. Miller BrokerCheck CRD 1172989 ↗ via Independent Financial Group (CRD 7717 ↗) Roger W. Bowlin BrokerCheck CRD 1905652 ↗ via Independent Financial Group (CRD 7717 ↗) Thomas J. Ealy BrokerCheck CRD 863042 ↗ via Investment Planners, Inc. (CRD 18557 ↗) Nathan Rewerts BrokerCheck CRD 2913269 ↗ via Investment Planners, Inc. (CRD 18557 ↗) Intersecurities, Inc. no CRD number reported via Intersecurities, Inc. (CRD 16164 ↗) Tim J. Sherer BrokerCheck CRD 833618 ↗ via J.P. Turner & Co., LLC (CRD 43177 ↗) Carl Worden BrokerCheck CRD 3130121 ↗ via J.P. Turner & Co., LLC (CRD 43177 ↗) MetLife Securities no CRD number reported via MetLife Securities (CRD 14251 ↗) LPL Financial Corporation no CRD number reported via LPL Financial Corporation (CRD 6413 ↗) New England Securities no CRD number reported via New England Securities (CRD 615 ↗) Sagepoint Financial no CRD number reported via Sagepoint Financial (CRD 133763 ↗) Jay M. Eshbach II BrokerCheck CRD 1564093 ↗ via JW Cole Financial Inc. (CRD 124583 ↗) Thomas L. McCormick BrokerCheck CRD 809554 ↗ via American Investors Company (CRD 38 ↗) Chad Langhofer BrokerCheck CRD 2517445 ↗ via Main Street Securities, LLC (CRD 47127 ↗) Robert H. Trowbridge III BrokerCheck CRD 1027815 ↗ via Main Street Securities, LLC (CRD 47127 ↗) Gary Flater BrokerCheck CRD 1049132 ↗ via MCL FInancial Group Inc. (CRD 41180 ↗) Terrell Gertge BrokerCheck CRD 2956582 ↗ via MCL Financial Group Inc. (CRD 41180 ↗) Gene Merle Walter BrokerCheck CRD 851987 ↗ via MCL Financial Group Inc. (CRD 41180 ↗) Yi-Chen (Chris) Yang BrokerCheck CRD 4024717 ↗ via MCL Financial Group Inc. (CRD 41180 ↗) Christopher J. Russo BrokerCheck CRD 2744913 ↗ via National Securities Corporation (CRD 7569 ↗) Next Financial Group no CRD number reported via Next Financial Group (CRD 46214 ↗) Clint Blaser BrokerCheck CRD 2794696 ↗ via National Planning Corp. (CRD 29604 ↗) Lawrence Harkavy BrokerCheck CRD 2218203 ↗ via Oppenheimer & Co. (CRD 249 ↗) Pacific West Securities no CRD number reported via Pacific West Securities (CRD 6390 ↗) Roy C. Lines BrokerCheck CRD 1906516 ↗ via ProEquities, Inc. (CRD 15708 ↗) Clair Sauder BrokerCheck CRD 1312337 ↗ via ProEquities, Inc. (CRD 15708 ↗) Thomas Shankland BrokerCheck CRD 1779390 ↗ via ProEquities, Inc. (CRD 15708 ↗) Ryan C. White BrokerCheck CRD 2909144 ↗ via ProEquities, Inc. (CRD 15708 ↗) Questar Capital Corporation no CRD number reported via Questar Capital Corporation (CRD 43100 ↗) Neil S. Fineman BrokerCheck CRD 2225170 ↗ via Regal Securities (CRD 7297 ↗) Robert Swanson BrokerCheck CRD 1332429 ↗ via Ridgewood Securities Corporation (CRD 15453 ↗) Royal Alliance & Associates, Inc. no CRD number reported via Royal Alliance & Associates, Inc. (CRD 23131 ↗) Christopher Hass BrokerCheck CRD 2657637 ↗ via Sammons Securities Company (CRD 115368 ↗) John L. Jenkins BrokerCheck CRD 1163851 ↗ via Securities America, Inc. (CRD 10205 ↗) Janice Thompson BrokerCheck CRD 3034523 ↗ via Securities America, Inc. (CRD 10205 ↗) Ken Wlosek BrokerCheck CRD 1271626 ↗ via Seward Groves Richard & Wells (CRD 17963 ↗) Thomas Kieffer BrokerCheck CRD 1531908 ↗ via Sigma Financial Corporation (CRD 14303 ↗) Kevin McBarron BrokerCheck CRD 1282026 ↗ via S.I.I. Investments (CRD 2225 ↗) Steven L. Nielsen BrokerCheck CRD 4184826 ↗ via S.I.I. Investments (CRD 2225 ↗) Joel Johnson BrokerCheck CRD 1941908 ↗ via Silver Oak Securities, Inc. (CRD 46947 ↗) Charles Shafe BrokerCheck CRD 1277113 ↗ via TransAm Securities Inc. (CRD 18923 ↗) Martin Chiu BrokerCheck CRD 1806333 ↗ via United Planners Financial Services (CRD 20804 ↗) Aaron P. Sevigny BrokerCheck CRD 4314368 ↗ via United Planners Financial Serivces (CRD 20804 ↗) Kirk A. Walters BrokerCheck CRD 1066393 ↗ via United Planners Financial Services (CRD 20804 ↗) David C. McKnight BrokerCheck CRD 3026936 ↗ via Valmark Securities Inc. (CRD 31243 ↗) Barney Guttman BrokerCheck CRD 832428 ↗ via Walnut Street Securities (CRD 15840 ↗) Robert A. Pierce BrokerCheck CRD 363323 ↗ via Walnut Street Securities (CRD 15840 ↗) Waterstone Financial Group no CRD number reported via Waterstone Financial Group (CRD 10078 ↗) Michael J. Bernier BrokerCheck CRD 2250502 ↗ via Western International Securities (CRD 39262 ↗) Cesar Garcia BrokerCheck CRD 4389804 ↗ via Western International Securities (CRD 39262 ↗) William V. Harris BrokerCheck CRD 4348386 ↗ via WFG Investments Inc. (CRD 22704 ↗) Leslie V. Anderton BrokerCheck CRD 873403 ↗ via Wilson Davis & Company (CRD 3777 ↗) James Lockhart BrokerCheck CRD 4415115 ↗ via Woodbury Financial Services Inc. (CRD 421 ↗) | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Robert E. Swanson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $655.3M from 37 investors (44% of the $1.5B target) as of the latest filing. Robert is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $1.94B from 84 investors (98% of the $1.97B target) as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Robert is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Robert is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Robert is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $449.5M from 35 investors (60% of the $750M target) as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
No sales reported yet as of the latest filing. Robert is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
No sales reported yet as of the latest filing. Robert is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
No sales reported yet as of the latest filing. Robert is listed as executive officer, director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
No sales reported yet as of the latest filing. Robert is listed as executive officer, director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $19.3M from 231 investors (39% of the $50M target) as of the latest filing. Robert is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $2.95M from 13 investors (6% of the $50M target) as of the latest filing. Robert is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Matthew Swanson is on 9 issuers in total — a repeat sponsor. Their page lists every one.
Mirna Valdes is on 8 issuers in total — a repeat sponsor. Their page lists every one.
Daniel V. Gulino is on 8 issuers in total — a repeat sponsor. Their page lists every one.
Robert L. Gold is on 8 issuers in total — a repeat sponsor. Their page lists every one.
Jeffrey H. Strasberg is on 6 issuers in total — a repeat sponsor. Their page lists every one.
Kenneth Lang is on 5 issuers in total — a repeat sponsor. Their page lists every one.
Corporation Ridgewood Energy is on 5 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Robert E. Swanson. Their page shows their other deals.
Listed on the same filings as Robert E. Swanson. Their page shows their other deals.
Listed on the same filings as Robert E. Swanson. Their page shows their other deals.
Elton Sherwin is on 5 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Robert E. Swanson. Their page shows their other deals.
Listed on the same filings as Robert E. Swanson. Their page shows their other deals.
Ross M. Posner is on 8 issuers in total — a repeat sponsor. Their page lists every one.
Michael L. Albrecht is on 6 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Robert E. Swanson. Their page shows their other deals.
Listed on the same filings as Robert E. Swanson. Their page shows their other deals.
Listed on the same filings as Robert E. Swanson. Their page shows their other deals.
Listed on the same filings as Robert E. Swanson. Their page shows their other deals.
One team, 19 deal companies. Robert E. Swanson is listed on 14 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert E. Swanson.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).
None of the 14 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Robert E. Swanson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 14 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Robert E. Swanson is listed on: none on file. No website or social profile named in Ridgewood Energy Oil & Gas Fund IV, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #232,360 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Montvale, NJ). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when Robert E. Swanson appears on a new Form D, or when a court case or SEC action is matched to them. See plans →