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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:31 AM ET

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Adrian Doherty

Named as an officer, director or promoter on SEC Form D filings · NJ · Apr 6, 2009 → Aug 21, 2009

2deals (issuers)
$22.3Mreported sold
244investors
2Form D filings
2009year on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Adrian Doherty is listed as an executive officer on 2 SEC Form D filings by 2 issuers between Apr 2009 and Aug 2009: RIDGEWOOD ENERGY B-1 FUND, LLC (Montvale, NJ — pooled investment fund — 2009; $19.3M reported sold to 231 investors) and RIDGEWOOD ENERGY A-1 FUND LLC (Ridgewood, NJ — pooled investment fund — 2009; $2.95M reported sold to 13 investors).

What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $22.3M sold in total.

Listed alongside Daniel V. Gulino (2 shared filings), Greg Tabor (2 shared filings), Kathleen H. McSherry (2 shared filings), Matthew Swanson (2 shared filings), Mirna Valdes (2 shared filings) and 5 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Adrian. Each name links to their own page.

All 2 issuers belong to the sponsor group Ridgewood Energy (19 issuers, $4.63B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Ridgewood Energy has 19 companies on file and $4.63B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 2 public filings for Adrian Doherty and found 3 differences, 1 worth asking the sponsor about: Adrian Doherty is no longer listed on the Feb 11, 2010 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Adrian Doherty has not run yet — it is joining a line of 18,197 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Adrian Doherty..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Adrian Doherty — 1 worth asking about (compared 2 filings on Oct 24, 2026)

Worth asking · Aug 21, 2009 – Feb 11, 2010

Adrian Doherty is no longer listed on the Feb 11, 2010 amendment — RIDGEWOOD ENERGY B-1 FUND, LLC

Adrian Doherty appears on the Aug 21, 2009 Form D (executive officer) but not on the Feb 11, 2010 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Note · Mar 9, 2009 – Apr 6, 2009

No amendment in the last 12 months on an offering that may still be open — RIDGEWOOD ENERGY A-1 FUND LLC (latest filing Apr 6, 2009)

The latest filing for this offering is dated Apr 6, 2009 (first sale Mar 9, 2009). It reports $2,954,000 sold of $50,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Aug 21, 2009 – Feb 11, 2010

Reported net asset value range changed between filings — RIDGEWOOD ENERGY B-1 FUND, LLC

"Decline to Disclose" (Aug 21, 2009); then "Not Applicable" (Feb 11, 2010).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 2 offerings report sales commissions totalling $4,516,000; 0 report finder's fees; 1 reports proceeds to related persons totalling $4,000,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 21, 2009 D
RIDGEWOOD ENERGY B-1 FUND, LLC
File 021-133833
$4,500,000 (est.)$0$4,000,000 (est.)David Dryer BrokerCheck CRD 2179498 ↗
via Alliance Affiliated Equities Corporation (CRD 23928 ↗)

Benjamin C. Bishop BrokerCheck CRD 22050 ↗
via Allen C. Ewing & Company (CRD 26102 ↗)

Stephen L. Bruneau BrokerCheck CRD 870787 ↗
via Ameritas Investment Corp (CRD 14869 ↗)

Mark Rosenbaum BrokerCheck CRD 2618230 ↗
via Ameritas Investment Corp (CRD 14869 ↗)

Don A. Wittler BrokerCheck CRD 3202389 ↗
via Ameritas Investment Corp (CRD 14869 ↗)

Robert J. Fratesi BrokerCheck CRD 4848432 ↗
via Arete Wealth Management, LLC (CRD 44856 ↗)

Theodore Kovaleff BrokerCheck CRD 2748331 ↗
via Broadstreet Securities (CRD 36101 ↗)

Brett F. Ewing BrokerCheck CRD 2904608 ↗
via Centaurus Financial Inc. (CRD 30833 ↗)

William W. Gammon BrokerCheck CRD 1811853 ↗
via Centaurus Financial Inc. (CRD 30833 ↗)

Anthony Lombardi BrokerCheck CRD 2921904 ↗
via Centaurus Financial Inc. (CRD 30833 ↗)

David B White BrokerCheck CRD 1382131 ↗
via Centaurus Financial Inc. (CRD 30833 ↗)

Crown Capital Securities, L.P. no CRD number reported
via Crown Capital Securities, L.P. (CRD 6312 ↗)

John Doane BrokerCheck CRD 4083486 ↗
via Detwiler Fenton and Company (CRD 1794 ↗)

Anthony S. Corbett BrokerCheck CRD 1024295 ↗
via Dominick & Dominick, LLC (CRD 7344 ↗)

James Lockhart BrokerCheck CRD 4415115 ↗
via EDI Financial, Inc. (CRD 15699 ↗)

Ellen Y. Lau BrokerCheck CRD 4757064 ↗
via Financial Network Investment Corp. (CRD 13572 ↗)

Kirk Dennis BrokerCheck CRD 1381273 ↗
via Financial West Group (CRD 16668 ↗)

Andrew T. Koerner BrokerCheck CRD 2207442 ↗
via First Allied Securities Inc, (CRD 32444 ↗)

Deborah R. Walker BrokerCheck CRD 833928 ↗
via First Allied Securities Inc. (CRD 32444 ↗)

FSC Securities Corporation no CRD number reported
via FSC Securities Corporation (CRD 7461 ↗)

Richard Braverman BrokerCheck CRD 1023227 ↗
via Geneos Wealth Management (CRD 120894 ↗)

Samuel R. Monchik BrokerCheck CRD 4113886 ↗
via Geneos Wealth Management (CRD 120894 ↗)

Greg Long BrokerCheck CRD 2049933 ↗
via Gunn Allen Financial (CRD 17609 ↗)

Hantz Financial Services Inc. no CRD number reported
via Hantz Financial Services, Inc. (CRD 46047 ↗)

Sean Elerick BrokerCheck CRD 3107856 ↗
via Huntington Investment Company (CRD 16986 ↗)

Alex P. Kline BrokerCheck CRD 1271785 ↗
via Huntington Investment Company (CRD 16986 ↗)

Joe Miller BrokerCheck CRD 1172989 ↗
via Independent Financial Group (CRD 7717 ↗)

Invest Financial Corporation no CRD number reported
via Invest Financial Corporation (CRD 12984 ↗)

James P Connor BrokerCheck CRD 1834726 ↗
via Investor Capital Corporation (CRD 30613 ↗)

Larrie E. Hurst BrokerCheck CRD 253797 ↗
via Investors Capital Corporation (CRD 30613 ↗)

Prakash Devendranath Simha BrokerCheck CRD 2970036 ↗
via Investors Capital Corporation (CRD 30613 ↗)

Jean C. Hutchinson BrokerCheck CRD 1341166 ↗
via Investment Planners, Inc. (CRD 18557 ↗)

Nathan Rewerts BrokerCheck CRD 2913269 ↗
via Investment Planners, Inc. (CRD 18557 ↗)

InterSecurities, Inc. no CRD number reported
via InterSecurities, Inc. (CRD 16164 ↗)

Steven Bergeron BrokerCheck CRD 1077948 ↗
via J.P. Turner & Co. LLC (CRD 43177 ↗)

Tim J. Sherer BrokerCheck CRD 833618 ↗
via J.P. Turner & Co., LLC (CRD 43177 ↗)

Carl Worden BrokerCheck CRD 3130121 ↗
via J.P. Turner & Co., LLC (CRD 43177 ↗)

LPL Financial Corporation no CRD number reported
via LPL Financial Corporation (CRD 6413 ↗)

Gary Flater BrokerCheck CRD 1049132 ↗
via MCL Financial Group Inc. (CRD 41180 ↗)

J. Jay Jaso Jr. BrokerCheck CRD 1369773 ↗
via McNally Financial Services (CRD 121196 ↗)

David D. McNally BrokerCheck CRD 839798 ↗
via McNally Financial Services (CRD 121196 ↗)

Andres M. Romero BrokerCheck CRD 2486195 ↗
via Metlife Securities (CRD 14251 ↗)

D.G. Edgerton BrokerCheck CRD 75549 ↗
via Mutual Service Corporation (CRD 4806 ↗)

Gregory C. Barson BrokerCheck CRD 4874815 ↗
via Newbridge Securities Corporation (CRD 104065 ↗)

New England Securities no CRD number reported
via New England Securities (CRD 615 ↗)

Robert Barber BrokerCheck CRD 2279678 ↗
via Next Financial Group (CRD 46214 ↗)

Richard H. Carter BrokerCheck CRD 870975 ↗
via Next Financial Group (CRD 46214 ↗)

Stephen Dellelo BrokerCheck CRD 2170012 ↗
via Next Financial Group (CRD 46214 ↗)

Scott Tomei BrokerCheck CRD 4338243 ↗
via Next Financial Group (CRD 46214 ↗)

NFP Securities no CRD number reported
via NFP Securities (CRD 42046 ↗)

Gary G. Benson BrokerCheck CRD 1182211 ↗
via NPB Financial Group LLC (CRD 137743 ↗)

Jon Alan Kerby BrokerCheck CRD 1325139 ↗
via National Planning Corp (CRD 29604 ↗)

Charles M. Poritzky BrokerCheck CRD 1074468 ↗
via National Planning Corp (CRD 29604 ↗)

Richard L. Wagner BrokerCheck CRD 4575603 ↗
via Omni Brokerage (CRD 16878 ↗)

Pacific West Securities Inc no CRD number reported
via Pacific West Securities Inc. (CRD 6390 ↗)

ProEquities, Inc. no CRD number reported
via ProEquities, Inc. (CRD 15708 ↗)

Questar Capital Corporation no CRD number reported
via Questar Capital Corporation (CRD 43100 ↗)

Robert Swanson BrokerCheck CRD 1332429 ↗
via Ridgewood Securities Corp (CRD 15453 ↗)

Royal Alliance & Associates, Inc. no CRD number reported
via Royal Alliance & Associates, Inc (CRD 23131 ↗)

SagePoint Financial no CRD number reported
via SagePoint Financial (CRD 133763 ↗)

Janice Thompson BrokerCheck CRD 3034523 ↗
via Securities America (CRD 10205 ↗)

Ken Wlosek BrokerCheck CRD 1271626 ↗
via Seward Groves Richard & Wells (CRD 17963 ↗)

Michael S. Myers BrokerCheck CRD 2609878 ↗
via S.I.I. Investments (CRD 2225 ↗)

Joel Johnson BrokerCheck CRD 1941908 ↗
via Silver Oak Securities, Inc. (CRD 46947 ↗)

Charles C. Shafe BrokerCheck CRD 1277113 ↗
via TransAm Securities Inc. (CRD 18923 ↗)

R. Randall Rainey BrokerCheck CRD 4570460 ↗
via Triad Advisors Inc. (CRD 25803 ↗)

Craig J. Ruffolo BrokerCheck CRD 4077265 ↗
via Triad Advisors Inc. (CRD 25803 ↗)

David A. Witter BrokerCheck CRD 4519401 ↗
via Triad Advisors Inc. (CRD 25803 ↗)

Aaron P. Sevigny BrokerCheck CRD 4314368 ↗
via United Planners Financial Services (CRD 20804 ↗)

Barney Guttman BrokerCheck CRD 832428 ↗
via Walnut Street Securities (CRD 15840 ↗)

James E. Kunkel BrokerCheck CRD 2197345 ↗
via Walnut Street Securities (CRD 15840 ↗)

Ben Lipschitz BrokerCheck CRD 1066066 ↗
via Walnet Street Securities (CRD 15840 ↗)

Robert A. Pierce BrokerCheck CRD 363323 ↗
via Walnut Street Securities (CRD 15840 ↗)

William C. Schumann BrokerCheck CRD 1604894 ↗
via Waterstone Financial Group, Inc. (CRD 10078 ↗)

Henry Jacocks BrokerCheck CRD 1921358 ↗
via Western International Securities, Inc. (CRD 39262 ↗)

Kurt R. Baldry BrokerCheck CRD 1568930 ↗
via Workman Securities (CRD 31898 ↗)

Richard Liberty BrokerCheck CRD 844673 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Lynn McKelvey BrokerCheck CRD 3116799 ↗
via ING Financial Partners (CRD 2882 ↗)

Edward Waldron BrokerCheck CRD 2216457 ↗
via Investors Capital Corporation (CRD 30613 ↗)

Kimberly Brumbaugh BrokerCheck CRD 3065606 ↗
via MetLife Securities (CRD 14251 ↗)

Jeremy Monte BrokerCheck CRD 4601512 ↗
via Mutual Service Corporation (CRD 4806 ↗)

Frank Monte BrokerCheck CRD 1021749 ↗
via Mutual Service Corporation (CRD 4806 ↗)

Joshua S. Hyman BrokerCheck CRD 4542855 ↗
via National Planning Corp. (CRD 29604 ↗)

Questar Capital Corporation no CRD number reported
via Questar Capital Corporation (CRD 43100 ↗)

Edward Modglin BrokerCheck CRD 2147334 ↗
via Securities America (CRD 10205 ↗)

Terry A. Vrieze BrokerCheck CRD 455952 ↗
via Securities America (CRD 10205 ↗)
EDGAR ↗
Apr 6, 2009 D/A
RIDGEWOOD ENERGY A-1 FUND LLC
File 021-127501
$16,000$0$0David Dyer BrokerCheck CRD 2179498 ↗
via Alliance Affiliated Equities Corporation (CRD 23928 ↗)

Bette G. Tydings BrokerCheck CRD 844203 ↗
via AFA Financial Group (CRD 127648 ↗)

Benjamin C. Bishop, Jr. BrokerCheck CRD 22050 ↗
via Allen C. Ewing & Company (CRD 26102 ↗)

Jeffrey Rachlin BrokerCheck CRD 823547 ↗
via Alternative Wealth Strategies, Inc. (CRD 130933 ↗)

George M. Bellish BrokerCheck CRD 2646202 ↗
via American Portfolios Financial Services (CRD 18487 ↗)

Peter B. Cohen BrokerCheck CRD 50112 ↗
via Ameritas Investment Corp (CRD 14869 ↗)

Paul Lawless BrokerCheck CRD 1417030 ↗
via Ameritas Investment Corp. (CRD 14869 ↗)

Darcy R. Yocum BrokerCheck CRD 4223696 ↗
via Ameritas Investment Corp (CRD 14869 ↗)

Katherine Kirkpatrick BrokerCheck CRD 4530467 ↗
via American Independent Securities Group (CRD 135288 ↗)

Barbara Stone BrokerCheck CRD 2202550 ↗
via American Independent Securities Group (CRD 135288 ↗)

Tressa Rockwood BrokerCheck CRD 4821421 ↗
via American Independent Securities Group (CRD 135288 ↗)

Thomas L. Kunkel BrokerCheck CRD 2510614 ↗
via Capital Financial Services Inc. (CRD 8408 ↗)

Brian Weisenberger BrokerCheck CRD 4601637 ↗
via Capital Solutions Distributors LLC (CRD 132315 ↗)

William Gammon BrokerCheck CRD 1811853 ↗
via Centaurus Financial Inc. (CRD 30833 ↗)

David B. White BrokerCheck CRD 1382131 ↗
via Centaurus Financial Inc. (CRD 30833 ↗)

Alexander P. Brown BrokerCheck CRD 31944 ↗
via Chapin Davis (CRD 28116 ↗)

Crown Capital Securities, L.P. no CRD number reported
via Crown Capital Securities, L.P. (CRD 6312 ↗)

John Doane BrokerCheck CRD 4083486 ↗
via Detwiler Fenton & Co. (CRD 1794 ↗)

Jack Mara BrokerCheck CRD 1646745 ↗
via Detwiler Fenton & Co. (CRD 1794 ↗)

Kirk Dennis BrokerCheck CRD 1381273 ↗
via Financial West Group (CRD 16668 ↗)

Janet J. Montgomery BrokerCheck CRD 853307 ↗
via First Allied Securities Inc. (CRD 32444 ↗)

Stephen Oliver BrokerCheck CRD 2173688 ↗
via First Allied Securities Inc. (CRD 32444 ↗)

FSC Securities Corporation no CRD number reported
via FSC Securities Corporation (CRD 7461 ↗)

Geneos Wealth Management no CRD number reported
via Geneos Wealth Management (CRD 120894 ↗)

Stephanie Hrycyk BrokerCheck CRD 1882780 ↗
via Gramercy Securities Inc, (CRD 8177 ↗)

Gregory Long BrokerCheck CRD 2049933 ↗
via Gunn Allen Financial (CRD 17609 ↗)

Jonathan Marcu BrokerCheck CRD 2401038 ↗
via Gunn Allen Financial (CRD 17609 ↗)

Hantz Financial Services Inc. no CRD number reported
via Hantz Financial Services, Inc. (CRD 46047 ↗)

Sean Elerick BrokerCheck CRD 3107856 ↗
via Huntington Investment Company (CRD 16986 ↗)

Alexander P. Kline BrokerCheck CRD 1271785 ↗
via Huntington Investment Company (CRD 16986 ↗)

IMS Securities no CRD number reported
via IMS Securities (CRD 35567 ↗)

Joe H. Miller BrokerCheck CRD 1172989 ↗
via Independent Financial Group (CRD 7717 ↗)

Roger W. Bowlin BrokerCheck CRD 1905652 ↗
via Independent Financial Group (CRD 7717 ↗)

Thomas J. Ealy BrokerCheck CRD 863042 ↗
via Investment Planners, Inc. (CRD 18557 ↗)

Nathan Rewerts BrokerCheck CRD 2913269 ↗
via Investment Planners, Inc. (CRD 18557 ↗)

Intersecurities, Inc. no CRD number reported
via Intersecurities, Inc. (CRD 16164 ↗)

Tim J. Sherer BrokerCheck CRD 833618 ↗
via J.P. Turner & Co., LLC (CRD 43177 ↗)

Carl Worden BrokerCheck CRD 3130121 ↗
via J.P. Turner & Co., LLC (CRD 43177 ↗)

MetLife Securities no CRD number reported
via MetLife Securities (CRD 14251 ↗)

LPL Financial Corporation no CRD number reported
via LPL Financial Corporation (CRD 6413 ↗)

New England Securities no CRD number reported
via New England Securities (CRD 615 ↗)

Sagepoint Financial no CRD number reported
via Sagepoint Financial (CRD 133763 ↗)

Jay M. Eshbach II BrokerCheck CRD 1564093 ↗
via JW Cole Financial Inc. (CRD 124583 ↗)

Thomas L. McCormick BrokerCheck CRD 809554 ↗
via American Investors Company (CRD 38 ↗)

Chad Langhofer BrokerCheck CRD 2517445 ↗
via Main Street Securities, LLC (CRD 47127 ↗)

Robert H. Trowbridge III BrokerCheck CRD 1027815 ↗
via Main Street Securities, LLC (CRD 47127 ↗)

Gary Flater BrokerCheck CRD 1049132 ↗
via MCL FInancial Group Inc. (CRD 41180 ↗)

Terrell Gertge BrokerCheck CRD 2956582 ↗
via MCL Financial Group Inc. (CRD 41180 ↗)

Gene Merle Walter BrokerCheck CRD 851987 ↗
via MCL Financial Group Inc. (CRD 41180 ↗)

Yi-Chen (Chris) Yang BrokerCheck CRD 4024717 ↗
via MCL Financial Group Inc. (CRD 41180 ↗)

Christopher J. Russo BrokerCheck CRD 2744913 ↗
via National Securities Corporation (CRD 7569 ↗)

Next Financial Group no CRD number reported
via Next Financial Group (CRD 46214 ↗)

Clint Blaser BrokerCheck CRD 2794696 ↗
via National Planning Corp. (CRD 29604 ↗)

Lawrence Harkavy BrokerCheck CRD 2218203 ↗
via Oppenheimer & Co. (CRD 249 ↗)

Pacific West Securities no CRD number reported
via Pacific West Securities (CRD 6390 ↗)

Roy C. Lines BrokerCheck CRD 1906516 ↗
via ProEquities, Inc. (CRD 15708 ↗)

Clair Sauder BrokerCheck CRD 1312337 ↗
via ProEquities, Inc. (CRD 15708 ↗)

Thomas Shankland BrokerCheck CRD 1779390 ↗
via ProEquities, Inc. (CRD 15708 ↗)

Ryan C. White BrokerCheck CRD 2909144 ↗
via ProEquities, Inc. (CRD 15708 ↗)

Questar Capital Corporation no CRD number reported
via Questar Capital Corporation (CRD 43100 ↗)

Neil S. Fineman BrokerCheck CRD 2225170 ↗
via Regal Securities (CRD 7297 ↗)

Robert Swanson BrokerCheck CRD 1332429 ↗
via Ridgewood Securities Corporation (CRD 15453 ↗)

Royal Alliance & Associates, Inc. no CRD number reported
via Royal Alliance & Associates, Inc. (CRD 23131 ↗)

Christopher Hass BrokerCheck CRD 2657637 ↗
via Sammons Securities Company (CRD 115368 ↗)

John L. Jenkins BrokerCheck CRD 1163851 ↗
via Securities America, Inc. (CRD 10205 ↗)

Janice Thompson BrokerCheck CRD 3034523 ↗
via Securities America, Inc. (CRD 10205 ↗)

Ken Wlosek BrokerCheck CRD 1271626 ↗
via Seward Groves Richard & Wells (CRD 17963 ↗)

Thomas Kieffer BrokerCheck CRD 1531908 ↗
via Sigma Financial Corporation (CRD 14303 ↗)

Kevin McBarron BrokerCheck CRD 1282026 ↗
via S.I.I. Investments (CRD 2225 ↗)

Steven L. Nielsen BrokerCheck CRD 4184826 ↗
via S.I.I. Investments (CRD 2225 ↗)

Joel Johnson BrokerCheck CRD 1941908 ↗
via Silver Oak Securities, Inc. (CRD 46947 ↗)

Charles Shafe BrokerCheck CRD 1277113 ↗
via TransAm Securities Inc. (CRD 18923 ↗)

Martin Chiu BrokerCheck CRD 1806333 ↗
via United Planners Financial Services (CRD 20804 ↗)

Aaron P. Sevigny BrokerCheck CRD 4314368 ↗
via United Planners Financial Serivces (CRD 20804 ↗)

Kirk A. Walters BrokerCheck CRD 1066393 ↗
via United Planners Financial Services (CRD 20804 ↗)

David C. McKnight BrokerCheck CRD 3026936 ↗
via Valmark Securities Inc. (CRD 31243 ↗)

Barney Guttman BrokerCheck CRD 832428 ↗
via Walnut Street Securities (CRD 15840 ↗)

Robert A. Pierce BrokerCheck CRD 363323 ↗
via Walnut Street Securities (CRD 15840 ↗)

Waterstone Financial Group no CRD number reported
via Waterstone Financial Group (CRD 10078 ↗)

Michael J. Bernier BrokerCheck CRD 2250502 ↗
via Western International Securities (CRD 39262 ↗)

Cesar Garcia BrokerCheck CRD 4389804 ↗
via Western International Securities (CRD 39262 ↗)

William V. Harris BrokerCheck CRD 4348386 ↗
via WFG Investments Inc. (CRD 22704 ↗)

Leslie V. Anderton BrokerCheck CRD 873403 ↗
via Wilson Davis & Company (CRD 3777 ↗)

James Lockhart BrokerCheck CRD 4415115 ↗
via Woodbury Financial Services Inc. (CRD 421 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Adrian Doherty on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Ridgewood Energy

RIDGEWOOD ENERGY B-1 FUND, LLC

Montvale, NJ · Aug 21, 2009
  • Aug 21, 2009 · D · $0 sold of $50,000,000 · 0 investors · min. $50,000 · role: Executive Officer (of Ridgewood Energy Corporation) EDGAR ↗

Raised $19.3M from 231 investors (39% of the $50M target) as of the latest filing. Adrian is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Ridgewood Energy

RIDGEWOOD ENERGY A-1 FUND LLC

Ridgewood, NJ · Apr 6, 2009
  • Apr 6, 2009 · D/A · $2,954,000 sold of $50,000,000 · 13 investors · min. $50,000 · role: Executive Officer (of Ridgewood Energy Corporation) EDGAR ↗

Raised $2.95M from 13 investors (6% of the $50M target) as of the latest filing. Adrian is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Adrian 10

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MV
No photo found yet (own website and image search run after this page is viewed)
Person

Mirna Valdes

Executive Officer · 2 shared filings (2 issuers) · also on 6 other issuers

Mirna Valdes is on 8 issuers in total — a repeat sponsor. Their page lists every one.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kathleen H. McSherry

Executive Officer · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Adrian Doherty. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Robert E. Swanson

Executive Officer · 2 shared filings (2 issuers) · also on 12 other issuers

Robert E. Swanson is on 14 issuers in total — a repeat sponsor. Their page lists every one.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel V. Gulino

Executive Officer · 2 shared filings (2 issuers) · also on 6 other issuers

Daniel V. Gulino is on 8 issuers in total — a repeat sponsor. Their page lists every one.

GT
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Tabor

Executive Officer · 2 shared filings (2 issuers) · also on 4 other issuers

Greg Tabor is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Robert L. Gold

Executive Officer · 2 shared filings (2 issuers) · also on 6 other issuers

Robert L. Gold is on 8 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Swanson

Executive Officer · 2 shared filings (2 issuers) · also on 7 other issuers

Matthew Swanson is on 9 issuers in total — a repeat sponsor. Their page lists every one.

CE
No photo found yet (own website and image search run after this page is viewed)
Person

Corporation Ridgewood Energy

Promoter · 1 shared filing (1 issuer) · also on 4 other issuers

Corporation Ridgewood Energy is on 5 issuers in total — a repeat sponsor. Their page lists every one.

ER
No photo found yet (own website and image search run after this page is viewed)
Person

Energy Corporation Ridgewood

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Adrian Doherty. Their page shows their other deals.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Lang

Executive Officer · 1 shared filing (1 issuer) · also on 4 other issuers

Kenneth Lang is on 5 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Sponsor group

Ridgewood Energy

19 issuers · 30 filings · $4.63B reported sold · 2009–2026

One team, 19 deal companies. Adrian Doherty is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Adrian Doherty.

Same business address

11 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Adrian Doherty by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Adrian Doherty is listed on: none on file. No website or social profile named in RIDGEWOOD ENERGY A-1 FUND LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #373,403 of 374,652 in line (17 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Ridgewood, NJ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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